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Why K-Notes?
Towards the end of preparation, a student has lost the time to revise all the chapters from his /
her class notes / standard text books. This is the reason why K-Notes is specifically intended for
Quick Revision and should not be considered as comprehensive study material.
w.E
A 40 page or less notebook for each subject which contains all concepts covered in GATE
Curriculum in a concise manner to aid a student in final stages of his/her preparation. It is highly
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useful for both the students as well as working professionals who are preparing for GATE as it
comes handy while traveling long distances.
En
When do I start using K-Notes?
gin
It is highly recommended to use K-Notes in the last 2 months before GATE Exam
(November end onwards).
ee
How do I use K-Notes? rin
g.n
Once you finish the entire K-Notes for a particular subject, you should practice the respective
et
Subject Test / Mixed Question Bag containing questions from all the Chapters to make best use
of it.
The control system is that means by which any quantity of interest in a machine, mechanism or
other equation is maintained or altered in accordance which a desired manner.
ww
w.E
Mathematical Modeling asy
En
The Differential Equation of the system is formed by replacing each element by
corresponding differential equation.
For Mechanical systems gin
(1) F M d dt M
d2 x
dt2 ee rin
g.n
(2) F K x1 x2
t
K v1 v 2 dt
et
(3) F f v1 v 2 f dx1
dt
dx 2
dt
Jd Jd2
(4) T
dt dt2
Jd Jd2
(5) T
dt dt2
ww
w.E (6) T K 1 2 K
t
1 2 dt
asy
En
Analogy between Electrical & Mechanical systems
rin
Inductance L
Visuals Friction coefficient f Viscous Friction coefficient f Resistant R
Spring stiffness K Tensional spring stiffness K
g.n
Reciprocal of capacitance 1
C
Displacement x
Velocity
Angular Displacement
Angular velocity
Charge q
Current i et
Force (Torque) – current Analogy
Translation system Rotational system Electrical system
Force F Torque T Current i
Mass M Moment of Inertia J Capacitance C
Visuals Friction coefficient f Viscous Friction coefficient f Reciprocal of Resistant 1/R
Spring stiffness K Tensional spring stiffness K Reciprocal of Inductance 1 L
Displacement x Angular Displacement Magnetic flux linkage
Velocity Angular Velocity Voltage e
Transfer function
ww F s 2
Ms fs k
w.E
Transfer function is ratio of Laplace Transform of output variable to Laplace Transform of input
variable.
asy
The steady state-response of a control system to a sinusoidal input is obtained by
replacing ‘s’ with ‘jw’ in the transfer function of the system.
X jw
En 1
1
F jw 2
gin
M jw f jw k
2
w M jwf+K
=>
=>
=>
=>
ww
w.E =>
asy
En
gin =>
ee rin
g.n
Signal Flow Graphs
et
Node: it represents a system variable which is equal to sum of all incoming signals at
the node. Outgoing signals do not affect value of node.
Branch: A signal travels along a branch from one node to another in the direction
indicated by the branch arrow & in the process gets multiplied by gain or transmittance
of branch
Forward Path: Path from input node to output node.
Non-Touching loop: Loops that do not have any common node.
ww T = overall gain
w.E
Example :
asy
P2 a12 a23a35
Loops : P11 a23a32
P21 a23a34 a42 En
P31 a44
gin
P41 a23a34 a45 a52
P51 a23a35 a52
2-Non – Touching loops
ee rin
P12 a23a32 a44 ; P12 a23a32 a44
ww
w.E
Effect on Gain asy
Positive feedback
G En
Gain =
Negative feedback
1 GH
gin
G (gain increases)
Gain =
G
1 GH
G ee
(gain decreases)
rin
g.n
Effect on Stability
et
Feedback can improve stability or be harmful to stability if not applied properly.
G
Eg. Gain = & GH = –1, output is infinite for all inputs.
1 GH
Effect on sensitivity
Sensitivity is the ratio of relative change in output to relative change in input
T
T T LnT
SG
G G LnG
ww
Effect on Noise
w.E Feedback can reduce the effect noise and disturbance on system’s performance.
ww s
En
Parabolic signal
gin
2
r(t) = At 2 ; t > 0
=0;t<0
ee rin
R(s) = A 3
s
g.n
Impulse
et
t 0 ; t 0
t dt 1
ww
w.E
asy
Unit Ramp input En
R(s) = 1
gin
C(s) =
S
S2
2
1
Ts 1
ee rin
C(t) = t – T 1 e
t
T
g.n
et
Type of system
Steady state error of system ess depends on number of poles of G(s) at s = 0.
This number is known as types of system
Error Constants
For unity feedback control systems
lim
K P (position error constant) = G s
s0
lim
K v (Velocity error constant) = s G s
s0
lim 2
K a (Acceleration error constant) = s G s
s0
ww system
j
cons tants
KP K v K a
R
1 Kp
R
Kv
R
Ka
w.E 0
1
K 0 0
K 0
R
1K
0
R
K
R
2
3
K
asy 0
0
0
0
K
0
En
gin
For non-unity feedback systems, the difference between input signal R(s) and feedback
signal B(s) actuating error signal Ea s .
Ea s
1
1 G sHs
lim sR s
ee
R s
rin
ea ss
s 0 1 G sHs
g.n
Transient Response of second order system
G s
wn2
et
S S+2wn
Y s wn2
R s s2 2wns wn2
1 2
wd wn 1 2 ; =tan-1
if = 1 (critical damp)
y(t) = 1 – (1 + wn t) e wnt
w.E
y(t) = 1 cos h wn 2 1 t
2
2
1
sin h wn 2 1
t e wnt
asy
Roots of characteristic equation are
En
s1 ,s2 wn jwn 1 2
wn
gin
‘ ’ is damping constant which governs
= cos ee
decay of response for under damped system.
rin
= 0, imaginary axis
g.n
If corresponds to “undamped system” or sustained oscillations et
ww
w.E
asy
En
gin
ee rin
g.n
et
/ 12
Maximum overshoot : 100e %
1 2
tan1
Rise Time :
wn 1 2
w.E
Settling Time : ts
4
wn
3
(for 2% margin)
ts
asy
wn
(for 5% margin)
En
Effect of Adding poles and zeroes to Transfer Function
gin
1. If a pole is added to forward transfer function of a closed loop system, it increases
maximum overshoot of the system.
ee rin
2. If a pole is added to closed loop transfer function it has effect opposite to that of case–1.
3. If a zero is added to forward path transfer function of a closed loop system, it decreases
rise time and increases maximum overshoot.
g.n
4. If a zero is added to closed loop system, rise time decreases but maximum overshoot
decreases than increases as zero added moves towards origin.
If is necessary & sufficient condition that each term of first column of Routh Array of its
characteristic equation is positive if a0 0 .
Number of sign changes in first column = Number of roots in Right Half Plane.
Example :
a0 sn a1 sn1 ............ an 0
ww sn a0 a2 a 4 …………
w.E sn1
sn2
a1 a3
a1 a2 a0 a3
a5 ………….
a1 a4 a0 a5
sn3 ..
a1
asy a1
.. ..
En
..
s 0
..
an gin
Special Cases ee rin
zero term. g.n
When first term in any row of the Routh Array is zero while the row has at least one non-
et
Solution : substitute a small positive number ‘ ’ for the zero & proceed to evaluate rest
of Routh Array
2 2
0 , and hence there are 2 sign change and thus 2 roots in right half plane.
When all the elements in any one row Routh Array are zero.
Solution : The polynomial whose coefficients are the elements of row just above row of
zeroes in Routh Array is called auxiliary polynomial.
o The order of auxiliary polynomial is always even.
o Row of zeroes should be replaced row of coefficients of polynomial generated by
taking first derivative of auxiliary polynomial.
w.E s6
s5
1 8
2 12 16
20 16 s6
s5
1
1
8
6
20 16
8
s5
s 4
1 6
2 12 16
8
asy s4
s3
1
4 12
6 8
s 4
1 6 8
En s3
1 3
s 3
0 0
gin s2
s1
3
1
8
ee s 0
8
3
Relative stability
If stability with respect to a line s 1 is to be judged, then we replace s by z 1 in
characteristic equation and judge stability based on Routh criterion, applied on new
characteristic equation.
Characteristic equation
1+G(s)H(s) =0
Assume G(s)H(s) = KG1 s H1 s
1 KG1 s H1 s 0
ww G1 s H1 s 1 K
w.E
Condition of Roots locus
G1 s H1 s
1
k asy
k
G1 s H1 s 2i 1
G1 s H1 s 2i En K 0 = odd multiples of 180°
K 0 = even multiples of 180°
gin
Condition for a point to lie on root Locus
ee rin
The difference between the sum of the angles of the vectors drawn from the zeroes and
those from the poles of G(s) H(s) to s1 is on odd multiple of 180° if K > 0.
g.n
The difference between the sum of the angles of the vectors drawn from the zeroes &
et
those from the poles of G(s)H(s) to s1 is an even multiple of 180° including zero degrees.
2i
i 180
nm
where i = 0, 1, 2, ………., n m 1
n = no. of finite poles of G(s) H(s)
m = no. of finite zeroes of G(s) H(s)
1 =
real parts of poles G(s)H(s) real parts of zeroes G(s)H(s)
w.E nm
7. Roots locus are found in a section of the real axis only if total number of poles and zeros
to the right side of section is odd if K > 0. For CRL (K < 0), the number of real poles &
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zeroes to right of given section is even, then that section lies on root locus.
En
8. The angle of departure or arrival of roots loci at a pole or zero of G(s) H(s) say s1 is found
gin
by removing term (s – s1) from the transfer function and replacing ‘s’ by ‘s1’ in the
remaining transfer function to calculate G s1 H s1
ee
Angle of Departure (only applicable for poles) = 1800 + G s1 H s1
rin
Angle of Arrival (only applicable for zeroes) = 1800 - G s1 H s1
g.n
9. The crossing point of root-loci on imaginary axis can be found by equating coefficient of
s1 in Routh table to zero & calculating K.
et
Then roots of auxiliary polynomial give intersection of root locus with imaginary axis.
1
11. Value of k on Root locus is K
G1 s1 H1 s1
ww
Frequency Domain Analysis
w.E
Resonant Peak, Mr
It is the maximum value of |M(jw)| for second order system
1
Mr =
2 1 2
asy
, 0.707 = damping coefficient
Resonant frequency, wr En
gin
The resonant frequency wr is the frequency at which the peak Mr occurs.
wr wn 1 2 2 , for second order system
ee rin
Bandwidth, BW
g.n
The bandwidth is the frequency at which |M(jw)| drops to 70.7% of, or 3dB down from, its
zero frequency value.
for second order system,
1
et
BW = wn 1 2 2 4 4 2 2
2
Stability condition
Open – loop stability
If all poles of G(s) H(s) lie in left half plane.
Closed loop stability
w.E
Encircled or Enclosed
A point of region in a complex plane is said to be encircled by a closed path if it is found
inside the path.
asy
A point or region is said to enclosed by a closed path if it is encircled in the counter
En
clockwise direction, or the point or region lies to the left of path.
Nyquist Path
gin
ee
If is a semi-circle that encircles entire right half plane
rin
but it should not pass through any poles or zeroes
of s 1 G s H s & hence we draw small
g.n
semi-circles around the poles & zeroes on jw-axis.
et
Nyquist Criterion
ww N=–P
i.e., Nyquist plot must encircle (–1 + j0) point as many times as no. of poles of L(s) in RHP
asy
Nyquist criterion for Minimum phase system
En
A minimum phase transfer function does not have poles
or zeroes in the right half s-plane or on – axis excluding origin.
gin
For a closed loop system with loop transfer function L(s)
that is of minimum phase type, the system is closed loop
ee
stable if the L(s) plot that corresponds to the Nyquist path
does not encircle (–1 + j0) point it is unstable.
rin
i.e. N=0
g.n
Effect of addition of poles & zeroes to L(s) on shape of Nyquiest plot
If L(s) =
K
1 T1 s
et
Addition of poles at s = 0
K
1. L s
s 1 T1 s
Both Head & Tail of Nyquist plot are
rotated by 90° clockwise.
K
2. L s
s 1 T1 s
2
K
3. L s
s 1 T1 s
ww
3
w.E
Addition of finite non-zero poles
K
asy
L s
1 T1 s 1 T2 s En
gin
Addition of zeroes
ee
Only the head is moved clockwise by 90° but tail point remains same.
rin
g.n
Addition of term 1 Tds in numerator of L(s) increases the phase of L(s) by 90° at w and
hence improves stability.
et
Relative stability: Gain & Phase Margin
Gain Margin
Phase crossover frequency is the frequency at which the L(jw) plot intersect the negative
real axis.
or where L jwP 180
1
gain margin = GM = 20log10
L jwP
Phase Margin
ww It is defined as the angle in degrees through which L(jw) plot must be rotated about the
origin so that gain crossover passes through (– 1, j 0) point.
L jwg 1
asy
Phase margin (PM) = L jwg 180
En
Bode Plots
Bode plot consist of two plots gin
20 log G jw vs log w
w vs log w ee rin
K 1 T1s 1 T2s
Assuming G s
s 1 Tas 1 2 s 2 s
2
2
e
Tds
g.n
n n
2
G jw 1 jwT1 1 jwT2 jw 1 jwTa 1 2 jw / wn w 2 jwTd rad
wn
P
jw
ww
w.E
P
jw
asy
1 jwTa En
gin
1
ee rin
1 jwTa
g.n
G jw
1
et
j2 w w
2 2
1 w w
n n
ww
For 0.1 < w < 2
w.E G jw
102
w 25
G jw 90
10 w ; slope = –20 dB / dec
G jw 180
For 5 < w < 10 gin
G jw
10 10
jw jw jw
G jw 270
100
w ee
j 3 ; G jw Slope = – 60 dB/ dec
rin
For w > 10
10 jw
g.n
G jw
jw jw jw
G jw 180
10 2 ; G jw slope = – 40 dB/ dec
w
et
P – controller
The transfer function of this controller is KP.
The main disadvantage in P – controller is that as KP value increases, decreases &
hence overshoot increases.
As overshoot increases system stability decreases.
ww I – controller
w.E It introduces a pole at origin and hence type is increased and as type increases, the SS
error decrease but system stability is affected.
D – controller asy
En
It’s purpose is to improve the stability.
The transfer function of this controller is KDS.
gin
It introduces a zero at origin so system type is decreased but steady state error increases.
PI – controller
ee
It’s purpose SS error without affection stability.
rin
K SKP K i
Transfer function = KP i
s S g.n
It adds pole at origin, so type increases & SS error decreases.
It adds a zero in LHP, so stability is not affected. et
Effects:
o Improves damping and reduces maximum overshoot.
o Increases rise time.
o Decreases BW.
o Improves Gain Margin, Phase margin & Mr.
o Filter out high frequency noise.
PD controller
Its purpose is to improve stability without affecting stability.
Transfer function: KP KD S
It adds a zero in LHP, so stability improved.
Effects:
o Improves damping and maximum overshoot.
o Reduces rise time & setting time.
o Increases BW
ww o
o
Improves GM, PM, Mr.
May attenuate high frequency noise.
o
w.E
PID controller
Its purpose is to improve stability as well as to decrease ess.
K
asy
Transfer function = KP i sKD
s
o
En
If adds a pole at origin which increases type & hence steady state error decreases.
If adds 2 zeroes in LHP, one finite zero to avoid effect on stability & other zero to
o
improve stability of system.
gin
Compensators
ee rin
Lead Compensator
Ge s
ZS 1 g.n
c1 ; < 1
ZS 1
et
= phase lead
= tan1 w tan1 w
For maximum phase shift
w = Geometric mean of 2 corner frequencies
1
=
tan m
1
2
Effect
o It increases Gain Crossover frequency
o It reduces Bandwidth.
o It reduces undamped frequency.
Lag compensators
1 s
Ge s ; 1
1 s
1 jw
Ge jw
1 jw
ww
For maximum phase shift
w.E
w
1
1
tan m
2
asy
Effect
En
o
o gin
Increase gain of original Network without affecting stability.
Reduces steady state error.
o Reduces speed of response.
ee rin
Lag – lead compensator
g.n
S 1 S 1
Ge s
1
2
S 1 S 1
et
1 2
>1; <1
Ge jw
1 jw1 1 jw2
1 jw1 1 jw2 /
The state of a dynamical system is a minimal set of variables (known as state variables)
such that the knowledge of these variables at t = t0 together with the knowledge of input
for t ≥ t0 completely determine the behavior of system at t > t0.
State variable
x1 t y1 t u1 t
x(t) = x2 t
; y(t) = y 2 t ; u(t) = u2 t
.. .. ..
ww
xn t
yp t
um t
w.E
Equations determining system behavior :
̇ = A x (t) + Bu(t) ; State equation
𝑋(𝑡)
y(t) = Cx (t) + Du (t) ; output equation
Properties:
t eAt I At
2!
A t A t .........
3!
g.n
1) 0 = I (identity matrix)
2) 1 t t
et
3) t2 t1 t1 t0 t2 t0
K
4) t kt for K > 0
ww
Take Laplace Transform both sides.
y(s) = Cx(s) + D u (s)
En
Eigen value of matrix A are the root of the characteristic equation of the system.
gin
Characteristic equation = SI A 0
another in specified finite time by control input u(t).
g.n
A system is said to be completely observable if every state of system Xi t can be
identified by observing the output y(t).
C
CA
2
CA
= .
.
ww .
C A n1
w.E
A is a n x n matrix
C is a (1 x n) matrix
asy
En
If det Q0 0 , system is unobservable
gin
det Q0 0 , system is observable
ee rin
g.n
et
ww
w .Ea
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