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China's Air Force Modernization (2007) PDF
China's Air Force Modernization (2007) PDF
By P h i l l i p C . Sa u n d e r s and E r i k R . Q u a m
Modernization
T
he People’s Liberation Army Air craft, advanced precision-guided munitions, remain open questions. This article seeks
Force (PLAAF) is in the midst support aircraft that serve as force multipliers, to illuminate the future force structure of
of a modernization campaign and networked command and control and the PLAAF by exploring the different ways
aimed at retiring and replacing intelligence capabilities that allow the PLAAF of thinking about the role of the air force
obsolete aircraft designed in the 1950s and to fight and win a high-tech war under within overall PLA modernization plans,
1960s. While modernization has been under “informationalized” conditions. This force as well as the potential roles it will play in
way in earnest for the past 15 years, China’s not only would be more capable of carrying future PLA missions. It begins with a concise
air force is still in a transition phase, caught in out missions such as air defense and support breakdown of the PLAAF as it stands now and
the middle ground between the type of force for ground forces against a modern adversary is shaping for the future. It then shifts to the
that the PLAAF fielded over its first 50 years but also could undertake offensive strikes potential influences and missions that Beijing
and the development of a new air force with against ground and naval targets farther from will weigh in making determinations for
modern equipment, doctrine, and capabilities. China’s borders.2 The new PLAAF will inte- modernization. These influences are already
The thousands of J–6 fighters that once made grate support systems such as airborne early affecting PLAAF transformation.
up the fighter fleet have been retired: about warning aircraft, aerial refueling tankers, and
1,000 older J–7 and J–8 fighters remain in intelligence collection and jamming aircraft An Evolving Force
service, including 32 Russian-built Su-27UBK to increase the effectiveness of combat aircraft The PLAAF is now in transition
multirole fighters and 116 Chinese-assembled and enhance warfighting capability.3 Mod- between the limited force consisting mainly
Su-27 variants; 73 Russian Su-33MKK fight- ernization will also include larger numbers of obsolete capabilities that it fielded in the
ers; and 62 of the new, indigenously produced of more capable air transports, which will 1980s, and the more advanced force that it
J–10 multirole fighters. China is also develop- enhance the effectiveness of PLAAF airborne intends to field in the coming decades. The
ing and purchasing force multipliers, includ- forces for internal and external missions. new PLAAF will be a smaller force, composed
ing advanced transport aircraft, tankers, and The Chinese air force of the future will primarily of third- and fourth-generation
airborne early warning aircraft.1 consist of fewer but more capable aircraft multirole fighters and fighter-bombers. It is
The Chinese vision is of a highly trained and support systems. Yet the total size and uncertain whether China will decide to build
modern air force equipped with high-tech air- precise mix of foreign and domestic aircraft or acquire new bombers, but the deployment
of advanced cruise missiles should allow
Dr. Phillip C. Saunders is a Senior Research Fellow in the Institute for National Strategic Studies at the existing bombers to contribute more
National Defense University. Erik R. Quam is an Analyst for the Department of Defense. This article is derived effectively to a variety of missions, including
from a chapter in Right-Sizing the People’s Liberation Army: Exploring the Contours of China’s Military, ed. antiship and ground attack taskings. The
Roy Kamphausen and Andrew Scobell (Strategic Studies Institute, forthcoming). new air force will also fully integrate support
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systems such as airborne early warning The PLAAF may also field the Xiaolong/ ground-attack aircraft. Production of the
(AEW)/airborne warning and control FC–1, an indigenously developed fighter that H–6/Badger bomber has resumed, with
systems (AWACS), aerial refueling tankers, is the product of a Chinese-Pakistani joint an emphasis on a new variant capable of
intelligence collection, and signal jamming venture.10 Originally known as the Super-7, carrying antiship and land-attack cruise
aircraft to increase the effectiveness of combat the project goal was to upgrade the J–7 into a missiles.15 Chinese military Web sites show
aircraft and enhance warfighting capability. more capable fighter with an advanced engine pictures of the H–6 and the modified H–6D
Modernization will also include larger with cruise missiles on them as well as
numbers of more advanced air transports, pictures of the H–6 firing cruise missiles
which will enhance the effectiveness of the People’s Liberation Army from the air.16 The H–6’s vulnerability to
PLAAF airborne forces for both internal Air Force will be a smaller modern air defenses suggests that it will
security and external missions. The air force force, composed primarily of likely be employed as a standoff platform to
will continue to modernize its ground-based deliver cruise missiles outside the range of
third- and fourth-generation
air defenses and will likely seek to develop enemy air defenses. It is still unclear if the
more effective defenses against cruise and
multirole fighters and fighter- Chinese intend to upgrade the bomber fleet
ballistic missiles. bombers with the Russian Tu-22 and Tu-95 bombers.
The J–6 fighters that once made up most The Chinese press has openly discussed
of the fighter fleet have all been retired.4 The and upgraded Western avionics to provide the pros and cons of those aircraft, but thus
PLAAF’s future aircraft are beginning to an effective but less expensive fighter.11 The far there has been no decision to purchase
enter the force, although the total number and PLAAF is reportedly not enthusiastic about either one. Chinese sources have indicated
precise mix of foreign and domestic aircraft acquiring the Xiaolong, but the producer, that the only reason the PLAAF would want
remain unknown. The PLAAF now has 15 the Chengdu Aircraft Industrial Group, is to acquire new strategic bombers would be
years of experience with the Su-27 fighter as pushing for PLAAF purchases in order to vali- to prevent the United States from entering
well as with Su-30s and J–10s and modern date the aircraft for foreign customers.12 The any Taiwan scenario. Some Chinese analysts
surface-to-air missiles. The Su-27s and Su-30s Xiaolong/FC–1 would provide a less expensive believe the purchase of these aircraft would
are being complemented with the J–11, the alternative to the fourth-generation aircraft mark a significant shift in the balance of
Chinese-assembled version of the Su-27. Initial the PLAAF is currently acquiring. power in Asia.17
“coproduction” involved Chinese assembly Along with fighters, the PLAAF will The PLAAF will also develop and
of aircraft kits provided by the Russians, but continue to modernize its ground-attack and deploy force multipliers that will enhance
the Shenyang Aircraft Corporation plans bomber forces. China’s efforts to improve its the capabilities of its combat aircraft. These
to increase the proportion of domestically ground-attack capabilities include develop- systems will include tankers, AEW aircraft,
produced components for the J–11 gradually.5 ment of the JH–7/FB–7 Flying Leopard. electronic warfare and intelligence collection
Throughout the 1990s, there were concerns Although the JH–7 is a multirole aircraft, its aircraft, and transports that will support a
in Beijing that the Russians were not giving limited capabilities against modern fighters rapid-response capability for internal and
China the most advanced version of the suggest that it will be used mainly for ground external contingencies. The S–30 can be
Su-27 but were offering more advanced ver- attack and antiship missions. The JH–7 is refueled by the Il-76/Midas tankers, with four
sions of the aircraft to India. The Su-27SM capable of carrying C–801/802 antiship already ordered from Russia although not yet
system exhibited at the Zhuhai Air Show was missiles and was initially deployed with the delivered because of a production problem.18
reported to have upgrades aimed at addressing PLA Navy (PLAN).13 About 20 JH–7s are The J–8s and J–10s can be refueled by HY–6
China’s concerns, including multifunction currently deployed with the PLAAF 28th tankers, a modified H–6 platform. Expansion
liquid crystal displays and a precision naviga- Air Division in Hangzhou.14 The air force of the tanker force and delivery of the Il-78
tion system incorporating laser gyroscopes will extend the range and endurance of the
and a Global Navigation Satellite System/ J–10 fighter PLAAF refuelable combat aircraft.
NAVSTAR receiver.6 China has continued China has made several efforts to
to purchase Russian-built Su-30s and to acquire or develop AEW and AWACS
assemble J–11/Su-27 aircraft. capabilities, but current information
The J–10 is China’s first domestically suggests that only limited progress has
produced fourth-generation aircraft and been made. Some Chinese sources take
will likely make up a large portion of the the position that AEW would be more
DEFENCETALK
future force. The J–10 is a highly capable, beneficial to the PLAAF than AWACS
multirole fighter strongly influenced by the since it would require fewer changes in
Israeli Lavi, which was influenced by the current operational practices.19 China
F–16.7 The J–10 is equipped with aerial refu- reportedly signed a deal in 1996 to acquire
eling capabilities that significantly improve is reportedly unenthusiastic about the JH–7 the A–501 Phalcon AWACS from Israel, but
its range and flexibility.8 The J–10 has entered and would probably prefer to acquire more the purchase was canceled in July 2000 after
into serial production, and some 60 aircraft advanced multirole fighters. the Israeli government came under pressure
(enough to equip about three Chinese aircraft Bomber modernization is less certain from the Clinton administration.20 China’s
regiments) are reportedly deployed.9 than the efforts being made on behalf of initial effort to develop a domestic AEW
capability used the Il-76 as a platform for PLAAF into direct confrontation with the conflict with the PLAN naval aviation over
the KJ–2000, equipped with indigenously United States, a possibility made clear with responsibilities for these missions.
designed phased-array radar.21 Research and the deployment of two U.S. aircraft carriers A third scenario would involve greater
development on this system has reportedly to the vicinity of the 1996 Taiwan Strait crisis. attention to potential threats from Japan
made significant progress, but the program Most of the aircraft acquisitions and develop- and India. This scenario might also include
was set back by the crash of a prototype in ment programs shaping today’s PLAAF were preparation for dangers stemming from
June 2006 that killed some 40 technicians.22 initiated prior to the leadership’s intensified the U.S. Air Force beyond Taiwan, which
A second domestic AEW program, the KJ–2, concern about Taiwan independence, includ- would be the most demanding scenario
is being developed based on the Chinese ing the acquisition of Russian Su-27/Flanker for the PLAAF. This would require a
Y–8X transport aircraft.23 Both the KJ–2 and fighters, the J–10 fighter development greater emphasis on training operations in
the KJ–2000 are to be equipped with data program, and preparation for well-equipped air forces.
J–11B fighter armed with
links compatible with the J–7, J–8, J–10, JH–7, initial efforts to PL–8 air-to-air missile Geographically, the
and H–6. Both of the domestic AEWs carry build tankers SINODEFENCE PLAAF might
phased-array radar.24 The PLAAF is also and AEW/ redeploy its
making efforts to modernize its transport AWACS. The assets in order
fleet, focusing primarily on the Il-76/Candid, threat of Taiwan to increase its
the Chinese Y–8 and Y–9, and the Soviet independence led capabilities to
Antonov An-12. Along with these dedicated the PLAAF to build strike India and,
transports, Chinese airlines fly large numbers near-term combat capabilities to a lesser extent,
of commercial aircraft that could be pressed through purchase and Japan. The lack of
into service in a crisis. coproduction of Russian overseas bases constrains
multirole fighters, such the contributions that tactical
Future Size as the Su-30, while decreasing aviation assets (such as multirole fighters) can
The preceding section has examined the emphasis on strategic air force assets such make to scenarios that require long-range
the modernization programs under way and as tankers and strategic bombers. operations. Air refueling can help extend
the aircraft and systems that will constitute The general assessment of the interna- the operational range of tactical aircraft but
the future PLAAF. However, the ultimate size tional security environment will continue to is an imperfect substitute for overseas bases.
of the future force is unclear, with questions influence overall Chinese defense budgets Without overseas bases, the PLAAF might
remaining about what quantity and mix and the resources available for army build- be at a disadvantage relative to the navy and
of aircraft China will eventually deploy. A ing, but specific contingencies might shape the Second Artillery in fighting for budget
number of influences and perspectives will air force modernization more directly. Some resources in some scenarios.
shape what the air force looks like. Leaders of these scenarios include a relatively benign A second means of assessing the future
will have to balance modernization goals security environment in which the air force size for the PLAAF and Beijing’s moderniza-
between somewhat competing sets of factors. concentrates on its air defense mission. This tion choices is to look at the potential military
This section describes five perspectives that would imply greater emphasis on air bases requirements associated with China’s growing
may influence the future size and composition and air defense assets along China’s land and international interests. Continued economic
of the PLAAF. maritime borders and a relative neglect of growth and global integration have increased
The first perspective focuses on China’s long-range strike capabilities. This scenario dependence on foreign sources of energy
external security environment, the military would see decreased emphasis on long-range (especially oil and gas) as well as access to
missions derived from potential threats, and bombers and aerial refueling capabilities, international markets to maintain that eco-
the air force capabilities and force structure including tanker acquisition. Another nomic growth. This is stimulating a more
necessary to carry out these missions. The scenario would have the air force focusing activist foreign policy that may eventually
1991 Gulf War highlighted to the Chinese how on power projection into the East China require new military missions.25 The extent
advanced U.S. military capabilities and opera- and South China Seas to ensure a PLAAF to which expanding international interests
tional concepts could make a country vulner- capability to protect vital Chinese sea lines translate into new military requirements
able, prompting intensified efforts to build a of communication. This would imply greater for the PLAAF will depend on how Chinese
more advanced and capable PLA. Beginning in emphasis on aerial refueling capabilities, leaders decide to pursue their interests and
1993, Beijing’s sense that momentum toward overwater flight training, long-duration the relative value of military instruments
Taiwan independence was growing further maritime patrol and intelligence collection, (especially airpower). To date, the leaders
accelerated PLA modernization. The issue and perhaps strategic bombing capabilities. have stressed Beijing’s peaceful development
of Taiwan threatened to bring China and the This scenario might bring the PLAAF into and downplayed the potential for using force
to pursue national interests. If this approach
continues, the most likely new missions
Chinese sources have indicated that the only reason the PLAAF for the PLAAF would be strategic airlift to
would want to acquire new strategic bombers would be to support Chinese contributions to international
prevent the United States from entering any Taiwan scenario peacekeeping, disaster relief, and evacuation
of Chinese nationals from conflict zones. A
power can make to the PLA’s overall ability to force compared to other services. The 2004
perform its missions and execute its campaign Defense White Paper called for “giving priority
plans. The PLAAF’s primary mission has long to the Navy, Air Force, and Second Artillery
been air defense, with support for ground Force,” implying the need for greater invest-
troops an important secondary mission. The ment in air capabilities. However, ground force
air defense mission requires close coordina- officers remain dominant within the PLA, so
more aggressive approach to resource conflicts tion of both aircraft and ground-based air parochial service considerations are likely to
could generate requirements for an air force defenses such as surface-to-air missiles and continue to influence resource allocation.
capable of expeditionary operations, but this antiaircraft artillery.26 Despite the longstand- A fifth approach would emphasize
appears unlikely. This scenario would call for ing secondary mission of supporting ground building the PLAAF into a modern air force
increased acquisition of transport aircraft. troops, the PLAAF has never been able to capable of engaging and defeating other air
A third approach for sizing the PLAAF perform close air support missions for ground forces. Here the most ambitious benchmark
would focus on the priorities of top civilian forces and has only had limited capability to would be the ability to engage and defeat the
leaders, which encompass a range of strategic, perform bombing and interdiction missions U.S. Air Force. A less ambitious goal would
developmental, and political objectives. From in support of ground operations. be to tackle modern Asian air forces such
this perspective, the future size of the force is as those of India and Japan. This approach
a function of the leadership’s estimate of the implies the development of advanced fight-
return on investments in air force capabilities
the PLAAF may redeploy its ers and force multipliers such as tankers and
relative to other uses of the resources. Civil- assets in order to increase its AWACS aircraft. In terms of force structure,
ian leaders are clearly concerned with the capabilities to strike India and, such an approach would emphasize additional
need to keep defense expenditures in proper to a lesser extent, Japan procurement of Russian aircraft, efforts
proportion to economic development; the to acquire advanced Western technology
2006 Defense White Paper calls for “coordi- The 2004 Defense White Paper describes for Chinese platforms, and a reluctance to
nated development of national defense and the PLAAF responsibility “for safeguarding procure less capable indigenous systems.
the economy.” However, defense and civil- China’s airspace security and maintaining a These five perspectives outline differ-
ian industries can have positive synergies, stable air defense posture nationwide,” noting ent ways of thinking about the future size of
so leaders might support some additional that “the Air Force has gradually shifted from the PLAAF. Each suggests a different view
military expenditures (especially in research [a mission] of territorial air defense to one of about the role the air force might play in
and development) due to their benefits for the both offensive and defensive operations.” It national security and what force structure
civilian economy. Civilian leaders might also highlights “the development of new fighters, would be appropriate. However, none pro-
view defense spending increases as a means of air defense, and anti-missile weapons” and vides a straightforward prediction as to what
helping to ensure the loyalty of the military to emphasizes training “to improve the capabili- the future force will look like. In reality, the
the Communist Party. Significant portions of ties in operations like air strikes, air defense, PLAAF force structure will be the product
recent hikes in spending have been devoted to information countermeasures, early warning of a political process that incorporates some
increased pay and improved living conditions and reconnaissance, strategic mobility, and aspects of each of these perspectives.
for the military. Without more detailed knowl- integrated support.”27 The 2006 Defense How top civilian leaders assess the
edge of how Chinese civilian leaders think White Paper stresses PLAAF efforts to speed overall international security environment
about the costs and benefits of various air force up “its transition from territorial air defense and the resources they are willing to devote
capabilities, it is difficult to derive a specific to both offensive and defensive operations” to military modernization will shape the
size for the PLAAF from this perspective. and to increase “its capabilities in the areas overall budget and policy environment
A fourth approach would be to focus of air strike, air and missile defense, early in which air force modernization takes
on the relative return on investment in air warning and reconnaissance, and strategic place. A leadership reassessment of China’s
force capabilities compared to other military projection.”28 The white papers and other PLA security environment might change the
resources. The future size of the PLAAF doctrinal literature reveal that the air defense relative priority and resources devoted to
would depend on the relative contribution air- mission is now conceived as a nationwide modernization.
For example, the need to prepare including ongoing procurement of advanced retire older aircraft as more capable replace-
for a conflict over Taiwan independence aircraft from Russia, continued domestic ments entered the force in order to focus its
has been a key justification for increased efforts to design and produce advanced air- resources on advanced aircraft. Investment
military spending in recent years. If the craft, and incorporation of imported engines, in support aircraft such as AEW/AWACS and
Taiwan situation appears more stable and avionics, and munitions into Chinese aircraft tankers would be a priority, with renewed
the international environment is relatively designs. The preference is to gradually shift efforts to procure foreign platforms and tech-
benign, the need for increased military away from foreign procurement and use of nology combined with intensified indigenous
spending may be less persuasive to civilian foreign components as the domestic aviation development. The PLAAF would resist efforts
leaders focused on domestic priorities, such industry’s capabilities to produce advanced to replace foreign engines and avionics with
as promoting development and reducing aircraft and components improve. Chinese-produced equivalents that did not
inequality between urban and rural parts of Three variations on this force modern- deliver the same performance or reliability.
China. There are some indications that PLA ization path illustrate alternative possibilities. A Domestically Produced Air Force. This
strategists are beginning to look beyond the Efforts to Maximize Capability Quickly. path would emphasize indigenous efforts to
Taiwan issue and articulate the rationale for This path would likely flow from a leadership produce advanced weapons and seek to avoid
building a military capable of global opera- assessment that China’s security environment reliance on foreign suppliers. It implies less
tions in defense of China’s sea lines of com- was deteriorating and that more resources emphasis on procurement of Russian aircraft,
munication and expanding global interests. needed to be devoted to accelerate military increased purchases of J–10 fighters (and pos-
It is unclear how persuasive this rationale modernization. The likely consequences sibly FC–1 and JH–7 aircraft), and enhanced
will be to national leaders. Conversely, a would be increased procurement of foreign efforts to replace foreign engines and avionics
downturn in Sino-U.S. relations could rein- aircraft, redoubled efforts to acquire foreign with indigenous equivalents. Development
force concerns about potential threats posed AWACS, tanker, and transport aircraft, and of force multipliers such as AEW/AWACS,
by the United States and cause an increased accelerated production of both high- and tankers, and transports would depend on
emphasis on military modernization. medium-quality indigenous aircraft. Efforts how quickly the defense industry’s research
and development efforts progressed. (A spiral
development model where initial capabili-
ties were deployed and then improved over
the preference is to shift away from foreign procurement and
time would be a possibility.) This approach
use of foreign components as the domestic aviation industry’s implies a more relaxed pace of modernization
capabilities improve but would lay a firmer foundation for future
Chinese efforts to develop advanced aircraft.
This path would likely result from leadership
Other factors will also influence to replace imported components with confidence that the security environment was
military budgets, including China’s ability to Chinese-produced equivalents would be improving and that a military conflict was
sustain its rapid economic growth, whether deemphasized in favor of buying increased unlikely in the midterm.
it avoids a serious economic or financial stocks of critical foreign components. Given
crisis, the relative weight placed on military procurement and production lead times, this The People’s Liberation Army Air
expenditures compared to other leadership scenario would require at least 2 to 3 years Force hopes to build a force consisting
priorities, and additional costs for social to produce substantial gains in capability. primarily of advanced aircraft integrated
spending as the population ages.29 Barring The PLAAF’s ability to absorb and employ with effective support systems, with the
an economic collapse, air force budgets are additional aircraft would be constrained by its capability of conducting offensive strike
likely to increase even if China’s recent pace of capacity to train pilots and maintenance per- missions against ground and naval targets
double-digit increases in real defense spend- sonnel and the time needed to upgrade units and effective air defense against advanced
ing slows. Nevertheless, budget limitations to operate more advanced aircraft. militaries. This air force would be capable of
will still force leaders to make difficult choices A High-Tech Air Force. This path conducting and supporting joint operations
about air force modernization. would emphasize advanced aircraft, support and would rely heavily on networking and
systems, and command, control, communica- informationalization to employ airpower
Modernization Paths tions, computers, and intelligence capabilities effectively. These aspirations will likely be
In addition to the strategic perspectives, to integrate aircraft into informationalized constrained by the current technological
PLAAF force structure will be shaped by nar- operations. The PLAAF would focus pro- limitations of the Chinese aviation industry
rower decisions about the division of labor on curement on Russian fighters and possibly and by the resources made available to
air defense and conventional strike missions, the J–10 fighter while procuring few if any support defense modernization. One of the
proper tradeoffs between foreign and domes- FC–1 or JH–7 aircraft. China might also biggest uncertainties is whether the air force
tic production, high-tech versus lower-cost explore “co-development” of new advanced will choose (or be forced) to procure large
systems, and relative emphasis on support aircraft with Russian partners as a means of quantities of less capable aircraft to support
aircraft. The most likely path for PLAAF upgrading its aircraft inventory and improv- the Chinese aircraft industry or to support
modernization is to maintain present efforts ing the research and development capability the leadership’s goal of indigenous innova-
to build the air force using a variety of means, of its defense industry. The PLAAF would tion and self-reliance. Decisions about