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Journal of the History of Ideas.
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BY DAVID CARRITHERS*
I. "I believe this is the historical Age and this the historical Nation,"'
asserted no less a luminary than David Hume, and as Cassirer, Becker,
Beck, Gay, and others have shown, eighteenth-century intellectuals had
a much greater interest in history than men of the next century would
acknowledge.2 Certainly a period that produced important historical
works by Montesquieu, Voltaire, Gibbon, Hume, Robertson, Herder,
Condorcet, and others cannot properly be accused of lacking an interest
in history, and more specifically in the "philosophy of history," a phrase
that entered the Western lexicon as the title to a brief work by Voltaire.3
It was assumed by some historians in the eighteenth century that history
should be written en philosophe, that is, that it should transcend the genre
of meaningless chronicle of miscellaneous facts and should serve both a
didactic purpose in affirming the superiority of the present age and an
explanatory purpose in seeking out the causes underlying important his-
torical happenings. It was deemed critically important to explain rather
than just to describe events, and it was therefore assumed that the writing
of history required a philosophical bent of mind. "If philosophers are
not always historians," Gibbon observed, "it were at least to be wished
that all historians were philosophers."4 "History must be written by
philosophers,"Voltaire observed, "whateverour pedants say."5For Hume
history and philosophy were inseparable, since both were needed to dis-
cover and then test those uniform principles of human nature that so
haunted the eighteenth-century mind.6
Voltaire epitomized the quest for causes transcending mere chronicle
*I would like to thank Lester Crocker and Aram Vartanian for helpful discussions
concerning the general problem of Enlightenment historiography.
1 Letters of David Hume, ed. J. Y. T. Greig, (2 vols.; Oxford, 1932), II, 230 quoted
by Ernest Campbell Mossner, "An Apology for David Hume, Historian," PMLA, 56
(1941), 660.
2 Ernst Cassirer, The Philosophyof the Enlightenment, trans. Fritz Koelln and James
Pettegrove (Princeton, 1951), 197; Carl Becker, The Heavenly City of the Eighteenth-
CenturyPhilosophers(New Haven, 1932), 92-93; Lewis White Beck (ed.), Immanuel Kant
on History (Indianapolis, 1963), p. xii; Peter Gay, The Enlightenment:An Interpretation.
Vol. II, The Science of Freedom (London, 1973), 369.
3 Frank E. Manuel, Shapes of Philosophical History (Stanford, 1965), 92.
4
Edward Gibbon, An Essay on the Study of Literature. Written originally in the
French (London, 1764), 107.
5
Correspondancelitt6raire, III, 20 quoted by Becker, op. cit., 91.
6 See "History and Philosophy in Hume's Thought," in Norton and Popkin (eds.),
61
12Ibid., 175-76. Hume returned to the theme of causation versus accident in the
opening chapter of his History of England, wherein he compared the "convulsions of a
civilized state" which he deemed "instructive" to the "sudden, violent, and unprepared
revolutions" characterizing barbarians which he characterized as "guided by caprice."
The History of England (1778) (6 vols.; Indianapolis, 1983), I, 3.
13Essai sur les moeurs, ed. Pomeau, I, 187.
14
Ibid., I, 794. My attention was drawn to these two passages by the discussion of
Voltaire in J. B. Black, The Art of History. A Study of Four Great Historians of the
Eighteenth Century (London, 1926), 40.
15
Black, op. cit., 40-41.
16
R. G. Collingwood, The Idea of History (Oxford, 1967), 80-81.
17
Voltaire, Siecle de Louis XIV, in Oeuvres(Paris, 1878), IV, 303.
18
J. H. Brumfitt (ed.), Voltaire, The Age of Louis XIV and Other Selected Writings
(New York, 1963), xxv.
19 Gibbon, op. cit, 111.
20
Ibid., 112-13.
21
Ibid., 113.
22
Edward Gibbon, The Decline and Fall of the Roman Empire. An Abridgement by
D. M. Low (New York, 1960), 524-25.
Other texts in the same Roman history minimize the impact of in-
dividuals qua individuals on Roman history. In the very first chapter of
that work, for example, Montesquieu introduced a kind of institutional
determinism. "At the birth of societies," he wrote, "the leaders of re-
publics create the institutions; thereafter it is the institutions that form
the leaders of republics."26
Such a contention substantially reduces the significance of the per-
23
Georgy V. Plekhanov, "The Role of the Individual in History" (1898), in Fun-
damental Problems of Marxism, ed. James S. Allen (New York, 1969), 172. As Allen
indicates, Plekhanov's essay first appeared under the pseudonym A. Kirsanov in Nauch-
noye Obozrenie(Scientific Review), 184.
24
Ibid., 154.
25
Considerationson the Causes of the Greatness of the Romans and Their Decline,
trans. with notes and introduction by David Lowenthal (Ithaca, 1968), 169. All quotations
from this work utilize Lowenthal's translation.
26
Ibid., 25. One might argue that the initial creation of institutions by individuals
maximizes the role of persons and is hardly determinist. The impact of those institutions
once formed, however, on numerous individuals will be a long-term influence of much
greater magnitude than the brief influence of those who fashion the institutions.
If Caesar and Pompey had thought like Cato, others would have thought like
Caesar and Pompey; and the republic, destined to perish, would have been
dragged to the precipice by another hand.31
Given the general causes operative in Roman history, the demise of
republicanism was for Montesquieu a predetermined necessity. "Since
the republic had necessarily to perish, it was only a question of how, and
by whom, it was to be overthrown."32 Once the patriotic spirit of alle-
giance to the commonweal had been dissipated, it could not be recaptured.
Political division became inevitable: "The distracted city no longer formed
a complete whole."33
Montesquieu's stress on general causes as the dominant mode of
historical explanation does not mean that he completely ignored the role
of chance in Roman history. He was fully aware of the unpredictable,
accidental factors that influenced the careers of such men as Marius,
Sulla, Pompey, and Caesar, whose destiny it was to carry out the designs
of Roman historical development. In a text reminding us of Pascal's
assertion that the shape of Cleopatra's nose altered the course of history,
Montesquieu asserted that Caesar's falling in love with Cleopatra caused
him to undertake no less than four wars. Such chance occurrences,
however, Montesquieu considered twisted threads on the general skein
of Roman history. The main lines of Roman historical development were
impervious to change by mere accidents. Components of human unpre-
dictability influenced the tempo of Roman history and the shape of its
secondary features, but they did not alter its necessary direction.
II. Given Montesquieu's obvious profundity in the area of philo-
sophical history, surprisingly little attention has been bestowed on his
minor historical writings. Two particular treatises stand out as likely
candidates for analysis if our understanding of his historical thought is
to be enlarged. These are De la politique (1725) and Reflexions sur le
caractere de quelques princes et sur quelques evenements de leur vie (1731-
33). Neither of these works was explicitly intended as a discourse on
historical causation per se, but both of them nonetheless included im-
portant philosophical statements about the nature of historical change.
Both deserve analysis if one seeks to discover whether the roots of Mon-
tesquieu's determinism in his history of Rome are discernible earlier and
whether he applied this determinist theory to other historical settings
besides Rome.
De la politique deserves substantially more attention than it has re-
ceived. There has been no extended analysis of its contents, and as yet
there is no English translation. Originally, it was composed as the con-
cluding chapters of the Traite des devoirs (1725), a work revealing Mon-
31
Ibid., 108.
32
Ibid., 102.
33
Ibid., 93.
tesquieu's deep concern, midway through the 1720s, with natural law
theory stressing absolutes of justice to which positive laws should con-
form. Unfortunately, the full text of this Trait6des devoirs is no longer
extant. It was part of the group of manuscripts sent to England in 1818
by Joseph-Cyrille de Montesquieu to his cousin Charles-Louis de Mon-
tesquieu, and an autograph note of Prosper de Montesquieu preserved
at Bordeaux indicates it was sent back to France with certain other works
in 1828 after Charles-Louis's death.34At that point, or sometime there-
after, it disappeared. Therefore, our knowledge of its contents derives
exclusively from a compte rendu analytique published in the Bibliotheque
franfaise and from fragments preserved in the Pensees. Montesquieu
discussed in his Traite des devoirs three sorts of duties: duties to God,
duties to oneself, and duties to one's fellow man. He concluded that the
duties associated with our ontological condition have a higher priority
than those duties associated with being a citizen of this or that country.
Hence we should put our obligations to mankind ahead of more parochial
attachments.35
Not surprisingly, what is now known as De la politique bears a close
thematic relation to the earlier portions of the Traitedes devoirsof which
it was once the concluding part. Whereas the first twelve chapters of
that work dealt with justice abstractly and philosophically, Montesquieu
turned in the two concluding chapters to the concrete world of historical
experience. His express purpose was not the presentation of any particular
philosophy of history. Unlike his later work on Rome, De la politique
presented no unifying statements suggesting that historical accidents are
controlled by general causes. Rather, he merely flirted briefly with a
determinist orientation in analyzing events in seventeenth-century Eng-
land and early eighteenth-century France, while stressing the influence
of unpredictable human behavior in other historical settings.
De la politique was cast essentially as an anti-Machiavellian tract.
Montesquieu's purpose was to register a plea for simple, straightforward,
honest statecraft that does not violate fundamental principles of justice.
His disenchantment with politics considered as political cunning and
duplicity was then at its height,36and De la politique attacks what he
perceived as widespread and immoral Machiavellianism in statecraft and
international diplomacy. Rather than attacking the prevalent doctrine of
raison d' etat on abstract moral grounds, however, which he concluded
34 Oeuvres
completes de Montesquieu,publiees sous la direction de M. Andre Masson,
(3 vols.; Paris, 1950-1955), III, 1575-6.
35
Ibid., III, 159-60.
36 Robert
Shackleton, "Montesquieu and Machiavelli: A Reappraisal," Comparative
Literature Studies, 1 (1964), 5.
37 De la
politique, in Oeuvrescompletes de Montesquieu, texte presente et annote par
Roger Caillois (2 vols.; Paris, 1949-1951), I, 112. All further page references to De la
politique will be cited in parentheses within the text.
laws that threaten him," Montesquieu wrote in this fragment, "can be,
without morals and even in spite of himself, a good citizen; but a prince
without morals is always a monster." 38
Using a comparative method and discussing two rulers at a time,
after the model of Plutarch, Montesquieu discussed the careers of Charles
XII of Sweden (1682-1718), Charles, Duke of Burgundy (1433-1477),
Tiberius (42 B.C.-A.D. 37), Louis XI of France (1423-1483), Philip II
of Spain (1527-1598), Pope Paul III (1468-1549), Pope Sixtus V (1521-
1590), the Duke of Mayenne (1554-1611), Cromwell (1599-1658), Henry
III of France (1551-1589), and Charles I of England (1600-1649). In
contrast to his treatise on Roman history composed during the same time
period, Montesquieu by no means adopted a determinist stance in this
work. In fact one finds an important shift away from determinism in the
analysis of Charles I as compared to the earlier De la politique (1725).
Whereas Montesquieu had earlier stressed the historical forces arrayed
against Charles, he now stressed Charles's own actions as the main source
of the problems he faced. Admittedly, Montesquieu began his re-analysis
of Charles I with a text that sounds distinctly determinist:
There are certaincircumstancesin which men of the least ability can govern
successfully;thereare otherswherethe greatestgeniusesare shaken:sometimes
the art of ruling is the easiestart in the world, and sometimesit is the most
difficult.39
40He accused Cromwell and others of excessive ambition and insufficient virtue,
which made factional strife inevitable.
the preeminent example-and readers of the Esprit des lois will recall
that Montesquieu later included a chapter on Charles XII in Book X of
that work. Seeds of the later treatment of Charles XII are clearly present
in the Reflexions. In both instances Montesquieu made statements that
seem at first to evoke the earlier determinism of portions of De la politique
but prove instead to be implanted within general arguments moving in
a decidedly voluntarist direction contending that Charles XII was himself
the architect of the misfortunes that befell him.
In the Reflexions Montesquieu compared Charles XII to Charles,
Duke of Burgundy, and remarked of them both:
41 David
Ogg, Europe in the Seventeenth Century (New York, 1962), 437-40.
It is also true that the search for monistic explanations, which became
something of an obsession in the nineteenth century, was not part of
Montesquieu's outlook. He would almost certainly have allowed his broad
statement concerning "every monarchy" to be tempered by the facts. He
clearly never aimed for the sort of rigid, dogmatic systematization that
a nineteenth-century intellectual might have demanded of himself. He
did not set out to be a philosopher of history in the modern manner of
a Marx, a Spengler, or a Toynbee. "Philosopher of history" is a phrase
he would not have accepted. He was rather a student of history who
sometimes made philosophical statements about the content of history.
Therefore one does not encounter a finished systeme in his works. He
did not attempt to impose a dogmatic inflexible system on all of recorded
history.
Furthermore,even Montesquieu's determinist pronouncementsdo not
always preclude a realm of influence for accidents. He never denied that
those events that triggered this or that necessary sequence of events did
not have points of origin that were accidental rather than predetermined.
There was no hint, for example, in his analysis in De la politique of the
historical causation of Charles I's problems, that Henry VIII's break
with Rome was itself a predetermined event. Another monarch, we are
left to assume, might have followed a different course. Nor did Montes-
quieu contend that a given determinist flow of history, when and where
it existed, could never be altered. What he maintained instead is that
changes in that dominant, historically-conditioned tone will not be pre-
dicted or seen ahead of time. Such changes, he asserted, will "depend
either on causes so remote that they seem no more capable of influencing
the course of events than many others, or on a minor effect hidden by
a great cause which produces other great, readily apparent effects, while
holding in store the minor effect until it erupts, sometimes three centuries
later."42And what makes a hidden cause suddenly or finally erupt may
itself be accidental. Hence the role of the unpredictable cannot be dis-
missed even within the context of some of Montesquieu's determinist
thinking. We must be wary, therefore, of one-sided readings of Montes-
quieu's philosophy of history.
Surely the overall historical philosophy of Montesquieu's Roman
history was determinist. Focusing exclusively on that work, however,
cannot help but lead to a distortion of the true complexity of his historical
thought. A foray into his less studied historical writings demonstrates
that he possessed a rich awareness of the many twists and turns events
can take depending on the decisions made by influential historical actors.
At the same time, however, Montesquieu's appreciation of the underlying
general causes at work in Roman history enabled him to look, in that
setting, beyond the surface disturbances Braudel calls "l'histoire evene-
42 De la politique, in Oeuvrescompletes (Pleiade), I, 115.
43 Black, op. cit., 87. Black contends that for Hume, captivated "by the belief that
human nature was uniformly the same at all times and places," history remained very
much "an undecipherable hieroglyphic."
44 Beck (ed.), op. cit., 16.
45Cassirer, op. cit., 220.
46 Gilbert Chinard,
"Montesquieu's Historical Pessimism," in Studies in the History
of Culture (Menasha, Wisconsin, 1942), 161-72.
by Montesquieu.A Compendiumof the First English Edition ... (Berkeley, 1977), 18-23.