Client Name Tax Period Ending 12.31.

2018
Primary TIN Tax Form 1040
Return Preparer & P GREGORY K COLE II; P01744198 Completion Date
Check the Following if Applicable
EIC CTC/ACTC/ODC AOTC HOH

DUE DILIGENCE DOCUMENTATION

In order to ensure compliance with all due diligence requirements for claiming the applicable credit(s) and/or HOH filing
status on the return, the following items are required. All preparers employed or contracted by the firm are required to
comply with these regulations, as set forth by the Internal Revenue Service. Any paid preparer that does not comply with
these requirements may be assessed a penalty of $520 for each failure to comply, per item, with no maximum; as outline
in 26 CFR § 1.6695-2T. Employees will be immediately reprimanded and an internal compliance check will be completed
to ensure there are not multiple failures to comply. Employees who intentionally disregard this requirement will face
disciplinary actions, not to exclude immediate termination from the firm.
COMPLIANCE CHECKLIST
X Taxpayer(s) have been interviewed, where adequate questions were asked and their response docu
X Form 8867 has been completed truthfully and accurately and all applicable sections have been com
X Attached to this Form is: Form 8867, Worksheets, Tax Computation Worksheet, Copies of Documen
INTERVIEW QUESTIONS AND ANSWERS