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Basic Concepts of Neurotransmission

Dilip R. Patel, MD, FSAMa,*, Cynthia Feucht, PharmD, BCPSb,c

KEYWORDS
Synapse Neurotransmission Neurotransmitter Dopamine Serotonin Glutamate g-Aminobutyric-acid

THE NEURON

The main components of a neuron or nerve cell are the cell body or soma, an axon, and the dendrites (Fig. 1). Each neuron is enclosed in
a neuronal membrane. The nucleus, the rough endoplasmic reticulum, the smooth endoplasmic reticulum, the Golgi apparatus, and the
mitochondria are contained within the cell body (Fig. 2).1,2 The ribosomes on the rough endoplasmic reticulum and the free ribosomes are
the major sites for protein synthesis directed by the messenger ribonucleic acid (mRNA). 3,4 The function of smooth endoplasmic reticulum
varies depending on its location, and includes its role in finessing the protein structure and regulating concen- tration of certain
intracellular chemicals. The Golgi apparatus plays a major role in chemical processing of the proteins. The mitochondrion is the site of
cellular respira- tion and provides the chemical energy for the intracellular biochemical reactions. The neuronal cell membrane is a
dynamic complex structure that wraps over the cytoskel- eton of the cell consisting of microtubules, microfilaments, and neurofilaments.
Specific genes are located on the deoxyribonucleic acid (DNA) in each chromosome inside the nucleus.
In addition to the structures of the cell body, the neuron is uniquely characterized by the axonal and dendritic processes. Each
axon has 3 main parts, namely the axon hillock, the axon proper, and the axon terminal. The point of contact between the presynaptic
axon terminal and the postsynaptic dendrite is called the synapse (Fig. 3).5–7 The axon terminal may also end on the cell body of the
postsynaptic neuron. The neurotransmitter is stored in the synaptic vesicles in the axon terminal. 2,3

This article is partly adapted from authors’ previous work: Patel DR, Feucht C. The basics of pharmacology and neurotransmission. In: Greydanus DE, Calles JL Jr,

Patel DR Pediatric and adolescent psychopharmacology. New York: Cambridge University Press; 2008. p. 25–48. a Department of Pediatrics and Human

Development, Michigan State University College of Human Medicine, MSU/Kalamazoo Center for Medical Studies, 1000 Oakland Drive, Kalamazoo, MI
49009-1284, USA b Borgess Ambulatory Care, 1701 Gull Road, Kalamazoo, MI 49048, USA c Department of Pharmacy Practice, Ferris State

University College of Pharmacy, Big Rapids, MI 49307, USA * Corresponding author. E-mail address: patel@kcms.msu.edu

Pediatr Clin N Am 58 (2011) 21–31 doi:10.1016/j.pcl.2010.11.004 pediatric.theclinics.com 0031-3955/11/$ – see front matter © 2011 Elsevier Inc. All rights reserved.

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Patel 22 & Feucht Fig. 1. Basic structure of a neuron. (From Patel DR, Feucht C. The basics of pharmacology and neurotransmission. In: Greydanus DE, Calles JL Jr,
Patel DR, editors. Pediatric and adolescent psychopharmacology. New York: Cambridge University Press; 2008. p. 32; with permission.)
Fig. 2. Internal structure of a neuron. (From Patel DR, Feucht C. The basics of pharmacology and neurotransmission. In: Greydanus DE, Calles JL Jr, Patel
DR, editors. Pediatric and adoles- cent psychopharmacology. New York: Cambridge University Press; 2008. p. 33; with permission.)

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Basic Concepts of Neurotransmission 23

Fig. 3. A chemical synapse. (From Patel DR, Feucht C. The basics of pharmacology and neuro- transmission. In: Greydanus DE, Calles JL Jr, Patel DR,
editors. Pediatric and adolescent psycho- pharmacology. New York: Cambridge University Press; 2008. p. 34; with permission.)

Axons carry the neuronal impulse to various other neurons in the brain. 2,3 The informa- tion or input is carried to the cell body of the
receiving neuron. On the receiving end, the information or impulse is received at the dendrites. 3

THE SYNAPSE

At the synapse the electrical impulse from the presynaptic neuron is converted to a chemical signal that is carried to the postsynaptic
receptors, where it is again con- verted to an electrical impulse in the postsynaptic neuron. 2–8 Synaptic plasticity is an important
characteristic of neurons that allows for experience dependent adaptation and learning.8–13
There are 2 types of neuronal synapses: electrical and chemical. The electrical synapses are located at gap junctions and
allow free bidirectional movement of ions across cell membranes. 3,7 Their function in the brain varies at different sites; they provide for fast
transmission of impulses. Most of the synaptic transmission in the brain occurs at the chemical synapses. 3,6,7 Autoreceptors are
membrane-bound receptors on the presynaptic membrane, which regulate the release and in some cases synthesis of the intrinsic
neurotransmitter.6,7 Certain other receptors on the presynaptic membrane can be modulated by neurotransmitters from nearby neurons
and are called heteroreceptors.6,7
The membrane-bound postsynaptic neuroreceptors can generally be classified into 2 types: (1) Transmitter-gated (or ligand-
gated) ion channels, and (2) G-protein– coupled receptors.5,7,14–16 Transmitter- or ligand-gated ion channel receptor consists of 5 subunits
that are arranged as columns in a circle, thus forming a pore or a channel in the middle. 7,16,17 The neurotransmitter binds to the specific
site on the extracellular portion of the receptor, leading to opening of the channel. The effect on the postsyn- aptic neuron depends on
which ion is preferentially passed through the channel into the postsynaptic neuron. Movement of sodium ions into the postsynaptic
neuron

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Patel 24 & Feucht results in depolarization of the postsynaptic cell and generation of excitatory postsyn- aptic potential, as seen in glutamatergic
neurotransmission.5,7,16 On the other hand, increased permeability to chloride ions will lead to hyperpolarization of the post- synaptic cell and
generation of inhibitory postsynaptic potential, as seen in g-amino- butyric acid (GABA)-ergic neurotransmission.5,7,16 The neurotransmission at the
ligand gated ion channels is relatively faster compared with that at the G-protein– coupled receptors.3–5
In the case of G-protein–coupled receptors, the occupancy of the extracellular receptor site by the neurotransmitter results in
activation of intracellular receptor linked G proteins (Fig. 4).7 The activated G proteins turn on the effector proteins, which in turn activates
the G-protein gated ion channels in the postsynaptic neuronal membrane or activates enzymes (such as adenylyl cyclase and
phospholipase C) to form intracellular second messengers.3,6,7,16 Second messengers then lead to a biochemical cascade, eventually
communicating the message to the DNA of the postsynaptic neuron. Because of their metabolic effects, the G-protein receptors are also
known as metabotropic receptors.7,13

CHEMICAL NEUROTRANSMISSION

Chemical neurotransmission is mediated by specific neurotransmitters in the brain, and a large number of these have been identified.
There are various classes of neuro- transmitters in the central nervous system (CNS); amine and monoamines are of interest in a review
of psychopharmacology.3 Other classes of neurotransmitters, not reviewed here, use different pathways for synthesis, storage, release,
and ways of communication. Still others follow nonsynaptic neurotransmission.
Synthesis of different neurotransmitters in the presynaptic neuron varies to some extent for specific neurotransmitters using
specific amino acids and enzymes.3–7 Neurotransmitter synthesis is directed by mRNA and occurs in the cytosol of the axon terminal. The
amine and amino acid neurotransmitters are then taken into synaptic vesicles by specialized transporter proteins. The neurotransmitter is
stored in the synaptic vesicles in the axonal terminal until it is released into the synaptic cleft. 1,3,7
The peptide neurotransmitters are assembled from the amino acids in the rough endoplasmic reticulum and the active
neurotransmitter segment is split in the Golgi apparatus. 16 The secretory granules containing the active peptide then are carried to the
axon terminal.

Fig. 4. Action of neurotransmitter at G-protein coupled receptors. (From Patel DR, Feucht C. The basics of pharmacology and neurotransmission. In:
Greydanus DE, Calles JL Jr, Patel DR, editors. Pediatric and adolescent psychopharmacology. New York: Cambridge University Press; 2008. p. 36; with
permission.)

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Basic Concepts of Neurotransmission 25

A nerve impulse or action potential in the axon terminal triggers the release of specific neurotransmitter into the synaptic cleft.6
Depolarization of the cell membrane results in activation of the voltage-gated calcium channels in the active zones to open, allowing influx
of calcium ions into the presynaptic axon terminal. 6,7 The synaptic vesicle is anchored to the cell membrane and the neurotransmitter is
spilled into the synaptic cleft, a process called exocytosis. 3,6 The process of recovery of the synaptic vesicle membrane after the
neurotransmitter is released from the vesicle is called endocytosis. 7 Once released into the synaptic cleft, the neurotransmitters can be
either destroyed by enzymes or transported back into the presynaptic axon terminal by membrane-bound neurotransmitter-specific
transporters.
Postsynaptic receptor occupancy by the neurotransmitter initiates the postsynaptic neurotransmission process. It is thus understood that
the electrical nerve impulse in the presynaptic neuron is converted by excitation-secretion coupling into a chemical signal. 7 Postsynaptic
receptor occupancy by the neurotransmitter (first messenger) results in the activation or formation of the second messenger in the
postsynaptic neuron.3,5 Cyclic adenosine monophosphate (cAMP) and phosphatidyl inositol are examples of second messengers. The
second messenger triggers a biochemical cascade and synthesis of various elements, including the transcription factors. 3–7
Each gene typically has a coding region and a regulatory region. 2,7 The regulatory region has an enhancer element and a
promoter element. The coding region on the DNA has the template for the corresponding RNA.2,7 Transcription factors activated by
phosphorylation bind to the promoter region of the DNA, in turn activating the enzyme RNA polymerase. 3,7 The action of activated RNA
polymerase on the coding region results in the formation of the messenger RNA. The process of mRNA formation from DNA template is
called transcription and the mRNA is called the transcript. Certain noncoding regions (introns) on the DNA transcribed onto the initial
mRNA are removed by the process of RNA splicing, leaving only the coding sequences (exons) in the mRNA. mRNA leaves the nucleus
and reaches various sites in the neuron to initiate protein synthesis. The process of assembling various amino acids to create specific
proteins as directed by the mRNA is called translation.7
These proteins are the building blocks for various elements in the postsynaptic neuron with specialized functions, including
neurotransmitter receptors, the ion chan- nels, various peptides and enzymes, transcription factors, neurotransmitter trans- porter, and
neurotropic growth factors. The regulation of gene expression also affects the process of synaptogenesis.

Allosteric Modulation

When a neurotransmitter (primary) occupies its specific receptor site, it triggers the postsynaptic chemical neurotransmission. When a
different neurotransmitter (secondary) occupies its receptor site and indirectly influences the primary neurore- ceptor transmission, it is
said to be modulating the primary neurotransmitter action allosterically. 2,3,7,16 The secondary neurotransmitter can only influence the
primary neurotransmitter action when the primary neurotransmitter occupies its specific receptor site. Allosteric modulation can either
amplify (positive allosteric interaction) or diminish or block (negative allosteric interaction) the actions of the primary neurotransmitter.16
For example, the benzodiazepines are known to use positive allo- steric modulation whereas antidepressants use negative allosteric
modulation.

Nonsynaptic (Volume) Neurotransmission

In addition to the neurotransmission that occurs via the synapse, nonsynaptic or volume neurotransmission is also known to occur.2,3,7,16
In this case a given

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Patel 26 & Feucht neurotransmitter diffuses within a given radius and affects the various receptors with wide-ranging actions. This process is also the
basis of single drug acting on different receptors with different actions.

Divergence and Convergence

A given neurotransmitter can activate multiple subtypes of receptors each mediating a different function. In fact, this ability of a
neurotransmitter, referred to as divergence, is a common phenomenon, exemplified by glutamate. 7,15,16 On the other hand, different
neurotransmitters acting on their specific receptors can activate a particular effector system, a phenomenon called convergence. 7,16
Neurons also have the ability to integrate both the divergent and convergent systems.

Agonists and Antagonists

Naturally occurring neurotransmitters stimulate the receptors on which they bind and are thus said to be agonists. Similarly,
pharmacologic agents that stimulate specific receptors are also called agonists. 7 Antagonist agents block the actions of agonists.
Antagonists do not have any intrinsic activity of their own, but in the presence of an agonist they block its activity. 7,16 Antagonists also will
block the actions of inverse agonists and partial agonists as well. A pharmacologic agent that binds to a receptor, resulting in action that is
opposite to that of agonist, is called an inverse agonist.16 The action of an inverse agonist is not dependent on the presence of an agonist.
Partial agonist binding to a specific receptor will have action that is similar to but relatively weaker than that of an agonist. 16

MAJOR NEUROTRANSMITTER SYSTEMS Cholinergic System

Acetylcholine (ACh) is the neurotransmitter used in the cholinergic system. Acetylcho- line is synthesized in the cholinergic neurons by the
interaction of choline and acetyl coenzyme A mediated by the enzyme choline acetyltransferase. 1,2 ACh is stored in the vesicles in the
presynaptic neuron until it is released by appropriate nerve impulse into the synaptic cleft. From the synaptic cleft, ACh can either be
transported back into the presynaptic neuron by the ACh transporter or destroyed by the enzyme acetylcho- linesterase (AChE).1,2
Because the ACh is destroyed by the AChE, it is mainly the choline that is transported back into the neuron and reused to synthesize ACh
again. Another enzyme called pseudocholinesterase or butyrylcholinesterase can also inac- tivate ACh, especially in the glial cells. In
addition to the cholinergic neurons, ACh is also present in various other sites in the body, including skeletal muscle and blood cells.2
Various types of muscarinic and nicotinic receptors are the major subtypes of cholinergic receptors; muscarinic receptors are G-
protein linked whereas nicotinic receptors are ligand-gated ion channels.2 The cell bodies of the cholinergic neurons are located between
the septum and the nucleus basalis of Meynert in the basal fore- brain with projections to hippocampus, amygdala, and cortex. 2,7 These
pathways are believed to mediate memory, learning, problem-solving abilities, novelty seeking, sleep-wake cycles, and judgment. Drugs
that inhibit AChE prevent the destruction of ACh and subsequently increase ACh concentration.

Dopaminergic System

The monoamine dopamine is the neurotransmitter of the dopaminergic system. 1,2 Dopamine is synthesized from its precursor amino acid
tyrosine, which is converted to 3,4-dihydroxyphenylalanine (DOPA) by tyrosine hydroxylase. DOPA is converted

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Basic Concepts of Neurotransmission 27

to dopamine by DOPA decarboxylase. Once synthesized in the presynaptic nerve terminal, dopamine is packaged in the vesicles for
storage. Presynaptic action potential triggers the release of dopamine from the vesicles into the synaptic cleft. Dopamine can be
metabolized by the enzymes monoamine oxidase (MAO) or cate- chol-ortho-methyltransaminase (COMT). Dopamine is also transported
back from the synaptic cleft into the presynaptic terminal by presynaptic dopamine-specific transporters, where it can be repackaged into
vesicles and stored for future use. Dopamine transporter is a target for drug action (eg, stimulants).
Five subtypes of dopamine receptors have been described, namely D1 to D5, present both on the presynaptic neuron and the
postsynaptic neuron.1 Presynaptic receptors act as autoreceptors whereas dopamine occupation of the postsynaptic receptors acti- vates
the second-messenger system and postsynaptic events. Different subtypes of dopamine receptors predominantly express themselves in
specific regions or sites in the brain, thereby influencing specific functions. Postsynaptic receptors are targets for dopamine antagonist
drugs (eg, antipsychotic agents).
Through various pathways dopamine is involved in numerous functions in the CNS. 3,18–24 Dopamine pathways from substantia
nigra projecting to caudate and putamen modulate GABAergic neurons, and their imbalance leads to extrapyramidal symptoms (such as
tremors).1,2,7,18 Those from the ventral tegmental area projecting to mesolimbic system (amygdala, nucleus accumbens) are implicated in
the develop- ment of addiction. The pathways from the ventral tegmental area to the mesocortical system are involved in “fine tuning” of
cortical neurons, and their function is improved by stimulants. The projections from hypothalamus to pituitary play a role in prolactin
release, and neuroleptic blockade leads to hyperprolactinemia.

GABAergic System

GABA is the main inhibitory neurotransmitter in the CNS. 2,25–30 The amino acid GABA is the neurotransmitter used in GABAergic
neurotransmission. GABA is synthesized in the GABAergic neurons from its precursor glutamate by action of the enzyme gluta- mate
decarboxylase.1,2 GABA is stored in the presynaptic vesicles until released into the synaptic cleft following appropriate nerve impulse. The
released GABA can be either destroyed by GABA transaminase or transported back into the presynaptic terminal by GABA-specific
presynaptic transporter for repackaging and storage for reuse.
Two GABA receptor subtypes have been identified, namely GABA-A and GABA-B.1–3 The role of GABA-B receptor is limited to
its binding specifically with the muscle relaxant baclofen. Postsynaptic GABA-A receptors belong to the superfamily of ligand-gated ion-
channel receptors. Receptor occupancy by GABA opens the ion channel and allows increased conductance of chloride ions into the
neuron, leading to fast neuro- transmission and inhibitory action. The GABAergic system exerts inhibitory control over the glutamatergic
system, and the balance between the 2 systems allows for normal neuronal function.
GABAergic neurons are widespread in the CNS and spinal cord, with interneurons in the cortex, and medium- to long-range
projections, including: caudate nucleus and putamen to globus pallidus; globus pallidus to thalamus and substantia nigra; septum to
hippocampus; and substantia nigra to superior colliculus. 1,2,30
Benzodiazepine receptors are located at sites nearby the GABA-A receptors.1,25 Different subtypes of benzodiazepine
receptors are predominantly found at various locations in the CNS and are thought to mediate specific functions. Benzodiazepine
receptors allosterically modulate the GABA-A receptors.25 In addition to benzodiaze- pine receptors, various other receptors are located
near GABA-A receptors. Thus, the
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Patel 28 & Feucht interaction of these various receptors is involved in mediating the effects of benzodi-
azepine agents.

Glutamatergic System

Glutamate is the predominant excitatory neurotransmitter in the CNS. 31–34 Glutamate is synthesized in the neuron by conversion of
glutamine to glutamate by the enzyme glutaminase. 1 Glutamate is stored in the presynaptic vesicles until it is released into the synaptic
cleft. Glial cells near the neuron also supply glutamine to the neuron for glutamate synthesis. Once glutamate is released into the synaptic
cleft it binds to the postsynaptic receptors, initiating postsynaptic excitation. Glutamate is removed from the synaptic cleft by the
presynaptic transporter back into the synaptic terminal, as well as by a glial transporter, into the nearby glial cell. 1,2
The major glutamate receptor subtypes include N-methyl-D-aspartate (NMDA), a-amino-3-hydroxy-5-methyl-isoxazole-4-propionic
acid (AMPA), and kainate, which are linked to ion channels; and a metabotropic glutamate receptor subtype that is G-protein linked,
involved in long-term potentiation and memory formation.1–3,13
One of the receptors believed to mediate the excitotoxicity associated with glutama- tergic neurotransmission is the NMDA
receptor.1,2,17 Several other nearby receptors are believed to be involved in allosteric modulation of the NMDA receptor complex.7,16
Stimulation of the NMDA receptor site allows increased conductance of calcium ions into the neuron and triggers postsynaptic excitatory
neurotrans mission.1,2,16 Glutama- tergic excitation represents the spectrum from normal excitation to too much excita- tion, resulting in
neuronal damage.16 Glutamatergic excitotoxicity is believed to play a major role in the pathophysiology of neurodegenerative diseases,
seizures, and stroke. Decreased glutamate, on the other hand, can lead to psychosis. 16,31–36
NMDA receptors in the hippocampus are associated with long-term memory. Glu- tamatergic neurons are widely distributed in the
CNS and include various interconnec- tion pathways in the cerebral cortex, the extrapyramidal system, the pyramidal system, and the
thalamocortical system.1,2,37

Noradrenergic System

Monoamine norepinephrine is the neurotransmitter for noradrenergic neurons. 1,2,35,36 Norepinephrine (NE) is synthesized from its
precursor amino acid tyrosine in the cell body or axonal nerve terminal. Tyrosine is converted to DOPA by tyrosine hydroxylase. DOPA is
then converted to dopamine by DOPA decarboxylase. Dopamine is con- verted to norepinephrine by dopamine b-hydroxylase.
Once synthesized, the NE is packaged into vesicles where it is stored until released into the synaptic cleft during noradrenergic
transmission.1,2,7 From the synaptic cleft the NE can be transported back into the presynaptic nerve terminal by NE-specific transporters.
NE thus recovered is repackaged into storage vesicles for future use. NE is also destroyed by the enzyme MAO, predominantly located in
the mitochondria, and COMT, predominantly located in the postsynaptic neuron. 2
Once NE is released from the presynaptic neuron into the synaptic cleft, it occupies the NE-specific postsynaptic receptors. NE
receptors are classified into a1, a2, b1, and b2 subtypes. 1,2 A 2-receptor subtype is present on the presynaptic axon terminal (terminal a2
receptor) and in the cell body and nearby dendrites (somatodendritic a2 receptor). The presynaptic a2 receptors regulate the release of
NE and thus act as autoreceptors. a1, a2, b1, and b2 receptors are present on the postsynaptic membrane. Postsynaptic receptor
occupation by NE triggers postsynaptic events, including second-messenger activation and gene expression.

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Basic Concepts of Neurotransmission 29

The cell bodies for noradrenergic neurons are predominantly located in the locus coeruleus in the brainstem. 7 Different
noradrenergic projections from the locus coeru- leus are involved in specific effects of NE, including regulation of mood, attention, vigi-
lance, cognition, emotions, information processing, working memory, energy, and movements. 1,2,35,36 NE deficiency syndrome is
characterized by impaired attention, difficulty in concentrating, impaired working memory, decreased speed of information processing,
depressed mood, fatigue, and psychomotor retardation. 16 Different func- tions are regulated by a different subtype of NE receptor in the
CNS.
Actions of NE outside the CNS mediated via different pathways include regulation of blood pressure, heart rate, and bladder
emptying.7
Serotonergic System

Serotonin, or 5-hydroxytryptamine (5HT) is synthesized in the presynaptic axon terminal from its precursor tryptophan. 1 Tryptophan is first
converted to 5-hydroxy- tryptophan by the action of tryptophan hydroxylase. 5-Hydroxytryptophan is then con- verted to 5HT by the action
of aromatic amino acid decarboxylase.
Serotonin is stored in the presynaptic vesicle until released by the presynaptic terminal into the synaptic cleft. 2 Serotonin can
be destroyed by MAO and also trans- ported back into the presynaptic terminal by serotonin transporters. There are several 5HT receptor
subtypes.1,2,7 Presynaptic receptors act as autoreceptors. In addition to 5HT autoreceptors, the presynaptic serotonergic terminal also has
a2-noradrenergic heteroreceptors responsive to NE. Thus serotonin release can be blocked in part by NE via its action on the a2-
noradrenergic heteroreceptors. On the other hand, the action of NE on the a1-adrenergic heteroreceptors present on the presynaptic cell
body triggers the release of serotonin. Thus there is both an inhibitory and excitatory interaction between the noradrenergic and
serotonergic systems.
The cell bodies of serotonergic neurons are located in the raphe nucleus in the brain stem. Various projections to different
areas in the brain, brainstem, and spinal cord from raphe nucleus (including amygdala and hippocampus) are associated with various
specific 5HT receptor subtypes and specific functions attributed to serotonin. 7,37–40 Deficiency of serotonin is clinically characterized by
depressed mood, anxiety, panic attacks, phobias, obsessions, compulsions, and food craving. 16

SUMMARY

Receptors, enzymes, and processes of neurotransmission are targets of drug action as well as causes of mental and neurologic
disorders.1,2,5,41–43 The various elements of the neurotransmission systems not only can be modulated by pharmaco- logic agents, but
also are constantly changing because of the ongoing neuro- maturation and experience (including psychotherapy) throughout childhood
and adolescence.4,9–12,28,41–43 Neuroplasticity of the synaptic system is an important consideration in the pathophysiology and recovery or
treatment of mental and neuro- logic disorders in children and adolescents. Pharmacologic agents can have acute as well as long-term
effects on the processes of neurotransmission. Some of the thera- peutic effects as well as side effects can be explained by acute
changes in the levels of neurotransmitter or the long-term alterations in responses of the postsynaptic neuron.

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Basic Concepts of Neurotransmission 31

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