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Foundation and Development of The Law of Nations
Foundation and Development of The Law of Nations
Hall, pp. 14-16—Maine, pp. 50-53—Lawrence, §§ 1-3, and Essays, pp. 1-36—Phillimore, I. §§ 1-
12—Twiss, I. §§ 104-5—Taylor, § 2—Moore, I. §§ 1-2—Westlake, I. pp. 1-13—Walker,
History, I. §§ 1-8—Halleck, I. pp. 46-55—Ullmann, §§ 2-4—Heffter, §§ 1-5—Holtzendorff in
Holtzendorff, I. pp. 19-26—Nys, I. pp. 133-43—Rivier, I. § 1—Bonfils, Nos. 26-31—Pradier-
Fodéré, I. Nos. 1-24—Mérignhac, I. pp. 5-28—Martens, I. §§ 1-5—Fiore, I. Nos. 186-208, and
Code, Nos. 1-26—Higgins, "The Binding Force of International Law" (1910)—Pollock in The
Law Quarterly Review, XVIII. (1902), pp. 418-428—Scott in A.J. I. (1907), pp. 831-865—
Willoughby and Root in A.J. II. (1908), pp. 357-365 and 451-457.
Conception of the Law of Nations.
§ 1. Law of Nations or International Law (Droit des gens, Völkerrecht) is the name for
the body of customary and conventional rules which are considered legally[1] binding by
civilised States in their intercourse with each other. Such part of these rules as is binding
upon all the civilised States without exception is called universal International Law,[2] in
contradistinction to particular International Law, which is binding on two or a few States
only. But it is also necessary to distinguish general International Law. This name must be
given to the body of such rules as are binding upon a great many States, including leading
Powers. General International Law, as, for instance, the Declaration of Paris of 1856, has
a tendency to become universal International Law.
[1] In contradistinction to mere usages and to rules of so-called International Comity, see below
§§ 9 and 19.
[2] The best example of universal International Law is the law connected with legation.
[Pg 4]
International Law in the meaning of the term as used in modern times did not exist
during antiquity and the first part of the Middle Ages. It is in its origin essentially a
product of Christian civilisation, and began gradually to grow from the second half of the
Middle Ages. But it owes its existence as a systematised body of rules to the Dutch jurist
and statesman Hugo Grotius, whose work, "De Jure Belli ac Pacis libri III.," appeared in
1625 and became the foundation of all later development.
The Law of Nations is a law for the intercourse of States with one another, not a law
for individuals. As, however, there cannot be a sovereign authority above the several
sovereign States, the Law of Nations is a law between, not above, the several States, and
is, therefore, since Bentham, also called "International Law."
Since the distinction of Bentham between International Law public and private has
been generally accepted, it is necessary to emphasise that only the so-called public
International Law, which is identical with the Law of Nations, is International Law,
whereas the so-called private International Law is not. The latter concerns such matters as
fall at the same time under the jurisdiction of two or more different States. And as the
Municipal Laws of different States are frequently in conflict with each other respecting
such matters, jurists belonging to different countries endeavour to find a body of
principles according to which such conflicts can be avoided.
Legal Force of the Law of Nations contested.
§ 2. Almost from the beginning of the science of the Law of Nations the question has
been discussed whether the rules of International Law are legally binding.
Hobbes[3] already and Pufendorf[4] had answered the question in the negative. And
during the nineteenth[Pg 5] century Austin[5] and his followers take up the same attitude.
They define law as a body of rules for human conduct set and enforced by a sovereign
political authority. If indeed this definition of law be correct, the Law of Nations cannot
be called law. For International Law is a body of rules governing the relations of
Sovereign States between one another. And there is not and cannot be a sovereign
political authority above the Sovereign States which could enforce such rules. However,
this definition of law is not correct. It covers only the written or statute law within a
State, that part of the Municipal Law which is expressly made by statutes of Parliament in
a constitutional State or by some other sovereign authority in a non-constitutional State. It
does not cover that part of Municipal Law which is termed unwritten or customary law.
There is, in fact, no community and no State in the world which could exist with written
law only. Everywhere there is customary law in existence besides the written law. This
customary law was never expressly enacted by any law-giving body, or it would not be
merely customary law. Those who define law as rules set and enforced by a sovereign
political authority do not deny the existence of customary law. But they maintain that the
customary law has the character of law only through the indirect recognition on the part
of the State which is to be found in the fact that courts of justice apply the customary in
the same way as the written law, and that the State does not prevent them from doing so.
This is, however, nothing else than a fiction. Courts of justice having no law-giving
power could not recognise unwritten rules as law if these rules were not law before that
recognition, and States recognise unwritten rules as law only because courts of justice do
so.
[3] De Cive, XIV. 4.
[4] De Jure Naturæ et Gentium, II. c. iii. § 22.
[5] Lectures on Jurisprudence, VI.[Pg 6]
Characteristics of Rules of Law.
§ 3. For the purpose of finding a correct definition of law it is indispensable to
compare morality and law with each other, for both lay down rules, and to a great extent
the same rules, for human conduct. Now the characteristic of rules of morality is that they
apply to conscience, and to conscience only. An act loses all value before the tribunal of
morality, if it was not done out of free will and conscientiousness, but was enforced by
some external power or was done out of some consideration which lies without the
boundaries of conscience. Thus, a man who gives money to the hospitals in order that his
name shall come before the public does not act morally, and his deed is not a moral one,
though it appears to be one outwardly. On the other hand, the characteristic of rules of
law is that they shall eventually be enforced by external power.[6] Rules of law apply, of
course, to conscience quite as much as rules of morality. But the latter require to be
enforced by the internal power of conscience only, whereas the former require to be
enforced by some external power. When, to give an illustrative example, morality
commands you to pay your debts, it hopes that your conscience will make you pay them.
On the other hand, if the law gives the same command, it hopes that, if the conscience has
not sufficient power to make you pay your debts, the fact that, if you will not pay, the
bailiff will come into your house, will do so.
[6] Westlake, Chapters, p. 12, seems to make the same distinction between rules of law and of morality,
and Twiss, I. § 105, adopts it expressis verbis.
Law-giving Authority not essential for the Existence of Law.
§ 4. If these are the characteristic signs of morality and of law, we are justified in
stating the principle: A rule is a rule of morality, if by common consent of the community
it applies to conscience and to conscience only; whereas, on the other hand, a rule is a
rule of law, if by common consent of the community it shall eventually be enforced by
external power. Without[Pg 7] some kind both of morality and law, no community has
ever existed or could possibly exist. But there need not be, at least not among primitive
communities, a law-giving authority within a community. Just as the rules of morality are
growing through the influence of many different factors, so the law can grow without
being expressly laid down and set by a law-giving authority. Wherever we have an
opportunity of observing a primitive community, we find that some of its rules for human
conduct apply to conscience only, whereas others shall by common consent of the
community be enforced; the former are rules of morality only, whereas the latter are rules
of law. For the existence of law neither a law-giving authority nor courts of justice are
essential. Whenever a question of law arises in a primitive community, it is the
community itself and not a court which decides it. Of course, when a community is
growing out of the primitive condition of its existence and becomes gradually so enlarged
that it turns into a State in the sense proper of the term, the necessities of life and altered
circumstances of existence do not allow the community itself any longer to do anything
and everything. And the law can now no longer be left entirely in the hands of the
different factors which make it grow gradually from case to case. A law-giving authority
is now just as much wanted as a governing authority. It is for this reason that we find in
every State a Legislature, which makes laws, and courts of justice, which administer
them.
However, if we ask whence does the power of the legislature to make laws come, there
is no other answer than this: From the common consent of the community. Thus, in Great
Britain, Parliament is the law-making body by common consent. An Act of Parliament is
law, because the common consent of[Pg 8] Great Britain is behind it. That Parliament has
law-making authority is law itself, but unwritten and customary law. Thus the very
important fact comes to light that all statute or written law is based on unwritten law in
so far as the power of Parliament to make Statute Law is given to Parliament by
unwritten law. It is the common consent of the British people that Parliament shall have
the power of making rules which shall be enforced by external power. But besides the
statute laws made by Parliament there exist and are constantly growing other laws,
unwritten or customary, which are day by day recognised through courts of justice.
Definition and three Essential Conditions of Law.
§ 5. On the basis of the results of these previous investigations we are now able to give
a definition of law. We may say that law is a body of rules for human conduct within a
community which by common consent of this community shall be enforced by external
power.
The essential conditions of the existence of law are, therefore, threefold. There must,
first, be a community. There must, secondly, be a body of rules for human conduct within
that community. And there must, thirdly, be a common consent of that community that
these rules shall be enforced by external power. It is not an essential condition either that
such rules of conduct must be written rules, or that there should be a law-making
authority or a law-administering court within the community concerned. And it is evident
that, if we find this definition of law correct, and accept these three essential conditions
of law, the existence of law is not limited to the State community only, but is to be found
everywhere where there is a community. The best example of the existence of law
outside the State is the law of the Roman Catholic Church, the so-called Canon Law. This
Church is an organised community whose members are dispersed over the whole surface
of the earth. They consider themselves bound[Pg 9] by the rules of the Canon Law,
although there is no sovereign political authority that sets and enforces those rules, the
Pope and the bishops and priests being a religious authority only. But there is an external
power through which the rules of the Canon Law are enforced—namely, the punishments
of the Canon Law, such as excommunication, refusal of sacraments, and the like. And the
rules of the Canon Law are in this way enforced by common consent of the whole Roman
Catholic community.
Law not to be identified with Municipal Law.
§ 6. But it must be emphasised that, if there is law to be found in every community,
law in this meaning must not be identified with the law of States, the so-called Municipal
Law,[7] just as the conception of State must not be identified with the conception of
community. The conception of community is a wider one than the conception of State. A
State is a community, but not every community is a State. Likewise the conception of law
pure and simple is a wider one than that of Municipal Law. Municipal Law is law, but not
every law is Municipal Law, as, for instance, the Canon Law is not. Municipal Law is a
narrower conception than law pure and simple. The body of rules which is called the Law
of Nations might, therefore, be law in the strict sense of the term, although it might not
possess the characteristics of Municipal Law. To make sure whether the Law of Nations
is or is not law, we have to inquire whether the three essential conditions of the existence
of law are to be found in the Law of Nations.
[7] Throughout this work the term "Municipal Law" is made use of in the sense of national or State law
in contradistinction to International Law.
The "Family of Nations" a Community.
§ 7. As the first condition is the existence of a community, the question arises, whether
an international community exists whose law could be the Law of Nations. Before this
question can be answered, the[Pg 10] conception of community must be defined. A
community may be said to be the body of a number of individuals more or less bound
together through such common interests as create a constant and manifold intercourse
between the single individuals. This definition of community covers not only a
community of individual men, but also a community of individual communities such as
individual States. A Confederation of States is a community of States. But is there a
universal international community of all individual States in existence? This question is
decidedly to be answered in the affirmative as far as the States of the civilised world are
concerned. Innumerable are the interests which knit all the individual civilised States
together and which create constant intercourse between these States as well as between
their subjects. As the civilised States are, with only a few exceptions, Christian States,
there are already religious ideas which wind a band around them. There are, further,
science and art, which are by their nature to a great extent international, and which create
a constant exchange of ideas and opinions between the subjects of the several States. Of
the greatest importance are, however, agriculture, industry, and trade. It is totally
impossible even for the largest empire to produce everything its subjects want. Therefore,
the productions of agriculture and industry must be exchanged by the several States, and
it is for this reason that international trade is an unequalled factor for the welfare of every
civilised State. Even in antiquity, when every State tried to be a world in itself, States did
not and could not exist without some sort of international trade. It is international trade
which has created navigation on the high seas and on the rivers flowing through different
States. It is, again, international trade which has called into existence the nets of[Pg
11]railways which cover the continents, the international postal and telegraphic
arrangements, and the Transatlantic telegraphic cables.[8]
[8] See Fried, "Das internationale Leben der Gegenwart" (1908), where the innumerable interests are
grouped and discussed which knit the civilised world together.
The manifold interests which knit all the civilised States together and create a constant
intercourse between one another, have long since brought about the necessity that these
States should have one or more official representatives living abroad. Thus we find
everywhere foreign envoys and consuls. They are the agents who make possible the
current stream of transactions between the Governments of the different States. A number
of International Offices, International Bureaux, International Commissions have been
permanently appointed for the administration of international business, a permanent
Court of Arbitration has been, and an International Prize Court will soon be, established
at the Hague. And from time to time special international conferences and congresses of
delegates of the different States are convoked for discussing and settling matters
international. Though the individual States are sovereign and independent of each other,
though there is no international Government above the national ones, though there is no
central political authority to which the different States are subjected, yet there is
something mightier than all the powerful separating factors: namely, the common
interests. And these common interests and the necessary intercourse which serves these
interests, unite the separate States into an indivisible community. For many hundreds of
years this community has been called "Family of Nations" or "Society of Nations."
The "Family of Nations" a Community with Rules of Conduct.
§ 8. Thus the first essential condition for the existence of law is a reality. The single
States make altogether a body of States, a community of individual[Pg 12] States. But the
second condition cannot be denied either. For hundreds of years more and more rules
have grown up for the conduct of the States between each other. These rules are to a great
extent customary rules. But side by side with these customary and unwritten rules more
and more written rules are daily created by international agreements, such as the
Declaration of Paris of 1856, the Hague Rules concerning land warfare of 1899 and 1907,
and the like. The so-called Law of Nations is nothing else than a body of customary and
conventional rules regulating the conduct of the individual States with each other. Just as
out of tribal communities which were in no way connected with each other arose the
State, so the Family of Nations arose out of the different States which were in no way
connected with each other. But whereas the State is a settled institution, firmly
established and completely organised, the Family of Nations is still in the beginning of its
development. A settled institution and firmly established it certainly is, but it entirely
lacks at present any organisation whatever. Such an organisation is, however, gradually
growing into existence before our eyes. The permanent Court of Arbitration created by
the First Hague Peace Conference, and the International Prize Court proposed by the
Second Hague Peace Conference, are the first small traces of a future organisation. The
next step forward will be that the Hague Peace Conferences will meet automatically
within certain periods of time, without being summoned by one of the Powers. A second
step forward will be the agreement on the part of the Powers upon fixed rules of
procedure for the future Hague Peace Conferences. As soon as these two steps forward
are really made, the nucleus of an organisation of the Family of Nations will be in
existence, and out of this nucleus will grow in time a more powerful organisation, [Pg
13] the ultimate characteristic features of which cannot at present be foreseen.[9]
[9] See Oppenheim, "Die Zukunft des Völkerrechts" (1911), passim.
External Power for the Enforcement of Rules of International Conduct.
§ 9. But how do matters stand concerning the third essential condition for the existence
of law? Is there a common consent of the community of States that the rules of
international conduct shall be enforced by external power? There cannot be the slightest
doubt that this question must be affirmatively answered, although there is no central
authority to enforce those rules. The heads of the civilised States, their Governments,
their Parliaments, and public opinion of the whole of civilised humanity, agree and
consent that the body of rules of international conduct which is called the Law of Nations
shall be enforced by external power, in contradistinction to rules of international morality
and courtesy, which are left to the consideration of the conscience of nations. And in the
necessary absence of a central authority for the enforcement of the rules of the Law of
Nations, the States have to take the law into their own hands. Self-help and intervention
on the part of other States which sympathise with the wronged one are the means by
which the rules of the Law of Nations can be[10] and actually are enforced. It is true that
these means have many disadvantages, but they are means which have the character of
external power. Compared with Municipal Law and the means at disposal for its
enforcement, the Law of Nations is certainly the weaker of the two. A law is the stronger,
the more guarantees are given that it can and will be enforced. Thus, the law of a State
which is governed by an uncorrupt Government and the courts of which are not venal is
stronger than the law of a State which has a corrupt Government and venal judges. It is
inevitable that the Law of Nations must be a weaker[Pg 14] law than Municipal Law, as
there is not and cannot be an international Government above the national ones which
could enforce the rules of International Law in the same way as a national Government
enforces the rules of its Municipal Law. But a weak law is nevertheless still law, and the
Law of Nations is by no means so weak a law as it sometimes seems to be.[11]
[10] See below, § 135, concerning intervention by right.
[11] Those who deny to International Law the character of law because they identify the conception of
law in general with that of Municipal Law and because they cannot see any law outside the State, confound
cause and effect. Originally law was not a product of the State, but the State was a product of law. The right
of the State to make law is based upon the rule of law that the State is competent to make law.
Practice recognises Law of Nations as Law.
§ 10. The fact is that theorists only are divided concerning the character of the Law of
Nations as real law. In practice International Law is constantly recognised as law. The
Governments and Parliaments of the different States are of opinion that they are legally,
not morally only, bound by the Law of Nations, although they cannot be forced to go
before a court in case they are accused of having violated it. Likewise, public opinion of
all civilised States considers every State legally bound to comply with the rules of the
Law of Nations, not taking notice of the opinion of those theorists who maintain that the
Law of Nations does not bear the character of real law. And the several States not only
recognise the rules of International Law as legally binding in innumerable treaties, but
emphasise every day the fact that there is a law between themselves. They moreover
recognise this law by their Municipal Laws ordering their officials, their civil and
criminal courts, and their subjects to take up such an attitude as is in conformity with the
duties imposed upon their Sovereign by the Law of Nations. If a violation of the Law of
Nations occurs on the part of an individual State, public opinion of the civilised world, as
well as the Governments of other States, stigmatise such violation as a violation of law
pure and[Pg 15] simple. And countless treaties concerning trade, navigation, post,
telegraph, copyright, extradition, and many other objects exist between civilised States,
which treaties, resting entirely on the existence of a law between the States, presuppose
such a law, and contribute by their very existence to its development and growth.
Violations of this law are certainly frequent. But the offenders always try to prove that
their acts do not contain a violation, and that they have a right to act as they do according
to the Law of Nations, or at least that no rule of the Law of Nations is against their acts.
Has a State ever confessed that it was going to break the Law of Nations or that it ever
did so? The fact is that States, in breaking the Law of Nations, never deny its existence,
but recognise its existence through the endeavour to interpret the Law of Nations in a
way favourable to their act. And there is an ever-growing tendency to bring disputed
questions of International Law as well as international differences in general before
international courts. The permanent Court of Arbitration at the Hague established in
1899, and the International Prize Court proposed at the Hague according to a convention
of 1907, are the first promising fruits of this tendency.