SECURITIES MARKETS - QUESTION BANK

2 Marks Questions

MODULE I: Introduction

1. Mention financial products included in the securities market.

2. Define securities market.
3. Mention market participants in securities market.
4. What do you understand by financial system?
5. Define Derivative Contract.

MODULE II: Primary Market and Secondary Market

6. What is primary market?

7. What is Credit rating?
8. What is IPO?
9. What is Merchant banking?
10. What is ADR?
11. What is listing of securities?
12. What is Book building?
13. What do you mean by Private placement?
14. Expand ICDR, NSDL, NSCCL and CDSL
15. What is dematerialization?
16. What is delisting?
17. Define stock exchange.
18. What is the meaning of Depositories?

5 Marks Questions
MODULE I: Introduction

1. Explain Indian Financial System in detail.

2. Explain the various products of derivatives markets.
3. Explain the various roles of an investor in a derivate market.
4. Explain the functions of the security market.
5. Explain different investment [securities] options for an investor.

MODULE II: Primary Market and Secondary Market

1. Differentiate between primary market and secondary market.

2. Briefly explain the participants in the secondary market.
3. Explain the process of listing of securities.
4. Explain different ways of raising the capital in primary market?
5. Explain the Eligibility Criteria for Membership at Exchange.