Professional Documents
Culture Documents
Project on
Criminal procedure law
1. Introduction………………………………………………………... 4
1.1 Meaning
1.2 Origin and Development
2.1 The Probation of Offenders Act 1958: Major act dealing with
Probation in India
2.2 Release on Probation……………………………………………14
2.2.a The conditions to release certain offenders under Section 4 of the
Probation of Offenders Act
6.Judicial Trends………………………………………………………………..18
7.Case laws relating to Non-applicability of Section 4 of the Act are………..22
10. Bibliography………………………………………………………………..28
Modern Criminal Jurisprudence recognizes that criminals are not born but made, since when a
crime occurs it takes place due to culmination of variety of factors and that a good many crimes
are the result of socio-economic milieu1. These factors may be social and economic, may be due
to erosion of moral values by parental neglect, stress of circumstances or doing a criminal
activity in spur of heat of a moment. So, whenever a criminal activity takes place it’s not always
that the person so involved had prior intention to commit the crime; thus sentencing such a man
to prison term may often embitter him and when he comes out of the prison bars he becomes an
enemy of society. Thus, it is absolutely necessary to rekindle him and bring him into mainstream
of life.
This type of rekindling can be best tried through parole and probation, community service and
creative and employment opportunities. Thus probation service is becoming increasingly popular
for many reasons, the most important being the economic cost of maintaining offenders in
prison. Probation as a method of correctional service evolved after the criminologists and legal
jurists thought of means of reformation to criminals by giving them a chance to prove “their
worth” and not confine them to the prison bars.
1.1 Meaning
The word “probation” is derived from the Latin word “probare” meaning “tested” or
“proved”. The first Probation officer in this world is said to be JOHN AUGUSTUS, a Boston
Cobbler who is regarded as the “Father of Probation” who in 1841 volunteered to assist
offenders if the court would release them to his care2. As John Augustus was a cobbler operating
in and around the courts of Boston, he daily used to watch the court proceedings of the criminals
and used to wonder on the alternative methods available for the rectification of criminals other
than imprisonment, a method enabling the criminals to rectify their mistakes and lead a normal
1 Sabyasachi Ghosh, Probation and Parole as methods of mainstraiming criminals: A Socio-legal analysis from Indian
perspective, (Unpublished project, West Bengal National University of Juridical Sciences, India)
2 Prof. N.V. Paranjape, Criminology & Penology with Victimology 521 (Central Law Publications, Allahabad, 11 th edn., 2011)
Donald Taft5 has defined probation as the postponement of final judgment or sentence in a
criminal case, giving the offender an opportunity to improve his conduct and to readjust himself
to the community, often on conditions imposed by the court and under the guidance or
supervision of an officer of the court.
Correctional services like Probation and Parole are also important in the administration of
Criminal Justice and in the method of mainstreaming criminals as it is an integral part of the total
structure of the punishment system in a contemporary legal world. It also serves as an alternative
to imprisonment especially of short-term and has now taken within its purview all the offences
3 Sabyasachi Ghosh, Probation and Parole as methods of mainstraiming criminals: A Socio-legal analysis from Indian
perspective, (Unpublished project, West Bengal National University of Juridical Sciences, India)
4 Ibid 7 at 522
5 Ibid
6 M. Ponnian, Criminology and Penology 185 (Pioneer Books, Delhi, 3rd edn. 2003)
Case of Viswanath Bhatt Patankar- In 1775-76 one Vishwanath Bhatt Patankar was
arrested for committing thefts. Since, he was unable to furnish security he was sent to
prison. Janardhan Bhatt Bhide, a cousin of Vishwanath Bhatt stood surety for him
promising that he would not again commit theft or any other offence.
Case of Janki Lagadin- In 1785-86, one Janki Lagadin was imprisoned at Fort Visapur
for charges of adultery. Her father Shivaji Gaikwad prayed for her release. The prayer
was granted on his standing as surety for her future good conduct.
The above cited two cases can be said to be the earliest cases of Probation in India.
However, although the probation system rooted in ancient Indian Criminology, found its legal
recognition for the first time in 1898 in section 562 of the then Criminal Procedure Code. This
section was actually taken from the English Probation of First Offenders Act, 1887. Even S.562
was amended by the amendment of Cr.P.C. in 1923 which drastically changed the law of
Probation in India. The old S.562 did not contain any specific provision empowering High Court
as a court of Revision in Probation matters which was granted in new section. Also, under the
new section 562 of 1923, a court may grant probation in case of offenders not under the age of
7 Supra note 3
After India attained Independence, a joint committee was set up under the chairmanship of Mr.
Hukum Singh on the bill to provide for release of offenders on Probation. This bill was
presented in front of Lok Sabha on the 25th of February, 1958. The descent views of the Bill
were expressed by several members of the Lok Sabha like Rajendra Pratap Singh, Jagdish
Awasthi, Yadav Narayan Jadhav. This bill was finally passed by the Legislature to give shape to
an Act called Probation of Offenders Act, 1958 on May 16, 1958.
Probation of Offenders Act, 1958, has been enacted with an emphasis on the reformation and
rehabilitation of the Offenders as useful and self-reliant members of society without subjecting
them to deleterious effects of jail life8. The Act is a reformative measure and its object is to
reclaim amateur offenders who, if spared the indignity of incarceration, can be usefully
rehabilitated in society. A jail term should normally be enough to wipe out the stain of guilt but
the sentence which the society passes on convicts is relentless9. The ignominy commonly
associated with a jail term and the social stigma which attached to convicts often render the
remedy worse than the disease and the year purposes of punishment stands in the danger of being
frustrated. In recalcitrant cases punishment has to be deterrent so that others similarly minded
8 Jaisankar vs State Rep. by The Inspector of Police Aykkudi Police Station, Tirunelveli District, CRL.R.C. (MD)No.371 of 2012
1. Circumstances of the case: there is no straitjacket formula for releasing the accused on
probation. But it should depend upon the circumstance of each and every case.
2. Nature of the offence: before releasing the accused on probation, the court has to look
into the nature of the crime.
3. Age of the accused person: is one of the important factor for releasing the accused on
probation.
4. Character of the accused: an offender can only be released on probation on the basis of
good conduct and character.
Depending on the circumstances of the case, a court may release the person in two ways:
(a) release after admonishing the person, which is provided in Section 3, and
(b) release on probation of good conduct, which is provided in Section 4.
10 Arvind Mohan Sinha v. Amulya Kumar Biswas and others, 1974 AIR (SC) 1818
The court may also require the offender to remain under the supervision of a probation officer
during certain period, if it thinks that it is in the interests of the offender and of the public. It can
also impose appropriate conditions which might be required for such supervision. In case the
court does specify such conditional release, it must require the offender has to enter into a bond,
with or without sureties, enumerating the conditions. The conditions may relate to place of
residence, abstention from intoxicants, or any other matter as the court thinks appropriate to
ensure that the crime is not repeated.
As per Section 5, the Court directing the release of an offender under section 3 or section 4, may,
if it thinks fit, make at the same time a further order directing him to pay:
such compensation as the court thinks reasonable for loss or injury caused to
any person by the commission of the offence ; and
Such costs of the proceedings as the court thinks reasonable.
(2) The offence committed must not be one punishable with death or imprisonment of life;
(3) The Court must opine that it is expedient to release him on probation of good conduct
instead of sentencing him to any punishment;
(4) The Court may form such opinion having regard to: (i) the circumstances of the case; (ii) the
nature of the offence; and (iii) the character of the offender; and
(5) The offender or surety must have a fixed place of abode or regular occupation in a place
situate within the jurisdiction of the Court.
The word ‘character’ is not defined in the Act. Hence, it must be given the ordinary meaning.
The dictionary meaning of ‘character’ is mental or moral nature of a person that make him
different from others.
Section 4(1) of the Probation of Offenders Act does not contain any restriction that the offender
must be 21 or below that age although this restriction is found in Section 6.
In Ishar Das v. State of Punjab, the Supreme Court held that sub-section (1) of Section 4 of the
Act does not distinct between persons of the age of more than 21 years and those of the age of
less than 21 years and the sub-section is applicable to persons of all ages subject to certain
conditions which have been specified therein.
Thus, even though no mathematical rule is given, the general intention of the legislature is to
give the benefit of probation as much as possible. In Jugal Kishore Prasad v State of Bihar12,
the Supreme Court observed that the object of the Probation of Offenders Act "is in accordance
with the present trend in the field of penology, according to which efforts should be made to
bring about correction and reformation of the individual offenders and not to resort to retributive
justice. Modern criminal jurisprudence recognizes that no one is a born criminal and that a good
many crimes are the product of socio-economic milieu." In absence of a precise formula to
determine when and when not the benefit of probation can be given, we have to look at SC court
judgments to understand what kind of offenses are eligible for this benefit. SC has accepted the
applicability of probation for many kinds of offences
Court in Om Prakash & Ors. Vs State of Haryana14, and held that such a relief should be
granted where the offence had not been of a very grave nature. In offences involving
punishment under Section 376 of the Penal Code, the provisions of Probation of
Offenders Act are not attracted. The benefit of this was given where there was attempt to
commit rape15. However, even in rape case where the girl was below 16 years of age, the
fact that the offender was also young and considerable time has lapsed since the incident
were given consideration and probation was granted16. The benefit of probation would be
unavailable in cases under section 354 of IPC against a girl of 6 years17.
Procedure when the offender breaches the conditions of Probation: As per Section
9, if the court which passes an order under section 4 in respect of an offender or any court
which could have dealt with the offender in respect of his original offence has reason to
believe, on the report of a probation officer or otherwise, that the offender has failed to
observe any of the conditions of the bond or bonds entered into by him, it may issue a
warrant for his arrest or may, if it thinks fit, issue a summons to him and his sureties, if
any, requiring him or them to attend before it at such time as may be specified in the
summons. The court before which an offender is so brought or appears may either
remand him to custody until the case is concluded or it may grant him bail, with or
13
1974 AIR 1230, 1974 SCR (3) 722
14
(2001)10 SCC 477, Karamjit Singh vs State Of Punjab, [2009] INSC 1142
15
State of Haryana v. Prem Chand, 1997 SCC 1176
16
Manoj Kumar v State, 2001 CrLJ 3270
17
Sajeevan, S/O.Raman v State Of Kerala, Crl. Rev. Pet. No. 425/2002
It is important to note that the sentencing in respect of which the probation is given is merely
suspended when the offender is released on probation under Section 4. Thus, if any condition of
the probation is violated, the court may sentence the offender for the original offence without
conducting a fresh trial.
The pre-sentence report of the Probation Officer is the fundamental document for the
guidance of the Court whether to grant the benefit of probation to the accused or not. The
object of the pre-sentence report is to appraise the court about the character of the
offender, exhibit his surroundings and antecedents and throw light on the background
which prompted him to commit the offence and give information about the offenders
conduct in general and chances of his rehabilitation on being released on probation.
The judge may also pass a supervision order under section 4(3) of the Act, whereby the
offender is placed under the supervision of a probation officer and certain conditions are
imposed upon him. This is mostly in the form of regular visits to the supervising officer.
Some of the conditions which must be followed have been laid down in S. 4(4). On the
Section 360 provides for release on probation of good conduct or after admonition. The section
grants probation to the following categories:
Any person not under twenty- one years of age convicted of an offence punishable with
fine only or with imprisonment for a term of seven years or less, or
Any person under 21 years of age or
Any woman convicted of an offence not punishable with death or imprisonment for life,
Provided that no previous conviction is proved against the offender and it appears to the Court
before which he is convicted, regard being had to the age, character or antecedents of the
offender, and to the circumstances in which the offence was committed, that it is expedient that
the offender should be released on probation of good conduct, the Court may, instead of
sentencing him at once to any punishment, direct that he be released on his entering into a bond
with or without sureties, to appear and receive sentence when called upon during such period.
The section also states that such release shall not exceed three years and the Court may direct
and in the meantime to keep the peace and be of good behavior.
Besides section 360, section 361 states that mandatory duty is cast upon the court to record in its
judgment, specific reasons for not granting benefit of section 360 where it could have dealt with
the accused under that section18.
Probation under the Act of 1958 Probation under the CrPC 1973
1. Any person found guilty of an offence 1. The court may release on probation of
not punishable with death or good conduct in case of:
imprisonment for life may be released (a) Person not below 21 years of age
by the court on probation of good convicted of an offence punishable
conduct and no distinction is made on with fine only or with imprisonment
the ground of age or sex. for a term of less than 7 years19, or;
(b) Any person under 21 years of age
or a woman convicted of an offence
not punishable with death or
19However in Joginder Singh vs. State of Punjab, 1980 CRLJ (Criminal) 150, Vijay Kumar Jindal v State of Punjab, 2004(2)
RCR (Criminal) 816, Hem Raj vs. State of Punjab, 2008(3) RCR (Criminal) 475 and Puran Singh v State of Punjab on 5
December, 2012, the court held that prescription of minimum sentence is no bar for attracting the provisions of the
Probation of Offenders Act or as a matter of fact Sections 360 and 361.
21Prof. N.V. Paranjape, Criminology & Penology with Victimology 521 (Central Law Publications, Allahabad, 11th edn.,
2011)
6. Judicial Trends
Inspite of all these plausible legislative measures the worst ignominy of all rankles is that the
judiciary of India has not yet rightly visualized the contours of these measures and in an umpteen
number of appeals and revisions to the higher judiciary, inspite of the fact that a massive number
of offences committed due to socio-economically polluted surroundings, the courts have a raw
deal with the most effective panacea24.
Magistrates and Judges may exercise a wise discretion in making a liberal use of the Act by
releasing the offender on probation. Unless cases are referred by the Court, the Probation Officer
will not be able to render his services to the probationer. It is a joint venture of the Judges and
Probation Officers. Greater cooperation and coordination between the court and the Probation
Officer breeds greater understanding.
Before selection of cases on Probation, Judges must try to answer several questions, such as:
1) Was the offence committed without pre-mediation or after due deliberation?
2) Whether there is hope of ever reclaiming him from being a menace to the society?
3) Is he a person who is patently amenable to reformation?
4) Will an order of Probation have the effect of redeeming the offender?
23 Supra note 21
It has been laid that the phrase, 'punishable with death or imprisonment for life,' occurring
in Section 4(b)(ii) of the Act has to be interpreted disjunctively and, therefore, the section could
not be availed of by a person, who was convicted of an offence, which is punishable either with
death or with imprisonment for life. Therefore, the learned Judge was of the opinion that the
applicant, who had been convicted of an offence under Section 376, Indian Penal Code could not
avail of the benefit of probation28.
In Kehar Singh V. Regional Employment Offices Chandigarh29 the Petitioner was removed
from his service for he was convicted for an offence u/s 380 of IPC despite of the fact that he
was dealt with u/s 4 of the Probation of Offenders Act 1958. He was reinstated to the service on
the ground that provision of S. 12 of the Act removes disqualification attached to conviction in
the Probation cases. In Uttam Singh V. Delhi Administration30 the Appellant was convicted
under S. 292 of IPC for in possession of three pockets of play cards and some obscene
In Trikha Ram V. V.K. Seth31 the Supreme Court reiterate the fact that the accused convicted of
a criminal offence and released on probation cannot be dismissed by the disciplinary Authority in
view of S. 12 of the probation of offenders Act 1958.
In Smt. Devki v State of Haryana32 the petitioner found guilty of abducting a teenage girl of 17
years and forcing her to sexual submission with commercial object. The supreme court held that
the provisions of Probation of Offenders Act cannot be extended to this abominable culprit.
In cases relating to Prevention of Food Adulteration Act 1954, the High Courts have
followed a zig zag way.
In re Salem Govindappa Chetti33, the accused was convicted under the food adulteration act for
selling articles containing matter in violation of the provisions of the act. The High Court
confirmed the sentence but ordered the release on probation on account of his old age of 60 years
and his being ‘petty shopkeeper’. While in Atma Coori v State34 the respectability of the offender
was given consideration by the court to give benefit of probation inspite of the fact that the
offender was a big businessman and was caught with 13 mounds and 16 seers of poppy seeds
from his godown and shop, which might be used for preparing opium.
However in Isher Das v State of Punjab35, Supreme Court made a correct analysis by holding
that adulteration of food is a menace to public health and the Food Adulteration Act was enacted
to eradicate anti-social evil and for ensuring purity in the articles of food, but a distinction should
be drawn in evaluating the cases of offenders above the age of 21 years and those below the age.
The court said that the former should not be leniently provided the benefit of probation whereas
those below 21 years should not be deprived of the benefit measures of the Act inspite their
conviction under the Food Adulteration Act.
In Ahmed v. State of Rajasthan36, the Court has held that any person who had indulged in
certain criminal acts resulting in explosive situation leading to communal tension cannot be
given the benefit under the Probation of Offenders Act.
In Devki v. State of Haryana37, the Court has held that the benefit under the Probation of
Offenders Act shall not be extended to an accused person wherein found guilty of abducting a
teenage girl and forcing her to have sexual intercourse.
In lppili Trinadha Rao v. State of Andhra Pradesh, the Court has held that if the beneficial
provision of the Act is extended to the offences like one punishable under Section 354 of Indian
Penal Code for outraging the modesty of a teenaged girl and of like offences on women, would
not only encourage further escalation of the crime but also would become difficult to check or
arrest the perpetration of those crimes imperil the modesty of several innocent girls.
The Probation of Offenders Act, in sections 4(2) and 6(2), lays down that report of the probation
officer is considered before awarding probation. But, the Courts generally have shown scant
regard for the pre-sentence report of the probation officer because of lack of faith in integrity and
trustworthiness of the Probation Officers. In their view calling for the pre-sentence report would
mean unnecessary delay, wastage of time, undue exploitation of the accused by the probation
officer and likelihood of biased report being submitted by him, which would jeopardize the
interest of the accused and would be contrary to the object envisaged by the correctional penal
policy.
36
(2015) 3 SCC 93
37
1979 AIR 1948, 1980 SCR (1) 21
The lower judiciary in India has not at all taken into consideration the objects and reasons of this
act, while applying its discretion in regard to grant of probation. In an umpteen number of cases
the accused had to move the High Court and even the Supreme Court to get the relief of
probation. If an accused gets relief of probation only in the High Court or the Supreme Court
after passing through the turmoil of a long and cumbersome judicial process, he would,
psychologically, be diverted towards hardened ness and the whole purpose of the Act would be
forfeited.
Variation or discharge of the probationer is based solely on the report of the probation officer;
this leaves the probationer at the mercy of the Probation Officer.
The after probation services are not very effective. Thus, even considering that a sentence of
probation has been passed and the offender is placed under supervision it is nothing more that a
regular visit to the officer. There is no scientific process of rehabilitation and the Probation
Officers arent adequately trained. They are recruited between 20 and 26 years of age. They are
grouped into districts and supervised by a state/provincial chief. There is no in-service training
and occasional refresher courses, and thus they are not adequately trained.
Further, often there is a lack of interest for social service among the probation personnel. Lack of
properly qualified personnel, want of adequate supervision and excessive burden of casework are
attributed as the three major causes of inefficiency of the probation-staff.
HELD-. Section 4 of the Probation of Offenders Act, 1958 gives Power of court to release
certain offenders on probation of good conduct. Sub-section 1 of Section 4 of the Act provides
that if any person is found guilty of having committed an offence not punishable with death or
imprisonment for life and the court by which the person is found guilty is of opinion that, having
regard to the circumstances of the case, it is expedient to release him on probation of good
conduct. The court may, instead of sentencing him at once to any punishment direct that he be
released on probation. The wording of Section 4 are explicitly clear, that is if an offence is
punishable for imprisonment of life, benefit of Section 4 of the Probation Offenders Act cannot
be given.
38
2018 Cri LJ (NOC 132) 44
39
CRLA Case No. 84 of 2017
Otherwise also the judgment under which the respondent was given benefit of Section 4 of
the Probation of Offenders Act and can only be challenged by way of an appeal under Section 11
of the Probation of Offenders Act whereas the instant appeal has been preferred
under Section 377 Cr.P.C. as such the same is not maintainable.
Judgment / Order 31/1/2018 Petitioners had faced trial qua office punishable
under Section 498A, 406 and 323 Indian Penal Code, 1860. Trial Court vide order dated
18.7.2008 ordered the acquittal of the petitioners. Aggrieved against the said order, State
preferred an appeal and the same was allowed by the Appellate Court vide order dated
14.5.2013. Petitioners were convicted qua offence under section 498a, 406, 323 ipc. Vide order
of the even date, petitioners were granted benefit of probation under
Section 4 of the Probation of Offenders Act, 1958 (hereinafter referred to as the Act). Hence, the
present petition by the petitioners. Learned counsel for the petitioners has submitted that,
although, petitioners have been ordered to be released on probation, but the benefit of section 12
of the Act has not been extended to the petitioners. Section 12 of the Actreads as under:-
Removal of disqualification attaching to conviction.- Notwithstanding anything contained in any
other law, a person found guilty of an offence and dealt with under the provisions of section 3
or section 4 shall not suffer disqualification, if any, attaching to a conviction of an offence under
such law: Provided that nothing in this section shall apply to a person who, after his release
under section 4 is subsequently sentenced for the original offence.
Thus, as per the above provision, when an accused is granted probation under Section 3
or Section 4 of the Act, he shall not suffer any disqualification, if any, attaching to a conviction
of an offence under such law. Section 12 is clear and unambiguous. Appellate Court was not
required to specifically state in the order that the petitioners would be entitled to benefit
of Section 12 of the Act. The provision of Section 12 of the Act is liable to be extended to an
accused, who has been ordered to be released on probation by giving him benefit of Section 3
sentence passed by the learned Sessions Judge, in Special Case No.16/2010 convicting the
appellants- accused Nos.1 to 4, 7 to 9 and order of sentence sentencing them for the offences
punishable under Sections 143, 147, 148, 323, 324 and 325 R/W Section 149 of IPC and also
under Section 3(1)(x) of SC/ST (PA) Act, 1989 is set aside and judgment and order of sentence
passed in the said case convicting the appellants/accused Nos.5 and 6 for the offence punishable
under Sections 143, 147, 148, 323, 324 R/W Section 149 of IPC and also under Section 3(1)(x)
of SC/ST (PA) Act, 1989 is also set aside .
However, the judgment convicting the accused Nos.5 and 6 for the offence punishable
under Section 325 of IPC is confirmed and the sentence is modified. The appellants-accused
Nos.5 and 6 are sentenced to undergo rigorous imprisonment for a period of three months for the
offence punishable under Section 325 and to pay a fine of Rs.25,000/- each, in default to undergo
simple imprisonment for one month for the offence punishable under Section 325 of IPC. At this
stage, the learned counsel for the appellants would submit to release the accused persons
on probation of good conduct. Having heard both learned counsel for the appellants and also
learned HCGP, the learned HCGP is directed to get the details of previous conviction if any in
respect the appellants/accused No.5 and 6.
The learned counsel for the appellant Nos.5 and 6 filed applications-IA Nos.1/17 and 2/17
under Section 4 of Probation of Offenders Act, 1958 R/W Section 360 of Code of Criminal
Procedure,1973 along with the affidavits of the appellant Nos.5 and 6 stating in view of
sentencing the appellants for three months, they may be let on admonition and good conduct on
taking bonds. The learned counsel for the appellants would submit that the appellant Nos.5 and 6
who are convicted for the offence punishable under Section 325 of IPC may be let on
under Probation of Offenders Act.
It is submitted that the appellants are having fixed place of residence and do not have any
criminal background. In the circumstances, they may be considered for granting benefit under
the Probation of Offenders Act, 1958. Considering the age and avocation of the appellants, the
sentence of imprisonment of three months, there is no impediment for releasing the appellants
under the Probation of Offenders Act, 1958 for release of the appellants No.5 and 6
on probation of good conduct on they executing bond and required surety before the learned trial
Judge The appellants 5 and 6 are granted the benefit of Probation of Offenders Act. Accordingly,
Conclusion
As clear from the above discussion, The Probation System and The Prison System both have
their own style of functioning. Where, the probation system believes in rehabilitation of the
offender by releasing him into the society, the prison system maintains the security of the society
by keeping the offender behind bars. While the former has an individualistic approach the latter,
on the other hand has a socialistic approach.
However, both these system work towards a common goal of attaining a fair criminal justice
system either by protecting the society from the offenders or by giving an opportunity of the
offender to reform and rehabilitate so that he can again fit himself into the society and does not
has to remain aloof and segregated.
Both the system have their own set of rules and functioning sphere. However the best results
could only be achieved by maintaining a harmony between the two goals namely the reformation
of the individual and the protection of the society.
2. Legal Issues Of Probation: Problems And Prospects: Dr.M. Asad Malik, Indian Bar
Review