Bs«ys on Aristotle's hefics
ed. f.0. Rory
Qrince ton (992) ppelee ~
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s
Ethos and Dianoia Reconsidered
Mary Whitlock Blundell
‘Alas, int shall [ Jo?” This question ceverbertes through the pages of
tragedy. The action contemplatod i rarely a tivial ane, and usualy calls fr 9
serious moral choice with far-reaching concoquences forthe self and others. fn
situations ofthis kind, a éecision to act is seldom reached without extensive
deliberation or debate, The prominence of such purpose choice and action in
the drama doubtless influenced Aristotle's defhition of tragedy as an “imitation
of action (praxis) (Posies 1449624). Aristottian prasi I not just my so of
ction, but the kind of purposeflly choscn deed that it o offen central to
tregedy.' The moral and Intellectual gualtes that give rise to such action ate
aspects of a person's thos and dizia, “charaxter" and “intellect.” and as nich
fall within the purview of Acsttl's Fils. Bat éthes and dinoia also form two
of the essentiat “parts” of tragedy. following only plot in significance. Tele
presence and importance feiow drezly from the definition of tragedy as the
ititation of exis For an adequate represectation of praxis must include the
characteristics that give rise to such action ~ the tragic actors mist “incivde
characters on account ofthe actions” (1450a21~22), The necessity for denmatic
ios and dienoia is accoréingly derived fom the nature of human aetion a8 such
(144ga1-4, 1449036-38).
The inereelation betwoen és, dianola and praxis to the Poetics can oly be
understood against the background ofthe Hic. Tragedy, however. is ol jot
the imitation of action, but the inital af actlon, using speech a its most
prominent medium (the others are rhythn and melody) (1447021-22.
1447624-27). The poet must not only know what 9 good or bad person is ike
but be able to portray this nersuasively. employing the resources of language to
reveal (whether explicit or by inference) the presumed personal qualities of the
agent. We may therefore expect Aristotle's Rhetoric, as well as his ethical
writings. to iluminate his theory of tragedy! Indeed. if we are to sacceed in
155156 MW. iundll
‘elucidating the relationssip between ~ragie ithas and diaroia, we have litle
choice but to turn to these other works for help. since the Portis itself offers
ietually no guidance.’ The interconnection between these three areas of
AAdstotle’ thought Is confrmed by tae way he treats tragic characters as
lndlstinguishoble a important respects rom living people. Inthe Pacts he often
speaks of dramatic Fgures as if they were real persons. who must have appeo-
priate qualities of character and intellec:in order to undertake purposeful action.
Conversely to the ethical and rhotorcal works he regularly illustrates is
argument with characters from literature, especially epic and trogey
In the Momachean Ethics (NE), the distinction Betieen éthes and dlanoia is
central to Aristotle's theory and plays a structural role nis elaboration. At the
fend of Book I, human excellence is divided between the excollences cf character
{ouch as courage and self-control) and those of intellect (such as wisdom and
cleverness) and the bulk of the work isarganized around tis dichotomy.’ thos
in thie sense is said to belong to the irrational part of the soul. whose only
Participation in ntllet is passive abiy to heed the commands areas. But
complete excslence of character aso turns out to involve the intellectual excel
lence of practical wisdom (phranéss).” Phronésis guides the process of detibera-
tion (1141812), and hence plays an essential role in purposeful choice (pro-
hairess) which in turn is the moving cause of praxis (1139a31~32) Prohairesis
requires both dunate and aos (in the narrow sense) (1139433-35). and is
involved In the definition of excellence of éthos (1106036, 1139a22-23). tis
prohatress sat makes us "of acetain knd” (11 12a1~2). and by proiresis that
‘we judge a person's fos (11115-6)" Correct prafalesis and complete (as
opposed to “natural excellence of Fins require the cooperation of presi
with excellence of dos (inthe narrow sense}. So in addition to the narrow
usage most characteristic ofthe Edics. there i a broader sense of thas which
lnvoives the intellectual excellence of phronéls, Theoretical wisdom. the other
rain branch of intellectual excellence, plays no part in deliberation and choice
and hence isnot associated with hes
"To these two conceptions of ether in the Buhiés we may add a third, Athos and
related words are used not only forthe fall developed excellences of character
land thelr opposites, but also more loosely fora variety of related states and
capacities.” These include the uodeveloped character of tho. young (NE
1179b7-10, 29-31: ef. Ewlemien Ldies (BE) 1236040), and the irationat
“natural exceliences which are presen: om birth and may be found in chikiren
and even animals (NE 1144b4-17), ln mature adults, ios may be used in
connection with such conditions as self-control (or its absence) (NF 1145a16—
17), and a sense of shame (BE 1233616-18, 22-25), neither of which issticly
speaking an excellence (NE 112810-11. 1145835-b2). This breadth is in
lezping with ordinary usage, whereby thus ean cover a wide range of personal
‘walt, Including intllecval ones." The fluctuations in Aristotle's own sage
depend on the purpose at hand. The Fis is Geely concerned withthe nate
of “complete” excellence of characte. bat employs the sharper dichotomy
Fahos end Dianoia Recmifered 157
between éthos and dianoa for the central task ofanalyzing its varlous psychotogi=
cal components (cf. e.g. NE 1144a7-9, 20-22), while the broader and more
casual sense of étas Is convenient when Aristotle's specialized distinctions are
notin play.
‘With this background in mind, we may turn to the Postcs. Ethos is tatroduced
at the beginning of Chapter 2, where Aristotle explains that the different Zhe
which give rise to action may be distinguished by their areté and kaka (excellence
‘and vice) (1448914). The evaluative languagehore is indeterminate, and could
extend to human excellence in the broadest sense (including all excellences of
character and intellect). But the association of éthos with excellence and vice
recalls the exeelience of character ofthe Ethics." The reference is presumably to
“complete” excellence, since there is no obvious sign of the nacrower dichotomy
between éthos and dianoia." Note, however. that the wording ako allows for
degrees of aeté and kia which fall sort ofthe fully developed exceliences and
vices.” Aristotle thus leaves space so necessary in tragedy for moral imperlec-
tion, Indeed perfect virtue is neither necessary nor desirable in tragle ehrac
a
‘This interpretation accords with Aristotle's detailed recommendations for
dramatic éthos (1454316~36). First he requires rthos to be good of its kind
(chréstos). Chréstos is a general word, amd does not raise the issue of character
as opposed to intellect. But this requirement does implicitly embrace at least one
intellectual virtue, namely practical wisdom. For it is the representation of
purposeful choice (profairesis) which determines both the presence and the
uality of éthosin a drama (1454a1 7-19; ef, 1450810), and as we have seen
hiroutsis is indispensable to prohairesis. Moreover, when speaking of goodness
according to kind. the “kinds” Aristotle mentions are women and slaves. who
swe wood tn a diferent way trom men, because of their generic inferiority
(1454a19-22). ut in both cases this infericty is one of Intellect (Politics
12602233), So in this way too. the passage indicates the relevance to dramvatic
{has of atleast some intellectual qualities, t azo confirms that éramatle aos
is not confined to the developed excellences and vices, but includes related or
‘analogous conditions. For intellectual deficiency removes the capacity for full
prokziresis (ct NE 111188-9), making women and slaves ineapable of complete
excellence of character (Politics 1260a2~33; cf. 1277b18-25, Rhetoric
1367a16-18),
‘The second requirement for dramatic éthos is appropriateness to type. A
‘woman, says Aristotle. should not be Inapprcpristely courageous or clever
(ins) (1454a23~24), By citing a quality of ntellect alongside one of character.
hae evokes the dichotomy of the Ethics (cf also 1456221-23)."" But as we would
expect from the broader usage ofthe this, the intellectual attribute in question.
is one that pertains to action. Cleverness (deinotd) isa close relative of rerantsis
~ itis practical intelligence without virtue to eude its ends (ME 1144a23-b1}
To exemplify excessive female cleverness, Arstotle adduces the speech of
Melanippe in Euripides’ Melanippe the Wise (1454031). The fact thet this speech
eeeare almed at action ~ she
isplay his learning, but in an attempt to convince Pentheus of the error of his
ways (266-327).
‘The use of such discourse may also have signlicont iim
er's practical choices in a more general sense. Dispositions af int
ofa certain Kind in fe (cf. Rietrle
Intellectual arguments fort
persons. As Aristotle says
because they have no profiaires
14508 10-1). Butassoon as such argument
and the goals of a human
‘Dramatic éthos thus corresponds roughly to the broadest sense of personal
in the Bthles. with the addition of theoretical w' may
to choice and action. The sharp dichotomy Between
evidence. This s
wo works. The springs of hui
(The same concer is betrayed by @
parent | thought by most recent editors to have
‘been added as an explanatory gloss composed with an eye to the Ethics.
action, and determining the best kind o
fs also concerned with action, but In a different way. The nature of human
excellence. as scrutinized in the Ethics, is now presupgosed os part of the
backgrou ysis of drama as a a. With
the shift of focus from humen nature to its representation. the di
hhetween character and intellect within each agent recedes before Used
roadet set of human characters Henge af repees
cough language and stage act therefore only to be expected
the Poetics should denote character in the more general sense that
usage.
rmed by the one striking counterexample to un inclusive
ion ofthe six
ind dianoia are introduced in parallel, as the Features
‘person of action as being “of a certain kind”
Rhos and Dianoia Reconsieed
(1449437-38) the tngunge here cer rca the pe
Ethics. But just a fes bua
task of representing pet
would expect from the
attributes of|
Acistotle is
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ascribes to
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aspects of the “pe
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dramatist tent fem analging the deeaioans of pore
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ing to credace a conning recensione prs a
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he bystander observer someone ae
ane acting but anni weigh the trl dt
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vey