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Advanced Condition Monitoring of Pelton Turbines PDF
Advanced Condition Monitoring of Pelton Turbines PDF
Measurement
journal homepage: www.elsevier.com/locate/measurement
A R T I C L E I N F O A B S T R A C T
Keywords: The ability of hydropower to adapt the electricity generation to the demand is necessary to integrate wind and
Pelton turbines solar energy into the electrical grid. Nowadays, hydropower turbines are required to work under harsher op-
Condition monitoring erating conditions and an advanced condition monitoring to detect damage is crucial.
Field data analysis In this paper the methodology to improve the condition monitoring of Pelton turbines is presented. First, the
Dynamic behavior
field data obtained from the vibration monitoring of 28 different Pelton turbines over 25 years has been studied.
Numerical model
Jet misaligment
The main types of damage found were due to fatigue, cavitation and silt erosion. By analyzing the vibration
signatures before and after maintenance tasks, the symptoms of damage detected from the measuring locations
were determined for each case.
Second, a theoretical model using numerical methods (FEM) was created in order to simulate the dynamic
behavior of the turbine. The model was validated with the results obtained from on-site tests that were carried
out in an existing turbine. The deformations and the stresses of the runner under different operating conditions
could then be computed.
The calibrated model was used to analyze in detail the effect of misalignment between nozzle and runner. In
historic cases, this abnormal operating condition lead to severe damage in the turbine, due to the effect of fatigue
in some locations of the buckets. The model reproduced well the symptoms detected in the field measurements.
The stresses could be calculated, which eventually can be used to estimate the remaining useful life of the
turbine.
1. Introduction power generation. Pelton turbines are generally used in locations where
head is higher than 500 m (the head is the difference in elevation be-
Hydropower is regarded as one of the most important sources of tween the upper reservoir level and the turbine level) and represent
energy in sustainable power generation. The biggest share of worldwide around 20% of total installed hydropower turbines. The most powerful
electricity production from renewable energies comes from hydroelec- Pelton turbines in the world are located in Bieudron, Switzerland. The
tricity [1], which also retains one of the highest efficiencies. Hydro Bieudron Power Station features three Pelton turbine units with a dia-
utilities are also known for their regulation capacity: power plant op- meter of 3.993 m, rated power per unit of 423 MW and a rated head of
erators are capable of adjusting the power outcome depending on the 1.883 m [3]. While low/middle head turbines (Francis and Kaplan)
electricity demand. With the implementation of new renewable en- have been extensively exploited, high head hydropower still waits for
ergies, such as wind and solar, there is an increasing percentage of its full development, especially in some countries like China. At present,
power that is tied to the variability of its sources, and thus cannot be the research on dynamic problems and silt erosion is of great interest to
adjusted to the demand. As electricity production has to match demand increase the design head and to reduce maintenance.
at any time, hydropower has become a key player to keep the grid A Pelton turbine is an action-type turbine. This means that the
stability [2]. In order to adapt to this new scenario, hydro utility mechanical power is only obtained from a change in the kinetic energy
companies have been progressively switching from baseload to a more of the water. In the power plant, one or more nozzles (called injectors)
flexible power production. expel a high-speed water jet that impulses the runner. Pelton turbine
The Pelton turbine stands as one of the main types of turbines used plants offer some advantages over those of reaction-type turbines. On
in hydropower. This was patented in 1880 by the American inventor the one hand, they have a large regulation capacity: power can be
Lester Allan Pelton and it is the only impulse turbine used for high regulated from 10% to 100% of total capacity with a maximum
⁎
Corresponding author.
E-mail address: monica.egusquiza@upc.edu (M. Egusquiza).
URL: http://www.upc.edu/cdif (M. Egusquiza).
https://doi.org/10.1016/j.measurement.2018.01.030
Received 22 October 2017; Received in revised form 17 January 2018; Accepted 19 January 2018
0263-2241/ © 2018 Published by Elsevier Ltd.
M. Egusquiza et al. Measurement 119 (2018) 46–55
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M. Egusquiza et al. Measurement 119 (2018) 46–55
3. Strategy
The procedure that has been used to improve the current state of
Fig. 4. Typical vibration spectrum measured in a turbine bearing. condition monitoring is represented in Fig. 5. Two main parts can be
discerned in the whole process: one regarding a comprehensive analysis
peaks and random vibrations can be observed. Like in all rotating of the experimental monitoring results and another regarding the de-
machinery, the main peaks are at the frequency of rotation ff and its velopment of a theoretical model of actual Pelton turbines.
harmonics (synchronous vibration). These vibrations are generated by For the experimental research, all the available Pelton units from
forces of mechanical origin (i.e. unbalance or misalignment between the hydropower company were classified depending on the turbine
the runner and the generator) and forces of hydraulic origin (i.e. the design (head, power, number of jets and number of buckets) and
impacts of the water jets on the runner buckets). The frequency at structure characteristics. After that, the data base was analyzed by
which the jet impinges the structure depends on the rotating speed of checking the vibration signatures of all monitored machines, and by
the runner and on the number of buckets, and can be defined by: looking for the historical cases of damage. For most of the severe failure
cases a detailed analysis was carried out in order to identify the
fp = n × z b × f f
symptoms of damage in the vibration signatures.
Regarding the theoretical, the first step consisted in creating a nu-
Here, fp is the bucket passing frequency, Zb is the number of buckets
merical model based on Finite Element Method (FEM), which re-
and ff is the shaft rotating frequency. n stands for the harmonics of the
presented the behavior of the most common types of turbines.
exciting force, being n = 1, 2, 3 …
Geometrical and structural characteristics were provided by the hy-
Apart from the synchronous peaks, broad band vibrations can also
dropower company. In order to verify the reliability of this re-
be identified.
presentation, the modal frequencies and the mode shapes of the model
were compared to the values obtained from on-site tests.
2.3. Spectral bands Finally, the validated model was used to simulate the behavior of
the machine while being affected by the same operational conditions
In condition monitoring, the evolution of the vibration levels over that, in the past, managed to produce failure on the real machine. The
time (trend analysis) must be tracked in case there is a dangerous in- values obtained in the sensor locations of the model were then com-
crease. However, it is well known that potentially serious problems can pared to the information gathered from the data base. Model upgrading
develop within machines, and yet, have a negligible effect on the was then possible and the distribution of stresses and deformations
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could be analyzed. At the end, the model could be used to simulate the most affected locations are the surfaces where the water velocity
abnormal operational condition that could not be found in historical and/or the acceleration are high. Nozzles, needles and the inner surface
cases. With this, the symptoms were extracted and the severity of the of the buckets are usually the most eroded areas [16]. Cavitation can
conditions was assessed. produce pitting on the buckets, especially on the tip and on the cutout
lips. Sand erosion enhances the possibility of cavitation because the
4. Monitoring data analysis (field data) waviness of the eroded surfaces increases wall turbulence, thus redu-
cing the local pressure. Nevertheless, damage caused by the fatigue of
4.1. Data preparation the material is proved to be the most dangerous one [17,18]. The
periodic impacts of the water jet lead to a large concentration of stresses
To tackle the real problem, the experimental data obtained from the at the root of the buckets. After long operation times, these stresses
monitoring of 28 different Pelton turbines over 25 years has been stu- result in cracking the material and destroying the runner buckets. To
died. The Pelton units belong to a hydropower company located in minimize the effect of fatigue, the design and manufacture of the tur-
Spain. As mentioned before, real machines are quite complex and the bine has to be optimized. At present, reliable runners are constructed
dynamic behavior not only depends on the design of the runner, but using forged blocks of stainless steel due to its improved mechanical
also on the structural characteristics (installation type, mounting con- properties compared with cast steel, such as fatigue strength and frac-
ditions, environment, etc.). To take this into account, the Pelton tur- ture toughness [19]. Even so, mounting and operating conditions can
bines analyzed have been classified either as machine sets with a hor- modify the stress distribution in actual runners, thus leading to un-
izontal shaft and pedestal mounted on rigid foundation, or as vertical expected failures.
machine sets with lower bearing housings braced against the founda- The problems found in the turbines monitored over the years
tion. comprise all the types of damage mentioned above. In Fig. 6, one can
Firstly, for groups of machines with similar structural character- see some examples of the most dramatic cases: a fatigue crack in the tip
istics, the vibration signatures were carefully analyzed as to determine of a runner bucket, cavitation erosion, a broken bucket and a broken
the influence of the design parameters and the operating conditions. needle. In Fig. 6a, a crack developed in the cut-out of a bucket can be
Secondly, the signatures of the units that suffered similar types of da- seen. Cracks like that can spread quickly and, if unnoticed, can result in
mage were gathered and compared as to find common variations in the a bucket rupture (Fig. 6c) with potentially disastrous results.
vibration patterns. The symptoms for each type of damage were then
determined. 4.3. Symptoms extraction
4.2. Types of damage In this paragraph, an example of the procedure used to correlate
damage with symptom is explained. In Fig. 7, a typical evolution of the
Pelton turbines can suffer from different types of damage. Most of vibration signatures of a Pelton turbine is shown. In the first spectrum
the cases are due to sand erosion, fatigue or cavitation. Erosion pro- of the waterfall one can discern high amplitudes of vibration in the
blems are very common in some areas like the Alps and the Andes, frequency span of 500–600 Hz. This is indicative of an abnormal op-
where the water carries a large amount of sand particles. In these cases, eration or an incipient damage. Yet, the overall vibration level was of
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M. Egusquiza et al. Measurement 119 (2018) 46–55
1.3 mm/s rms (root mean square value). According to Standards [20], determined for all types of damage. Here, it is proved that with the
this machine was still suitable for unrestricted long-term operation. analysis of the monitoring data, valuable information can be obtained
After running under these conditions for some time the vibration in- about the condition of the machine.
creased all of a sudden. This is an evident indicator of damage, so the However, to carry out an effective monitoring, each type of damage
machine was inspected and one of the buckets was found broken. has to be detected in the initial stage and, if so, its severity determined.
Further operation would have led to a catastrophic failure. After repair, The information extracted by looking at the evolution of the signatures
the frequencies between 500 and 600 Hz didn’t appear again in the is not accurate enough to do so. The symptom described above shows
signatures. At the end, this experience permitted identifying the that the natural frequencies were being excited, but the causes leading
symptoms tied to this specific type of damage. to this vibration remain unknown. One can only relate the symptoms to
The evolution of the signatures was available for all the monitored the damage, without having knowledge of the underlying dynamics of
turbines, so the correlation between symptoms and damage was the turbine. Moreover, the severity of the vibrations of the runner could
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M. Egusquiza et al. Measurement 119 (2018) 46–55
5. Numerical model
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6. Advanced monitoring machine numerically, thus determining the effect of the jet misalign-
ment. The results were compared with monitoring data to see how well
With the methodology described in the previous sections, mon- the symptoms obtained in the field can be reproduced using the model.
itoring could be improved. As shown above, the analysis of the field The axial force, produced by the jet misalignment, was applied to the
data indicated that from the types of damage found in Pelton turbines numerical model (see Fig. 8) and the response in the radial turbine
the ones produced by fatigue are the most dangerous. bearing (monitoring position) calculated. In Fig. 12, the response of the
Fatigue problems generally occur in the runner buckets. The cause jet force on the monitoring position (radial bearing) has been re-
can be due to a poor design of the runner, operation at off-design presented for a frequency sweep between 0 Hz and 300 Hz. It can be
conditions (i.e. higher heads than expected) or problems in the injector, seen that the maximum response produced by the misaligned jet in the
which can produce misalignment between the runner buckets and the bearing is at frequencies of 40 Hz and 120 Hz. These are natural fre-
water jet. When the jet is centered, only a tangential force is applied on quencies of the rotor whose mode-shapes are represented in the picture.
the bucket, yet when this jet is misaligned, the flow on both sides of the These numerical results can be compared with the experimental
bucket is unbalanced and an axial force is also applied. This produces measurements presented in the same Figure. It can be seen that both
an increase in the axial thrust and modifies the stress levels in the results agree well and the model is able to reproduce the actual case.
bucket area, which can lead to cracks and bucket failures. The symptoms detected in the field data (Fig. 11) come from the
In Fig. 11, the vibration signatures of the Pelton obtained during excitation of some natural frequencies at low regions and at a higher
vibration monitoring of the simulated turbine can be observed. The frequency span (500–600 Hz). The model indicates that the former are
vibrations represented were measured in the radial turbine bearing on rotor natural frequencies and the latter correspond to axial frequencies
different dates. During the inspection of the unit, a few small cracks of the runner, which means the operation of the turbine is not as ex-
were found, as well as jet misalignment. In the measured spectra, pected. To see the influence of jet misalignment on the runner vibra-
synchronous vibrations generated by unbalance and the bucket passing tions, the response of the buckets, when the jet is aligned and mis-
frequencies can be identified. It can also be noticed that some natural aligned, was computed (Fig. 13). When the jet is aligned with the
frequencies of the system were excited. runner (machine in good condition), the force that is applied to the
The next step consisted in reproducing the vibration behavior of this buckets is tangential and, consequently, the response of the buckets is
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Fig. 12. Response in the radial bearing to the axial forces generated by the jet misalignment.
in the same direction (tangential modes). In case of jet misalignment, order to identify the symptoms of damage. By analyzing the vibrations
rotor and axial bucket modes are also excited (which can be seen in the measured before and after repair the symptoms of different types of
spectra), thus changing the stress distribution. damage could be extracted.
With this information the spectral bands for monitoring can be re- Of the main types of damage found in the machines (sand erosion,
fined, the effects on the stress distribution calculated and the useful life fatigue or cavitation), the most dangerous was produced by fatigue,
of the runner estimated. With the model other types of damage can also many times generated by jet misalignment, which can lead to runner
be reproduced. buckets to be broken.
Another case of incipient damage generated by jet misalignment in Although valuable information was obtained, for a deeper under-
a Pelton turbine is shown in Fig. 14. In August 2015 there was a change standing of the generation of these symptoms, a numerical model using
in the vibration signatures and the excitation of runner axial natural FEM method was created. The aim was to simulate the actual dynamic
frequencies could also be detected. behavior of the whole machine. The model was calibrated with detailed
With an accurate study of the distribution of stresses in the runner, on-site measurements.
the possibility of having fatigue damage can be estimated. With this With the calibrated model the deformations and stresses generated
information the owner of the machine can optimize the profit of the on the runner could be calculated depending on the operating condi-
machine by adjusting its operating conditions. This can be done by tions (head, number of jets, injector opening). The vibrations in the
either reducing the load in order to decrease stresses and increase the monitoring location could also be calculated.
useful life, or by operating with maximum power in case the price of the As an example, the effect by jet misalignment on the runner and the
energy is high. bearing vibrations were calculated using the model. The numerical
results agree well with the experimental data. The model can also
calculate the change in stress distributions with the abnormal operation
7. Conclusions
of the machine so that problems from fatigue can estimated.
In this paper, a procedure to improve the condition monitoring of
Pelton turbines is presented. Firstly, a comprehensive analysis of a data
Acknowledgments
base obtained from vibration measurements of 28 different Pelton
turbines over 25 years was done. For the analysis, machines were
The authors would like to thank the collaboration of the company
classified depending on their design and structural characteristics.
Endesa Generación of Spain in this study.
After that, the data base was analyzed by checking the vibration
signatures of all monitored machines and by looking for the historical
cases of damage. For most of them a detailed analysis was carried out in
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M. Egusquiza et al. Measurement 119 (2018) 46–55
Fig. 13. Deformation of the buckets (a) With a centered jet and (b) With a misaligned jet.
Fig. 14. Evolution of the vibration signatures in a Pelton turbine. The stress distribution for the runner excited without and with jet misalignment has been represented.
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