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Running head: IMPLEMENTING SOCRATIC SEMINAR IDEALS 1

Implementing Advanced Socratic Seminar Ideals in a 10​th​ Grade English Class

Timothy D. Bleakley

EDUC 557

University of San Diego


IMPLEMENTING SOCRATIC IDEALS 2

Abstract

During my time as a student teacher, I conducted research with an aim towards

implementing socratic seminar ideals within a 10th grade advanced English Language Arts class.

My literature research brought me all the way back to the basics of the Socratic Method, through

contemporary understanding of the Socratic seminar, and into the possible combination of

innovative technology and dialectical discussion. Each of these stages of research affected my

interactions with the students, as I noted how their interpersonal behavior changed alongside

their small group and whole class discussions. I focused primarily on establishing and fostering a

classroom culture in which the sharing of information through a constructivist lens was

paramount, even if the information was “I don’t know” or “I’m not sure.” I implemented two

different forms of Socratic seminars, as well as numerous preparatory group discussion activities,

with increasingly specific scaffold and supportive structures implemented.

Keywords: Socratic seminar, Socratic Method, Metacognition, Aporia, Elunchus,

Constructivism
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Implementing Socratic Seminar Ideals in a 10th Grade Classroom

“I want to know what you think, about the book, about yourself, and what it is and who

you are and why any of it even matters, if at all.”

This was the introduction that blindsided me and every other student who had the

pleasure of taking Irene Williams’ literature courses at the University of San Diego. She was

wholly, unflinchingly enamored with her students’ thought processes, and she ran her classes

specifically to investigate that matter. With an incredibly light touch and reserved instructional

disposition, Professor Williams was able to draw out the innate curiosity and intellectual

confidence that initially drives genuine academic rigor; the sensation that one has tapped into

some sort of heretofore unnoticed literary parallel or narrative technique, something wholly

unique, is an experience so invigorating that I now believe it to be the primary goal of the

educational process.

It would be years until I would encounter a term like “metacognition,” or attain anything

more than an undergraduate’s tangential understanding of “critical thinking,” but even back then

I knew, just as assuredly as I know now in the nascent stages of my career as an educator, that

whatever curiosity Irene Williams unearthed in me that day is precisely what I want to pass on to

each and every student I encounter. My research now is focused on the logistics of embolding

students in such a nuanced way. Simply providing open-ended prompts or questions, or asking

the students to investigate the very way they think, these I am now aware are the latter stages of

the process. The cultivation of genuine critical thought and academic rigor within a student must

begin with the teacher. They must model how to be curious, how to be open and how to be
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confident; most importantly, though, the teacher must model how to be wrong, and how to

unflinchingly declare the most uncomfortable phrase in a scholastic setting, “I don’t know.”

Context

My class is situated in the bottom corner of the a three-story building at a public high

school, nearest to the edge of campus and the student parking lot. The room itself is somewhat

strange, as the first floor of the building is up against an embankment and thus, one large wall

direct across from the entryway, is almost entirely devoid of windows, save some tinted blue

slats near the ceiling that are opened closed by way of an almost comically long pole. This lack

of direct sunlight, coupled with the long stretches of concrete grey towering over the students,

casts a sort of cave-like pall over the class at times.

This does not seem to affect the students, however, who are more often than not energetic

and enthusiastic about the lesson at hand. The class I’ve chosen, 3A 10​th​ grade English, has 34

students, 14 of which are boys alongside 20 girls. The racial demographics of the class are as

follows, 16 Hispanic, ten Caucasian, five African American, three Asian/Pacific Islander. There

are ten reclassified RFEPs and one ELL, as well as two students with diagnosed special needs

(anxiety and Obsessive-Compulsive Disorder). The students are organized into desk clumps of

six students each, and pointedly so, as I learned from my cooperating teacher (CT), who

informed me that each grouping was formulated to maximize the diversity of ability levels in

each group, with adequate room between groups to allow easy passage of both students and

teachers. The space itself is fairly well ventilated, although, as mentioned earlier, not particularly

well-lit . The drab concrete of the walls has been somewhat covered by decorations and student

work, so at the very least there is an assortment of color when looking about the room. At the
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front of the room, the teacher’s desk sits perpendicular to the Promethean board, and at the

farthest back corner, a stationary desk is reserved for one on one work, student/teacher

conferences, and administrative observations.

The majority of students who were once classified as ELLs have since been reclassified

as RFEPs years before reaching the 10​th​ grade, leaving only two students in the class as an ELL

(English Language Learner). The class is fairly compliant and respectful, although certain

students do succumb to age-appropriate outbursts of disobedience. These outbursts most often

take the form of over-enthusiastic, off-topic or simply unfocused participation, which has the

potential to derail a lesson if not handled with a subtle balance of firmness yet still playing along.

The age range is around 15 years old. ENG 4 ADV – 3A is an incredibly diverse group of young

students, mostly Hispanic and Caucasian, whose shared knowledge of their mutual cultures has

proven impressive time and time again.

Needs Assessment

According to my CT, the students spent the majority of 9​th​ grade concentrating on formal

5-paragraph essay writing and short novella formats. The leap in expectations from 9​th​ to 10​th

grade has become very apparent, as the students are struggling to complete work with any real

consistency, or conceptualize the analytical essay at the end of the long novel unit. I found that in

reaching back into previous assignments in google classroom, the completion percentage

hovered around 71% for in class work, and below 60% for homework assignments, which even

before my arrival, were rare. Furthermore, my CT had expressed to me a desire to increase

student participation, both in whole class discussions as well as small group collaborative work. I

spent the first two weeks of my placement concentrating almost solely on this aspect of the
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classroom, both engaging with the students to draw them out of their shells, and also taking notes

at every table I stopped at to see who was actively speaking, who was passively listening, and

who was completely disengaged. As previously mentioned, the room is physically set up with

students grouped at desk clumps of six students per group. I observed that during table group

work, one to two students were bearing the brunt of the workload, one was listening passively

while not offering any help, critique or insight, leaving three students per group completely

disengaged. Extrapolated out, this meant that, on average, sixteen to seventeen students were not

participating in any meaningful way during a given task, while six were passively listening and

around ten were engaged. Worse yet, these numbers plummeted when whole class discussions

occurred. Through my note taking, I found that the same four to five students raised their hands

with any regularity, while the number of wholly disengaged students jumped from sixteen to

around twenty seven. Now overall, while certain students are excelling due to genuine interest,

the majority of students are simply aiming for a passing grade, information that was born out

when I looked into the gradebook. The numbers line up with my observations of class

participation, with nineteen to twenty students in the high 70/low 80 percentile, nine in the

0-60% area, and remaining five with grades of 93% or above.

My initial thoughts on the instructional design of the class noted that it is somewhat rigid,

adhering almost entirely to the Springboard educational program. Little personalization is

employed by my CT beyond transposing the provided lessons from the textbook to the

Promethean Board for the students to complete. The question/answer sessions are fairly

straightforward, and discussions often times hover at a superficial level. Journal entries are my

CT’s main method of checking for her students’ understanding. Upon entering my focus
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classroom for the first time, I was treated to a “fishbowl” style Socratic seminar, in which the

students were tasked with sharing/explaining the rationale for their upcoming argumentative

essay topics. I observed that the students were more than slightly uncomfortable during the entire

process, keeping their eyes trained on the space of desk directly in front of their downturned

faces, only looking up to contribute when prompted, notably by my CT and not their fellow

classmates. Even those that were confident enough to voice their opinions still seemed confused

as to the purpose of the open-ended questioning format. Some appeared to speak out of perceived

obligation, or possibly filling the silence that often accompanies the traditional Socratic seminar

setting. Others seemed to be speaking with one eye trained on either my CT or myself, ending

each sentence with an upward inflection as if asking us to corroborate or validate their

contributions. Whatever the cause, it became apparent to me that the implementation of the

Socratic seminar in this was not only necessary, but required a particularly deft hand that I was

not entirely sure I had at this point in my student teaching experience.

Action Research Question

With a novel unit focused primarily on Chinua Achebe’s ​Things Fall Apart​ on the

horizon, as well as my cooperating teacher’s reassurance that learning the Socratic seminar

method was indeed a need in the class, I set out to design a series of lessons that would

simultaneously prompt those students who aren’t as comfortable speaking out as well as teaching

the more verbal students to direct their contributions towards their fellow classmates instead of

utilizing the platform to convey their knowledge solely to the teacher. I also ascribed a dual

focus to my approach, as I endeavored to ingratiate myself with the students via engaging and

dynamic lesson activities, as well as lay the foundation upon which all the group discussions and
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Socratic seminars would stand; an open-minded, collaborative environment wherein the students

felt safe enough to be right or wrong or all manner in between. This meant a gradual elevation of

discourse, first in the question answer format (teacher to student), then in group discussion

(monitoring student to student), and finally, individual student elucidation (Socratic

seminars/cirlces). All of this is in service of my overall question:

- What happens to student textual analysis and participation when I implement Socratic

seminars?

- What was a Socratic seminar? What ​is​ one? And what might one be like in the

near future?

Literature Review

Theoretical Framework

As my aim is to implement the Socratic seminar and its subsequent ideals of critical

thinking and metacognition in my classroom, it is important to understand the theoretical basis

from which that aim is drawn. Piaget’s theory on constructivism in education aligns most

accurately with the practice of the Socratic seminar, that being, the gradual relinquishing of

authoritative control over the classroom by the teacher, and the eventual inversion of the

hierarchical structure itself of the learning process itself. Constructivism overtly stresses the

importance of each student’s individual knowledge they bring to the classroom, as well as the

unique opportunities that arise when that knowledge is shared with their fellow classmates in an

open and supportive environment. The notion of being correct or incorrect, or more accurately

knowing or not knowing, is redefined as merely a part of the learning process instead of its sole

aim. Furthermore, the constructivist learning process is an active one, placing both the students
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and teacher in a position of having to assess and reassess their shared learning throughout. And

lastly, it affords the student’s the unique opportunity to create meaning, even incorrect meaning,

in a provisional space that only begets more inquiry and questioning.

Sophomore year of High School is a pivotal period in a student’s growth, both logically

and conceptually. The notion of the student becoming more autonomous is introduced, and as the

year progresses the onus of imbuing educational activities with their own unique perspectives

and knowledge becomes more and more apparent. Sophomore year is when students begin to

learn how new information can go beyond merely being stored and regurgitated, but internalized

and utilized in a public forum such as group discussions or Socratic seminars as a means to

create new knowledge. This inversion of the established learning process aligns precisely with

the Constructivist theory regarding childhood learning,

According to Piaget (1952), a child establishes an understanding of reality when he or she

interacts with the environment and tries to make sense of the new situation or learn new

ways of doing things. In reality, this creates ​disequilibrium​, a gap between what a child

can do and what a child wants to do (Inuoue, 2012, p. 78).

This “gap” is precisely what drives the Constructivist theory, and consequently the sophomore

year of high school, by presenting the students opportunities to assimilate new experiences with

prior knowledge, i.e. assimilation, and develop new knowledge to apply to the aforementioned

new experiences, i.e. accommodation. The cognitive skills learned in the tension between

knowing and not knowing include adaptation and organization, as well as the application and

specialization of new knowledge (Inuoe 2012). Piaget viewed intelligence as a biological

adaptation to the environment characterized by these processes” (Inuoue, 2012, p. 78).


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Critical Thinking and Metacognition

According to the Delphi Report, which was an exhaustive two year study into the

components of critical thinking from multiple international perspectives, critical thinking can be

defined via six core elements:

1. Interpretation: comprehend and express meaning or significance 2. Analysis: identify

the intended and actual inferential relationships 3. Evaluation: assess logical strength 4.

Inference: draw reasonable conclusions 5. Explanation: state the results and justify one's

reasoning 6. Self-regulation: monitor one's cognitive activities (Boghossian, 2006, p. 46).

These elements are the bedrock of any successful classroom, let alone successful Socratic

seminar. They are also the first steps of what will inevitably lead to metacognition, a term which

John H. Flavell first put forth in 1979 to describe the way in which a person is reflectively aware

of their thinking process, ascribing its benefits to “oral communication of information, oral

persuasion, oral comprehension, reading comprehension, writing, language acquisition, attention,

memory, problem solving, social cognition, and, various types of self-control and self-instruction

(Flavell, 1979). More crucially, however, is the clarity the concept of metacognition provides to

the difficult inversion of educational expectations that accompany a classroom based upon

constructivism and critical thought, that being, it gives educators and students structure to the

state of ​not knowing​:

children might at first distinguish only between understanding and not understanding

things; they might know only that inputs sometimes lead them to feel puzzled, confused,

unable to act, uncertain about what is intended or meant, and that they sometimes lead to
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the absence of these feelings, to a clear representation of something, to a definite sense of

what they should do next (Flavell, 1979, p. 911).

Metacognitive thought, in conjunction with critical thinking then, allows students to expand their

perception of learning beyond a purely binary model. This in turn permits them to both inhabit

new spaces of thought provided by the teacher, as well as creating their own. It is the

combination of these two modes of learning that will ultimately have the most effect on a

student’s learning, pushing them to experience the intellectual strain “between what the child

knows and understands and what he or she has yet to know and understand (21)” (Alexander, R.

(2008) ​Culture, dialogue and learning: Notes on an emerging pedagogy​ (p.93)).

The Socratic Seminar

Throughout my research, I found myself in a near constant state of recalibration. The

Socratic seminar, and thus the Socratic Method itself, had always been positioned as a pillar of

the learning pantheon; not just one of the most important and revered learning techniques at

teacher’s disposal, but perhaps​ the​ most important and effective for English teachers at the

highest levels. Why then, having now experienced the Socratic seminar as both a teacher and

student, had I never exercised the same level of critical questioning necessary for the Socratic

seminar, to the practice of Socratic seminar itself? Jordan Fullam, citing numerous other

researchers, urges precisely this critical eye, “use of the term ‘Socratic’ to describe contemporary

educational practice should not be taken to indicate a faithful reproduction of Socrates’

questioning tactics. (p. 70) to the foundational aspects of the method (Fullam, 2015). The main

goal of this project was, at least initially, to implement Socratic seminar ideals into a 10th grade

English classroom, stressing openness, incisive critical thought, and increased metacognitive
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ability. During this process however, I’ve continually been lead back to three questions: What

was the Socratic seminar, what is it now in its current state, and what might it become after

finally relenting to the advent of technology in the classroom?

What It Was

Understanding the Socratic Method at its inception in the Platonic dialogues can prove

somewhat difficult, seeing as the only records available are the entirely fictional ones detailed in

the fictional conversations of Plato’s ​Republic​. At its most basic, the Socratic method is said to

be born out of a genuine intellectual curiosity paired with an investigative rigor, which itself is

cultivated through a directly obstinate yet objective cross examination. Conversation and

discussion are cited as the main stalwarts of the practice, producing a open forum of free flowing

ideas and opinions which in turn work to serve all involved either speaking or listening. Even the

steps by which to address this central curiosity, when listed, strike a note akin to that of the

scientific method, “1) Wonder, 2) Hypothesis, 3) Elunchus (refutation and cross-examination), 4)

Acceptance/rejection of the hypothesis, and, 5) Action,” (p.711) although the end result, “a

consequence of sustained Socratic dialogue, one realizes that one did not know something that

one thought one knew” (p. 711) is slightly less familiar to the cut and dry scientific findings

produced in a laboratory study (Boghossian, 2012).

It’s also crucially important to note that in their beginnings, Socratic seminars were

strictly teacher oriented. This meant that at nearly every instance, the conversation was focused

primarily as a dialogue between one student and the teacher, with the stated aim of “apoira” or

“Socratic perplexity.” In fact, critique of this process is more than valid when considering,
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Socratic seminars, for example, involve students posing and answering their own

questions in an atmosphere of mutual respect and collaboration; and as Rud points out,

nowhere in the dialogues does Socrates act as facilitator and encourage his interlocutors

to debate among themselves in the manner of Lipman and Adler. (Fullam, 2015, p. 70).

So, when one applies even a slightly critical eye to how the Socratic Method is currently

perceived, and how it was initially employed thousands of years ago, questions about

pedagogical intent and motivation begin to arise,

the ​elenchus ​[‘namely, that he knows that his interlocutors think they know something

when they in fact know nothing’] is a necessary first step in creating a desire to follow

Socrates to his conclusions. The ​elenchus​, therefore, is part of perfected stultification

because, without it, the interlocutor would be less susceptible to Socrates’ strategy of

posing leading questions in the second step (Fullam 2015, p. 69)

and call into question what exactly ​is​ the Socratic seminar today?

Contemporary Application

This implicit contradiction, which educators and students alike rarely address, that

Socrates himself never held open and free-flowing discussions endeavoring to create new

knowledge through the collaborative efforts of the group, is Socrates discussions throughout the

Republic are instead rigidly defined by the instructor and his ability to, through negative

dialectical interrogation, herd the students toward a predetermined and hidden end, “Socrates, in

essence, teaches...to be like Socrates rather than to think independently…Socrates develops

intellectual dependence through a strategy of leading questions while obscuring his intentions”

Fullam 2010). It may very well be this inborn confusion which has caused the Socratic method,
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and thus the Socratic seminar, to currently be considered a somewhat nebulous endeavor at its

most benign, or, in case of cross examinations in law school:

a traumatic experience because of the Socratic method, I assumed I risked one daily…I

felt a shock of recognition in my last year of law school when I happened upon​ ​an article

that spelled out the worst possible effects of the Socratic method...that law teaching may

silence women (Kalman, 1995, p. 772)

Teachers often apply the term to almost any classroom activity in which students are

discussing a topic amongst each other, and students inevitably view the conversation through a

purely transactional lens, often mistaking the seminar’s process as an obligation instead of an

aim. As a new educator, this realization can be disorienting. Boghossian goes on to correct the

spurious correlation between this disorientation and the actual aim of the Socratic seminar itself,

“There are two types of perplexity. One type of perplexity results from trying to figure out a

lecture, explanation, description, phenomenon, etc., that is confusing or unclear…The other type

of perplexity occurs as a consequence of engaging difficult, novel or unusual ideas in which one

crosses the boundary between intuition and reasoning.” While attaining a level of aporia in a

student is certainly a goal for a teacher or professor, or as Kalman asserts “If the Socratic method

has been diluted, whatever effectiveness it once possessed may have dwindled to the point at

which law professors should abandon it,” the overall aim must remain student generated, and

most certainly not at the cost of their emotional stability or social standing (Kalman 1995).

Innovation and Technology

I’ve found that in studying the application of the Socratic seminar into classrooms of

varying ages and levels, broad opinions and generalizations are in no short supply, while actual
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experimentation and reflection are perpetually put off for the hypothetical “next researcher.”

Jennifer Dean, Christian Goering and Tara Nutt chose to actively buck this trend by crafting a

lesson which both utilizes the Socratic seminar as an activity and reflection tool for students and

teachers alike. Not only is the collective reasoning of Dean, Goering and Nutt’s lesson plan

sound, their pragmatic approach to anticipating the student’s reactions represents a level of

forethought I have yet to employ in my own lessons.

Dean, Goering and Nutt attempt to maximize the engagement of their students through

metacognitive reflection, or, as they put it, “to build on students’ critical thinking skills and

understanding of dialogue to facilitate higher level cognition and subsequent learning” (19).

Their set-up for assessing the Socratic seminar was very inventive: first, the class of 22 7​th

graders was tasked with participating in an open ended discussion on the nonfiction work

Children of the Great Depression​ by Russell Freedman, Specifically…they were to address the

concept of how children during the Great Depression experienced the transition from childhood

to adulthood and how the transition was similar to/different from their experiences” (20). The

class was then arranged in a “fishbowl” style layout—a circle of desks inside a larger, but with

equal numbers, circle—with the outer ring tasked with taking notes on the inner. This may all

seem fairly routine, but the researchers’ unique twist was their integration of recording the

discussion and having the students analyze the videotape in a following lesson, concentrating on

who spoke, how often, and at what cognitive level the questions being posed were at.

Speaking of which, the researchers continue “We designed a Google Form that each set

of partners would complete…and perhaps [the] most important component of the activity was an

individual written reflection by each student,” detailing yet another method of engaged pedagogy
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that I now know I have to include in my own classroom (21). The article pointedly includes the

student ‘’’Coding the Discussion” Form’ which literally shows the questions prompting the

students to keep tabs on how many times the teacher or students spoke, which students spoke and

how they spoke (questions or statement), how many times they responded to a question, and so

on (22). This is all in service of extending the practical application of the Socratic seminar

beyond the physical classroom.

How does one measure a student’s level of contemplation, or insight, or capacity for

dialectical conversation? As Robin Alexander notes in a study out of the University of

Cambridge, “Talk vitally mediates the cognitive and cultural spaces between adult and child,

between teacher and learner, between society and the individual” (Alexander, 2008, p. 21). Thus,

the practice of formulating one’s own thoughts into both palatable and compelling speech,

especially in the moment during civil discourse, is not only imperative to a student’s growth as a

learner, but paramount to their growth as a person. This is what makes Dean, Goering and Nutt’s

research so intriguing, as its taken pains to produce quantifiable data concerned with the act of

speaking. There is evidence of metacognition on multiple levels throughout Dean, Goering and

Nutt’s lesson plans and reflective activities.

It’s incredibly impressive how they’ve formalized the more contemplative parts of the

Socratic seminar by basing their observations in hard data (video recordings) and student

generated statistics (the “’Coding the Discussion’ Form”). I have taken both pedagogical and

applicable lesson ideas from this article that I can immediately institute at my practicum site.
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Hard Data Studies for the Future

Rectifying what the Socratic Method was with what it is currently perceived as can

certainly aid in adapting the practice to modern classrooms. However, if it is to adapt to the

increasingly rapid proliferation and integration of content specific apps to the classroom, vast

amounts of hard data must be acquired immediately. A study was conducted at a German

University, “with students from over 90 nations, most of whom live in residential colleges on

campus, with Germans making up only about 25% of the student body” (Egmond, 2011, p. 61).

The study begins by expounding upon western education and its focus on cultivating critical

thinking from a very early age. While this is nothing new, the explicit statement, “In this study, a

significant correlation was found between critical thinking skills and college GPA,” as well as

the general breakdown of western education ideals, “(1) the tendency to question (even

recognizing one’s own ignorance), (2) the focus on error to evoke doubt, (3) the esteem for

self-generated knowledge and (4) the search for true knowledge, not just true belief,” were

welcome foundational elements for the oncoming statistical deluge in the latter half of the article

(Egmond, 2011, p. 61). These two points also provided an adequate foil for the equally broad

description of eastern education,

Authorities must be treated with a great deal of respect…Learning is see as an effortful

process which requires that learners develop the virtues of diligence and endurance of

hardship. The process by which one acquires new knowledge is primarily internal and

one can only engage in communication about, or potentially take a critical stand towards

the learning material ​after​ one has achieved mastery over it. (Egmond, 2011, p. 62)
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The researchers were obviously careful not to pose the two perspectives in terms of competition,

but rather, to show how they might be subtly influencing students when placed in a classroom

setting which accommodates one style of learning over the other.

Due to its heavy scientific focus and willingness to both rationally and viciously criticize

the efficacy of the Socratic seminar, “we discovered a remarkable similarity of errors in the

reasoning of contemporary students with those committed some 2400 years ago by the young

slave of Meno,” I’ve found some comfort in distancing myself enough to investigate the practice

in abstraction (Battro, 2013, p. 178). These researchers make a point to attribute the success or

failure of a Socratic seminar to whether or not a student can “generalize, that is, to transfer the

knowledge to a virtually identical situation,” which they are then able to tie to empirical data

gathered by numerous cognitive collectors i.e. “a hyperscanning setup based on functional

near-infrared spectroscopy (fNIRS)” (Battro, 2013, p. 178). The study was based on 17 pairs of

subjects inhabiting the teacher/students roles and enacting a Socratic dialogue, all while having

certain portions of their brains monitored for spikes or lulls in activity. Ultimately, the study

proved that a veritable pathway could potentially be constructed through the brain towards a

successful Socratic dialogue.

While overtly scientific, I found this article’s perspective incredibly illuminating

regarding how the scientific community views the oft times nebulous process of the Socratic

seminar. Most notably in its early practice, with an unfamiliar group possibly just learning the

structure of the conversation, a Socratic seminar can, and most likely will, feel like an abject

failure. The processes of building towards a successful Socratic seminar, of cultivating a

supportive and courageous group of students, is part and parcel with building a successful
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classroom culture. Results such as these are incapable of being born out in even the most well

controlled experiments, unless the experiments themselves are allowed to span entire semesters

or years, “Moreover, we have discovered that a classical Socratic dialogue has also serious

limitations as a pedagogical method because it cannot ensure a stable cognitive acquisition at the

end of the ‘lesson.’ The student may fail to generalize the cognitive procedure in a different

setting” (Battro, 2013, p. 179). What these experiments did catch, however, were the cognitive

spikes in certain teacher/student interactions that would have otherwise gone unnoticed, most

notably, “a negative correlation indicating that whenever the teacher showed greater activity, this

was accompanied by a decrease in activity from the corresponding student in the Socratic

dialogue” (Battro, 2013, p. 179).

This was the most affecting observation that came out of the research for me. It’s a trend

I’ve noticed throughout my own research on the subject, which essentially boils down to

increased teacher participation directly correlates to decreased student retention​. It’s pointedly

counterintuitive, especially in the early stages when students have yet to acclimate to a flipped

classroom structure in which they’re leading the discussion and the teacher is only directing in

slight, quick bursts. I find it genuinely astonishing though that the scientific data bears this out as

well. Obviously, for those students who are naturally inclined to speak or comfortable enough

with themselves to try and fail and try again in a public setting, the interaction of the teacher is

either inconsequential or augmentative. If, however, the student is disengaged or hesitant to

participate for some undisclosed reason, the intrusion of the teacher becomes just that, and

intrusion, directly barring the struggling student from engaging in the lesson or discussion at all,

“The most pressing of these challenges may be the tendency for educators to get in the way of
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our students’ learning; we sometimes offer our students too many guidelines for how and what to

think and too little space to think for themselves…we often must remember that the most

important part of our work is to ​get out of the way​” (Fullam 2015). While the science is not

completely confirmed in this article (the researchers point to more studies and cheaper, less

invasive data collection equipment needed to maximize the effectiveness of the results), this

small sample size is enough to drastically alter my perception of my role within the Socratic

seminars I’ve run and plan to hold.

Reflection towards Implementation

It was during this portion of my research that I recognized how lacking in nuance my

application of the Socratic seminar had been up to this point. My experience with the discussion

form is a long and tangled story of coming to terms first with voicing any opinion, then voicing

my own opinion, then finding the confidence to put forth a contrary point, and finally allowing

that confidence to lead me towards some unique and well-reasoned, albeit at times fruitless line

of intellectual intrigue. That highly compressed version of my own Socratic understanding took

well over a decade to play out, and is obviously still ongoing, and yet it’s precisely this amount

of progress that I’ve been erroneously expecting from my students from discussion to the next.

The process needs to be slowed down significantly by way of introducing a much more

pragmatic approach, “(1) the tendency to question (even recognizing one’s own ignorance), (2)

the focus on error to evoke doubt, (3) the esteem for self-generated knowledge and (4) the search

for true knowledge, not just true belief” (Egmond, 2011, p. 61). After researching and speaking

with numerous teachers on the subject, I’m now more than aware of the fact that the use of the
IMPLEMENTING SOCRATIC IDEALS 21

Socratic seminar is an ongoing process in the classroom; it is not an end but a means to reach

that end.

Furthermore, the added lens of the Constructivist theory, in conjunction with critical

thought and metacognition, only served to strengthen my intentions of implementing the Socratic

seminar in my practicum classroom. The recognition of uniquely individual thought, and the

subsequent sharing of that insight in an open and supportive environment is crucial for the

growth of a student, especially through the high school years. With a unit studying the novel

Things Fall Apart​ by Chinua Achebe on the horizon, the timing was more than ideal to

implement various forms of the Socratic seminar, so as to investigate what iterations work best

for my particular class and school site.

Cycle 1

Action and Assessment

I began by asking myself, how can I best prepare my students for a Socratic seminar?

Having only observed a Socratic seminar on my very first day in class, I issued an exit slip at the

end of the next class which posed three simple questions to the students:

1) Is your opinion of Socratic seminars in this class positive or negative? Please Circle one.

2) Was the recent Socratic seminar successful? Yes/No

3) Would another Socratic seminar in this class aide in your studies? Yes/No

I collected the slips at the door and reviewed them immediately, confident that my enthusiasm

for the method would be shared by my new students. My initial excitement was swiftly blunted:
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Figure 1​: Observed results of initial Socratic seminar

Simply put, the graph depicted a curve inversely proportional to what I’d hoped would be a

starting point. The students even conveyed an audible distaste for the Socratic seminar as they

handed in their exit slips, not realizing that I was the one conducting the survey instead of the

current teacher and my CT.

Action and Assessment

While my ultimate goal was to apply my research of the Socratic Method and Socratic

seminars to my 10th grade ELA class, culminating in a whole-class Socratic seminar wherein I

could formally assess the students’ participation and engagement while informally observing

their conversation, I knew that I first had to lay the pedagogical expectations going forward. I set

about immediately attempting to shore up the engagement pitfalls of introducing a new novel in

a new unit,​ Things Fall Apart​ by Chinua Achebe. I formed reading groups so that I could track
IMPLEMENTING SOCRATIC IDEALS 23

the progress of the class’ engagement with the book by observing their discussions. I set up and

assigned dialectical journals with regular chapter checks to ensure the students were interacting

with the novel in such a way as to have them physically draw out their emotional connectivity

with the story, thus increasing their metacognitive abilities. The dialectical journals were visually

checked each class for completion, as well as weekly to assess the level at which the students

were engaging in critical thought and metacognition. The chapter checks allowed me to

formatively gauge the student’s understanding. I also sought to deepen the students’ perceptions

of abstraction and metacognition by overtly placing their own opinions and insights at the

forefront of every quick-write or small group/whole class discussion, as per Piaget’s

constructivist theory of childhood education. Furthermore, I increased the complexity of the

questions posed to group discussions so as to mimic the prompts one might encounter in the

more open-ended and freewheeling format of the Socratic seminar. I utilized each of these day to

day classroom activities as my formative assessments, making the focal point of summative

assessment the planned Socratic seminar at the midpoint of the novel.

Altering Question/Answer Expectations

This all began though, with my inversion of expectations in the question/answer format

between teacher and student. One need I had assessed almost immediately in my initial

observation of my practicum classroom, was my CT’s unwillingness to engage with the students

in any sort of metacognitive way. Questions were posed by the students, and answers were given

by my CT, and therein lay the breadth of the interaction. I set out to buck this trend immediately,

spending my very first class with students deliberately aiming to directly answer as few

questions as possible, without at least first prompting the students to engage in some sort of
IMPLEMENTING SOCRATIC IDEALS 24

higher level thinking. As we began the first four chapters of the novel ​Things Fall Apart​ on audio

book, I was able to pause the recording at pertinent spots and ask leading questions to the class

like, “What is literally going on in this scene?” as well as, “What do you think the author, Chinua

Achebe, is trying to set up for himself later in the novel?” This combination of grounded and

abstract questions led the students to stop and think more than they were used to, and often times

the class would descend into silence. Knowing how important metacognitive thought is to the

process, I allowed this specific type of silence to settle, so as to introduce the students to the

possibility of questions not having direct answers, or at the very least, answers that aren’t

directly procured from the teacher.

Implementing Dialectical Journals

Alongside disrupting the habit of the question/answer process between teacher and

student, I also spent multiple lessons introducing and reinforcing the dialectical journal that

would accompany their reading of ​Things Fall Apart​. This required multiple steps, as I had to

first explain and model the dialectical journal format utilizing the short story collection ​The

Things They Carried ​by Tim O’Brien:


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Figure 2​: Exemplar dialectical journal issued to students

Once the form was properly established, I then set about establishing the importance of the

dialectical journal as a metacognitive tool. I informed the students that the line down the center

of their journals, separating textual evidence from their personal connections and analysis,

allowed for a literal representation of their conversation with the text itself. I stressed the

importance of building an awareness of connectivity in the text by way of their dialectical

journal entries, and tasked the students with recording any instance in which they were

emotionally affected by the novel. It is important to note that, much like nearly every other part

of my research in this class, my focus was on the students increasing their metacognitive

abilities.
IMPLEMENTING SOCRATIC IDEALS 26

Figure 3&4​: Sample pages of student’s dialectical journal


IMPLEMENTING SOCRATIC IDEALS 27

My instructions for the dialectical journal entries allowed the students to reflect on connections

to the text regarding their excitement, their confusion, their annoyance or even their boredom

with ​Things Fall Apart​. While basic engagement or interaction with the text was my primary

goal as seen in figures three and four, I noticed that the deeper level of connection I was

instructing my students to attempt was present almost exclusively in the in-class quickwrites.

Examples of this disparity can be see in figures three and four, wherein one student’s dialectical

journal entry is making the assigned emotional connection to the text, “Okonkwo is crazy, he

only beat his wife because she got some leaves for the food and the tree burned, the fact that he

did it in front of everybody gets me so upset and angry.” While I was pleased the student was

engaging with the text in a personal manner, the more incisive and substantial responses were

being written in response to prompts about Chinua Achebe’s authorial intent, “Obviously, in this

particular [Igbo] culture, they are very patriarchal and male-dominated, but this does not

necessarily [mean] these gender roles are good, he is just using them to add more flavor and

detail to ‘Things Fall Apart’.” This information would directly influence my structuring of my

initial Socratic seminar.

Introducing Complexity in Small Group Discussions

My next step in building towards the first Socratic seminar was to increase the

complexity of the questions posed to the class, both in small group discussion and in the

quick-writes for the students’ journals. Near the middle of the novel, I noticed an unfortunate

trend regarding the completion of journal entries. While the graph below depicts the entire

chapter-by-chapter run of entries, my data set upto the point right before the first Socratic

seminar was through chapter 10.


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Figure 5​: Chapter by chapter checks of student entries in dialectical journals

Clearly, I needed to reassert the importance of the dialectical journal in the context of the

entire novel unit. I did so over the next two weeks by increasing the complexity of the questions

posed to the class, both for journal entries and for small group discussion. Furthermore, I

maintained a position of almost entirely pushing the questions back on the students .This did not

mean that I expected more precision in their entries/discussion; I was not searching for

immediate recall of scenes and characters complete with page specific citation. Rather, I was

presenting the students an even greater challenge, that being, engaging with the novel in a far

more personal and intellectually experimental way.

The most direct and affecting example of this was when a female student, during a

discussion about narrative motifs, asked earnestly if yams played some sort of pivotal role

throughout the novel. I responded by asking her what she thinks, to which she replied “Well,

they’re referred to as the ‘king of crops,’ and also that rice was a feminine crop, so I was
IMPLEMENTING SOCRATIC IDEALS 29

thinking maybe there’s something to those things being important...or...I dunno.” This

unfortunately got a resounding laugh from the entire class. I let commotion run its course, but

kept my focus on the student who asked the question and made sure not to smile. I then turned

the question to the class, “Did anyone else notice that yams were referred to as the ‘king of

crops’?” There were some nervous glances around as a few hands went up alongside the student

who originally posed the question, and a few more were raised when I asked about rice/female

crop reference. I let the final question hang for a beat and looked around the room. This was by

no means a wholesale revelation; only eight students in total had raised their hand during this

small exchange. However, I found this moment incredibly pivotal in my relationship with the

class as a whole. No students were laughing. They weren’t fidgeting either, though. I could see

many of them thinking, or the very least considering this new piece of information, and, more

importantly, I could see the student who had originally posed the question--She had seen seven

other students who shared her insight but hadn’t had her courage to give it voice. One was even

at her table. I saw them joking about it later in the period.

Socratic Seminar 1

I held the class’ first Socratic seminar a little over a month after meeting the class,

witnessing their first Socratic seminar, and assessing their collective need to improve their

overall discourse. I had ascertained through my observations that increased structure and

scaffolding would greatly benefit the class as a whole, so I designed a lead up lesson to the

Socratic seminar that focused primarily on simultaneously increasing student connectivity and

decreasing social anxiety by constantly shuffling the groups and giving clear instructions as to

what will be discussed at each stage.


IMPLEMENTING SOCRATIC IDEALS 30

Figure 6​: Introductory slide for first Socratic seminar

The learning activities chosen for this particular lesson were selected specifically to

ground each student in a supportive classroom culture which overtly permits answers such as “I

don’t know” and “I’m not sure.” By starting the entire class off individually filling out

worksheets (​figure 7​) which prompted the students to list their own personal confusions and

struggles with the novel, the initial discomfort with not knowing was confronted. Then, by

expanding to a think/pair/share, the students were given the opportunity to engage with a fellow

vulnerable classmate and share that discomfort, thus demystifying it. The groups then continued

to grow and reconfigure themselves until the entire class was participating in a large Socratic

Seminar. This incremental growth worked to fatigue the students’ inhibitions towards sharing

their thoughts in a free-wheeling public forum by constantly prompting them to interact with new

students in different groups.


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The Worksheet

Figure 7​: Front page of Socratic seminar 1 worksheet

The worksheet the students carried with them throughout the 90-minute lesson worked

first to bolster their confidence by prompting them to privately list parts of ​Things Fall Apart ​that

confuse them/interest them. I modeled this by showing the students a video I researched due to
IMPLEMENTING SOCRATIC IDEALS 32

my confusion regarding the inclusion of locusts in one chapter of “Things Fall Apart,” and the

characters’ overwhelmingly positive response to them. I played the video, stopping at numerous

points to ask what the class thought of the footage of an enormous locust swarm consuming

entire fields of crops, to which the continually replied “Gross!” and “Disgusting!” while others

began to question slightly deeper, “Wait, is this what really happened in the book? Why would

that be a good thing?” Once they’ve filled out the first two questions, the students were then

tasked with sharing their answers with a classmate next to them.

Expanding the Groups and Sharing Knowledge

Once a basic level of comfort was established with their desk partners sharing out their

mutual confusions, a quick share-out was held to alert the class to any whole-group shared

confusions. The students then got back to the worksheet, filling out the four-squared table at the

bottom of the page, “Which characters do you feel you know? Why? Which characters feel

unclear to you? Why? What do you know about the story so far? Why? Which parts feel unclear

to you so far? Why?” This information was then shared out again, although this time in slightly

larger group of three to four students. In these small discussions, I observed students finding

common ground in their confusions, but still working collaboratively, as well as unprompted, to

situate themselves more concretely in the novel’s plot. They did this by asking each other

questions to try and fill in the gaps of their knowledge, thus engaging their own confusions in a

productive manner according to Flavell’s definition of metacognition.

Forming the Suit Groups

Once the students had experienced sharing out their confusions and collective knowledge

on the subject, the groups were expanded once more via a random distribution of playing cards,
IMPLEMENTING SOCRATIC IDEALS 33

with groups assigned by card suit. This larger group discussion was more straightforward, with

groups of nine students working towards accumulating a predetermined amount of information

about one of four predetermined topics (​Figure 8​). The questions assigned to each group:

HEARTS - How does Okonkwo convey emotions to his family and friends? What does

Okonkwo love? ​Who ​does Okonkwo love?

CLUBS - How does violence factor into Okonkwo’s life and the Ibo culture? Have there

been any overt acts of violence carried out in the novel so far? Against whom?

DIAMONDS - What objects have value in the village of Umofia? How about traditions

or ceremonies? What is valued least?

SPADES - Why do you think Chinua Achebe spends so much time on festivals, cooking,

farming, yams and...locusts? WHAT is going on with all those locusts?


IMPLEMENTING SOCRATIC IDEALS 34

Figure 8​: Back page of Socratic seminar 1 worksheet

These questions worked wonderfully to provoke the students’ individual knowledge of the book

by way of their opinions, which mimicked the process they had grown accustomed to in the

dialectical journals. The most robust discussion I observed was in the “Hearts” group, wherein
IMPLEMENTING SOCRATIC IDEALS 35

almost every one of the 9 students had their own opinion and textual evidence to support their

answer to what or who does Okonkwo love? Three students in particular displayed both

increased critical thinking and metacognition as they verbally traded examples,

Student A: I don’t think Okonkwo loves anybody. He never says it anywhere. Even with his

daughter [Ezinma], he just says he wishes she were a boy in front of his actual son,

Nwoye.

Student B: But what about when Okonkwo chases after his wife [stops, searches through novel]

Ekwefi in [stops and searches again] in chapter nine, I think, when Okonkwo follows

Ekwefi when she’s running after Ezinma and the Oracle? That kinda shows that he loves

like one of his wives, right [laughter]?

Student C: Wait, wait, I’ve got something crazy [students turn]. What if it’s not about who

Okonkwo loves, but if Okonkwo actually can love anybody at all [students ‘ooh’ and ‘aah’ and

laugh]. Right?

This particular exchange displays a clear advancement of critical thought and

metacognition, as the discussion is focused primarily on presenting individual perspectives on

ideas and interacting with them in a public forum. Furthermore, the students are unconsciously

enacting Piaget’s constructivist learning process by both assimilating new information and

accommodating it to produce new knowledge.

Enacting the Socratic Seminar

During this discussion, the students were informed of the cards/suits secondary purpose,

that being a means of eliciting at least one response from each student, as well as prompting

those who have already participated to encourage their fellow classmates/suit-group members to
IMPLEMENTING SOCRATIC IDEALS 36

participate through leading questions or encouragement. The final three steps were to display a

video recording of the epigraph to the novel and review the expected Socratic norms. This slow

build towards the eventual reveal of the Socratic seminar prompt allowed students to recalibrate

their smaller “suit-group” research and begin grafting it on to the whole-class prompt.

Figure 9​: Socratic seminar norms slide which stayed up during the discussion

The prompt was as follows, “​The title of the novel is derived from the William Butler Yeats

poem entitled ​The Second Coming​, concerned with the second coming of Christ. The completed

line reads: "Things fall apart; the centre cannot hold." What layers of meaning are discernible

when this completed line is applied to the story?”

The Socratic seminar itself got off to a very quick start. Students reacted to the turning in

of the playing cards as a piece of extrinsic motivation. I was able to track who had and had not

spoken, but placing myself as the sole collector of the cards, I became the fulcrum of the
IMPLEMENTING SOCRATIC IDEALS 37

exchanges. I directed the students to respond to each other and ignore my presence. The

discussion then refocused on the prompt on the board. I observed the vast majority of students

looking through their worksheets to find relevant points to add to the discussion. I also observed

students growing slightly frustrated at their inability to voice the insights they had written on

their worksheets, because in a room of thirty-six students, the format of a Socratic seminar only

allows for one voice at a time. Whispered side conversations began to become audible during the

course of the Socratic seminar, but each time I addressed the two to three students talking, I was

informed they were discussing one of the points either recently put forth by a classmate in the

discussion, or one of their written points on their worksheets. The course of the Socratic seminar

was not going the way I had hoped, but the level of student engagement was still fairly high due

to the worksheets.

The level of discourse was higher than any other group discussion I had observed in the

class to this point, but I also noticed the flow of the discussion was choppy and sporadic.

Because I had instituted the card collection expectation, interesting questions or speculations

such as “Is Okonkwo’s behavior justified because he grew up in a male-dominated culture?” and

“What do you think the locusts represent? They’re obviously foreshadowing, but, like, of what?”

were consistently cut off and redirected so that another student could participate turn in their

card. Once the cards had all been turned in though, the discussion became much less rigid, and

ideas were able to be presented and investigated far more thoroughly.

In one particular exchange near the very end of the period, I was extremely excited to see

two students bounce their ideas off each other while the entire class paid very close attention:
IMPLEMENTING SOCRATIC IDEALS 38

Student A: Wait, so, I agree. If things are going to fall apart in Things Fall Apart [laughter],

then what’s going to happen?

Student B: Well there were the locusts, right?

Student A: Yeah.

Student B: And this is taking place during the colonial period?

Student A: Right, from the John Greene video.

Student B: So that means white people are coming, right?

Student A: Oh wait, that’s what that little part about albino people was all about?

Student B: Well, I think so. Maybe. But it would make sense, right?

In terms higher order thinking, the metacognitive aim of the lesson, as well as the

Socratic seminar in general, signaled students to examine their own reasoning which, in turn,

naturally led them to questioning the author’s. At each stage of the lesson’s group activities,

from pairs to table groups to suit groups and eventually the whole class seminar, the students

were reminded of their task to engage the reading and questions at hand both literally and

abstractly. This resulted in the review of the novel’s plot being something of a symptom of the

far more important, and difficult focus of the lesson; attempting to get the students to engage

with the text on an analytical, not superficial, level.

Findings

My inaugural Socratic seminar of my teaching career was simultaneously a success and

an outright disaster. I had provided so much scaffolding that it’s now obvious I choked off the

students creativity, which is one of the main components of critical thought and metacognition.

This scaffolding, meaning the worksheets and the small group work in preparation for the
IMPLEMENTING SOCRATIC IDEALS 39

Socratic seminar, did prove extremely useful once the whole class Socratic seminar was able to

settle, be done with the participation cards and get into a rhythm of discussion.

Increased scaffolding does not ensure increased engagement. ​The playing card

distribution technique, while somewhat stilted and clunky (most notably during the beginning of

the Socratic seminar itself) did in fact prove fruitful by the lesson’s end as everyone in the class

was compelled to speak at least once and, more importantly, those students that were already

comfortable speaking were prompted to reimagine their roles within the conversation beyond just

participants to something more like facilitators. Certain students, however, especially those in the

far corners of the room, figured out the logistics of the “game” and decided to contribute once

and then be done with it. I think I’d been too worried about running the Socratic seminar itself,

and I’d forgotten about the ideals I was endeavoring to impress upon the students: openness and

willingness to be incorrect, as well as increased critical thought and metacognition.

Group sizes have a maximum capacity.​ I’d taken into account the size of the groups at

each every step, paying particular attention to growing the groups to facilitate the highest level of

engagement...only to dump all the students out of their “Suit groups,” which were functioning

fantastically at nine students max and with a single, pointed prompt to respond to, and into an

enormous rabble of thirty-six.

The card system inadvertently focused the discussion on me.​ Even though I have

already cited earlier that the format of the Socratic seminar has evolved from the teacher-centric

to more student oriented, my card system inadvertently forced every part of the conversation to

flow through me by assigning myself the role of card collector. I also grouped the students

randomly by way of the playing cards, which, on one hand, would not entirely ensure an
IMPLEMENTING SOCRATIC IDEALS 40

equitable distribution of confident/vocal students to those who were more reserved, but on the

other hand, would possibly prompt those who weren’t aware of their public speaking abilities to

elicit responses from the suit-groupmates once they’d turned in their own participation playing

card.​ ​I’m interested in how I might influence the Socratic seminar while it is actually going on,

without my presence as an authorial figure becoming too imposing on the classroom culture. As

mentioned earlier in this paper, there’s a quantifiably “negative correlation indicating that

whenever the teacher showed greater activity, this was accompanied by a decrease in activity

from the corresponding student in the Socratic dialogue” (Battro, 2013, p. 179). While I may not

be able to fully realize this entire procedure for my Cycle-2 lesson and reflections, I can envision

bits and pieces of this practice well within my capacity to implement in the coming month or so.

Specifically, keeping written tabs on who speaks and when during conversations, as well as what

type of contributions are being made, and then halting the seminar for a brief 5 minute reflection

on the data as I read it aloud, could potentially (and, most importantly, with minimal overt

influence) nudge the seminar as it resumes after the 5-minute reflection in a more contemplative

and productive direction.

The cards did allow English language learners to gain experience. ​The language

demands of the lesson were particularly unique, in that the academic language required was

fairly small, but in hindsight I’m not entirely sure I addressed them with the appropriate level of

detail. One Powerpoint slide was dedicated to the literary term “Epigraph,” as well as one to

establishing which “Socratic seminar norms” were to be expected. Still, I was very cognizant of

the fact that one of the most intimidating impediments to an ELLs open verbal participation in a

class discussion is any discomfort with the language or anticipated judgment from fellow
IMPLEMENTING SOCRATIC IDEALS 41

classmates. Each of the steps of this lesson was designed to subtly chip away at these concerns

and immerse the students, ELL or otherwise, in the struggle of admitting a lack of knowledge

and then working towards filling that gap. Their verbal participation in the Socratic seminar was

noticeably positive, as most ELLs had rarely spoken at all in previous lessons. I observed them

joking with their friends about what they had contributed both during and after the Socratic

seminar.

The card system muddied the data collected.​ I graded the worksheets for completion

and analyzed the data after the lesson, marking deeper level insights or thoughts with a green

check mark and underlining more superficial thoughts in blue. I then separated out the green and

blue marked worksheets and compared them to the running tab of students who spoke I had

asked my CT to keep during the Socratic seminar. I expected to find the students with green

check marks were also the most frequent speakers, however, there was little to no curve in the

tally marks for how many times each student spoke. I attributed this to the fact that each student

was required to speak at least once, which took time away from those students who might have

wanted to speak more. Similarly, the participation requirement meant that until the majority of

the cards were turned in, discussion topics were introduced and moved on from at a very rapid

pace. Thus the data comparison between the worksheets and the student-speaker tally was very

misleading.

I vastly underestimated my students​. Upon each and every one of my increases in

difficulty, my students rose to meet the challenge and exceeded it across the board. This is

something that stands in stark contrast to what my CT has been pushing, and what the

Springboard text by which my entire school lives and breathes with, that the class needs to be
IMPLEMENTING SOCRATIC IDEALS 42

slowed down or more generalized. This is not to say that I am in favor of leaving students who

can’t keep up in the dust, but with the proper amount of scaffolding and support provided by the

teacher, students can excel scholastically at a rate far beyond what they think they’re capable of.

I also distributed the very same exit slip as I did after witnessing the Socratic seminar on my first

day. The results were disheartening, fair, and very illuminating:

Figure 10​: Comparison graph of exit slips distributed after the first observed Socratic seminar,
and the first Socratic seminar I held with the class

Next steps

In order to strengthen my students’ learning potentials going forward to Cycle 2, I am

going to concentrate most directly on loosening the scaffolds so as to promote creative/critical

thought, decreasing my role in the discussion, providing more time for student reflection during

and after the class activities to promote metacognition, connecting the students more directly to

the Socratic seminar prompt by having them generate it.


IMPLEMENTING SOCRATIC IDEALS 43

Cycle 2

Action and Assessment

Cycle 2 is centered around increased autonomy and cognitive complexity for the

students, and far less instructor influence by me. As previously mentioned, the exit slips bore out

a data set that was deeply troubling to me, both as a researcher and an educator, and so I set

about trying to engage the students in abstract literary analysis while still keeping them grounded

in the verifiable facts of the novel.

Altered Class Structure. ​I focused first on elevating the level difficulty in each of my

small group or whole class discussions. This was achieved by beginning each class with a small

discussion, which I would first model for the class by posing leading questions and then turning

to the group. I also sought to ground my students in the verifiable facts of the novel. As the unit

progressed, I was observing more and more vague language being used in group discussions in

terms of the plot. In order for literary analysis, critical thinking and metacognition to occur, the

students must have a firm grasp on the text, otherwise any sort of abstract thought is impossible.

Thus, I increased the amount of storyboarding activities done during class, so even those who

had fallen behind could still visualize and participate in the group discussions. I continued with

the dialectical journals, although I increased my ability to check on the level of critical thought

the students were exerting in their journals by establishing the routine of utilizing the questions

they raised in their journals as prompts for small group discussions. Lastly, in preparation for the

second Socratic seminar, I designed a “speed dating” lesson that would serve as a substitute for

the overbearing scaffolding of the previous Socratic seminar. It served all the same purposes of

the worksheet and card system, i.e. to prompt the students to admit confusion or say “I don’t
IMPLEMENTING SOCRATIC IDEALS 44

know,” to fatigue their resistance to voicing their thoughts or insights by constantly switching

discussion partners, and to give the students practical experience in sharing information and

collaboratively building new knowledge.

Altered Socratic Seminar. ​In terms of the second Socratic seminar, I jigsawed the

source material for the discussion by providing each table group (comprised of five to six

students) a poster board with a character-based excerpt from the novel: Okonkwo, Obierika,

Uchendu, Nwoye, Unoka or the narrator. The groups were then tasked with annotating the

excerpt and generating a “high-level” question, before passing the poster board on to the next

group. I detailed the lesson’s steps in a google slide I put up on the Promethean board:

● Step 1: annotate for language choices, meaning, figurative language/literary devices

- Ex. Simile, metaphor, foil...

● Step 2: Develop higher level questions


Questions that do not have a simple answer.
Questions that lead to a rich discussion
Questions that evoke a variety of interpretations

Step 3: Pass your paper clockwise and repeat steps 1 and 2 until your original excerpt

returns back to you.

Once each poster board had been worked on by every table group, the groups were then

combined by physically pushing two table groups’ tables together, forming three discussion

groups comprised of eleven to twelve students. By doing so, I had decreased the Socratic

seminar numbers from thirty-six to twelve, allowing for much more student participation.

Furthermore, each reduced-size Socratic seminar (heretofore referred to as Socratic Circles) had

with them two poster boards that were heavily annotated, and with six unique high level

questions generated by the their classmates. I instructed the students to use those higher level
IMPLEMENTING SOCRATIC IDEALS 45

questions as the prompts for their Socratic Circles, and issued a worksheet to each student so that

they could record the question discussed and new knowledge created. I also assigned roles within

each Socratic Circle, a Facilitator to keep the discussion on track and move the group on to the

next high level prompt when appropriate, and a Record Keeper to keep track of each time a

student spoke. Lastly, I posted the descriptions of the roles on the Promethean board, as well as

the sentence frames to aid in the students discussion. Every part of this Socratic Circle lesson

was designed to maximize student autonomy, intrinsic motivation and connection to the source

material.

Figure 10​: Socratic Seminar slide left up during discussion


IMPLEMENTING SOCRATIC IDEALS 46

Description of Implementation

Increasing Complexity in Discussion Prompts. ​The class finished the novel fairly

shortly after the first Socratic seminar, leaving me with two weeks, or five 90-minute class

periods due to block scheduling, to implement my new standards. I still stressed the importance

of admitting one’s own informational shortcomings, especially in reference to specific parts of

the novel. I was attempting restructure the class’s perception of novel study from a purely

transactional lens, wherein students continually ask the teacher for specific answers to specific

questions, to a more collaborative and constructivist format. This meant first shaking the

students’ fixed mindsets by posing questions and then modeling how one might struggle through

that confusion/Socratic ​aporia​:

Figure 11​: Sample introductory slide prompting class discussion on abstract novel concepts
IMPLEMENTING SOCRATIC IDEALS 47

I would regularly begin classes with a slide such as this (see: ​figure 11​), posing an overarching

question to the class about the novel in conjunction with some other form of media so as to

provide myself a daily opportunity to display the individual process of the Socratic Method. I

would first attempt to reason through the slide by asking questions to myself, “Why are the

clocks melting? Why is the clock nearest to the viewer a pocket watch? Why is it closed and not

melting?” After a few of these questions, I would turn to the class and pose a question to be

discussed at their smaller table groups, “What else do you notice about this piece?” Upon issuing

this prompt, I would circulate throughout the class to listen in on the conversations. I was overtly

hands off during this process, as my main goal was to replace my overbearing scaffolding from

Cycle 1 with this more student-oriented and student generated version of Socratic questioning.

Grounding Class in Basic Plot. ​I did not abandon all my practices from Cycle 1,

however. I continued with a storyboarding activity as both a means to gauge individual

comprehension of the novel, as well as to what degree they have internalized the information. In

both cycles, each table group was given a worksheet with randomized blank comic book cells,

and then tasked with conceptualizing a particular scene or chapter from the novel within the

given cells. These worksheets were then collected and redistributed to different groups, who

were then responsible for deciphering the storyboard they were given and writing the plot of the

scene or chapter on the back of the sheet. As an addition to this exercise from Cycle 1, I required

two boxes on the worksheet to contain the following: 1. An interpretation of a particular

“high-level” questions (in the case of ​figure 12​, the lasting effect throughout the entire novel of

the character Ikemefuna after his execution), and 2. A quote directly from the text which the

student thinks best addresses the prompt.


IMPLEMENTING SOCRATIC IDEALS 48

Figure 12​: Sample of student storyboard worksheet

These I implemented this activity three separate classes, receiving completed storyboard

worksheets from every group 100% of the time. Admittedly, the engagement level of this activity

is fairly low, however, each activity was always followed by a reflection in their dialectical

journals which asked two questions:

1) Has your perception of the plot changed during this period? Why or why not?

2) Did this activity aid in your understanding of the novel? Why or why not?
IMPLEMENTING SOCRATIC IDEALS 49

Fostering Deeper Analysis. ​I transferred the open-ended questions and and elevated

challenge of the initial group discussion into the class activities regarding literary analysis of the

novel. In one class in particular, I distributed a worksheet to be filled out with discussion

prompts that were almost provocatively vague essentially tasking the students to with

collaboratively crafting rudimentary character sketches of the four male characters who are

thematically central to Part II of ​Things Fall Apart​:

Figure 13: ​Rudimentary character sketch worksheet asking Who, What, How and Why regarding
the four main male characters of Part II of ​Things Fall Apart​.

As the worksheet was mostly white space and bereft of instruction, I was particularly interested

in the types of responses I would receive. Of the thirty-four worksheets that were distributed,

seventeen came back complete, twelve with only 1-2 empty boxes, with five worksheets left

either half or entirely blank. Regardless of completion, however, my main goal was to gauge
IMPLEMENTING SOCRATIC IDEALS 50

how the students would respond to these questions, question each other in their table groups, and

move one level deeper into each character’s motivations.

Of the twenty-nine that were completed or near-completed, I was pleased to find that in

the “Why” column, students were engaging far more thoughtfully with the questions than earlier

in the unit. ​Figure 13​ is a prime example of this, as it shows the student’s progression from the

relatively simplistic interpretation of Obierika’s reason for visiting Okonkwo in exile, “They

have a great relationship,” to Nwoye’s reasoning for his actions, “He couldn’t reconcile with

tradition after Ikemfuna’s death.” Oddly enough, on one sheet that was nearly completely blank

aside form the “What” column, the entire row for the character Uchendu was filled out. I asked

the student why this was the case, to which he replied, “Me and [student] started to figure out a

bunch of stuff once we started really looking at what [Uchendu] said in the book, so we talked

more than we wrote.”

Speed Dating Lesson. ​This was my final preparatory lesson for the Socratic Circle

assessment. I split the class into four groups, lined them up so group one was facing group two

and group three was facing group four, and then posted the slide below on the Promethean board:
IMPLEMENTING SOCRATIC IDEALS 51

Figure 14​: Speed dating slide

The students were then tasked with describing examples of the father/son motif they had found

throughout the novel, with citations to back up their examples listed in their dialectical journals.

As I walked around the class and observed the students discussing their examples over and over

again, I observed two common conversations, either

a) This exercise was silly and they did not understand the point

b) Admissions of having not read the novel

This prompted me to stop the lesson and announce, “If you and your partner have the same

examples, put a tally in your journal next to your example and work together to decide what

emotion​ is being expressed in your shared text-based example. If you haven’t read and thus

don’t have an example, now would be a great time to get one and record it in your journal!” I set

the class back to speed dating exercise and I noticed an immediate improvement in their

truncated thirty-second conversations.


IMPLEMENTING SOCRATIC IDEALS 52

Once the exercise was finished I issued an exit slip to gauge the students’ abilities to spot

any other motifs throughout the novel, not just the father/son (see ​figure 15​). As the students

were filling out the exit slips, one student posed a half-joke, half-serious question to me, “What

was​ the point of that?” In keeping with my theoretical and research based aims to convey the

value of each student’s insights and opinions, I returned the question to the student, “What do

you think the point was?” At this point, all side chatter or packing up in the class had fallen

silent. What follows is a paraphrasing of our conversation:

Student: It was kinda pointless, I mean, all I did was say the same thing over and over to like

seven different kids.

Me: And what does that sound like?

Student: What?

Me: What you just said. What does that sound like?

Student: What are you talking about? [laughter]

Me: Consider this...even though sometimes it looks like chaos in here, I’m always trying to do

something. I’m always attempting to show you all something in a new light. So we did speed

dating today, yah? About motifs?

Student: ...yeah, sure.

Me: And what’s a motif?

Student: A repeating theme throughout a story.

Me: That’s right. A motif is something that comes up over and over and subtly starts to-

Student: Oooohhhh [laughter]. So you’re saying what we did today was sorta like a motif?
IMPLEMENTING SOCRATIC IDEALS 53

Me: Maybe just a little [laughter]. But how confident are you in your ability to spot another

motif in Things Fall Apart, and to use that literary term in your conversations, discussions, or in

the Socratic seminar we’re going to hold next class?

It was then that student smiled and repeated, “Alright, alright, alright,” and sat back down. As

the students filed out the door, I collected the exit slips. I was pleased to find that the exercise

had proven fruitful in that it had bolstered the students understanding of a literary term, with

twenty-one expressing confidence in their ability to spot a new motif, six being unsure and only

seven lacking in confidence. What’s more though, the students were prepared, both conceptually

and socially, to analyze the novel in the context of the upcoming Socratic seminar.

Figure 15: ​Results of exit slip regarding students’ understanding of literary term “motif”
IMPLEMENTING SOCRATIC IDEALS 54

Socratic Seminar 2

My second Socratic seminar with this class was integral to my research. It was my chance

to correct all my mistakes from Cycle 1, as well as build upon the Cycle 2 foundational activities

I had been implementing over the past few weeks. My goal was to manage the size of the class,

provide an adequate frame and appropriate structure for the mini-Socratic seminars (heretofore

referred to as Socratic Circles), while still maintaining an appropriate distance from the students

so as promote the generation of collaborative knowledge and genuine ​elunchus​. I designed this

lesson to follow a similar structure as Cycle 1’s plan: quick individual work to small group work

to Socratic seminar discussions. However, an important distinction in Cycle 2 was that I released

control of the discussion prompts almost entirely to the students. On the day, the students came

in to see this slide on the Promethean board:

Figure 18​: Introductory slide shown to students on Socratic seminar 2 day


IMPLEMENTING SOCRATIC IDEALS 55

clearly detailing the day’s activities and introducing them to prospect of developing their thesis

statement from the information gathered via the Socratic Circles (3 - a).

Seeing as I was pinning the generation of each Socratic Circle’s discussion prompts on

the student’s participation in the annotation phase of the lesson, I made sure that each student

was well aware of the expectations of “higher-level” questions. I utilized examples from the

Springboard textbook by providing a general description of a plot point from the book,

“‘Worthless men join the church,” or, “ Sacred python is killed by a convert,” and then

mimicked my modeling of my earlier routine Socrative Method questioning (see ​figure 11​) by

using the docucam to display both the plot point and my reasoning on the Promethean board:

● Plot Point: ​Worthless men join the church

○ Modeling: “Why were the ​efulefu​, or “worthless” men, attracted to the church?

What attributes might have made them “worthless” to the clan but might be

valued by another clan?”

● Plot Point: ​Sacred python is killed by a convert

○ “Why didn’t the clan immediately retaliate with violence as the ​egwugwu​, as was

their custom? What would make a person or an entire group act contrary to their

traditions?”

Once the students displayed a general understanding of what was expected of them by offering

up their own questions to the two example plot points,

Student higher level question 1: “What makes a man worthless? What makes a man

worthwhile?

Student higher level question 2: “What would it take for you to go against your family or
IMPLEMENTING SOCRATIC IDEALS 56

friends?

I set them to annotating as a table group their own excerpts as per the instructions above.

By the time the posters had made their way around to each table group, they had been

heavily annotated. Because, after the first round of annotation, table groups were receiving

posters that were already annotated and with at least one higher-level question based upon those

annotations (as seen in ​figure​ 19), the level of complexity and abstract thought had markedly

risen in contrast to the first Socratic seminar. I circulated throughout the class during this

process, listening in on conversations but making a distinct effort to be as unobtrusive as

possible. I made note of some of the high level questions so as to track them throughout the

discussion:

“Why did everyone let the messengers go?”

“But why kill yourself when Okonkwo could have gone out ‘guns blazing’ instead?”

“Moment he decides to kill himself?”


IMPLEMENTING SOCRATIC IDEALS 57

Figure 19​: Example of student annotations and generation of high level questions

The conversations I observed that resulted from the annotation poster board exercise were

markedly more incisive, contemplative and energetic than Socratic seminar 1. Students were

displaying critical thinking in real time, as well as reflective metacognitive reasoning as they

were pointing to the poster’s annotations or higher level questions and asking “Who underlined
IMPLEMENTING SOCRATIC IDEALS 58

this? Why?” These questions were not expressed in any accusatory or antagonistic end; rather,

the students appeared genuinely invested in finding the source of the higher level questions so

that they might

a) More accurately fill out their Socratic Circle worksheet

b) Gain deeper insight into their classmate’s thought process and the novel as a whole

Figure 19​: Example of Socratic Circle “Idea and Evidence” Worksheet


IMPLEMENTING SOCRATIC IDEALS 59

The discussions were generating and replenishing themselves with little to no

involvement from me. Because the prompts were all student generated, the inversion of the

traditional class structure (teacher focused) had been achieved in accordance with Piaget’s theory

of learning and childhood development. Students were working collaboratively to assimilate

their shared knowledge with an aim towards constructing some sort of new, shared knowledge.

Just as with the first observed Socratic seminar and the first one I held, I distributed slips

of paper and posted an exit slip prompt up on the board, asking students to weight in on their

experience with the Socratic Circles, was it a successful learning experience, and would they do

it again? As an added question, I asked the students to write precisely why this particular lesson

was successful or unsuccessful on the back of the slip.

Figure 20: Socratic seminar exit slip 2


IMPLEMENTING SOCRATIC IDEALS 60

Findings

The changes I made from Cycle 1 to Cycle 2 were overwhelmingly positive, both in

content mastery and student experience. The students were visibly more engaged and energetic

throughout the lesson, and their responses collected in the exit slip bear this out quite clearly in

figure 20. More importantly, though, the responses I received on the backs of each exit slip,

asking the student to explain why or why not the Socratic Circles were successful, provided

valuable insight into my research. I broke the responses town into three basic categories.

Decreased group sizes immediately elevated discourse. ​Twenty nine, or 85% of the exit slips I

collected referenced group size in one way or another. I knew the response to the first Socratic

seminar was not favorable, but I see now that in order to maintain a healthy and evocative

dialectical discussion, students must feel simultaneously expected to speak as well as permitted

to be silent. In a group of thirty six students, it was too easy for the majority of them to lean back

and allow a small number of students to converse only with each other. In a group ten to twelve

students, there is less room to hide. More importantly, though, there’s more opportunity for the

more verbally confident students to elicit responses from their classmates, which is precisely

what I was attempting to accomplish with the rigid structure of the first Socratic seminar.

Loosening scaffolding requirements increased engagement. ​Twenty, or 58% of the exit slips

mentioned the simplicity of the lesson as a distinct positive. The focus of this lesson was

squarely placed on the student conversations, and the students responded incredibly well to this.

There was still scaffolding present in the form of the annotation poster boards and the

idea/evidence worksheets, but the they were designed more as accompaniments to the

discussions, instead of their sole purposes.


IMPLEMENTING SOCRATIC IDEALS 61

Student generated higher level questions transformed discussions. ​Fifteen, or 44% of the

students expressed a deeper connection to either the novel or the conversation that took place

during the class period ​specifically ​because they knew the source of the higher level questions

was either themselves or one of their classmates. Admittedly, I would have liked this number to

be slightly higher. However, seeing as this was the response I received from the general question,

“Why or why not was this Socratic seminar successful?” I was genuinely enthused by almost

half the class recognizing, in one way or another, that their insights into the novel were

important, and relevant, and worth further investigation.

Next Steps

Unfortunately, Spring Break and state mandated testing overtook the remainder of March

and the majority of April during my research. If I were allotted another month though, my next

steps in implementing both Socratic seminar ideals and the Socratic seminar itself are quite clear;

I would combine the positives of my annotation poster boards and higher level question

generating Socratic Circle lesson with the technological innovations described earlier in my

research, done by Jennifer Dean, Christian Goering and Tara Nutt. Their ability to infuse their

class discussions with recordings, google forms and coded reflective feedback is precisely what I

need to take my Socratic seminars/circles to the next level.

Conclusion

Significance

The ability to convey one’s thoughts in an coherent, incisive and genuine manner is a life

skill as integral to a successful adult life as basic math and literacy. A means to this end can be

found in the classroom that prompts students to engage with art of any medium and trace their
IMPLEMENTING SOCRATIC IDEALS 62

elicited emotions to specific aspects of the piece. In literary analysis, this means being able to

source confusion, anger, elation, boredom or excitement while reading a text, to actual

components of the text on the page. Since every student will engage with a text in their own

unique way, the importance of cultivating an open and supportive classroom culture, as well as

fostering the expectations of a conversation to be more than superficial and “an understanding of

how dialogic instruction...promotes a culture of learning that facilitates intrinsic motivation in

students (20).”

Limitations

It seems counterintuitive to find teaching “talking” difficult, so to speak, in a classroom,

but as evinced by my first attempt at Socratic seminar in my class proved to be just that. The

class size, for one, was something I thought I could negate if I could just find the appropriately

engaging discussion prompts. This only engaged the already participating students, however.

Also, as I was attempting to convey to my students a more abstract and unique way of thinking,

and subsequently expressing those thoughts, I admittedly did not pay nearly enough attention to

the ELL students in the classroom. I think, subconsciously, my over-scaffolding of the first

Socratic seminar was perhaps an attempt to meet this need.

Assessing a student’s ability to talk and to reason is also difficult, so I found myself

struggling to come up with adequate formative assessments. In both cycles, I feel as if I

constructed an appropriate worksheet to accompany the students during the class period, and

coding the data afterwards was not too difficult. It is just that in reflection, I am sure there’s a

more accurate means of assessing students comprehension and engagement during a discussion,

even beyond the technological applications of Jennifer Dean, Christian Goering and Tara Nutt.
IMPLEMENTING SOCRATIC IDEALS 63

Reflection

What was learned overall, lessons learned in teaching, from students, the entire journey

The most affecting and enduring thing I learned from this process was my own blind

spots in my previous life as a high school student. Even though I mention this in my literature

review it bears repeating; I did not fully grasp the ideals of the Socratic seminar, of constructivist

education or critical thought or metacognitive reflection until I was a twenty five year old

undergraduate junior at the University of San Diego. That is when I met Irene Williams and her

unique teaching style, and even then, it took me another semester and then some to really grasp

the idea of allowing myself to think, to reason, and to have confidence in my own opinions and

insights in a piece of literature. I was attempting to instill this within a group of young people at

the age of fifteen to sixteen, decade before I had even considered it, and I was trying to

implement those ideals within the space of a handful of weeks. For the students I reached, I

genuinely feel I had a lasting impact on them. One student in particular, after Cycle 2, asked me

if she could forgo the assigned Springboard essay prompt and write about a motif she felt was

integral to the novel ​Things Fall Apart​. When I asked her what the motif was, she simply replied,

“yams,” and smiled. I kept as calm a demeanor as I could manage, but inside it was bursting. I

asked her, fairly solemnly, “Do you think you can?” She stopped and thought about it for a long

beat, then smiled at me, “Yeah, yeah I think I can.”

At the next staff meeting, I passed out copies of this students paper. I told the story just as

I did here, adding in pertinent details like her failing grades in English in the fall semester of this

year. I asked each English teacher to read the paper and give me their honest opinion, feigning
IMPLEMENTING SOCRATIC IDEALS 64

that I was confused as to how to grade it. Each teacher advised me to treat this student’s paper as

exemplary, an A+, one going so far as to even refer to it as “college-level.”

Countless factors could have influenced why that essay worked out in that student’s

favor, and I am by no means claiming to be the sole source of inspiration for this students

momentary success. Maybe she secretly read novels in her spare time, or even literary analysis

papers. Maybe she thought she was just goofing around with her yams thesis, and that flippancy

accessed some sort of heretofore unknown literary perspective in her mind. Maybe she is just

really good at writing and has yet to realize it. Maybe.

Or maybe she finally accepted her unique and individual take on literature as something

worth investigating, something worth expressing, something worthwhile at all.


IMPLEMENTING SOCRATIC IDEALS 65

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Fullam, Jordan. 2015. “Listen then, or, rather, Answer”: Contemporary Challenges to

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Kipp-Newbold, Rebecca, 2010. “That’s Fierce! Collaboration in the English Classroom.”

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