Professional Documents
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031784/2019
NYSCEF DOC. NO. 10 RECEIVED NYSCEF: 04/04/2019
Petitioners,
-against-
COUNTY OF ROCKLAND,
Respondent.
---------------------------------------------------------------------------X
JANE DOE., as the parent and guardian of her minor Index No.: 031784/2019
Unvaccinated daughter, BABY DOE,
Petitioner,
-against-
THOMAS E. HUMBACH
COUNTY ATTORNEY
By: Thomas E. Humbach
County Attorney
11 New Hempstead Road
New City, NY 10956
(845) 638-5180
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PRELIMINARY STATEMENT
to the Orders to Show Cause in the matters of W.D. on behalf of his minor children, et al.,
v. County of Rockland and Jane Doe, as the parent and guardian of her minor
unvaccinated daughter, Baby Doe et al. v. County of Rockland, each of which seeks a
the County Executive of the County of Rockland and an injunction against the Rockland
arguments are wholly conclusory and simply seek to substitute the judgment of
the Petitioners for that of the County Executive. Executive Law § 24 explicitly
permits the County Executive to respond with such a declaration in the case of a
crisis such as the one the County faces under the current measles outbreak.
With respect to the claims regarding the Commissioner of Health’s order, The
Moreover, Petitioners have not established that the injunction would not prejudice
the County or others by causing harm to other interested parties, or that the public
1 Respondents reserve the right to submit further legal and factual briefing on the grounds expressed
herein and any other suitable grounds in response to further argument on the Petitioners' motions for
preliminary injunction or in the Petition for Article 78 relief proper.
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For the reasons set forth above, it is respectfully requested that the Court deny the
injunction sought in the Order to Show Cause and for such other relief as may be just
FACTUAL BACKGROUND
From October 2018 to date, Rockland County has seen 166 cases of measles
during an outbreak, the magnitude of which has not been seen for decades. The County,
and the United States in general are protected by what is known as ‘herd immunity’ as the
result of the generally high rate of vaccinations for measles in the population. Essentially
there are so few susceptible persons, that the disease is ‘starved’ of hosts and cannot
spread. However, in Rockland County there are geographic areas where the vaccination
rates are low, resulting in a lack of herd immunity, providing a rich ground for the disease
Health, in consultation with the New York State Department of Health, determined to
protect the public health by taking steps to prevent the spread of the measles. That course
of action included, among other things, issuing an order excluding unvaccinated children
This has been a stepped process. Initially, the order was applied only to schools
where there were known exposures to the measles and vaccination rates were below 70%
of the student body. Schools are the primary target of the restrictions because, in
Rockland it is demonstrated that young people are the primary victims of the measles.
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However, as cases continued to increase and the initial restriction was deemed to be
insufficient to stem the spread of the measles, it was observed that all of the cases were
occurring in a limited geographical area within the County, which included the location
At that time, the order was extended to all schools in the geographic area, public
and private, and presently affects approximately 60 schools. Due to the failure of less
restrictive means to hold back further infections and spread of the measles, the
Commissioners have become more restrictive. Presently, all schools in the subject
geographic area, with less than 95% vaccination rates are required to exclude all
unvaccinated children until 21 days after the last known case. That time may be
increased to 42 days based upon advice of the Center for Disease Control, but that ruling
continued to increase. On February 22, 2019, the State declared the County to have an
imminent threat to health. Through the middle of March 2019, the infections continued
to increase.
On March 26, 2019, the County Executive determined to make further efforts to
stem the tide if exposures to the disease and resulting infections. On that date, he
Executive Law § 24. As a part of the declaration, he gave a directive that, generally
speaking, required parents and guardians to keep all children and infants, unvaccinated
for any but a medically determined reason, away from places of public assembly,
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including schools, houses of worship, shops, restaurants, etc. The Declaration will expire
It is upon this background of disease and epidemic, and the protection of public
health that requires, that the Plaintiffs are excluded from attending their schools.
ARGUMENT
POINT I
order.
must show that they are entitled to a preliminary injunction, plus where it appears that
immediate and irreparable injury, loss or damage will result unless the defendant is
success, danger of irreparable injury in the absence of an injunction, and a balance of the
equities in their favor.” Aetna Ins. Co. v. Capasso, 75 NY2d 860, 862 [1990].
The Appellate Division Second Department has followed this reasoning, further
stating that,
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In this case, the Petitioners fail to meet the standards required. They seek a
As an initial matter, we point out to the Court that the State of Emergency
declaration has a 30-day limited duration, expiring April 25, 2019. That date is only 21
days from the present. The pendency of most cases, even though the initial stage of an
As such, in contravention of the rule set forth in Emanuel Mizrahi, DDS, P.C., in
this matter concerning the declaration of a state of emergency, the ultimate relief sought
in the suit, termination of the emergency directive, would result from the grant of the
restraining order.
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For Petitioners to show a likelihood of success on the merits, they must present
some proof, legal or factual, in support of their claims under Article 78, that the County
The State of Emergency was declared, on March 26, 2019. It is scheduled to last
through April 25, 2019. It is declared in response to the largest outbreak of measles in
this county since 2000. Measles is a highly communicable disease, which may have both
long and short-term effects, including death, brain injury, and seizures, some of which
effects may occur months or years after the original infection. It can be transmitted by air
or on surfaces by the action of sneezing or coughing in an area, with the virus staying
Article of the Public Health law is dedicated to the detection, reporting, and response to
outbreaks of such diseases. See Public Health Law Article 21. That law is in effect even
in the absence of any outbreak of the disease, to preclude consequences of the disease
New York and many other states further require vaccines for some teachers and
child care workers, health care workers and other sectors. The US Military mandates
The primary method used by the public health authorities to contain a measles
infection is isolation of persons with the disease or exposed to it. Since the beginning of
this outbreak in October 2018, deliberate steps have been taken by the County's public
isolate greater number of those most vulnerable to the disease, unvaccinated children.
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This has been done through orders of the County Commissioner of Health excluding
children from schools in areas that are observed to be the center of the outbreak.
However, that measure has not proven to be a complete solution. The outbreak
has continued for over six months, with cases continuing to increase. Persons with
measles or with recent exposures continued to frequent public venues, potentially causing
the spread of the outbreak to other areas of the County. It has become a matter of a
As such, On March 26, 2019, the County Executive, Edwin J. Day, declared a
State of Emergency, and directed that all minors (persons under 18 years of age) that are
physically able to be vaccinated but have not, must stay away from places of public
assembly. The effort is to further isolate the infected and exposed, to allow the infection
and public heath expertise that has been adopted by the State through legislation and rule-
making by State and local agencies, the Petitioners believe that measles is, at most, an
inconvenience, and that the vaccinations against this disease are more harmful than the
disease itself. As such, they disagree with the findings and the actions by the County
Executive.
By their Petitions, they seek to replace the judgment of the current establishment,
and the County Executive, with their own. That position is insufficient grounds upon
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“epidemic”.
Such orders may include, “the establishment of a curfew and the prohibition and
control of pedestrian and vehicular traffic;” “the designation of specific zones within
which the occupancy and use of buildings and the ingress and egress of vehicles and
amusement and assembly;” and “the prohibition and control of the presence of persons on
With respect to the constitutionality of the Executive Law itself, the Supreme
Court of the United States has held that, “[t]he right to travel within the United States is
of course also constitutionally protected, cf. Edwards v. California, 314 U.S. 160. But
that freedom does not mean that areas ravaged by flood, fire or pestilence cannot be
quarantined when it can be demonstrated that unlimited travel to the area would directly
and materially interfere with the safety and welfare of the area or the Nation as a whole.”
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Moreover, exclusion of persons in order to protect the public health has been held
by the Supreme Court to be a valid exercise of the police power. See Jacobson v.
Massachusetts, 197 US 11 [1905], and if the state chose, it could mandate vaccines for all
those who may, physically, take them without providing any sort of exemptions. In
Phillips v. City of NY, 775 F.3d 538 (2d Cir. 2015), the Second Circuit Court of Appeals
held that mandatory vaccination was within the State's police power. [internal citation
omitted]. The [Supreme] Court rejected the claim that the individual liberty guaranteed
by the Constitution overcame the State's judgment that mandatory vaccination was in the
Article 78 Standard
administrative determinations is confined to the facts and record adduced before the
agency.” ABN AMRO Bank N.V. v. Dinallo, 40 Misc.3d 180, 197, 962 N.Y.S.2d 854,
867 (Sup. N.Y. 2013) (citations & internal quotation marks omitted). “In other words,
the court may not consider evidence concerning events that took place after the agency
made its determination [ ] and can only review the grounds presented by the agency at the
time of its determination.” Id. (citations & internal quotation marks omitted).
In addition, "[t]he court may not substitute its judgment for that of the
2
The Supreme Court and the Second Circuit Court of Appeals continue to cite approvingly to
Jacobson in cases beyond Phillips, see Gonzales v. Carhart, 550 U.S. 124, 163 (2007) (for the premise
that “[t]he [Supreme] Court has given state and federal legislatures wide discretion to pass legislation in
areas where there is medical and scientific uncertainty.”); Cruzan ex rel. Cruzan v. Dir., Mo. Dep't of
Health, 497 U.S. 261, 278, 110 S. Ct. 2841, 111 L. Ed. 2d 224 (1990) (referring to Jacobson's ruling
that "protected liberty interest in refusing unwanted medical treatment" yielded to "State's interest in
preventing disease"); and Caviezel v. Great Neck Pub. Schs, 500 F App'x 16, 19 (2d Cir 2012).
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N.Y. Div. of Hous. & Community Renewal, 126 A.D.3d 904, 905, 5 N.Y.S.3d 508, 510
(2d Dep’t. 2015), leave to appeal denied, 27 N.Y.3d 901 (N.Y. 2016) (citation & internal
quotation marks omitted). “[A] reviewing court’s function is limited to whether the
record contains sufficient evidence to support the rationality of the ... determination.”
Aquinas Inst. of Rochester v. Cerone, No. 14/11987, 2014 N.Y. Misc. LEXIS 5912, at *5
(Sup. Monroe Oct. 31, 2014) (citation & internal quotation marks omitted). The
“reviewing court’s scope of inquiry is extremely limited.” Id. at *6 (citation & internal
Further, “[a] petitioner bears the heavy burden of proving that the decision was
not grounded upon a rational basis.” Id. at *5 (citation & internal quotation marks
by a person not a party to the proceeding are insufficient.” Matter of Trotta v. Kirwan, 47
A.D.2d 685, 686, 364 N.Y.S.2d 236, 237 (3d Dep’t. 1975) (citations omitted).
judicial inquiry: the administrative penalty must be upheld unless it shock[s] the judicial
conscience.” Lin Del Transmissions, Inc. v. N.Y. State Dep’t of Motor Vehicles, 256
A.D.2d 1176, 1176, 684 N.Y.S.2d 392, 393 (4th Dep’t. 1998) (citation & internal
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should have been taken or is justified ... and whether the administrative action is without
foundation in fact.” Matter of Pell v. Bd. of Educ. of Union Free School Dist. No. 1 of
the Towns of Scarsdale and Mamaroneck, Westchester County, 34 N.Y.2d 222, 231, 356
N.Y.S.2d 833, 839 (N.Y. 1974) (citation & internal quotation marks omitted). “Arbitrary
action is without sound basis in reason and is generally taken without regard to the facts.”
Id. “In regard to an alleged abuse of discretion, it is the same test as the arbitrary and
“The lawful procedure ground can emanate from either statutorily conferred
lawful procedure, reference must be made to the statutes, rules and regulations governing
the particular agency and its area of regulatory competence. The legality of the
procedure will often turn on the nature of the action taken.” N.Y. C.L.S. CPLR § 7803,
The “meaning [of the error of law standard] is rather clear cut and most often
regulation.” Atlas Henrietta, LLC v. Town of Henrietta Zoning Bd. of Appeals, 46 Misc.
3d 325, 332-333, 995 N.Y.S.2d 659, 666 (Sup. Monroe 2013), aff’d, 120 A.D.3d 1606
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added & citations omitted); see also Atlas Henrietta, LLC, 46 Misc.3d at 333, 995
N.Y.S.2d 659, 666 (citation omitted). “Thus, the arbitrary and capricious and error of
law standards are very similar.” Id. at 332, 995 N.Y.S.2d 659, 66.
the statute’s terms must be given great weight and judicial deference, so long as the
statute.” ABN AMRO Bank N.V., 40 Misc.3d at 196, 962 N.Y.S.2d 854, 866 (citations &
internal quotation marks omitted). “By contrast, where the question is one of pure
intent, there is little basis to rely on any special competence or expertise of the
administrative agency ... In such circumstances, the judiciary need not accord any
deference to the agency’s determination, and is free to ascertain the proper interpretation
from the statutory language and legislative intent.” Id. (citations omitted).
As such, the County Executive is on firm ground in his authority to issue this
directive and, based upon the facts and circumstances surrounding the matter, it was not
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With respect to the balancing of the prejudices in this case, we must weigh
the good of these students, against the good of the general public. In that balance, the
Cheney, 577 F. Supp. 2d 328, 334 [DDC 2008], relates the prejudice element in a manner
applicable in this case, stating that the court must determine, “[] whether an injunction
would substantially injure other interested parties; and [] whether the public interest
stymie one of the worst outbreaks of measles in the United States in twenty years. If the
Court were to enjoin the County Executive and the Commissioner from enforcement of
their orders, which still contains a substantial number of susceptible residents, it would
give leave to wholly ignore the public benefit of isolating cases of measles.
Today, the number of cases of measles in the County are still rising. The efforts
made to date have had a beneficial effect, preventing an even wider and faster spread of
the disease, but have not eradicated it. The outbreak still continues.
Other interested parties include all the persons in the County, as well as nearby
areas. Despite the fact that vaccines are available, there are persons, infants, persons who
are immune compromised, and the elderly, who are vulnerable populations. If the
As a matter of fact, were the Court to increase the burden upon the County
Executive or the Commissioner of Health, who has already been sensitive to the increase
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of regulation, or if the Court were to hold that they do not have the power to control this
public as a whole.
Upon the case law cited in this brief, from Jacobson v. Massachusetts to Phillips
v City of New York, over one hundred years of jurisprudence, it is held that the control of
communicable disease is within the authority of the government to control it and, where
possible, eradicate it. That authority and duty, is for the good of the general public.
Therefore, Respondents submit that the prejudices in this matter weigh in favor of
the government and the general public, over the interests of the individuals, and that
Plaintiffs' have not asserted sufficient facts to overcome that burden, much less provided
the heightened proof required for a preliminary injunction seeking a mandate, and the
The Petitioner's claims that the religious exemptions that they have for attendance
at schools are unavailing in this case. We have gone far beyond the everyday regulation
epidemic, mostly as a result of unvaccinated persons being exposed to the disease and
The religious exemption provided under Public Health Law § 2164, is wholly
overshadowed, in this case, by the enactment of the emergency directive under Executive
Law § 24. The Emergency directive provides a broader restriction for a broader and
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Moreover, the Petitioners' opinions about measles and measles vaccines is wholly
irrelevant in this matter. Perhaps one day, their points of view will be heard in the State
Legislature, and reflected in the State's laws and regulations, but that day is not today.
Today, measles is known to be the potentially deadly and disabling disease it is; and
Lastly the claims by the students of Green Meadows seeking relief concerning the
3211(a)(4).
This very order is presently being challenged in court in the Southern District of
New York in the matter of M.A. et al. v. County of Rockland, Docket No. 19 CV 02066
(VB). Section 3211(a)(4) precludes this court from hearing a matter when “there is
another action pending between the same parties for the same cause of action in a court of
Frankly, pursuant to the transcript that Mr. Sussman has provided with his
Petition, and order to show cause, he argued quite eloquently that the State Courts were
inappropriate to determine his Article 78 case on the Commissioner's order because they
There is no reason for Mr. Sussman's view to have changed on that matter.
Although the facts may have developed since that time, the case is still in the pre-answer
stage, with plenty of time to produce facts in discovery or amend pleadings if needed.
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CONCLUSION
For all of those reasons set forth above, the Defendants hereby request that the
Court deny the application for a temporary restraining order and preliminary injunction
and for such other relief as may be just proper and equitable under the circumstances
herein.
THOMAS E. HUMBACH
County Attorney
Attorney for Defendants,
11 New Hempstead Road
New City, Ne York 10956
. i
By:
THO AS E. HUMBACH
County Attomey
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WTo?ORK
Departnient
°"°"""""
of Health
ANDREW M. CUOMO HOWARD A. ZUCKER, M.D., J.D. SALLY DRESLIN, M.S., R.N.
Govemor . Commissioner Executive Deputy Commissioner
Since October 1, 2018, Rockland County Department of Health (RCDOH) has faced one
of the longest measles outbreaks in the United States, with the highest number of cases in New
York State since 1989. RCDOH staff have been diligeñtly investigating cases and providing
immunizations in an effort to end the outtireak of such a contagious and serious infectious
disease.
This unanticipated outbreak is exceeding the scale and extent of what would routinely be
expected by RCDOH. Since additional cases of measles are still occurring and based upon the
sigiiificant risk that is posed to health, I have determined that an Imminent Threat to Public
Health (ITPH) exists in Rockland County, pursuant to Public Health Law § 621.
Accordingly, RCDOH may request reimbursement at fifty percent (50%) of the allowable
public-health costs related to the measles outbreak investigation, prevention and control
activities, including expanded efforts to promote and increase access to vaccination, during the
response period of the declaration, which is October 1, 2018 through June 30, 2019. These
funds will be made available only after all funds in the appropriate program categories of the
approved 2018 and 2019 State Aid Applications and all state and federal as well as other forms
of aid that might become available have been expended.
Please work
closely with the Department's Office of Public Health Practice (OPHP) to
establish the
eligibility costs for reimbursement and the process to claim such reimbursement.
Please contact OPHP at (518) 473-4223 with questions regarding reimbursement or if the need
to request an extension to the response period arises.
Sincerely,
cc: L. Santilli
J. Chytilo
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D. Blog
S. Ostrowski
E. Rausch-Phung
B. Hutton
A. Mazeau
C. Johnson
M. O'Donnell
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