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The Sociology of Conversion

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DOI: 10.1146/annurev.so.10.080184.001123

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The Sociology of Conversion
Author(s): David A. Snow and Richard Machalek
Source: Annual Review of Sociology, Vol. 10 (1984), pp. 167-190
Published by: Annual Reviews
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Ann. Rev. Sociol. 1984. 10:167-90
Copyright ? 1984 by Annual Reviews Inc. All rights reserved

THE SOCIOLOGYOF
CONVERSION
David A. Snow
Departmentof Sociology, University of Texas, Austin, Texas 78712

Richard Machalek
Departmentof Sociology, Trinity University, San Antonio, Texas 78284

Abstract
This essay reviews recentresearchon religiousconversion, particularlywithin
the context of "new" religious movements. It addresses three fundamental
issues pertinentto the study of conversion: first, the conceptualizationand
natureof conversion; second, the analytic status of converts' accounts; and
third,the causes of conversion. The chapterconcludes with a proposedagenda
for subsequentresearchon conversion and related topics.

INTRODUCTION
During the past decade and a half much of the West has witnessed a prolifera-
tion of new religious movements and mass therapies(Glock & Bellah 1976;
Wuthnow 1976; Robbins & Anthony 1979, 1981; Tipton 1982; Barker 1983;
Richardson1983). One of the more pronouncedconcomitantsof this apparent
spiritualawakeninghas been a burstof scholarshipon conversion. Indeed, an
examinationof two recent bibliographies,one on conversion and the other on
new religious movements, suggests there has been a dramatic increase in
researchon conversion.Of the 256 behavioralscience entrieslisted in Rambo's
(1982) bibliographyof researchon conversion (up through 1980), 62% have
appearedsince 1973. The remaining38%date back as far as the 1902 publica-
tion of James's classic, TheVarietiesof ReligiousExperience.An inspectionof
Beckford & Richardson's(1983) more recent bibliographyon new religious
movements similarly reveals a sharpincreasein researchon conversion since
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168 SNOW& MACHALEK

1973. Of the 145 entriesthatcan be classified as pertinentto conversion, 95%


have appearedin the last 10 years. It is also worthnoting thatthese 145 entries
comprise around40% of the works listed in this more general bibliography.
Thus, not only has conversionstimulatedconsiderablediscussionand research
in recent years, but it appears to be the phenomenon that students of new
religious movements examine most frequently.
The purpose of this review is to inspect and evaluate this extensive recent
research,as well as the earlierliterature,in orderto assess whatis knownabout
conversion. Our approachis interpretiveand criticalratherthandescriptive;it
is also selective ratherthan comprehensive. We examine importantworks in
various fields such as psychology and psychiatry, but we focus primarilyon
sociological contributions.In addition,the review is organizedaroundwhatwe
regardas three fundamentalissues in the study of conversion:(a) the concep-
tualization and nature of conversion; (b) the analytic status of converts'
accounts;and (c) the causes of conversionandgeneralizationsaboutthem. It is
our contentionthata thoroughgoingunderstandingof conversionis contingent
on the considerationand eventual resolution of each of these issues and the
questionsthey raise. Ouraim here is not to resolve these issues, but to discuss
them in light of recent scholarship and research and to suggest a range of
questions and directives for future research.

CONCEPTUALIZATIONOF CONVERSION

In the 1908 Cole Lecturesgiven at VanderbiltUniversityon the psychology of


conversion, George Jackson inveighed against attemptsto conceptualizeand
operationalizeconversion by saying, "It matters . . . little what principle of
classificationwe adopt, or whetherwe adoptany at all . . . what does matteris
that we steadfastly resist all attempts to 'standardize'conversion" (Jackson
1908:97). Although it is unlikely that most studentsof conversion today are
familiarwith Jackson'sinjunction,it would appearat firstglance thatmanyare
not only awareof it but have takenit to heart,for most of the recentliteratureis
devoted to pinpointingthe causes of conversionwithouthavingconceptualized
it clearly. Consequently,the questionof how to identify the convert is seldom
answeredunambiguously.There are, however, a few works that addressthis
conceptual issue. In this section we critically examine the traditionaland
implicit conceptions of conversion and assess the few existing conceptual
works. Our objective is to develop an understandingof conversion that lends
itself to empirical investigation. Such an undertakingis especially important,
since understandingthe causes of conversionpresupposesthe abilityto identify
the convert.

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CONVERSION 169

Conversion as Radical Personal Change


The one theme pervadingthe literatureon conversion is that the experience
involves radicalpersonalchange. This conceptiondatesbackto the Biblical use
of the termand the clusterof words used to referto it: the Herbrewword shub
and the Greek words epistrephein, strephein, and metanoia. These words
indicatea dramaticchange, a turningfromone viewpointto another,or a return
to principlesfrom which one has strayed(Gillespie 1979:12-17). Now, as in
earliertimes, scholars still debate whetherconversion involves sudden, grad-
ual, or multiple and serial changes (Pratt 1926, W. H. Clark 1958, Parrucci
1968, Lynch 1977, Richardson& Stewart1977, Richardson1980, Bankstonet
al 1981). But the notionof radicalchange remainsat the core of all conceptions
of conversion, whether theological or social scientific.
Beyond this point, however, the consensus vanishes. Not only are social
scientists understandablyuneasy about the theological tendency to associate
conversion with some conception of a deity or with the attainmentof some
"enlightened state," but they also disagree about the precise nature of the
change involved. To arguethatit entailspersonalchangethatis radical,drastic,
fundamental,or dramaticmerely distinguishesamong degrees of variation. It
does not specify, either conceptually or operationally, how much change is
enough to constitute conversion.
A numberof scholarshave addressedthis problemby proposingcontinuafor
distinguishing radical and complete changes. Most such schemes constitute
variations of Nock's (1933) distinction between conversion and adhesion.
Nock coined the lattertermto denotethe possibilityof participatingin religious
groups and rituals without assuming a new way of life. Unlike conversion,
which Nock (1933:6-7) defined as a "reorientationof the soul" involving a
"deliberate turning from indifference or from an earlier form of piety to
another,"adhesioninvolves the acceptanceof new religions as "usefulsupple-
ments and not as substitutes."The adhesionistthus has "a foot on each side of
the fence."
This distinction between conversion and adhesion has been elaboratedby
Shepherd(1979) and is similarto Travisano's(1970:598) separationof conver-
sion from alternation, which he defines as reversibleand less comprehensive
thanthe former."Completedisruption,"he argues, "signifiesconversionwhile
anythingless signals alternation."Gordon(1974) similarlydistinguishescon-
version-"a radical discontinuity in a person's life"-from less extreme
changes such as consolidation, which involves the adoptionof a belief system
or identitythatcombines two priorbut contradictoryworld views or identities.
A final kind of personalchange is what has long been known as regeneration
(E. T. Clark 1929, Nock 1933, Lang & Lang 1961). This term refers to the
enthusiastic adoption of a belief system that had not been taken seriously

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170 SNOW& MACHALEK

previouslyor thathad been abandonedout of skepticism, rebellion, or indiffer-


ence.
Taken together, we have at least four kinds of apparentlydistinguishable
changes:the commonplacekind of role changes, called alternation,that occur
without disruptingan individual's existing world view (Travisano 1970); the
consolidative variety, illustratedby "a person raised in a southern Baptist
church, who rejectedthese beliefs for drugs and perhapsEasternreligion, and
who then became a Jesus Person"(Gordon 1974:166); the regenerativetype
associated with St. Augustine, whose mother's deep religious convictions
influenced his early years; and the dramatic, metamorphicsort of change
exemplified by the Apostle Paul's embraceof Christianitywhile on the roadto
Damascus. These conceptualdistinctionsareuseful insofaras they suggest that
personalchange is not unidimensionaland that conversion is but one type of
personalchange. It is not entirelyclear, however, whereconversionbegins and
ends on this continuum.In fact, it is not evident thatonly the more radicaltype
of change should be conceptualizedas conversion. The answer depends not
only on the still unresolved problem of designating the degree of change
requiredfor conversion, but also on specifying exactly whatit is thatundergoes
change. Is it beliefs and values, behaviorand identity, interpersonalloyalties,
or something even more fundamental?
Conversionas a Change in One's Universe of Discourse
A number of works have suggested that it is indeed something more fun-
damentalthanbeliefs and identitiesthatchanges when one undergoesconver-
sion. Heirich (1977:673-75) speaks of a change in one's "sense of ultimate
grounding"or "rootreality."Jones (1978) drawsa parallelbetweenconversion
and Kuhn's (1962) idea of a paradigmshift. Travisano(1970:600-1) suggests
thatconversionis rootedin a transformationin whatBurke(1965:77) called the
"informingaspect"of one's life or biographyor in what Mead (1962:88-90)
termeda "universeof discourse." Snow & Machalek (1983:265) have argued
similarlythat, inasmuchas conversioninvolves radicalchange, the universeof
discourse is the relevant concept.
Viewed in this light, conversion concerns not only a change in values,
beliefs, and identities, but more fundamentallyand significantly, it entails the
displacementof one universe of discourse by anotheror the ascendance of a
formerlyperipheraluniverse of discourse to the statusof a primaryauthority.
Such a conception does not restrict conversion only to changes from one
religion to anotheror to the adoptionof a religious world view where one was
previously absent. In addition, a nominal affiliate of a religious community
may come to hold old but not particularlysalient ideas with a new intensityand
clarity of vision. Nominal belief thus becomes "true"belief, and what was
previouslyperipheralto consciousness becomes central. Thus both consolida-

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CONVERSION 171

tion and regenerationmight be construedas types of conversion. What is at


issue is not whetherthe universeof discourseis entirelynew, butwhetherit has
shifted from peripheryto center. When such a shift occurs, the corresponding
change in consciousness is likely to be as radicalin its effects as if the universe
of discourse were entirely new.
Empirical Indicators of Conversion
If a change in the universe of discourse is the key to conceptualizingconver-
sion, the question arises of whetherthatchange can be operationalized.What,
in short, are the empirical indicators of conversion? An inspection of the
researchliteraturereveals three possible indicators:membershipstatus, dem-
onstrationevents, and rhetoricalpatterns.

MEMBERSHIP STATUS Studentsof both mainstreamreligious traditionsand


new religious movementsfrequentlytreatshifts in organizationalaffiliationas
indicatorsof conversion-e.g. denominationalswitching (Roof & Hadaway
1979, Newport 1979, Fee et al 1981, Hoge 1981) and changes of the rite of
passage variety whereby a nonmemberbecomes a member (Lofland & Stark
1965, Harrison1974, Heirich 1977, Enroth1977, Hood 1981). Although this
practiceis rationalizedfor purposesof convenience, it is questionableon both
theoretical and empirical grounds. First, it mistakenly equates membership
with conversion, two relatedbut not identicalphenomena. It also ignores the
commonplaceobservationthat individualscan be membersof the same group
or movement in different ways and with varying degrees of commitment
(Kanter 1972, Etzioni 1975, Zurcher& Snow 1981). As Beckford (1983a)
observedin his researchon Jehovah'sWitnesses andthe UnificationChurch,it
is not uncommonfor membersto alter their views over time and even to pass
throughdistinctphases of commitmentthatvary in style and strength.There is
also evidence that membershipin many religious groups is much too heter-
ogeneous to justify its use as a reliable indicatorof conversion (Fichter 1954,
Fee et al 1981, Hoge 1981). Finally, studies of a number of new religious
movements-ranging from an esoteric, millenial UFO cult to a Japanese
Buddhist movement to Hare Krishna-indicate that the relationshipbetween
membershipand conversion is tenuous (Snow 1976, Balch 1980, Rochford
1982a). Since such observationsindicatethatmembershipis seldom, if ever, a
sufficient condition for conversion, researchersshould be more circumspect
about conducting studies based on the presumed linkage between the two
variables.

DEMONSTRATION EVENTS A second factorfrequentlyused as an empirical


indicatorof conversion is the demonstrationevent. These activities are essen-
tially public displays of conversionthatfunctionas statusconfirmationrituals.

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172 SNOW& MACHALEK

They ostensibly provide dramaticevidence both to oneself and to others that


one is imbuedwith the appropriatespiritor force and is thereforean authentic
devotee or convert. Examples include baptisms, giving testimonies, glossola-
lia, and other ecstatic utteringsand trances.
Because of their dramaticnatureand presumedspontaneity, both insiders
and outsiders have often treated demonstrationevents as valid and reliable
evidence of conversion. Researchsuggests, however, that such an interpreta-
tion may be unwarranted.Noting that these events frequently occur in an
emotionally charged atmospherein which there is considerable pressure to
demonstratethe strengthof one's convictions, W. H. Clark(1958) questioned
whetherthese displays are attributableto authenticand enduringinnerchange
or merely to compliancewith the demandsof intense normativepressure.This
question is also raised in Moscovici's (1980) analysis of the differences
between compliance and conversion behavior. Whereas the former refers to
behavior expressed in public but lacking privateacceptanceor commitment,
the latter involves private acceptance or internalizationbut not necessarily
public display. To illustrate,Moscovici (1980:211) notes that"one can visual-
ize a purely public compliance without any privateacceptance, as illustrated
. . . by concentration camps, and a private acceptance without public man-
ifestation,as witnessedby secretsocieties and, duringcertainepochs, Christian
heresies." Thus, what is taken as conversion may frequentlybe compliance
behavior. Evidence of such complianceand its orchestrationis providedby an
arrayof studies of revival meetings and crusadesof the Billy Grahamvariety
(Lang & Lang 1960, Whitam 1968, Hood et al 1973, Clelland et al 1975,
Wimberly et al 1975, Altheide & Johnson 1977, Bruce 1982).
This researchalso suggests thata majorityof the conversionsthat allegedly
occur during revivals and crusades are not really "true" conversions but
ritualized reaffirmationsof existing beliefs and values. For example, one
survey of a sample of participantsat a GrahamCrusadein Knoxville, Tennes-
see, revealedthat91% were churchmembersand that71% attendedchurchat
least once a week, thus prompting the conclusion that such crusades are
ritualizedopportunities"for people to show what they claim to be, namely,
bona fide Christians"(Wimberlyet al 1975:163). This is not to say that such
publicaffirmationsnecessarilyprecludethe possibilityof conversion. It simply
means that conversioncannotbe automaticallyinferredfrom such demonstra-
tion events. Drawingon Bem's (1972) self-perceptiontheory and on research
pertainingto the developmentof commitment(Gerlach& Hine 1970, Kanter
1972, Turner & Killian 1972, McGuire 1977), these findings imply that
demonstrationevents may be understoodmore appropriatelyas functioningto
facilitate and sustain conversion.
Thus, demonstrationevents in andof themselvesdo not indicateconversion.

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CONVERSION 173

Rather, they may often signify little more than ritualized performance in
response to situational constraintsand thereforehave little enduring signifi-
cance. Accordingly, researchersshouldexercise cautionwhen consideringthe
use of demonstrationevents as indicatorsof conversion.
RHETORICAL INDICATORS Snow & Machalek (1983) have recently pro-
posed a third set of indicators of conversion. They reason that if it is the
universe of discourse that undergoes change during conversion, then that
change should be discerniblein converts' speech and reasoning. Drawing on
research on the Nichiren Shoshu Buddhist movement and on a number of
secondarysources, they identifyfourpropertiesof the speech and reasoningof
converts. They contend that it is the display of these four rhetoricalproperties
thatdistinguishesthe convert from othergroupmembersand therebyindicates
the displacementof one universeof discourseby anotheror the ascendanceof a
formerlyperipheralone to the statusof a primaryauthority.The fourrhetorical
propertiesare: biographicalreconstruction,adoption of a master attribution
scheme, suspension of analogicalreasoning, and embracementof the convert
role.
Biographical reconstructionrefers to a double-edged process involving the
dismantlingof the past, on the one hand, and its reconstitution,on the other.
Some aspects of the past arejettisoned, othersare redefined,and some are put
togetherin ways thatwould have previouslybeen inconceivable.One's biogra-
phy is, in short, reconstructedin accordancewith the new or ascendantuniverse
of discourseand its attendantgrammarandvocabularyof motives. Because this
proposed indicator of conversion is such a prominent feature of converts'
speech and reasoning, it has frequently been acknowledged (James 1902;
Shibutani1961; Berger 1963; Burke 1965; Berger& Luckmann1967;Travisa-
no 1970; Gordon 1974; Jules-Rosette 1975; Taylor 1976, 1978; Beckford
1978a; Jones 1978).
The adoption of a master attributionscheme, the second rhetoricalindicator,
occurs when a new or formerly peripheralcausal schema (Kelley 1972) or
vocabularyof motives (Mills 1940) authoritativelyinformsall causal attribu-
tions about self, others, and events in the world. Feelings, behaviors, and
events formerlyinterpretedwith referenceto a numberof causal schemes are
now interpretedfrom the standpointof one pervasive schema. Moreover,
mattersthatwere previouslyinexplicableor ambiguousare now clearly under-
stood. A single locus of causalityis thussimultaneouslysharpenedandgeneral-
ized. Snow & Machalek(1983) note that this process is frequentlyaccompa-
nied by a shift in the causal locus-that is, a change from an internalto an
external locus of blame or vice versa. They found, for example, that whereas

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174 SNOW & MACHALEK

many Nichiren Shoshu converts once accountedfor their preconversionlives


by referringto some structuralarrangement,afterconversion they internalize
the causality and avow their personal responsibility.

A suspension of analogical reasoning, the thirdrhetoricalpropertyof conver-


sion, is derivedfromthe converts'perceptionsof theirworldviews as uniqueor
incomparableand their subsequent reluctance to use analogic metaphorsin
talking about their beliefs and practices. Analogic metaphors,which demon-
stratethe ways in which one thing is like another,can be contrastedto iconic
metaphors,which "picturewhat things are, ratherthan how things are alike"
(Brown 1977:115). Snow & Machalek (1983) contend that converts are not
averse to using iconic metaphorssuch as "God is love" because they help
establish the uniqueness of their respective group or world view. Analogic
metaphors,on the other hand, are resisted because they violate the convert's
belief that his or her world view is incomparableto othercompeting perspec-
tives. If iconic metaphorsaffirmthe authenticityandsacrednessof conversion,
analogic metaphorsthreatento invalidateit. Thus, convertssuspendanalogical
reasoning when discussing their world views and ritual practices.

Embracementof the convertrole is the final rhetoricalindicatorof conversion.


Snow & Machalek (1983) suggest that the convert not only introjects the
convert role and sees himself or herself in terms of that role, but that it
influencesthe convert'sorientationin all interactivesituations.Daily activities
and routines that were formerly taken for granted or interpretedfrom the
standpointof various situationallyspecific roles are now understoodfrom the
standpointof the convertrole. The convertis thus actingnot merely in termsof
his or her own self-interest but to further the group's cause or mission.
Accordingly, he or she enthusiasticallyavows his or her convert identity in
nearly all interactionsituations. It is not merely a mask that is worn in only
some situations;rather,as Travisano(1970) has suggested, it is relevantand
central to nearly every situation.
Snow & Machalek(1983) arguethat these four rhetoricalfeaturesmarkthe
occasion of conversion. Therefore, it is no longer necessaryfor the researcher
to decide arbitrarilywho has experiencedit. Whethertheirformulationis valid,
however, remains an empirical question, especially since the argument is
primarilygroundedin data on a single religious movement. One of the objec-
tives of future research, then, should be to examine whetherthese rhetorical
propertiesare discerniblein other groupsand ideological contexts. If they are
generalizable, then we will be well on our way toward establishing reliable
empirical indicatorsof conversion.

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CONVERSION 175

THE ANALYTIC STATUS OF CONVERTS' ACCOUNTS


A second unresolvedissue in the studyof conversionis relatedto the treatment
anduse of converts' verbalaccounts.This issue is particularlyimportant,since
most of the researchattemptingto explain conversion has relied primarilyon
such accounts for data on the underlyingcauses of conversion. Following the
customarysociological practiceof treatingverbalaccountsas objective reports
that speak for themselves, most researcherswho have studiedconversion tend
to accept converts' statementsas valid and reliable recordsof past events and
experiences. Bruce & Wallis (Bruce 1982, Bruce & Wallis 1983, Wallis &
Bruce 1983) have recentlydefendedthis conventionalpractice.Others,howev-
er, have challenged its validity, suggesting thatconverts' accountsought to be
treated as topics of analysis, ratherthan as objective data on why and how
conversion first occurred (Taylor 1976, 1978; Beckford 1978a, b, 1983a).
Several sets of observationssuggest not only that this recommendedline of
inquiry is appropriate,but that using converts' recountedexperience as the
basis of causal explanations is both empirically and theoreticallymisguided.
The first set of observations pertains to the socially constructed nature of
converts' accounts, the second to their temporalvariability, and the third to
their conspicuously retrospectivecharacter.

The Socially ConstructedCharacter of Converts' Accounts


A numberof studies have shown thatconverts' accountstend to be constructed
in accordancewith group-specific guidelines for interpretingcertain experi-
ences as religious conversions. In his researchon Jehovah'sWitnesses, Beck-
ford (1978a) found thatconversion to the movementcould best be understood
as a process whereby converts learned to construct "appropriate"verbal
accounts of their personal religious development. These personal accounts
were not simply the idiosyncraticand privateconstructionsof the individuals
who professedthem. Rather,they were individualexpressionsof basic themes
in the general ideology of the Watchtowerorganization.
In his report on becoming a Zen practitioner, Preston (1981) similarly
observed that practitionersmust learn to make correctattributionsabout their
spiritualdevelopment. That is, they must learnhow to recognize the "correct"
symptomsassociatedwith Zen sitting, attributethese symptomsto the "proper"
causes, and continue to refine their ability to identify and interpretthese
symptomscorrectly. Althoughthis can be understoodas a process of learning
to take and play a role, it is importantto note thatconformityto role require-
mentsin this instancemeansthatone learnsnot only the normativelyprescribed
way to practice Zen, but also how to think and talk about that practice.

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176 SNOW & MACHALEK

In his researchon conversion to the Nichiren Shoshu Buddhistmovement,


Snow (1976) reachessimilarconclusions. He observedthatmemberswere told
to constructtheirconversionexperiencesaccordingto the five characteristicsof
an acceptableexperience. In addition, memberswere frequentlyinstructedto
watch and listen to core converts recountingtheir respective experiences in
orderto learnhow to constructan appropriatetestimony. Consequently, most
of the conversionexperiencesthatSnow heardand recordedwere structuredin
accordance with specified guidelines.
These observations should not be interpretedas suggesting that converts
merely parrotthe official script when constructingtheir conversion accounts.
Each prospective convert brings his or her own personal biography to the
process, but this contributionis colored by the group's universe of discourse.
Thus, specific ideologies do not strictly determinethe characterof converts'
accounts; rather, they provide the basic algorithms upon which the convert
constructsan "appropriate"account of his or her conversion experience. The
social constructionof conversion accounts may thus be regardedas a kind of
"alignmentprocess"involving the linkageof individualbiographieswith group
goals, ideology, and rituals(Snow & Rochford 1983). Converts' constructed
accounts do vary, but the variationis arounda central theme.
The Temporal Variabilityof Converts' Accounts
In additionto being molded by salient ideological themes, converts' accounts
may also vary temporally. That is, they do not remain fixed throughoutthe
durationof one's status as a convert;rather,they are reconstructedor elabo-
ratedover time. This fact is not surprising,especially in the case of religious
conversion, given the dynamicnatureof religious life. A key element in many
religious traditionsis the idea of spiritualgrowthas an ongoing, developmental
phenomenon. It is therefore reasonable to expect that long-term converts'
accounts will be affected by changes in their spiritualor religious life. Such
variationis also likely to accompanychanges in the organizationand ideology
of the groups to which they have converted (Beckford 1983a).
This temporalvariability, whetherdue to "spiritualgrowth"or ideological
and organizationalchanges, is rarelycapturedin the existing literaturebecause
of researchers' tendency to use cross-sectional data. Confirmationof this
variabilityis provided,however, by morelongitudinalresearch,particularlyof
the ethnographicvariety. In her study of ritualand conversion in the African
Apostolic Churchof John Maranke,Jules-Rosette( 1975) not only describes in
greatdetailchanges in fellow Apostles' accounts,butshe also chartschanges in
her own conversion experience. Snow & Rochford( 1983) have also observed
that the testimonies of converts to Nichiren Shoshu and Hare Krishna are
frequentlyelaboratedand refined, and in some cases even reconstructed,with
the passage of time. Beckford's(I 978a) studyof the Jehovah'sWitnesses goes

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CONVERSION 177

one step further by revealing a clearly temporal correspondence between


conversion accounts and changes in the characterof the movement and its
ideology from one historicalperiod to another."Whatthe Watchtowerlitera-
ture makes very clear," Beckfordobserved (1978a:258), "is thatthe 'favored'
featuresof conversionexperiences have variedwith the movement's ideology
which, in turn,has variedwith its externalfortunes."Consequently,one would
expect markeddifferences among the accountsof variouscohorts of converts.
Interestingly,such differencesare discernibleat the aggregate,historicallevel
of analysis, but they tend to diminishwhen one looks at individual,longstand-
ing converts because even these Witnesses, as Beckford found (1978a:260),
"drawuponthe present-dayrationaleof the WatchtowerSociety andin this way
tend to conceal the actual period of their conversion."
The RetrospectiveCharacter of Converts'Accounts
The foregoing observations indicate that accounts of conversion are social
constructionssubject to reconstructionwith the passage of time and therefore
are highly suspect as sources of data about the causes of conversion. This
conclusion is also indicated by the conspicuously retrospectivecharacterof
converts' accounts (Taylor 1976, 1978; Snow & Machalek 1983; Beckford
1983a, b). This backward-lookingtendency, which is part and parcel of the
previouslydiscussed propositionthat"biographicalreconstruction"constitutes
a core featureof the speech andreasoningof converts, implies thatconvertsare
not fully reliable sources of evaluative data about their preconversionlives.
This tendency is not restrictedto converts, however. A central axiom of
Mead's (1932) philosophy of the present, Burke's (1965) dramatism, and
Berger& Luckmann's(1967) phenomenologyis thatpersonalbiographiesand
identities are redefined continuously in the light of new experience. For the
convert, however, this everydayphenomenonis greatlyamplifiedand intensi-
fied largely because "conversion represents in exaggerated form the fun-
damentalnatureof selfhood-its capacity for reflection, change and reorga-
nization . . ." (Bankston et al 1981:285) and because converts are constantly
being called uponto accountfor theirconversionandto describehow they have
changed.
Since the previousobservationsindicate,first, thatthe resultantaccountsare
constructedon the basis of the ideological resourcesavailableat any given time
and, second, that these accounts may change as the resourceschange, several
specific conclusions and researchdirectives would seem to follow. First, data
derived from converts abouttheircognitive orientationand life situationprior
to conversion should be treated as informationthat tells us more about the
convert'scurrentexperienceandorientationthanabouthis or her past. Second,
much of the literatureon conversion confuses retrospectionand introspection
(Taylor 1978:317) and thereforetreatsconverts' accounts as explanationsof

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178 SNOW& MACHALEK

conversion, ratherthan as the phenomenarequiringsociological explanation.


And third, this common practiceought to be abandoned.In other words, the
constructionand composition of converts' accounts should become topics of
analysis. Such a line of inquiry would advance our understandingof (a) the
process by which personalbiographiesare constructedand reconstructed,(b)
the centralityof this process in relationto conversion, and (c) the differences
and similarities in the way conversion is constituted in different groups and
movements, whether religious or not.

THE CAUSES OF CONVERSION


As previously noted, most of the researchon conversion has been concerned
primarily with trying to identify the causes of conversion. This extensive
literaturecan be roughlyclassified into three waves. The first occurredduring
the first threedecades of the twentiethcenturyand was dominatedby theologi-
cal and psychological explanations(James 1902, Starbuck1915, Coe 1917,
Thouless 1923, Pratt 1926, E. T. Clark 1929). The second wave, inspired
largelyby the experiencesof AmericanPOWsduringthe KoreanWar, featured
the development of the "brainwashing"or "coercive persuasion"model of
conversion (Moloney 1955, Miller 1957, Bauer 1957, Sargant 1957, Lifton
1961, Schein 1961). The publicationof the Lofland-Starkconversionmodel in
1965 signaled the arrival of a third wave of explanatoryattempts that rely
heavily on sociological thinking (Lofland 1966, Heirich 1977, Richardson
1978, Bromley& Shupe 1979, Downton 1979, Snow & Phillips 1980, Lofland
& Skonovd 1981, Long & Hadden1983). Contributorsto these threewaves of
inquiryhave identified, either theoreticallyor empirically, a range of factors
that allegedly precipitateor cause conversion. They may be groupedinto the
following categories: (a) psychophysiological responses to coercion and in-
duced stress; (b) predisposingpersonalitytraitsand cognitive orientations;(c)
situationalfactors that induce stress; (d) predisposingsocial attributes;(e) a
varietyof social influences; and (f) causal process explanationsinvolving the
confluence of a rangeof elements. We will examine each set of factorsin turn,
looking at their power to explain conversion.

Psychophysiological Responses to Coercion and Induced


Stress
The "brainwashing"or "coercive persuasion"model is the most popularex-
planationfor conversionoutside of sociological circles. The basic thesis is that
conversion is the productof devious but specifiable forces acting upon unsus-
pecting and thereforehighly vulnerableindividuals.This propositionrests on
the conjunctionof elementsfrombothphysiologicalpsychology andpsychoan-
alytic theory. The physiological componentis rooted in Pavlov's work, which

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CONVERSION 179

was developed furtherin Sargant'sBattlefor the Mind (1957), subtitled"the


physiology of conversion and brainwashing."According to Sargant,"various
types of beliefs can be implantedin manypeople, afterbrainfunctionhas been
sufficiently disturbedby accidentally or deliberately induced fear, anger or
excitement"(1957:132). Inducedphysiological dysfunctioningof the brain is
thus seen as the key to conversion. When this propositionis combined with
psychoanalytictheory, we have a pictureof the convert as an individualwho
has been made receptive to new ideas because his or her critical facilities and
ego strengthhave been eroded by informationcontrol, overstimulationof the
nervoussystem, forced confessions, and ego destruction,among other factors
(Moloney 1955, Lifton 1961, Schein 1961).
It is not surprisingthat this "mind control"explanationof conversion has
gained considerablecurrencyamong the public. It provides a convenient and
"sensible" account for those who are otherwise at a loss to explain why
individuals are attractedto "deviant"and "menacing"groups. Moreover, it
exempts both "the victim" and his or her significantothers outside the move-
ment from any responsibility, thereby preservingthe integrityof their world
views and life-styles.
This brainwashingexplanation has not enjoyed similar popularityamong
social scientists, however. While a relativelysmall numberof writersadvance
this thesis (Enroth 1977, Singer 1979, Conway & Siegelman 1978, Delgado
1979, J. G. Clark 1979; J. G. Clark et al 1981), social scientists find it of
limited utility and generality. It is inconsistent with the finding that most
conversions are voluntaryand occur in the absence of the sort of confinement
and stress experiencedby those whose ordeals inspiredthe model (Robbins&
Anthony 1980, Barker1983). It also obscuresthe relatedfinding that not only
is there a high incidence of defection among "cult"members(Bird & Reimer
1982), but that the turnoveris often voluntary, even in the case of the more
authoritariancommunalmovements(Shupe et al 1977, Beckford 1978b, Bar-
ker 1983). The coercive persuasion thesis has also been criticized for its
tendency to impugn new religious movements by implying that they are
inherentlyrepugnantto people in possession of theirrationalfaculties and must
thereforebe imposedon a reluctantclientele (Robbins& Anthony 1980, 1982;
Shupe & Bromley 1980).
A final shortcomingwith this model is thatthose who favor it base theircase
primarily on information derived from ex-converts who have been depro-
grammed.Accountsof apostasyareno less retrospectiveor transformativethan
accountsof conversion, and they are thereforeno more reliable as sources of
data. Moreover, analyses of the accounts of apostates who have been depro-
grammed versus those who have defected for other reasons reveal that the
deprogrammedapostatestend to verbalizegreaterhostility towardtheirformer
"cults" and are more likely to attributetheir conversion to brainwashingor

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180 SNOW& MACHALEK

"mind control" (Beckford 1978b, 1983a; Solomon 1981; Shupe & Bromley
1983).
Predisposing Personality Traits and Cognitive Orientations
A more popularapproachamong social scientists attributesconversion to the
predisposing effects of various personality traits. According to this way of
thinking,the causes of conversionreside "within"the psyche of the individual,
ratherthan "outside"in the form of situationaland social influences (Salzman
1953). While there is no clear consensus among investigatorsas to the precise
natureof these personalitytraits, they are often seen as psychologically dys-
functional.Predispositionto conversionis often describedas a "susceptibility,"
as if conversionwere a disease. One of the more vivid examples of this view is
providedby Levine (1980: 146-51), who sees the appealof cults as an "escape
from freedom"for those who suffer characterdisordersin the form of attenu-
ated ego and superegodevelopment. A variationon this theme is providedby
Simmonds(1977), who characterizesJesus Movementaffiliates as "addictive"
personalitytypes who depend upon an externalsource for the gratificationof
theirneeds. Accordingto this view, conversiondoes not constitutea personal-
ity transformationbut ratherthe substitutionof one addictive "substance"for
another. Kildahl's (1965) researchsuggests that people who undergo sudden
conversions tend to score lower on intelligence tests and higher on a hysteria
scale, while Galanter(1980:1577-79) found thatthose who initiallyjoined the
Unification Church fared worse on a "general well-being" scale than long-
standingmembers, drop-outs,and nonmembers.Galanterattributestherapeu-
tic benefits to Unification Churchaffiliation because long-standingmembers
do score higher on this scale. Proponentsof anotherperspective eschew the
imagery of pathology and emphasize socialization into absolutist or fun-
damentalistbeliefs and values (Toch 1965; Richardson& Stewart 1977:829).
More recently, a growing numberof social scientists have posited a "seek-
ership" orientation that appears to predispose some to conversion (Straus,
1976, 1979; Balch & Taylor 1977; Lofland 1977; Bankstonet al 1981; Lofland
& Skonovd 1981; Batson & Ventis 1982; Richardson1982; Shinn 1983). The
basic proposition is that "seekers" are more likely to undergo conversion
preciselybecause they are in active pursuitof just such a self-transformation.In
most cases, the idea of seekershipor quest does not connote a coping strategy
employed by people in franticsearch for a solution to some tension-inducing
life problem. Rather,it evokes the image of one on a journey for personaland
spiritualdevelopmentand meaning. In fact, Batson & Ventis (1982) base their
model of the religiousexperienceon an analogyto the psychology of creativity.
While this perspectiveprovidesa useful correctiveto the view thatconvertsare
passive subjects who have been unwittingly molded by powerful external
forces, it does not explain exactly what predisposespeople to become seekers.

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CONVERSION 181

Thus, sociological and psychological research that would help disclose the
origins of seekership is needed.
Tension-ProducingSituational Factors
A thirdset of causes often held accountablefor conversionincludes situational
factorsthatinducetension. These can includemaritalstrain,the loss of a family
member, change or loss of a job, the pressuresof highereducation,or any of a
numberof other tensions. Greil & Rudy (Unpublishedmanuscript)surveyed
studiesof conversionto ten differentgroupsandfoundthattension was a causal
factor in eight of them. It has proven difficult, however, to determineclearly
how greata role tension plays in precipitatingconversion.First, when converts
view their lives retrospectively, they are apt to exaggerate preconversion
tensions because of the very nature of biographicalreconstruction.In their
examinationof Nichiren Shoshu conversion accounts, for example, Snow &
Phillips (1980:435) found a tendency either to redefine life before conversion
as being fraughtwith problems or to allude to personal problems that were
eithernot previouslydiscernibleor not troublesomeenoughto warrantremedial
action. Heirich (1977:658) similarly reportsthat the Catholic Pentecostalshe
studied tended to exaggerate their preconversionsinfulness.
A second factormaking it difficult to assign causal responsibilityto tension
amongconvertsis the absence of correspondingevidence for nonconverts.For
example, a numberof studies have establishedthatconvertsto groups, includ-
ing the Unification Church, the Divine Light Mission, the Hare Krishna, and
the Ananda community, report high levels of drug use prior to joining the
movement(Judah1974, Nicholi 1974, Lynch 1977, Galanter& Buckley 1978,
Nordquist1978). Since levels of druguse amongnonconvertsarenot specified,
it is difficult to interpretthis as symptomatic of the sorts of tensions that
produce conversion. Some research has shown, however, that drugs may
facilitateconversionamongreligious seekers (Batson& Ventis 1982:98-116).
A thirdproblemwith the tensionhypothesisis thatit implies thatconversions
occur only under duress and therefore may representirrationalresponses to
life's problems. Finally, Heirich's (1977) work, which is clearly one of the
better empirical studies of conversion, failed to find evidence indicatingthat
stress and tension precipitateconversion.
Social Attributesand the StructuralAvailability of Converts
Social attributes,as distinctfrompersonalitytraitsandtension, have long been
assigneda significantrole in determiningbehavior.Recent researchhas identi-
fied a numberof social attributesthatspecify the categoriesof people amenable
to conversion to contemporaryreligious movements. Most studies portray
devotees of new religious movements as young-typically in their twenties-
middle class, more highly educated than commonly acknowledged, and fre-

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182 SNOW& MACHALEK

quentlyfrom stable family environments(Judah1974;Snow 1976;Galanter&


Buckley 1978; Nordquist 1978; Bromley & Shupe 1979; Ungerleider& Wel-
lisch 1979;Barker1980, 1983;Rochford1982a;Beckford1983b;Shinn 1983).
Such findings indicate that we are not faced with a picture of a highly
marginal,alienated, and materiallydispossessed populationthat seeks refuge
in cults. In fact, Bromley & Shupe (1979) adduceevidence thatcompels them
to reject alienation as a factor that explains attractionto unorthodox, new
religions. Rather, the differential recruitmentof persons possessing the
aforementionedcharacteristicsmay simply reflect their availabilityfor move-
ment participation. Being young, single, free from occupational ties, or a
student makes for a kind of structuralavailability that affords people the
discretionary or unscheduled time to participate in religious movements.
Therefore, it should come as no surprisethat these are precisely the sorts of
people who comprise most of the membershipof groups such as the Hare
Krishnaand the UnificationChurch.These social characteristicscreate a pool
of candidates available for conversion, but whether these people actually
become converts depends upon social interactionprocesses.
Social Influences
Most of the social influences identified in the researchon conversion can be
classified into one of three broad categories: social networks, affective and
intensive interaction,and role learning.

SOCIAL NETWORKS In consideringthe relationshipbetween social networks


and conversion, it is importantto recall the distinction made earlier between
membershipand conversion. Social networksare very importantin explaining
how people are recruited into new religious movements and organizations
(Lofland & Stark 1965, Gerlach & Hine 1970, Bibby & Brinkerhoff 1974,
Harrison 1974, Heirich 1977, Barker 1980, Galanter 1980, Snow & Phillips
1980, Snow et al 1980, Stark & Bainbridge 1980a, Rochford 1982b). For
example, among noncommunalgroups, such as Pentecostals, Evangelicals,
and Nichiren Shoshu Buddhists, studies have found that the vast majorityof
members-ranging from 59% to 82%-were recruited through social net-
works. Even among communal groups, such as the Unification Churchand
Hare Krishna,researchhas indicatedthat a significantproportionof devotees
were recruitedsimilarly. Nevertheless, while friendshipand kinship networks
often providethe avenues throughwhich people join religious groups, it is not
clear that network recruitmentdynamics can be held accountable for the
social-psychological transformationimplied by most conceptions of conver-
sion. Rather, we must turnto two other sets of social processes to understand
conversion itself.

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CONVERSION 183

AFFECTIVE AND INTENSIVE INTERACTION When Lofland & Stark (1965)


firstprofferedtheirconversionmodel, they included"cultaffective bonds"and
"intensiveinteraction"as two of the seven conditionsnecessaryfor conversion.
Subsequent research has substantiatedthe importance of these two factors
(Harrison1974, Heirich 1977, Lofland 1977, Barker1980, Stark& Bainbridge
1980a, Snow & Phillips 1980, Lofland& Skonovd 1981, Greil & Rudy 1983).
Since a positive, interpersonaltie to one or more groupmemberscan function
as an informationbridge, increase the credibilityof appeals, and intensify the
pressureto accept those appealsand correspondingpractices, it is not surpris-
ing that conversion is unlikely, especially for nonseekers, in the absence of
affective ties. The nature and variety of other interaction processes and
strategiesareless well understood,however. Accordingly, Lofland(1977) and
Snow & Phillips (1980), among others, have called for closer scrutinyof the
processes of intensive interaction. It is likely that subsequent attempts to
specify the nature of these interactive processes will yield a more refined
understandingof exactly how conversionoccurs. At this stage, one can simply
conclude that far more remains to be learnedabout the impact that this set of
influences has on conversion than has been documentedto date.

ROLE LEARNING In attemptingto account for conversion by focusing on


social influences, a numberof scholarshave drawnupon the well-established
traditionof role theory. One of the earliest analyses of this type was Zetter-
berg's (1952), which appearedwhen the brainwashingmodel was in vogue.
More recently, Harrison(1974) has describedthe process of building commit-
ment to a CatholicPentecostalgroupas a social learningexperience culminat-
ing in the statuspassage of receiving the "Baptismof the Holy Spirit."But the
most fully developed treatmentsusing the role learningperspectivehave been
advanced by Balch (1980) and Bromley & Shupe (1979). Based upon his
participantobservationof a UFO cult, Balch arguesthatthe suddenpersonality
transformationshe observed were not conversions. Rather,having been priv-
ileged to look "behind the scenes" at the cultists' backstage behaviors, he
concludes that their behavioral changes should be attributedto rapid role
learning. He notes thatwhile this role learningextendedto the use of a special
vocabulary and reliance on metaphoricspeech, there is no evidence that it
constitutedan actual transformationof consciousness (Balch 1980:139-42).
At the same time, to assumethe convertrole neithersignals a cynical gesture
on the "convert's"partnorprecludesa subsequenttransformationof conscious-
ness. To the contrary,Bromley & Shupe (1979) recentlyproposeda more fully
developed role theory approachto explain "rapidaffiliative change" as an
alternativeto the older model thatassigns primacyto predisposingtraits.Their
approachis not bound to assumptionsaboutmotivationspurportingto explain

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184 SNOW& MACHALEK

why individualsjoin marginalreligions. Instead, they attemptto specify how


individualslearn roles that producecognitive and behavioraltransformations.
Similarly, Richardson & Stewart's (1977) notion of "conversion careers"
alludes to a process whereby certain people on spiritualquests are able to
assume and subsequentlyabandona succession of convert roles.
These more recentefforts to explainconversion, particularlythe interaction-
ist and role theory approaches,imply a fundamentaldeparturefrom a premise
upon which earlieraccounts, especially the brainwashingmodel, were based.
That premise can be stated as follows: "Becauseconversion is a phenomenon
that is qualitativelydifferentfrom other sorts of individualtransformations,it
requiresa uniqueexplanation."This statementimplies the operationof unique
social and psychological processes thatcannotbe accountedfor using conven-
tional sociological and psychological explanatoryschemes such as symbolic
interactionism,role theory, and learningtheory. Inadvertently,analyses based
upon the aforementionedpremise are more likely to mystify than inform our
understandingof conversion because they treat it as a peculiarly enigmatic
phenomenonthateludes the explanatorypowersof conventionalsocial science.
Causal Process Models of Conversion
The greaterpart of sociological researchon conversion has traditionallyin-
volved attemptsto model the sequence of causal relations that culminate in
conversion. This effort dates back at least as far as W. H. Clark's (1958)
three-stagemodel of the conversionprocess. Morerecently,however, efforts at
modeling have built upon the highly influential Lofland-Stark prototype
(1965). By incorporatingseveral of the aforementionedfactors into a single
model of the conversionprocess, Lofland& Starklargelywrotethe agendafor
conversion research for the following two decades. Because this model is
describedin fairly abstractand generalterms, it has invited "testing"on other
groups to gauge its applicability(Seggar & Kunz 1972, McGee 1976, Austin
1977, Richardson& Stewart 1977, Downton 1980, Rambo 1980, Snow &
Phillips 1980, Bankston et al 1981). But the naturalhistories of conversion
patternsvary fromgroupto group. As a result, the naturalhistoryof one group,
however abstractlyit is described, will by no means necessarily record the
naturalhistoryof another.This fact helps explaindivergencesreportedby those
who have tried to apply the Lofland-Starkmodel to groups for which it was
never intended (Griel & Rudy 1983). This criticism does not mean that
conversion is the result of idiosyncraticprocesses that defy theoreticalgener-
alization. To the contrary,conversionis probablycomprisedof causal process-
es amenableto generalization.But merelyto label a sequenceof stages does not
specify the causal relationshipsresponsiblefor conversion. Thus, researchers
will continueto meet with limited success in explainingconversionwhen they
confuse naturalhistories with causal processes.

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CONVERSION 185

A RESEARCH AGENDA
Our critical examinationof researchon conversionhas identifieda numberof
questions and concerns that have been neglected and have thereforeimpeded
progressin this area. Drawing on these observations,we now propose a brief
agenda of research questions that, if followed, may lead to appreciablede-
velopments in what sociologists can learnaboutconversionin the near future.
First, carefulreconsiderationof existing conceptualizationsof conversionis
still needed. Although social scientists have recently made some progress in
distinguishing conversion from related phenomena, most conceptualizations
remain ambiguous and are not explicitly presented. In particular,the sort of
social psychological transformationsimplied by the idea of conversion must
not be equated with status changes such as membershipaffiliation.
Closely relatedto the first injunctionis a second recommendationto strive
for more useful empirical indicatorsof the thoroughgoingchanges that com-
prise conversion. All too often, scholars propose theoretically sophisticated
conceptualizationsof conversion only to use convenient but crude measures.
The languagebehaviorof convertsrepresentsan areaof considerablepotential
for developing such indicators.
Third, the study of converts' verbal accounts shows great promise for
advancing our understandingof the natureof conversion itself. Ratherthan
treatingsuch accounts as sources of data about the social and psychological
precipitantsof conversion, we expect richer returnsfrom questions such as
these: In what ways and to what extent can conversion accounts be seen as
constitutive of conversion itself? Do converts' verbal accounts change over
time? If so, how and why do they do so? Whatsorts of social negotiationsand
transactionsproduce, maintain, and modify these accounts?
Fourth,arethe aforementioned"rhetoricalindicators"of conversionspecific
in theirapplicabilityto the groupfromwhich they were derived, or can they be
generalizedto convertsto otherreligious groupsand movements?If these four
characteristicslack broaderapplicability,are other rhetoricalpropertiesmore
easily generalizable?
Fifth, can the transformativeprocessesthatcomprisereligiousconversionbe
observed in other contexts? For example, can knowledge about religious
conversion be generalizedto explain radicaltransformationsof political alle-
giances, life-style preferencesand practices, or occupationalcommitments?
Sixth, most conversion "causalprocess models" actually representtypical
naturalhistories of conversion events. Research is needed to specify more
precisely what sorts of interactive processes are associated with the actual
consciousness transformationthat is thought of as conversion.
Seventh, presumingsufficient advances in conceptualizationand measure-
ment, the studyof variationsin conversionratescould yield valuablesociolog-

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186 SNOW& MACHALEK

ical information.For example, it would be useful to discernpatternsof ebb and


flow in conversionratesin orderto establishlinkagesbetweenreligiouschange
and developments in the secularspheresof society. The work of Starkand his
associates (1979, 1980b), while not based directly on conversion rates, is
illustrativeof the kind of researchthatis needed. These sortsof analyses would
also yield a better understandingof the socioculturalconditions that underlie
and legitimate spiritualseekership and mass conversions.
Finally, althoughthis paperaddressedonly the natureand causes of conver-
sion, a growing body of researchon the maintenanceof conversion commit-
ment (Kanter1972, McGuire 1977, Bromley& Shupe 1979, Barker1980) and
apostasy or defection from religious groups (Brinkerhoff & Burke 1980;
Beckford 1978b, 1983a, b; Shupe & Bromley 1983, Skonovd 1983) promises
to disclose a great deal more aboutthe natureand limits of conversion itself.
ACKNOWLEDGMENTS
Preparationof this paper was made possible in part by a Summer Research
Awardfromthe UniversityResearchInstituteof the Universityof Texas andby
a Faculty DevelopmentGrantfrom TrinityUniversity. Interactionand corres-
pondencewith James A. Beckford, John Lofland, Lewis R. Rambo, JamesT.
Richardson,Thomas Robbins, and E. Burke Rochford, Jr. also greatly facili-
tated the writing of this paper.

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