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Lung Cancer 96 (2016) 101–107

Contents lists available at ScienceDirect

Lung Cancer
journal homepage: www.elsevier.com/locate/lungcan

EGFR mutation status on brain metastases from non-small cell lung


cancer
Fred Hsu a,∗ , Alex De Caluwe b , David Anderson a , Alan Nichol c , Ted Toriumi a , Cheryl Ho c
a
Abbotsford Centre, BC Cancer Agency, British Columbia, Canada
b
Department of Radiation Oncology, Jules Bordet Institute, Brussels, Belgium
c
Vancouver Centre, BC Cancer Agency, British Columbia, Canada

a r t i c l e i n f o a b s t r a c t

Article history: Objectives: The purpose of this study was to examine the impact of EGFR mutations on the incidence of
Received 16 December 2015 brain metastases in patients with advanced non-small cell lung cancer (NSCLC).
Received in revised form 3 March 2016 Materials and methods: A retrospective, population-based study was conducted using a provincial cancer
Accepted 5 April 2016
registry to identify patients with metastatic NSCLC. Patients with diagnostic EGFR mutation testing were
divided into EGFR mutation positive (EGFR+) and EGFR wild type (WT) cohorts. The primary endpoint
Keywords:
was the incidence of brain metastases. Cumulative incidence curves were estimated using the competing
EGFR
risk method. The secondary endpoint was overall survival.
Lung cancer
Brain metastases
Results: For 543 patients there were 121 EGFR+ and 422 EGFR WT. The cumulative incidence of brain
Chemotherapy metastases was 39.2% for EGFR+ patients compared to 28.2% for EGFR WT (p = 0.038; HR 1.4). In multi-
TKI variate analysis, younger age and EGFR+ status were significant factors for developing brain metastases.
The median survival for the EGFR+ and EGFR WT cohorts were 22.4 and 7.9 months (p < 0.001), respec-
tively. In multivariate analysis, poor performance status and brain metastases were factors significant
for worse survival.
Conclusions: There is a higher incidence of brain metastases for patients with EGFR+ metastatic NSCLC,
even when adjusted for differences in survival, compared to EGFR WT. For patients with and without
brain metastases, survival prognosis with stage IV NSCLC is much longer with EGFR+ disease.
© 2016 Elsevier Ireland Ltd. All rights reserved.

1. Introduction occur in approximately 15% of the advanced non-squamous NSCLC


population. Exon 19 deletions and exon 21 mutations account
Brain metastases are a common problem in patients with lung for the large majority of these mutations. Mutations in EGFR
cancer and are associated with a poor prognosis. For non-small are recognized as a positive prognostic factor and are associated
cell lung cancer (NSCLC), brain metastases have been reported to with improved treatment response and progression free survival
affect about 20–40% of patients [1,2]. However, as improvements with EGFR tyrosine kinase inhibitors (TKI) compared to standard
are made in the treatment of NSCLC, patients are living longer with chemotherapy in several randomized trials [3–6].
a greater opportunity to develop spread to the brain. There is a lack The impact of EGFR mutations on the incidence of brain metas-
of contemporary data on the incidence of brain metastases, partic- tases could have implications for brain screening, surveillance,
ularly in an era of molecular markers. Differences in tumor biology and prophylactic treatment. Identification of high risk groups for
may impact the pattern of metastases to the brain, putting some strategies of early brain metastases detection could have treatment
patients at greater risk than others. advantages. When brain metastases are detected while small in
The epidermal growth factor receptor (EGFR) is a trans- size and few in number, stereotactic radiosurgery for individual
membrane receptor tyrosine kinase that is involved in various brain metastases can be used without whole brain radiotherapy
cellular processes. Mutations in the EGFR tyrosine kinase domain (WBRT) [7]. In this approach, patients could avoid the adverse
neuro-cognitive effects associated with WBRT. Prophylactic cranial
irradiation (PCI) for patients with locally advanced NSCLC decreases
the incidence of brain metastases [8], but is not routinely used
∗ Corresponding author at: 32900 Marshall Road, Abbotsford, British Columbia because it causes toxicity without improving survival. However,
V2S 0C2, Canada.
E-mail address: fhsu@bccancer.bc.ca (F. Hsu).

http://dx.doi.org/10.1016/j.lungcan.2016.04.004
0169-5002/© 2016 Elsevier Ireland Ltd. All rights reserved.
102 F. Hsu et al. / Lung Cancer 96 (2016) 101–107

PCI might be advantageous for an identifiable subgroup of patients developing brain metastases was considered a competing risk
with a high risk of brain metastases. event. Patients who had not developed a brain metastasis and had
The purpose of this study was to examine the significance of not died were censored at the time of last follow-up. Gray’s test
EGFR mutation status on the incidence of brain metastases in a pop- was used to test for differences in the cumulative incidence curves.
ulation of patients with metastatic lung cancer. We also evaluate The association between brain metastases, EGFR mutation status,
the influence of systemic therapy (chemotherapy and EGFR-TKI) and patient characteristics were assessed using a proportional haz-
on the development of brain metastases and the impact of differ- ards model (Fine-Gray model). The OS was estimated using the
ing survival with EGFR mutation status on the incidence of brain Kaplan-Meier method and survival was compared using the log-
metastases. rank test. The Cox proportional hazards model was used to assess
association between OS, EGFR mutation status, and patient charac-
2. Methods teristics. All reported p-values are two-sided, with a p-value < 0.05
set at the level of significance. Confidence intervals (CI) are 95%.
2.1. Patient selection Analyses were performed using the R Statistical Language (version
2.1.5; http://cran.r-project.org/). The study was approved by the
A retrospective, population-based study was conducted using Research Ethics Board of the British Columbia Cancer Agency.
a Provincial cancer registry (British Columbia, Canada) to identify
patients with metastatic non-squamous NSCLC diagnosed between
3. Results
March 2010 and March 2012, to give a minimum potential follow-
up of three years. The study inclusion criteria were stage IV disease
3.1. Patient characteristics
at initial diagnosis and conclusive EGFR mutation testing. Patients
with non-diagnostic mutation tests were excluded. There were
For 543 patients there were 121 (22.3%) EGFR+ and 422 (77.7%)
1373 patients diagnosed with stage IV NSCLC in British Columbia
EGFR WT. For the EGFR+ cohort, 73 (60%) patients had exon
for the period of study. After excluding 746 patients without EGFR
19 deletion and 48 (40%) had exon 21 mutations. The median
mutation testing and 84 patients with non-diagnostic EGFR test
follow-up time for living patients was 34.9 months. Patient age
results, there were 543 patients included for this study. Individual
(median 66 years, range 30–91) and gender were no different
patient medical records were reviewed for patient characteristics
between EGFR+ and EGFR WT cohorts. The proportion of patients
(age, performance status, gender, Asian ethnicity, smoking history),
who received chemotherapy was no different between EGFR
disease characteristics and imaging evidence of brain metastases
cohorts. The most frequent first-line metastatic chemotherapy
from the time of initial diagnosis to the time of death. At our
regimens were: Cisplatinum-Gemcitabine (29.3%), Carboplatinum-
institution, the approved indication for first-line EGFR-TKI ther-
Gemcitabine (14.2%), and Carboplatinum-Pemetrexed (12.1%). The
apy was in EGFR mutation positive (EGFR+) stage IV disease. Brain
proportion of patients who received an EGFR-TKI was different
imaging at initial presentation, using computed tomography (CT)
between EGFR+ (87%) versus EGFR WT (28%), p < 0.001. First-line
or magnetic resonance imaging (MRI), was done at the discretion
EGFR-TKIs were Erlotinib in 56.8% and Gefitinib in 40.5%. The
of the treating physician and as clinically indicated. This includes
patient characteristics are presented in Table 1.
brain screening for asymptomatic disease and diagnostic evalua-
tion of symptomatic disease. Brain imaging was not part of standard
follow-up unless patients were symptomatic. 3.2. Brain metastases

2.2. Mutation analysis One hundred forty three (26.3%) patients had brain metas-
tases at initial presentation. This was not different between EGFR
Patients were divided into EGFR+ and EGFR wild type (WT) cohorts: 37 (30.6%) for EGFR+ and 106 (25.1%) for EGFR WT, p = 0.36.
cohorts for mutations on exon 19 and 21. Mutation analysis was In 69 (12.7%) patients, the brain was the only site of metastases
performed in a central laboratory using DNA extracted from tumor at first presentation (13 (10.7%) EGFR+ vs. 56 (13.2%) EGFR WT,
tissue isolated from suitable blocks. DNA quantization was per- p = 0.54). For the study population, the 1- and 3-year cumulative
formed by UV spectrophotometry (Nanodrop, USA). Detection of incidence of brain metastases was significantly higher for the EGFR+
EGFR exon 19 insertions/deletions and exon 21 L858R mutations cohort compared to EGFR WT (39.0% vs. 28.1%, p = 0.041; and 39.2%
were performed with a minimum of 400 ng of DNA by polymerase vs. 28.2%, p = 0.038), respectively. There was no difference in the
chain reaction (PCR) using gene specific PCR amplification primers, incidence of brain metastases between exon 19 and 21 subtypes.
and is previously described by Pan et al. [9]. In univariate and multivariate analysis, EGFR+ status (HR 1.41;
CI = 1.04–1.92; p = 0.03) and younger age (HR 2.08; CI = 1.54–2.83;
2.3. Study endpoints p < 0.001) were significant factors for brain metastases. Age < 66
years was chosen as the cut-off because it was the median age of
The primary endpoint was the cumulative incidence of brain the study population. Performance status (p = 0.45), Asian ethnicity
metastases. The time to brain metastases was measured from (p = 0.54), and gender (p = 0.24) were not significant factors for brain
the date of pathologic diagnosis to the date of brain imaging metastases in the univariate analysis. A Forest plot of the univariate
with computed tomography or magnetic resonance imaging that and multivariate analysis for brain metastases risk is presented in
demonstrated metastases. The secondary endpoint was overall sur- Fig. 1. The cumulative incidence curves for brain metastases strat-
vival (OS), measured from the time of pathologic diagnosis to death. ified by EGFR mutation status and age are presented in Fig. 2. The
3-year cumulative incidence of brain metastases in EGFR+ patients
2.4. Statistical analysis who were < 66 years was 59.4%.
In a subgroup analysis of patients without brain metas-
Patient and disease characteristics were compared between tases at initial diagnosis (n = 400), chemotherapy use (HR 1.05;
EGFR cohorts using the Fisher Exact test for categorical variables CI = 0.59–1.86; p = 0.88) and EGFR-TKI use (HR 1.48; CI = 0.84–2.63;
and the Kruskal-Wallis rank-sum test for continuous variables. A p = 0.18) were not significant factors in the subsequent devel-
competing risk method was used to estimate the cumulative inci- opment of brain metastases (Fig. 1). This finding was the same
dence of brain metastases. In this analysis, patient death before regardless of EGFR mutation status. For patients who developed
F. Hsu et al. / Lung Cancer 96 (2016) 101–107 103

Table 1
Patient characteristics.

By EGFR mutation status

All (n = 543) EGFR WT (n = 422) EGFR+ (n = 121)

Characteristic No. % No. % No. % p-Value

Age at diagnosis (years)


Median 66 67 66 0.75a
Interquartile range 58–74 58–73 55–77

ECOG performance status


0 23 4 14 3 9 7 0.008b
1 229 42 166 39 63 52
2 160 30 129 31 31 26
3 116 21 100 24 16 13
4 15 3 13 3 2 2

Ethnicity
Asian 123 23 64 15 59 49 <0.001b
Non-Asian 420 77 358 85 62 51

Gender
Female 327 60 247 58 80 66 0.14b
Male 216 40 175 42 41 34

Smoking (pack years)


Median 21 30 0 <0.001a
Interquartile range 0–40 10–40 0–5

Chemotherapy
Yes 267 49 208 49 59 49 1b
No 276 51 214 51 62 51

TKI
Yes 222 41 117 28 105 87 <0.001b
No 321 59 305 72 16 13

Overall survival (months)


Median 10 7.9 22.4 <0.001c
95% CI 8.7–11.7 6.6–9.1 18.4–27.4

Abbreviations: EGFR, epidermal growth factor receptor; WT, wild type; +, mutation positive; n, number of patients; ECOG, Eastern Cooperative Oncology Group; TKI, tyrosine
kinase inhibitor; CI, confidence interval.
a
Using the Kruskal-Wallis rank-sum test.
b
Using the Fisher Exact test.
c
Using the log-rank test.

Fig. 1. Univariate and multivariate analysis for the risk of brain metastases. The Hazard Ratio of brain metastases was estimated in Fine-Gray’s Proportional Hazards
Competing Risks Regression Model. Inclusion for multivariate analysis was limited to variables significant in univariate analysis. *Subgroup analysis excluding patients with
brain metastases at initial presentation. Abbreviations: ECOG, Eastern Cooperative Oncology Group performance status; EGFR, epidermal growth factor receptor; +, mutation
positive; WT, wild type; TKI, tyrosine kinase inhibitor.
104 F. Hsu et al. / Lung Cancer 96 (2016) 101–107

Fig. 2. Cumulative incidence of brain metastases. The cumulative incidence was estimated using a competing risk model, with death as a competing risk event. Gray’s test
was used to compare cumulative incidence curves. Abbreviations: EGFR, epidermal growth factor receptor; +, mutation positive; WT, wild type.

brain metastases in this subgroup, the median time to brain 4. Discussion


metastases for chemotherapy, EGFR-TKI, and no systemic therapy
patients were 14.7, 16.5, and 4.6 months, respectively. In the modern era of chemotherapy and molecular-targeted
therapy, we report a cumulative incidence of brain metastases in
NSCLC of 28% for EGFR WT and 39% for EGFR mutation carriers
over a 3-year period. Because there is a significantly longer sur-
vival for EGFR+ patients, and therefore a longer period at risk for
the development of brain metastases, our analysis adjusted for the
3.3. Overall survival differences in death rates between cohorts using a competing risk
method, with death as a competing risk event. With high mortal-
The median OS was significantly longer for EGFR+ patients ity rates, the competing risk method has significant advantages in
compared to EGFR WT (22.4 vs. 7.9 months, p < 0.001). In uni- providing a better estimation of incidence compared to the Kaplan-
variate and multivariate analysis (Fig. 3), EGFR+ status (HR of Meier method or reporting in absolute numbers [10,11]. Our finding
death = 0.61; CI = 0.46–0.81; p < 0.001), chemotherapy use (HR 0.59, with this methodology of analysis makes it likely that the underly-
CI = 0.48–0.73; p < 0.001), EGFR-TKI use (HR 0.70; CI = 0.54–0.89; ing biology of EGFR mutation status is responsible for the difference.
p = 0.004), and female gender (HR 0.80; CI = 0.66–0.96; p = 0.02) Further, differences in brain metastases rates were observed at both
were significant factors for longer survival. Poor performance 1 and 3 years, with the indication that most brain metastases occur
status (HR 1.53; CI = 1.27–1.85; p < 0.001) and brain metastases within the first year of metastatic diagnosis regardless of EGFR
(HR 1.45; CI = 1.19–1.77; p < 0.001) were significant for worse mutation status.
survival. Younger age and Asian ethnicity was significant for Literature about the relationship between EGFR mutation status
survival in univariate analysis but not in multivariate analysis and brain metastases is limited. Doebele et al. [12] reported on a
(p = 0.47 and p = 0.19, respectively). Kaplan-Meier curves showing cohort of 209 patients with metastatic NSCLC. For 39 EGFR+ patients
survival stratified by EGFR mutation status and systemic ther- there were a higher number of liver metastases, but not pulmonary,
apy (chemotherapy + EGFR-TKI) use are presented in Fig. 4A. For adrenal, bone or brain metastases. Stanic et al. [13] examined 629
patients with brain metastases, the median survival from diagno- Caucasian patients. Using the Kaplan-Meier method to estimate the
sis was 12.4 months for EGFR+ and 5.8 months for EGFR WT cohorts, incidence of brain metastases, they found no difference between
p = 0.002 (Fig. 4B). EGFR+ and EGFR WT cohorts. In a case-control study by Hendriks
F. Hsu et al. / Lung Cancer 96 (2016) 101–107 105

Fig. 3. Univariate and multivariate analysis for overall survival. Hazard Ratios were estimated in a Cox Proportional Hazards Regression Model. Inclusion for multivariate
analysis was limited to variables significant in univariate analysis. **Analyzed as a time-dependent variable. Abbreviations: ECOG, Eastern Cooperative Oncology Group
performance status; EGFR, epidermal growth factor receptor; +, mutation positive; WT, wild type; TKI, tyrosine kinase inhibitor; OS, overall survival.

A 1.0
ST, EGFR +
Median OS 95% CI
25.1 mo. 20.8−29.4 B 1.0
EGFR+
Median OS 95% CI
12.4 mo. 5.2−26.1
ST, EGFR WT 12.2 mo. 10.6−15.2 EGFR WT 5.8 mo. 4.4−7.5
No ST, EGFR + 4.7 mo. 1.1−13.5
No ST, EGFR WT 4.3 mo. 3.6−5.2
0.8 0.8
Proportion Surviving

Proportion Surviving

0.6 0.6

0.4 0.4

EGFR +
0.2 0.2

EGFR WT

0.0 p < 0.001 0.0 p = 0.002

0 1 2 3 4 0 1 2 3 4
Time from diagnosis (years) Time from diagnosis of brain metastasis (years)
Number at risk Number at risk
ST, EGFR + 109 88 55 24 4 EGFR + 47 24 16 8 3
ST, EGFR WT 211 109 58 20 3 EGFR WT 118 30 15 4 1
No ST, EGFR + 12 3 1 1 0
No ST, EGFR WT 211 42 14 7 2

Fig. 4. Kaplan-Meier curves showing overall survival. (A) Overall survival stratified by EGFR mutation status and systemic therapy use. (B) Overall survival after brain
metastases diagnosis by mutation status. Abbreviations: ST, systemic therapy; EGFR, epidermal growth factor receptor; +, mutation positive; WT, wild type; OS, overall
survival.

Table 2
Studies comparing brain metastases incidence and EGFR mutation status.

Author n (Total) n (EGFR+) Stage at initial Median Cumulative Statistical Association


diagnosis follow-up incidence of BM methodology between BM and
(months) (EGFR+) EGFR mutation

Doebele et al. [12] 209 39 72% IV n/a 23% (absolute number) ANOVA Not significant
Stanic et al. [13] 629 137 I–IV 53 39% (at 3 years from Fig. 1) Kaplan-Meier Not significant
Hendriks et al. [14] 189 62 87% IV n/a 32% (absolute number) ANOVA Not significant
Shin et al. [15] 314 138 I–IV 28.6 n/a Competing risk Significant
Current study 543 121 IV 34.9 39.2% (at 3 years) Competing risk Significant

Abbreviations: n, number of patients; EGFR, epidermal growth factor receptor; +, mutation positive; n/a, not available; BM, brain metastases; ANOVA, analysis of variance.
106 F. Hsu et al. / Lung Cancer 96 (2016) 101–107

et al. [14] the absolute number of brain and bone metastases was brain metastasis risk is not clear. This potential bias is likely very
not different between EGFR+ and EGFR WT cohorts. In contrast, small because the frequencies of other driver mutations are com-
Shin et al. [15] reported a significant association between the fre- paratively low and more than one driver mutation is rarely found
quency of EGFR mutations and brain metastases, although they did concurrently in the same tumor. Another limitation is the small
not estimate the overall incidence of brain metastases. In their sub- size of some subgroups, which could have affected some analyses.
group analysis, using a competing risk method, they also reported Because serial brain imaging was not part of standard follow-up,
an association between EGFR mutations and brain metastases risk our findings and estimation of incidence after initial presentation
in patients who had curative resection. A summary of the studies are limited to symptomatic brain metastases. It is possible that
directly examining EGFR mutation status and brain metastases are asymptomatic disease during the patient’s course was not detected.
presented in Table 2. As well, the use of CT imaging, instead of MRI, for some patients
Differences between studies could be due to differences in may have left some small-volume disease undetected. However, in
patient selection or statistical methodology. We studied stage IV the palliative setting, clinically symptomatic disease is most rele-
patients at initial diagnosis because of the available EGFR mutation vant. Our study was limited to patients with initial stage IV disease
data, which follows the approved indication for first-line EGFR-TKI and most patients with brain metastases had them at initial pre-
at our institution. Other studies were predominantly stage IV as sentation. This limited our ability to determine a time scale for
well, but did include a small number with earlier stages at pre- developing brain metastases.
sentation (Table 2). Consequently, we expect a higher incidence of With a better knowledge of brain metastases risk, this study
brain metastases at initial diagnosis compared to other series. In our may help guide the use of brain screening, surveillance, and man-
study, more than half of brain metastases diagnoses were at first agement. By far, most brain metastases were diagnosed at initial
presentation. This is consistent with other reports that the brain metastatic presentation. Detection of brain metastases at an ear-
is one of the most frequent sites of initial disease failure [16,17]. lier state with routine brain screening as part of initial diagnostic
However, this finding could also be explained by the detection investigations for locally advanced or metastatic NSCLC may allow
of asymptomatic brain metastases by brain screening during ini- for more focused brain treatment. We identified the population at
tial staging investigations. Despite differences in initial stage, our greatest risk as younger patients with EGFR mutations, for which
cumulative incidence of brain metastases over 3 years was similar the cumulative incidence approaches 60%. Future prospective stud-
to the comparably large study by Stanic et al. [13]. ies will be needed to determine if surveillance or PCI in this group
Supplemental evidence that EGFR mutation status affects the of patients will offer a survival benefit.
biology of metastatic spread to the brain comes from studies report-
ing on brain imaging characteristics. A study by Eichler et al. [18] 5. Conclusions
reported that EGFR+ patients were more likely to have multiple
brain metastases compared to EGFR WT. Similarly, Sekine et al. [19] There is a higher incidence of brain metastases for patients
reported that patients with exon 19 deletions were more likely to with EGFR+ metastatic NSCLC, even when adjusted for better OS,
have multiple and smaller brain metastases with less peritumoral compared to patients with EGFR WT. Factors associated with the
edema—a pattern resembling miliary brain metastases. development of brain metastases included younger age and the
We also examined whether the higher rate of brain metastases presence of an EGFR mutation. For patients with and without brain
was the result of systemic therapy (chemotherapy and EGFR- metastases, survival prognosis with stage IV NSCLC is much longer
TKI). Patients who receive chemotherapy live longer, and effective with EGFR+ disease.
systemic control might drive failures intracranial if the brain is
viewed as a sanctuary site from drug therapy because of the blood- Conflicts of interest
brain-barrier. Conversely, there is evidence for the effectiveness of
EGFR-TKIs in the treatment of brain metastases, and EGFR-TKI use None.
may reduce the rates of symptomatic brain metastases [20]. Litera-
ture on the influence of EGFR-TKI use on brain metastases incidence
Disclosures
is conflicting. One study raised concern about the higher rate of
brain progression for stage III/IV patients who achieved a partial
Fred Hsu—Research grant received from Varian Medical Systems
response to EGFR-TKI treatment [21]. Another study concluded
outside submitted work; Alan Nichol—Research grant and speaker
a lower rate of brain progression, compared to historic reports,
honorarium received from Varian Medical Systems outside sub-
for patients who were initially treated with an EGFR-TKI [22]. In
mitted work; Cheryl Ho—Grants and honorarium from Boehringer
our subgroup analysis, which excluded patients with brain metas-
Ingelheim, Eli Lilly, Roche, Astra Zeneca, Bayer, and Pfizer outside
tases at initial diagnosis, chemotherapy and EGFR-TKI use did not
the submitted work; Alex De Caluwe, David Anderson, and Ted
significantly impact the risk of developing brain metastases. How-
Toriumi—no disclosures.
ever, the median time till brain metastases was much longer for
treated patients compared to untreated patients, suggesting that
chemotherapy and EGFR-TKIs delay the onset of symptomatic brain Acknowledgements
metastases, although selection bias could partly explain this find-
ing. The first and second author contributed equally to the devel-
Our study is population-based and included comparator EGFR+ opment of this manuscript. Financial support received from the
and EGFR WT cohorts. It was different from other series that stud- Abbotsford Centre Radiation Therapy Academic Fund and Eleni
ied exclusively Asian or Caucasian cohorts because we examined Skalbania Endowment for Lung Cancer Research, BC Cancer Foun-
a population of mixed ethnicity. The other strength of our study dation.
is the statistical methodology, which we feel is more robust than
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