Professional Documents
Culture Documents
Anorectal
Malformations
in Children
Embryology, Diagnosis,
Surgical Treatment, Follow-up
123
Professor Dr. Alexander M. Holschneider
Kinderchirurgische Klinik
Kliniken der Stadt Köln gGmbH
Amsterdamer Straße 59
50735 Köln
Germany
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Foreword
It is 43 years since we (F. Douglas Stephens, Robert from the original studies of one of us (FDS). This ba-
Fowler, and others) produced the first volume of a sic anatomical knowledge and clinical recognition is
careful analysis of the anatomical pathology of the required reading for any pediatric surgeon caring for
many lesions of anorectal anomalies, describing the affected children, and there can be no excuse from not
relationship between the controlling sphincters and acquiring a thorough grasp of the many complexities
the incompletely developed bowel as a logical basis for of the pathological anatomy of the bowel, fistulas, and
operative correction [1]. Eight years later under our surrounding sphincters, including familiarity with the
joint authorship we published the first comprehensive assessment of the muscle integrity and the varieties of
text of the entire subject as known at that time [2], sacral nerve outflow. Only on this basis can decisions
which incorporated the “international classification” on management be logically made. Much of the evi-
developed at a workshop in an international confer- dence can be acquired from clinical observation with
ence held at the Royal Children’s Hospital, Melbourne eye and probe, but nevertheless, newer modalities of
in 1970. The subject was again reviewed 13 years later investigations assisting diagnosis are herein well de-
at another workshop under our chairmanship at the scribed – a reevaluation of the technique, posture,
Wingspread Conference Center in Racine, Wiscon- and interpretation of the traditional “invertogram”,
sin, USA, at which time the classification was simpli- magnetic resonance imaging, electromyography, and
fied. By then, the monumental contribution of Peter endoscopic ultrasound.
De Vries and Alberto Peña regarding the posterior New work also includes important new concepts
sagittal approach had been published, which revolu- of the early embryological processes of abnormal
tionized the operative management of high lesions, growth in cloacal membrane development, derived
and a new edition with multiple authors was called from animal models, and an update on the genetics
for [3]. of anorectal anomalies, including the identification of
Over the next 17 years there were significant stud- the genetic basis of Currarino syndrome.
ies by younger colleagues, and with our subsequent No subject has been more controversial than the
retirement from clinical surgery, a new work was classification of anorectal anomalies. The distinc-
clearly required. Professor Alexander Holschneider of tion must be made between “classification” based on
the Kinderchirurgische Klinik, Lehrkrankenhaus der anatomical pathology and/or embryology, and a “di-
Universität zu Köln, Germany, is to be congratulated agnostic plan”. To be complete, the former must nec-
in taking the initiative, and no one is more eminently essarily be large and complex, describing many sub-
qualified to do so, having made many important con- types, because that is the nature of this lesion, and was
tributions regarding this lesion in his own right. The the basis of the international classification of 1970. A
result is the present volume, superbly edited by our diagnostic plan is a recognition of related anatomical
colleague, Professor John Hutson of the Royal Chil- features of subtypes in order to make a clinical deci-
dren’s Hospital, Melbourne, and Professor Holsch- sion regarding treatment; it is not a classification. In
neider. It, too, follows an international workshop, or- order to reduce the complexity of the international
ganized by Alex Holschneider, who assembled a team classification, which is not accepted in some centers,
of 25 international experts meeting in the picturesque the simpler Wingspread classification was introduced
Krickenbeck Castle north of Cologne, Germany, in in 1984. These classifications are rightly included in
May 2005. the current text and are still required knowledge, but
Although the clinical features and recognition the Krickenbeck workshop took a different approach.
of the various anatomical subtypes has not greatly One important aspect of an agreed classification is
changed, they are, of course, described in the pres- that it facilitates a comparison of operative results
ent work, including a useful summary as an insert. from different surgeons operating on the same lesion.
Also included is an atlas of sections of fetal specimens However, the number of common operative proce-
VI
dures is much smaller than the number of anatomi- each varying in the parameters to be assessed, and
cal subtypes, so it seemed useful to list all those sub- consequently comparison of results has been almost
types together for which there was a generally agreed impossible. A simple clinical scheme has now been
single operative procedure. In this way, the results of suggested; it does not result in a numerical “score,”
a particular procedure could be compared irrespec- but may permit at least a degree of subjective analysis
tive of the particular subtype. The workshop therefore of results. It recognizes the importance of constipa-
proposed only a small number (7) of “major clinical tion in affecting fecal control, and the value of behav-
groups”, each group with its own operative procedure. ioral training in treatment. Considerable new work is
Reference to this list indicates that the new concept now recorded in the assessment of muscle and nerve
should work well in such “high” groups as rectoure- integrity and of bowel motility by electromyography,
thral fistulas, rectovesical fistulas, and cloacal lesions, endosonography, and electromanometry, the latter
but perhaps less satisfactorily for lesions tradition- particularly by Alex Holschneider. Adult sexual func-
ally labeled “low” or “intermediate”. It is therefore not tion is also addressed.
surprising that some groupings are controversial. Are The final chapter is unique and extremely valuable.
there different levels of rectovestibular fistula requir- It is the first time a significant study of results assessed
ing two different operative approaches depending on by the direct experience of parents and care support
length of fistula? Are all perineal fistulas treated the groups has been included in a standard surgical text.
same way or do they vary from simple to complex? Not only is there much detailed factual information
The category of “no fistula” is its own heading, imply- of the children’s long-term symptoms after surgery,
ing a common method of treatment, yet its subtypes but also some penetrating comments as to how we, as
vary from a simple “covered anus” by skin folds, an surgeons, have often failed our patients and parents
equally simple “imperforate anal membrane”, both in communication and empathy. No matter how en-
of which require very minor surgery, to more com- thused we may be by the practice of surgery, and no
plex imperforate anus and rectum ending blindly in matter how dedicated we might be in our endeavor
levels varying from the area of the bulb of the ure- to care for our patients to the best of our ability, none
thra to high in the pelvis, which require major recon- of us can feel to the same extent the depth of the
struction. Experience will establish whether the new burden suffered by some parents and some children
scheme will prove satisfactory. struggling with the practicalities of daily living when
An interesting feature of classification is the major results are suboptimal. The input of these writers is
input from colleagues from the Indian and Asian sub- beautifully and sensitively written, and it is a salutary
continent, who report considerable differences in the reminder that we are always and only the servants,
incidence of various lesions; they contribute extensive never the masters, of our patients.
experience regarding the operative management of We warmly recommend this new book. We con-
several anomalies uncommonly seen elsewhere, and gratulate Alexander Holschneider on his enthusiasm
their contribution is essential to this text. and professional expertise in bringing to fruition this
Operative management continues to be dominated, new edition after 18 years since the last update, and
and rightly so, by the enormous contribution and vast John Hutson for the masterful editing of a very com-
experience of Alberto Peña by the introduction of plex subject. We wish it well.
posterior sagittal anorectoplasty (PSARP), and this
experience is updated in the current text, especially F. Douglas Stephens
with respect to cloacal anomalies and total urogenital E. Durham Smith
sinus mobilization; nevertheless, there remain many
varieties of detail of PSARP executed by others, while
retaining the principal features of this approach. This References
is especially so in the management of “low” lesions,
and alternative approaches are described. In addition, 1. Stephens DF (1963) Congenital Malformations of the
two significant operative procedures are now included Rectum, Anus and Genito-Urinary Tract. E. and S. Living-
– a technique of vaginal reconstruction by Arnold stone, Edinburgh and London
Coran, and the growing experience of the endoscopic 2. Stephens FD, Smith ED (1971) Anorectal Malformations
repair of several anomalies, which may become the in Children. Yearbook Medical Publishers, Chicago
standard approach for high lesions. 3. Stephens FD, Smith ED (1988) Anorectal Malformations
One of the major discussions at the Krickenbeck in Children: Update 1988. Alan R. Liss, New York, and
workshop concerned the postoperative assessment March of Dimes Birth Defects Foundation
of results. Many schemes have been tried in the past,
VII
Preface
This multiauthor book is an update on the science As time went on, however, new aspects were devel-
and surgery of malformations of the rectum and anus. oped, particularly concerning the surgical therapy of
It carries on Douglas Stephens’ book “Congenital children with imperforate anus. Special merit should
Malformations of the Rectum, Anus, and Genito-uri- be given to Alberto Peña, Cincinnati, USA, who de-
nary Tracts” published in 1963. This first book, which scribed the sacral approach as the method of choice
deals exclusively with malformations of the lower end for almost all types of imperforate anus. Peña and de
of the digestive and urogenital tracts, was based on Vries described in 1982 the important details of the
fundamental studies on paediatric pathology, surgery posterior sagittal anorectoplasty, which became the
and surgical anatomy performed at the Department classic approach for the treatment of ARM in the
of Surgical Research of the Royal Children’s Hospi- subsequent years [2, 3]. This more simplified concept
tal, Melbourne, Victoria, Australia. Until today these was based on the observation that the anatomical
studies have represented the embryological and path- structures described by anatomists could hardly be
oanatomical basis of our knowledge in the diagnosis identified during the operation. The different struc-
and treatment of anorectal malformations (ARM). In tures of the levator muscle, the puborectalis sling and
1971 Douglas Stephens and Durham Smith published the three slings of the external anal sphincter muscle
the first update of their book, called “Ano-Rectal could frequently only be realised as a muscle complex.
Malformations in Children”. It became the standard According to the large experience of Alberto Peña
work for ARM for the following 17 years. In 1984 an with thousands of patients operated by himself in his
international workshop took place at the Wingspread former centre for ARM, the Jewish Hospital in Long
Convention Center, Wisconsin, USA, hosted by the Island, New York, USA, and throughout the whole
Department of Surgery, Chicago Children’s Memo- world, a therapeutic concept based on anatomical ob-
rial Hospital, where Douglas Stephens worked at servations seemed to be less important to him than a
that time. The chief objects of that meeting were an classification based on clinical experience.
update of the approximately 170 years of experience Therefore, in 1990 Peña published an “Atlas of Sur-
with modern treatment of ARM and to set standards gical Management of Anorectal Malformations”, de-
for the classification and treatment of this malforma- scribing in detail his new procedure, and in 1995 a
tion. At the end of the conference the so-called Wing- clinical classification of ARM according to the type of
spread classification was settled, technical details for the associated fistula. By closely comparing both pro-
abdominal, sacral, and perineal approaches were pro- posals, the Wingspread classification and Peña’s sug-
posed and the great variety of ARM listed again. The gestions, it became clear that there was no real contra-
results of the Wingspread meeting were finally pub- diction between them. Perineal and vestibular fistulas
lished by Stephens and Smith in 1988 with support could be regarded as low malformations, bulbar fis-
of the March of Dimes Birth Defects Foundation at tulas, imperforate anus without a fistula and some of
Alan R. Liss, New York [1]. The Wingspread classifi- the vestibular fistulas may be regarded as intermedi-
cation of ARM divided ARM into high, intermediate, ate-type anomalies, and prostatic and bladderneck
and low types and correlated the individual underly- fistulas are considered as high-type imperforate anus.
ing pathoanatomy with the appropriate surgical pro- However, it became evident that a new conference,
cedures. This meant, roughly speaking, that a perineal 21 years after the Wingspread meeting, would help
approach should be performed for low-type, a sacral to clarify these problems. Therefore, an International
approach for intermediate-type, and an abdomino- Conference for the Development of Standards for
sacro-perineal pullthrough for high-type malforma- the Treatment of Anorectal Malformations was orga-
tions. These Wingspread considerations continue to nized at Krickenbeck Castle near Cologne, Germany
have great influence on the diagnosis and therapy of (17–20 May 2005). This workshop brought together
ARM. 26 international authorities on congenital malforma-
VIII
tions of the organs of the pelvis and perineum. Recent We would also like to thank all of the co-authors
advances in aetiology and genetics, diagnosis, early who have contributed their time and effort to the
and late management and methods of improvement research with or without the support of their parent
of urorectal continence were reviewed. In addition, universities, institutions, or hospitals; none will re-
the participants developed a new international clas- ceive royalties on the sale of this book. Thanks are due
sification for ARM and a new grouping for follow-up to their supporting institutions, the names of which
assessment and standard surgical procedures. The appear in the list of contributors.
principle idea of the Krickenbeck workshop and the Members of many disciplines in hospitals and uni-
subsequent international conference on 21 May 2005 versities have played important roles in the elucida-
in Cologne was to enhance the current fundamental tion of the occult structural anomalies and the overall
concepts in the diagnosis and treatment of ARM, to management of afflicted babies. In this context we are
update the recent knowledge on this not infrequent especially grateful to Professor J. Koepke, Head of the
congenital malformation and to prepare this new up- Anatomical Institute of the University of Cologne,
date of Stephens and Smith’s book from 1988 (Fig. 1). Professor W. Lierse, former Head of the Institute for
The editors would like to thank Mrs. Gabriele Neuroanatomy and Anatomy of the University of
Schröder and Mrs. Stephanie Benko, Springer Inter- Hamburg, and Professor W. Meier-Ruge, Basel, Swit-
national Publishers, for their interest and agreement zerland, for their support and advice in solving ana-
to publish this book. We would also like to thank Mr. tomical and pathological questions dealing with the
Janis Biermann, The March of Dimes Birth Defects pathophysiology of ARM.
Foundation and Alan R Liss, New York for giving Many other co-workers like physicians, nurses, ra-
us back all rights for publishing, tables, figures and diologists, ancillary artists, photographers and hard-
chapters of the previous edition. We are especially working secretaries in many countries have contrib-
pleased and honoured, that the former editors F. uted their knowledge and expertise generously to the
Douglas Stephens and E. Durham Smith attended the research, diagnosis, and management of ARM and
Krickenbeck Conference and helped with their advice the manuscript of this book. Mrs. Elisabeth Herschel
and contributions to continue with their work. Spe- at the Children’s Hospital of the City of Cologne, Ger-
cial thanks go to Alberto Peña, who contributed tre- many, and Mrs Shirley D’Cruz at the Royal Children’s
mendously to this book with many chapters written Hospital in Melbourne, Victoria, Australia, had ex-
together with his associate Dr. Marc Levitt. Profes- ceptionally onerous work keeping track of correspon-
sor Peña’s influence has changed fundamentally the dence and manuscripts and retyping, and we thank
concept of the former edition as he has changed the them for work well done.
concept for the diagnosis and treatment of ARM. The Last but not least we would like to thank Dr. Win-
Krickenbeck conference and this book are now build- fried and Danielle Hartwick, Meerbusch, Germany
ing up a bridge between the important and still valid and the Foerderverein Blankenheimer Dorf, Blan-
pathoanatomical considerations published by Ste- kenheim, Germany for supported the idea of the
phens and the large clinical experience described by Krickenbeck Conference financially. We are grateful
Peña. The anatomical aspects are supported by an un- to Mr. Thomas Gemein for good cooperation with the
published series of autopsies performed by F. Douglas Verein der Freunde and Förderer des Kinderkranken-
Stephens in children with imperforate anus who died hauses Amsterdamer Strasse, Köln and the WestLB
from other reasons. His findings are presented in this Akademie Schloss Krickenbeck, and Mrs. Svitlana
book on a CD with a special index (Chap. 6). They Görden, Düsseldorf/Germany for the organisation of
confirm the clinical observations of Peña in a mag- the Krickenbeck Conference.
nificent way. However, they also point out the neces- All of the authors would like to thank all the par-
sity for an accurate anatomical knowledge of the indi- ents’ associations for children with ARM for their
vidual deformity. The new classifications proposed at confidence and support of our daily work. We are es-
the Krickenbeck Conference are part of Chaps. 8 and pecially grateful for the contribution of their experi-
25. They have also been published by Holschneider et ence and data to this book.
al. as a preliminary report [4]. The authors would like
to thank Professor Jay Grosfield for his help for the Alexander M. Holschneider, Köln
quick and uncomplicated acceptance of this report. John M. Hutson, Parkville
April 2006
IX
Fig. 1 Group photograph of the participants at the Interna- Murphy, Dublin, Ireland. Lower row (left to right): Reinhold
tional Conference for the Development of Standards for the Engelskirchen, Düsseldorf, Germany; Risto Rintala, Helsinki,
Classification and Treatment of Anorectal Malformations, Finnland; Benno Ure, Hannover, Germany; Samuael Moore,
Krickenbeck, Germany, 17–20 May 2005. Upper row (left to Stellenbosch, South Africa; Michael Davies, Cape Town, South
right): Naomi Iwai, Kyoto, Japan; Guiseppe Martuciello, Pavia, Africa; Arnold Coran, AnnArbor Michigan, USA; Durham
Italy; Dieter Kluth, Hamburg, Germany; Thomas Boemers, Smith, Victoria, Australia; Douglas Stephens, Toorak, Aus-
Cologne, Germany; Keith Georgeson, Birmingham, Alabama; tralia; John Hutson, Melbourne, Australia; Subir Chatterchee,
Alberto Peña, Cincinnati, USA; Alexander Holschneider, Co- Calcutta, India; Jay Grosfeld, Indianapolis, USA; Yunus Sölet,
logne Germany; Devendra Gupta, New Delhi, India. Middle Istanbul, Turkey; Elhamy Bekhit, Parkville, Australia. Photo-
row(left to right): Sudipta Sen, Vellore, India; Middle row right: graph taken with permission from Holschneider et al. [4]
V.Sripathi, Chennai, India; Sabine Grasshoff, Germany; Feilim
Standards for diagnostic procedures: International Classi- International grouping (Krickenbeck) of surgical proce-
fication (Krickenbeck) dures for follow up
Major clinical groups Perineal (cutaneous) fistula Operative procedures Perineal operation
Rectourethral fistula Anterior sagittal approach
Bulbar Sacroperinal procedure
Prostatic PSARP
Rectovesical fistula Abdominosacroperi-
Vestibular fistula neal pull-through
Cloaca Abdominoperineal pull-through
No fistula Laparoscopic-assisted pull-through
Anal stenosis Associated conditions Sacral anomalies
Rare/regional variants Pouch Colon Tethered cord
Rectal atresia/stenosis
Rectovaginal fistula
H type fistula
Others
Contents
Contributors
Benno M. Ure
Kinderchirurgischen Klinik
Medizinische Hochschule Hannover
Carl-Neuberg-Str. 1
30625 Hannover, Germany
General Aspects
1 ARM – a Historical Overview
Jay L. Grosfeld