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Journal of Comparative Psychology © 2013 American Psychological Association

2014, Vol. 128, No. 1, 82– 87 0735-7036/14/$12.00 DOI: 10.1037/a0033757

Deictic Gesturing in Wild Chimpanzees (Pan troglodytes)?


Some Possible Cases

Catherine Hobaiter David A. Leavens


University of St Andrews University of Sussex

Richard W. Byrne
University of St Andrews
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Referential pointing is important in the development of language comprehension in the child and is often
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considered a uniquely human capacity. Nonhuman great apes do point in captivity, usually for a human
audience, but this has been interpreted as an interaction pattern learned from human caretakers, not
indicative of natural deictic ability. In contrast, spontaneous pointing for other apes is almost unknown
among wild ape populations, supporting doubts as to whether apes naturally have any capacity to point
referentially. Here the authors describe and illustrate 4 cases of gestures by juvenile chimpanzees in the
Sonso chimpanzee community in Budongo, Uganda, that, at some level, may appear to be deictic and
referential. The authors discuss the possible reasons why chimpanzees, if they possess a capacity for
referential pointing, do not use it more frequently.

Keywords: pointing, chimpanzees, referential communication, gesture

Supplemental materials: http://dx.doi.org/10.1037/a0033757.supp

Pointing has been long characterized in the scientific literature finger and adduction of the remaining fingers (e.g., Eibl-
as a human species-specific gesture, reflecting a uniquely human Eibesfeldt, 1989; Povinelli & Davis, 1994). However, it has be-
cognitive capacity for nonverbal reference (Franco & Butterworth, come increasingly appreciated that pointing with all fingers ex-
1996; Tomasello, Carpenter, & Liszkowski, 2007). Pointing is an tended (whole-hand pointing, e.g., Leavens & Hopkins, 1999) is
inherently referential act, as it directs the attention of a commu- commonly displayed in both Western and non-Western human
nicative partner to a specific locus; thus, a referential triangle is populations (see Wilkins, 2003). Indeed, when Iverson and
created between two communicative partners and a referent, and Goldin-Meadow (1997, 2001) blindfolded human participants,
each element in the triangle is manifested in a shared, public space. they displayed much more pointing with the whole hand than with
The “canonical” human pointing action has been described as a their index fingers. When pointing with index finger or whole hand
stereotypical gesture involving extension of the arm and the index has been directly compared in developmental studies, there is little
to distinguish them: Children vocalize at similar rates whether
pointing with their index fingers or with their whole hands, and
This article was published Online First September 16, 2013. they display similar rates of accompanying gaze alternation be-
Catherine Hobaiter, Centre for Social Learning and Cognitive Evolution tween the referents of their points and their communicative part-
and Scottish Primate Research Group, School of Psychology, University of ners (Leung & Rheingold, 1981; Murphy & Messer, 1977). Mur-
St Andrews, St Andrews, Scotland; David A. Leavens, School of Psychol- phy and Messer (1997) concluded that, in their sample of 9- and
ogy, University of Sussex, Sussex, UK; Richard W. Byrne, Centre for 14-month-olds, pointing with the whole hands and with the index
Social Learning and Cognitive Evolution and Scottish Primate Research
fingers “showed no apparent functional differences” (p. 347). For
Group, School of Psychology, University of St Andrews.
The fieldwork of Catherine Hobaiter was generously supported by grants
these reasons, contemporary researchers now include pointing with
from the Wenner-Gren Foundation, the Thomas and Margaret Roddan the whole hand as an example of pointing in human prelinguistic
Trust and the Russell Trust. We thank the staff of the Budongo Conser- samples (Brooks & Meltzoff, 2002; Liszkowski et al., 2006;
vation Field Station, especially Amati Stephen, and the BCFS project O’Neill, 1996).
founder Vernon Reynolds and its current scientific director Klaus Zuber- Referential pointing requires the cognitive capacity to recognize
bühler for allowing us to work at the site. For permission to work in and accommodate another individual’s perspective and to direct
Uganda, we thank the Ugandan National Council for Science and Tech- their attention to external objects. Considerable evidence suggests
nology, the Presidents Office, the Uganda Wildlife Authority and the
that this cognitive capacity fosters language comprehension in our
Uganda Forest Authority. We thank Kim A. Bard, University of Ports-
species (see review by Colonnesi, Stams, Koster, and Noom,
mouth, for technical assistance with the human pointing example.
Correspondence concerning this article should be addressed to Richard 2010). This makes intuitive sense, because a pointing gesture can
W. Byrne, Centre for Social Learning and Cognitive Evolution and Scottish help a language learner bring a referent into its visual field at the
Primate Research Group, School of Psychology, University of St Andrews, same time the referent’s label is uttered by a language-competent
St Andrews, KY16 9JP, Scotland. E-mail: rwb@st-andrews.ac.uk communicative partner, promoting a visual-auditory association
82
DEICTIC GESTURES IN WILD CHIMPANZEES? 83

between a referent and its name (Butterworth, 2003). Indeed, study of gestural communication in a wild chimpanzee community
theorists have speculated that pointing may have evolved to foster at Budongo, Uganda (Hobaiter & Byrne, 2011), we isolated and
language acquisition in humans (Butterworth, 2003). Pointing is examined all video clips containing object-related begging for
often seen as a human-unique adaptation for establishing refer- examples of potentially referential gestures. We paid specific
ence, implicating the cognitive ability to understand others’ per- attention to reaching gestures that might function as deictic ges-
spectives (Baron-Cohen, 1995; Povinelli, Bering, & Giambrone, tures.
2003) and the motivation to share interest and attention to distant
objects (Tomasello et al., 2007). Thus, a substantial body of theory Method
characterizes pointing as diagnostic of a primary cognitive/moti-
vational discontinuity between humans and our nearest living
relatives, the great apes.
Data Collection
The idea of pointing as a uniquely human adaptation appears to Observations were made on all chimpanzees within the Sonso
be refuted by demonstrations that apes in captivity point, some- community during three field periods between October 2007 and
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times without any explicit training to do so (e.g., Bodamer & August, 2009: a total of 266 observation days. Primary data were
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Gardner, 2002; Call & Tomasello, 1994; Gómez, 2007; Krause recorded between 7:30 a.m. and 4:30 p.m., on a schedule of 3 days
& Fouts, 1997; Leavens & Hopkins, 1998; Leavens, Hopkins, & on, 1 day off, 3 days on, 2 days off. As the subjects were free-ranging
Bard, 1996; Leavens, Hopkins, & Thomas, 2004; Savage- wild chimpanzees it was not always possible to maintain contin-
Rumbaugh, 1986). However, it may be that pointing by apes and uous visual contact during this time. All social interactions that
humans is behaviorally similar but cognitively distinct: ape point- were judged to have any potential for gestural communication
ing that has been reported in captive situations may not depend on were recorded on miniDV using a Sony Handycam (DCR-HC-55).
understanding the triangle of reference, but result from human Digital videotapes were transferred to an Apple Macbook Pro
influence. Consistent with the uniqueness of human pointing, it has computer and scanned to locate episodes that apparently involved
been claimed that apes do not point between themselves but only gestural communication.
for humans; and apes do not point at all in the wild (e.g., Povinelli Gestures were defined as discrete, mechanically ineffective
et al., 2003; Tomasello et al., 2007). physical movements of the body observed during periods of in-
These generalizations are not without challenge. Pointing has tentional communication (see Hobaiter & Byrne, 2011, for further
been described and videotaped among language-trained chimpan- details). All recorded reach gestures made in the context of beg-
zees, Pan troglodytes, by Savage-Rumbaugh (1986) and among ging were selected for detailed analysis: a reach gesture was
non-language-trained orangutans, Pongo pygmaeus, chimpanzees, defined as an arm and hand extension with the hand in an open
and bonobos, Pan paniscus, by Pelé et al. (2009); but such pointing position; a gesture produced in the direction of the recipient was
by apes in captivity has been seen as a direct consequence of their classed as a begging-reach.
exposure to and adoption of human species-specific pointing (Moll
& Tomasello, 2007; Povinelli et al., 2003; Tomasello, 2006). In the
Differentiation of Triadic From Dyadic Gestures
wild, a single case of pointing has been described among wild
bonobos by Veà and Sabater-Pi (1998), and a scratching gesture Circumstances for detecting referential gestures in wild chim-
described for the chimpanzee that was considered referential (Pika panzees do not occur on a regular basis. It is critical to distinguish
& Mitani, 2006). between pointing toward the object but directed to a potentially
If wild apes can point, then it becomes a problem to explain why helpful third-party (triadic); and a straightforward begging-reach
they (virtually) never do. One suggestion is that pointing only gesture to the individual with the object (dyadic). Chimpanzees in
emerges when a child is unable directly to obtain an object, making possession of a highly desirable food source, such as meat or
them reliant upon others to act on the world for them (Leavens et preferred fruits, generally keep possession of this by holding it and
al., 1996, 2005; Leavens, 2004); because both human infants and carrying it with them at all times. It therefore becomes extremely
captive apes spend so much time in conditions of restraint, they difficult to distinguish between a dyadic reach directed to the
need tactics to manipulate others to retrieve otherwise unattainable individual holding the meat and a triadic point to the object they
objects. On this hypothesis, the difference is seen as situational are holding. However, when a separate individual is involved, as
rather than species-specific, but the prevailing consensus is the the third-party to whom the communication is directed, it becomes
opposite. In a recent review Moll and Tomasello (2007) stated that possible to clearly distinguish cases of triadic communication.
“there has not been a single reliable documentation of any scientist We therefore adopted the conservative approach of requiring
in any part of the world of one ape pointing for another” (p. 643). that the target object (and its possessor) be spatially distinct from
There is thus significant debate as to whether apes do or do not the recipient to whom the communication was directed. Thus, not
have the capacity to point referentially; and especially over only must an individual monopolize a highly desirable food
whether apes point for each other or only with human caretakers, source, but they must be apart from the individual to whom the
and whether the absence of pointing in wild apes is entirely due to gestures are directed to create a clear triangle of reference, with the
environmental factors. Hence, observation of spontaneous deictic possibility of gaze alternation between the unreachable food and
gestures between free-living great ape individuals is of theoretical the potential helper.
importance. Seventy-nine video clips contained object-related begging ges-
Here we present four cases of possible whole-hand pointing tures, the majority (62; 78%) during periods of meat consumption
observed in wild chimpanzees and discuss the circumstances under after a hunt. Within all of these episodes the individual monopo-
which they were produced. Within a systematic observational lizing the meat held on to it, and all observed cases of communi-
84 HOBAITER, LEAVENS, AND BYRNE

cation were targeted toward the individual with the meat; thus, Raphia palm occurs at 12 s; right hand (on the right hand edge of
although triadic gestures in this context may have occurred, they the frame, most clearly visible when arm is withdrawn at 16 s);
were not readily distinguished from dyadic ones. note that while she is looking at the tree she repeatedly looks back
In Raphia farinifera feeding, by contrast, the decaying pith of to monitor Melissa’s response (once while the gesture is in place
dead palm trees is accessed through a small hole gnawed through at 13 s, and again after the gesture has ended at 19 and 22 s). At
the tough outer bark of the main trunk, so although a single the end of the clip it can be seen that Melissa has approached to
individual can easily monopolize access, the object is too large to approximately 2.5 m from the tree.
hold or carry. In this situation, we observed cases where the
gesturing at the food was directed to a third individual, spatially at 19th June 2008 Monika to Melissa (see Supplemental
or near 180° away from either the target object or the individual
Video S3)
monopolizing the resource.
This follows the previous case, but Monika has now moved over
Results to Melissa; both are looking toward the dominant individuals
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feeding at the tree. Monika moves back toward the tree where the
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Twelve bouts of Raphia feeding were recorded: five involving same dominant individuals are still feeding, she looks at her
only single individuals or mothers with offspring. In the remaining mother while whimpering and reaches across her body with her
seven bouts, parties contained a juvenile and its mother, but also a right hand extended toward the hole in the Raphia at 10 s into the
dominant individual unrelated to the others. In one of these bouts, clip. Melissa gets up and moves closer but sits back down still at
three cases of potentially referential whole-hand points by a juve- approximately 0.5 m from the tree; they are now very close to the
nile were identified; a fourth example that occurred outside of the dominant individuals who would have been unlikely to tolerate a
expected feeding context is also described (see Supplemental direct approach to this distance from the juvenile female alone.
Materials: Videos S1-S4; to assist in the location of the gestures, Shortly after this clip, both individuals approached a little closer
which can be very fast or produced while the camera was panning, but as the alpha male moved position, Monika screamed in appar-
the footage immediately either side of the gesture described has ent fear and everyone, including the dominant individuals, moved
been slowed down). All of these apparently deictic gestures were away.
directed toward an object spatially distant from the recipient to
whom the communication was targeted, with the palm fully or
19th June 2008 Monika to Melissa (see Supplemental
partially pronated (held downward), and accompanied by gaze
alternation between the desired object and a potentially helpful
Video S4)
other. After the disturbance Monika and her mother approach the tree
again, but Melissa seems reluctant to approach and sits down.
16th December 2008 Night to Nambi (see Monika appears to combine two gestures: (a) a “reach” to Melissa
Supplemental Video S1) with her right arm, palm clearly pronated, whimpering, and (b) an
extension of her left arm, palm held vertically, toward the tree (at
Night (5-year-old female) is peering into the camera held by 3-s point); note the visual check to the tree at 5 s. For a detailed
Catherine Hobaiter who is sitting filming her; she moves closer, description of these two gestures see Supplemental information:
apparently to examine the camera, and then starts in apparent fear multimedia files. Melissa approaches Monika, allows her to climb
and darts away having apparently seen a movement in the camera on her belly (despite her being 5-year-old at the time) and carries
lens. As she moves back to her mother, Nambi, she turns and (at her to within 2 m of the tree. Monika then climbs off and is able
8-s point in clip) reaches out with her left hand, palm down, fingers to approach and feed.
extended, toward either Catherine Hobaiter or the camera, looking
in the direction of CH or the camera but glancing back at Nambi,
Discussion
who looks up before resuming self-grooming. This juvenile is
unique among the community for being particularly interested in Reports of gestural pointing in wild chimpanzees are vanish-
items the researchers carry, which clearly represent objects of ingly rare: this is a striking difference from the now substantial
desire to her. body of evidence from captivity (Bodamer, 2002; Call & Toma-
sello, 1994; Gómez, 2007; Krause & Fouts, 1997; Leavens &
19th June 2008 Monika to Melissa (see Supplemental Hopkins, 1998; Leavens et al., 1996, 2004; Savage-Rumbaugh,
1986). Most of these quite numerous reports are of apes pointing
Video S2)
for human observers: In some cases they were specifically trained
Monika (5 year-old female) is sitting in center frame in front of in pointing, and in all they would likely have experienced rein-
the tree; two dominant individuals—the alpha male and his mother forcement of any spontaneous pointing behavior. However, the
(and her youngest baby)—are to the right of frame, feeding at the literature also includes a few cases of apes pointing for other apes
hole at the base of the Raphia palm that allows access to the in captivity (de Waal, 1982; Pelé et al., 2009; Savage-Rumbaugh,
decaying pith. Monika approaches the tree, followed by her mother 1986). In the current study, we have identified four possible cases
Melissa. Melissa is initially off camera to the left of the tree, of deictic gestures within bouts of intentional communication. We
approximately 5 m away. Monika, whose attention is focused on are aware that these observations may be interpreted in several
the tree, glances between the dominant individuals and her mother, ways; indeed our primary motivation is to make these data avail-
the palm-down, whole-hand extension toward the hole in the able for evaluation by the wider community, particularly in the
DEICTIC GESTURES IN WILD CHIMPANZEES? 85

context of how similar actions would be coded from human but not by wild chimpanzees: physical barriers to the ability to
subjects. These cases all involved extension of the arm and fingers obtain desirable objects and a reliable history of provisioning. The
toward a desirable but unavailable object (a food object monopo- implication is that pointing is simply not an effective strategy for
lized by a dominant chimpanzee, or an unusual object held by a wild chimpanzees, as they do not frequently experience physical
researcher), directed to a spatially distinct potential helper (the restrictions or regular provisioning. We suggest, however, that
mother chimpanzee), accompanied by gaze alternation between the there may be equivalent environmental circumstances that promote
recipient and object, while the hand was held palm near-to or fully the (rarely observed) use of deictic gestures in wild chimpanzees.
downward and directed at the object. Closely similar actions in Wild chimpanzees experience few physical barriers, but other
human infants have been classified as whole-hand pointing factors can restrict access to desirable objects. Some foods can be
(Brooks & Meltzoff, 2002; Liszkowski et al., 2006; O’Neill, 1996; monopolized by a single individual, creating a significant social
see Supplemental Video S5). barrier: The presence of a dominant, unrelated chimpanzee mo-
Given the previous absence of pointing in wild chimpanzees, nopolizing a particular resource may be a greater barrier to a young
however, we must consider whether there might be any alternative chimpanzee’s access than bars on a cage. Chimpanzees may tol-
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explanation for the observations. In particular, can we be quite sure erate social faux pas of infants, and adults can overcome social
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that the gestures do not represent dyadic communication? After all, barriers by offering sexual access or social support (Gomes &
in all four cases there was a potential recipient located in the Boesch, 2009; Mitani & Watts, 2001): Juvenile chimpanzees have
direction in which the reach was extended (chimpanzee or human) less social currency to offer. To overcome this challenge, a juve-
and whole-hand reaches are used dyadically by chimpanzees to nile’s only resource is another chimpanzee: All our data concern
beg for food, to solicit affiliation, approach, or sexual contact, to juveniles communicating to their mothers.
solicit carrying by infants, and to start play (Hobaiter, 2010). Theoretical interpretations of pointing, in both humans and
However, critically, in dyadic communication the reach is ex- nonhumans, range from appeals to representational cognitive pro-
tended toward the recipient with the palm typically held facing cesses that mediate these deictic behaviors (e.g., Tomasello et al.,
upward (e.g., Goodall, 1986; Hobaiter & Byrne, 2011) and the 2007), on the one hand; to postulation of learning influences on the
indications of intentional use occur within this signaler-recipient perceived affordances of the environment to support triadic com-
pair; that is, the recipient to whom the reach is extended toward munication (e.g., Leavens et al., 2005), on the other. Consistent
(see Hobaiter & Byrne, 2011). In contrast, although each of the with the former, the idea of pointing as a reflection of human-
four cases included indications of intentional use between the unique representational capacities, we observed only four in-
signaler and a recipient, these occurred between the infant and stances of possible deictic gesturing in 266 days of observation;
the potential helper (i.e., response monitoring was of the potential although we note that, in fact, this frequency is comparable to that
helper’s behavior, as well as other gestures given within the same of several other gesture types (Hobaiter & Byrne, 2011). It re-
bout of communication being directed toward this individual); mains, therefore, possible (as an anonymous reviewer noted) that
whereas the reaches were given with the palm held partially or our observations might be attributable to measurement error, and
fully down and extended toward both the individual creating a simply reflect the rare coincidence of two functionally independent
problem (chimpanzee or human) and the desirable object—at or actions: (a) arm extension toward an entity in the environment,
near 180° away from the potential helper to whom the communi- with the hand oriented contrary to a normal reach for some
cation was targeted. Most tellingly, in three of the four cases unknown reason, and (b) back-and-forth looking toward the ape’s
(Supplemental Videos S2–S4), the silent pointing gestures were mother. Balanced against this, and consistent with an environmen-
out of view for the problem individual, or only within the edge of tally based theoretical interpretation, the specific social circum-
their peripheral vision, while in full view for the potential helper. stances in which pointing would be predicted to occur were ex-
The specific selection of gestures to match the audience’s state of ceedingly rare among Sonso chimpanzees. Moreover, a substantial
attention, including the use of silent gestures to attentive recipients portion of pointing among humans occurs as a cospeech, or para-
who are able to receive them, is a well-established fact of gestural linguistic gesture— even pointing by human prelinguistic children
communication in all species of great ape (Call & Tomasello, is very often embedded within speech streams emitted by their
2007; Hobaiter & Byrne, 2011; Genty, Breuer, Hobaiter, & Byrne, caregivers. This kind of communicative context would be expected
2009; Liebal, Pika, & Tomasello, 2004, 2006; Tanner & Byrne, to be entirely absent from wild ape populations. In our study, a
1996; Tomasello et al., 1994); and signalers go so far as to move highly desired food, a social barrier, and a potentially helpful
around into the recipient’s field of view before producing silent relative were recorded on seven occasions during 2 years of data
gestures (Liebal et al., 2004). Moreover, in Supplemental Video collection: only 2.6% of observation days. Given this paucity of
S1, Night’s extended arm is directed to the location in which she circumstances, in which the hypothesized necessary environmental
has had an intense emotional response— hence, the apparent ges- factors for the development of pointing come together, the fre-
ture is not random with respect to an unfolding episode of startle quency of deictic signaling is expected to be commensurate with
and retreat. In the four cases described here, the targeting of the rarity of the circumstances in which pointing might be useful
gestural communication toward one recipient, a potential helper, in in wild chimpanzee cultures (Leavens et al., 2005). This raises the
combination with a reach extending obviously away from this possibility that pointing is an option for all wild chimpanzees, but
individual, is strikingly different from the way in which begging- this capacity has been overlooked in the past because pointing is an
reach gestures are produced within simple dyadic interactions. effective tactic only on few occasions in natural environments.
Leavens et al. (2005) argued that the development of pointing The profound disparity between captive and wild apes in their
results from the combination of two environmental factors, regu- propensities to display deictic behavior remains a puzzle. The fact
larly experienced by both captive chimpanzees and young humans that manual pointing is relatively commonplace among captive
86 HOBAITER, LEAVENS, AND BYRNE

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