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Bulletin of the Atomic Scientists

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Chinese nuclear forces, 2018

Hans M. Kristensen & Robert S. Norris

To cite this article: Hans M. Kristensen & Robert S. Norris (2018) Chinese nuclear forces, 2018,
Bulletin of the Atomic Scientists, 74:4, 289-295, DOI: 10.1080/00963402.2018.1486620

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BULLETIN OF THE ATOMIC SCIENTISTS
2018, VOL. 74, NO. 4, 289–295
https://doi.org/10.1080/00963402.2018.1486620

NUCLEAR NOTEBOOK

Chinese nuclear forces, 2018


Hans M. Kristensen and Robert S. Norris

ABSTRACT KEYWORDS
The Nuclear Notebook is researched and written by Hans M. Kristensen, director of the Nuclear China; nuclear weapons;
Information Project with the Federation of American Scientists, and Robert S. Norris, a senior ICBM; SLBM; SSBN; H-6
fellow with the FAS. The Nuclear Notebook column has been published in the Bulletin of the
Atomic Scientists since 1987. This issue’s column examines China’s nuclear arsenal, which includes
about 280 warheads for delivery by ballistic missiles and bombers. This stockpile is likely to grow
further over the next decade.

China is continuing the nuclear weapons moderniza- (MIRVs.) While many non-official sources attribute
tion program it initiated in the 1980s, fielding more very high numbers of warheads to MIRVed missiles
types and greater numbers of nuclear weapons than (for example, 10 warheads per DF-41), we believe the
before. Since our previous Nuclear Notebook on purpose of the MIRV program is to ensure penetration
China in July 2016, the country has continued fielding of US missile defenses, rather than to increase the
a new version of an existing nuclear medium-range counterforce capability of the Chinese missile force.
mobile ballistic missile, a new dual-capable intermedi- We therefore estimate that the MIRVed missiles are
ate-range mobile ballistic missile, and an improved assigned a low number of warheads (perhaps three
road-mobile launcher for an existing intercontinental each), and that most of the missile payload capability
ballistic missile (ICBM). It has also continued develop- is intended for decoys and penetration aids. As the
ment of a road-mobile ICBM, and might be developing United States and to a lesser degree Russia strengthen
an air-launched dual-capable ballistic missile. their missile defenses, China will likely further modify
Although there is no sign that the Chinese govern- its nuclear posture to ensure the credibility of its strike
ment has officially diverted from its traditional nuclear force. This dynamic could potentially further increase
policy – a pledge not to use nuclear weapons first, not the size of the Chinese nuclear warhead inventory.
to use nuclear weapons against non-nuclear countries Although there are rumors that China might have
or in nuclear-weapon-free zones, and to maintain only placed warheads on some of its missiles to increase their
a minimum deterrent designed to ensure a survivable readiness, we have not seen official sources confirming
second-strike capability – its modernization program is this. Some Chinese military officials have advocated for
adding significant new capabilities. These qualitative increasing the readiness of China’s nuclear missiles
improvements may in turn influence Chinese nuclear (Kulacki 2016), and Admiral Philip Davidson, the
policy and strategy. expected nominee to head the US Pacific Command,
We estimate that China has a stockpile of approxi- told Congress in April 2018 that the “[Chinese People’s
mately 280 nuclear warheads for delivery by 120 to 130 Liberation Army] Rocket Forces maintain a high degree
land-based ballistic missiles, 48 sea-based ballistic mis- of combat readiness” (Davidson 2018). High readiness
siles, and bombers (see Table 1). This stockpile is likely can be achieved without necessarily loading nuclear war-
to grow further over the next decade as additional heads onto the missiles, and Davidson may have been
nuclear-capable missiles become operational. referring to the portion of the Rocket Force operating
Moreover, in response to the US deployment of missile conventional missiles. China is thought to store most of
defense systems in the Pacific, China has equipped its warheads in its central storage facility in the Qinling
some (or all) of its silo-based ICBMs with multiple mountain range, and to a lesser degree at smaller regional
warheads. Although most missiles only carry one war- storage facilities.1
head each, future ICBMs appear capable of using mul- China’s land-based ballistic missile forces are orga-
tiple independently targetable reentry vehicles nized under the PLA Rocket Force and PLA Strategic

CONTACT Hans M. Kristensen hkristensen@fas.org


© 2018 Bulletin of the Atomic Scientists
290 H. M. KRISTENSEN AND R. S. NORRIS

Table 1. Chinese nuclear forces, 2018.


Number of Range Warhead x yielda Number of
Type NATO designation launchers Year deployed (kilometers) (kilotons) warheads
Land-based ballistic missiles
sDF-4 CSS-3 ~5 1980 5,500+ 1 x 3,300 ~10
DF-5A CSS-4 Mod 2 ~10 1981 13,000+ 1 x 4,000–5,000 ~10
DF-5B CSS-4 Mod 3 ~10 2015 ~13,000 3 x 200–300 ~30
DF-15 CSS-6 ? 1990 600 1x? ?b
DF-21 CSS-5 Mods 2, 6 ~40 1991, 2000, 2,150 1 x 200–300 ~80c
2016
DF-26 ? 16 (2017) 4,000+ 1 x 200–300 16
DF-31 CSS-10 Mod 1 ~8 2006 7,000+ 1 x 200–300 ~8
DF-31A CSS-10 Mod 2 ~32 2007 11,000+ 1 x 200–300 ~32
DF-31AGd (CSS-10 Mod 3?) (16) (2017) ? (1 x ?) ?
DF-41 CSS-X-20 n.a. ? ? n.a. n.a.
Subtotal: ~121 ~186e
Submarine-launched ballistic
missilesf
JL-2 CSS-N-14 48 (2016) 7,000+ 1 x 200–300 48
Aircraft
H-6g B-6 (~20) 1965 3,100+ 1 x bomb (~20)
(1 x ALBM) 0
Fightersh ? ? ? n.a 1 x bomb ?
Cruise Missilesi
Total ~254 (280)j
a
The Chinese nuclear testing program demonstrated a wide range of warhead yields. While older and less accurate missiles were equipped with megaton-
yield warheads, new and more accurate missiles carry warheads with much lower yields, possibly in the low hundreds of kilotons. It is possible that some
warheads have even lower yield options.
b
The CIA concluded in 1993 that China “almost certainly” had developed a warhead for the DF-15, but it is unclear whether the capability was fielded.
c
This table only counts nuclear versions DF-21 (CSS-5 Mod 1) and DF-21A (CSS-5 Mod 2), each of which has fewer than 50 launchers deployed. The
conventional DF-21C and DF-21D are not counted.
d
The US designation for the DF-31AG (sometime called DF-31B) is not known. Nor is it clear if the DF-31AG TEL is simply an improved launcher for the
existing DF-31A ICBM or carries a new missile. Rumors about MIRV capability have not been confirmed.
e
The missile and warhead inventory may be larger than the number of launchers, some of which can be reused to fire additional missiles.
f
The former JL-1 SLBM and its warheads are thought to have been retired and dismantled.
g
Bombers were used to conduct at least 12 of China’s nuclear test explosions between 1965 and 1979. Gravity bomb models are displayed in museums, and
China is apparently developing a possible nuclear-capable air-launched ballistic missile for the H-6. Although they do not have an active nuclear mission,
we estimate that a small number of the bombers may have a secondary nuclear capability. Aircraft range is equivalent to combat radius, which for some
H-6 bombers can be extended with air refueling.
h
A fighter-bomber was used in a nuclear test in 1972 and models of tactical gravity bombs are exhibited at Chinese museums, but it is not clear whether a
tactical bomb capability has been fielded.
i
US military publications have from time to time attributed nuclear capability to various Chinese cruise missiles, an air-launched cruise missile being the most
consistent candidate.
j
The number in parentheses includes nearly 30 warheads produced for additional DF-26s and the DF-41, for a total stockpile of approximately 280 warheads.

Support Force. The Rocket Force is responsible for main- possesses approximately 120 nuclear-capable land-based
taining conventional and nuclear weapons and the “abil- missiles that can carry 186 nuclear warheads. The force is
ity to deter and strike across the entire defense area.” It slowly increasing in both number and variety.
was established in 2016 to “enhance nuclear deterrence Over the past three years, China has fielded three
and counter-strike capacity” with medium- and long- road-mobile nuclear-capable versions: a new modifica-
range precision strike ability (Xinhua 2016). tion of the existing DF-21 (CSS-5) medium-range bal-
Importantly, the Rocket Force will be responsible for all listic missile (MRBM), designated the CSS-5 Mod 6 by
strategic missiles, including those on navy submarines. the US military; a new IRBM known as the DF-26; and
The Chinese defense ministry said the reorganization did a new ICBM launcher, the DF-31AG. China has also
not mean a major change in its nuclear policy, which made some of its silo-based DF-5 ICBMs capable of
would continue to be based on its no-first-use pledge and carrying multiple warheads, and is working on com-
defensive nuclear strategy (Global Times 2016). pleting development of the road-mobile DF-41, which
is also capable of carrying multiple warheads.
The modernization, which began in the 1980s, is part
of a transition from older, transportable, liquid-fuel,
Land-based ballistic missiles
slow-launching missiles to longer-range, road-mobile,
China is continuing the modernization of its land-based solid-fuel, quicker-launching missiles. The nuclear com-
nuclear-capable missile force. Overall, we estimate that it mand and control systems needed to operate the missiles
BULLETIN OF THE ATOMIC SCIENTISTS 291

are also being modernized. The end result will be a land- 3), which has been upgraded to carry MIRVs. It is
based missile force better able to survive US (or Russian) possible that China plans to equip all of its DF-5s
surprise attacks. with MIRVs.
The National Air and Space Intelligence Center China’s primary regional nuclear missile is the two-
(NASIC), part of the US Air Force, says that “China stage, solid-fuel, road-mobile DF-21A (CSS-5 Mod 2),
continues to have the most active and diverse ballistic a medium-range ballistic missile with a range of about
missile development program in the world” (US Air 2,150 km. Since 2016, China has been fielding a new
Force, National Air and Space Intelligence Center 2017, version, possibly known as DF-21E (CSS-5 Mod 6). We
3). Most of that program is made up of conventional estimate that China has approximately 40 launchers for
short-range missiles. The nuclear portion of China’s the nuclear DF-21, each of which has at least one
missile force is significantly smaller than the nuclear reload. China has also deployed two conventional ver-
missile arsenal of either Russia or the United States. sions of the DF-21, the DF-21C (CSS-4 Mod 4) land-
Most of China’s nuclear missiles are medium- and attack missile and the DF-21D (CSS-5 Mod 5) anti-ship
intermediate-range, with launchers for ICBMs num- missile.
bering between 50 and 75. The size of the ICBM For the past decade, the focus of China’s ICBM
force has remained relatively stable over the past five modernization has been the DF-31 (CSS-10 Mod 1)
years but appears to be increasing again. The number and a longer-range version known as the DF-31A
of missiles for the ICBM launchers is higher because (CSS-10 Mod 2). The DF-31, which was first deployed
some types have one or two extra reloads per launcher. in 2006 but now appears to have fewer than 10 launch-
The US Defense Department says there are 75 to 100 ers assigned, is a three-stage, road-mobile missile that
ICBMs available for the 50 to 75 launchers (US Defense is transported in a 15-meter canister on a six-axle
Department 2017, 95). The extra 25 reloads are thought transporter-erector-launcher (TEL). The DF-31 has a
to be for the old DF-4s and potentially some of the range of more than 7,000 km, but cannot reach the
DF-31s. continental United States. It is presumed to have taken
Seventeen years ago, the US intelligence commu- over much of the regional targeting (of Russia, India,
nity estimated that by 2015, China would have 75 to and Guam) previously done by the DF-4. The reasons
100 warheads on ICBMs, primarily targeted at the for the DF-31’s apparently slow introduction are
United States (CIA 2001, 3). This prediction did not unclear.
come to pass. Of China’s 50 to 75 ICBM launchers, The DF-31A (CSS-10 Mod 2) – a solid-fueled, three-
about 50 – capable of carrying about 70 warheads in stage, road-mobile ICBM – is an extended-range ver-
total – can target the continental United States sion of the DF-31, designed to reach targets in most of
today.2 NASIC predicted in 2017 that the “number the continental United States. China appears to con-
of Chinese ICBM nuclear warheads capable of reach- tinue to field additional DF-31As. We estimate that the
ing the United States could expand to well over 100 country deploys about 32 DF-31A ICBMs in four
within the next 5 years” (NASIC 2017, 3). The United brigades.
States is a much bigger area than the “continental” During a parade in 2017 celebrating the 90th anni-
United States, and the 2017 projection appears to versary of the People’s Liberation Army, China dis-
include any ICBM that can hit any part of the coun- played the improved launcher known as the DF-
try including Alaska, Hawaii, and possibly even the 31AG. Rumors quickly emerged that it was for a new
territory of Guam. For the 2017 projection to come ICBM, possibly even one with MIRV. But it remains to
true, China would have to MIRV all of its remaining be seen if it will carry the same missile as the DF-31A
silo-based DF-5s and field a dozen MIRVed new launcher or a new version. The NASIC and Defense
DF-41s. Department 2017 reports did not mention the DF-
The remaining liquid-fuel DF-3A (CSS-2) medium- 31AG.
range missiles now appear to have been retired and the Perhaps the biggest recent nuclear missile develop-
last liquid-fuel mobile ICBM – the DF-4 (CSS-3) – is ment for China has been fielding the new DF-26 inter-
down to a single brigade and will likely be retired in the mediate-range road-mobile missile. First displayed
near future as well. during a parade in 2016 and again in 2017, one or
China’s 20 silo-based ICBMs include the DF-5A two brigades now appear to have been equipped with
(CSS-4 Mod 2) – a liquid-fueled, two-stage, ICBM the DF-26. Like the existing DF-4 and DF-31 ICBMs,
with a range in excess of 13,000 kilometers.3 The ori- the 4,000-km range DF-26 is capable of targeting
ginal DF-5 was fielded in the early 1980s. The second important US bases in Guam. Unlike the DF-4 and
deployed version of the DF-5 is the DF-5B (CSS-4 Mod DF-31, however, the DF-26 is thought to be dual-
292 H. M. KRISTENSEN AND R. S. NORRIS

capable, and so could also be used to target Guam or That would be sufficient to target Alaska, Guam,
aircraft carriers with conventional warheads. Hawaii, Russia, and India from waters near China –
China is still working on completing development of but unless the submarine carrying the weapon sailed
the long-awaited DF-41 ICBM. The US Defense significantly eastward, it could not target the continen-
Department says this missile is capable of carrying tal United States.
MIRVs (US Defense Department 2017, 31), and We are uncertain how many SSBNs China plans to
rumors have spread in the news media that the DF- build. The US Office of Naval Intelligence predicted more
41 can carry six to 10 warheads (Gertz 2016.) As is than a decade ago that China might build five Jin-class
likely the case with the DF-5B, though, the number of SSBNs (Kristensen 2007). The 2015 Pentagon report
warheads the DF-41 carries might be significantly less, agreed with that projection, saying “up to five may enter
perhaps three, and the additional payload capability service” before China begins work on a next-generation
focused on decoys and penetration aids to overcome SSBN (US Defense Department 2015, 9), and the US
the US ballistic missile defense system. If development Director of National Intelligence stated in 2018 that
is successful, the DF-41 will likely replace the DF-5. China “might produce additional JIN-class nuclear-pow-
ered ballistic missile submarines” (Coats 2018, 7).
Although the Jin-class is more advanced than
Land-based short-range ballistic missiles
China’s first experimental SSBN – the single and now
All of China’s short-range ballistic missiles are conven- inoperable Xia (Type 092) – it is still a very noisy
tional with possibly one exception: the DF-15 (CSS-6). design (Kristensen 2009b). It seems more likely that
After reporting that the nuclear test China conducted China will end production after five boats and turn its
on 16 August 1990, may have been “related to devel- efforts to develop and produce a better third-genera-
opment of a warhead for a Chinese short-range ballistic tion (Type 096) SSBN over the next decade. The next
missile” (CIA 1990, 1), the CIA concluded three years SSBN is expected to carry a new missile, the JL-3.
later “that China will begin to field nuclear-armed CSS- It remains uncertain whether Jin submarines have
X-6’s next year.” The 1993 memorandum went on, ever sailed on deterrent patrols with nuclear weapons
“China almost certainly has already developed the war- on board. US Chief of Naval Operations Vice Admiral
head for this system. Testing might be needed for Joseph Mulloy said in early 2015 that one Chinese
formal weaponization or for additional warhead SSBN had gone on a 95-day patrol (Osborne 2015).
options” (CIA 1993, 5). Despite the apparent nuclear In late 2015, STRATCOM Commander Admiral Cecil
capability China developed at that time, it is unclear Haney said Chinese SSBNs had been at sea, and that he
whether it ever completed and fielded a nuclear war- didn’t know if they had nukes on board but had to
head for the DF-15. China might have developed the assume they did (Gertz 2015). In early 2016, the head
capability as a possible option for future warhead min- of the US Defense Intelligence Agency said the Chinese
iaturization efforts. navy “deployed the JIN-class nuclear-powered ballistic
missile submarine in 2015” on an extended patrol far
from Chinese waters (Stewart 2016, 12).
Submarines and sea-based ballistic missiles
These statements indicate that although one of the
China currently operates a fleet of four Jin-class (Type Jin submarines apparently sailed on an extended voy-
094) nuclear-powered ballistic missile submarines age in 2015, it is not clear that it carried nuclear war-
(SSBNs). All are based at the Longposan naval base heads, or whether it was conducting a formal deterrent
near Yulin on Hainan Island. patrol. The voyage might have been a first step towards
Each Jin SSBN is designed to carry up to 12 JL-2s developing the capability to conduct deterrent patrols
(CSS-N-14), a submarine-launched ballistic missile in the future.
(SLBM) that is a modified version of the DF-31. Each To achieve that capability, the Chinese SSBN fleet will
JL-2 is equipped with a single warhead (and, possibly, face several doctrinal, technical, and operational con-
penetration aids). The JL-2 has not been flight-tested to straints. Although Chinese missile forces frequently prac-
its full range but is thought to have a range of 7,000- tice the procedures required to load warheads onto
plus km. A 2015 Pentagon report estimated its range is missiles, China’s Central Military Commission has long
7,400 km (US Defense Department 2015, 9), and a resisted handing out nuclear warheads to the armed
2016 Pentagon report put the range at 7,200 km (US services to deploy on missiles under normal circum-
Defense Department 2016, 26). The 2017 NASIC stances. Giving custody of nuclear warheads to deployed
report sets the range at 7,000-plus km (US Air Force, submarines during peacetime would constitute a signifi-
National Air and Space Intelligence Center 2017, 33). cant change of Chinese policy. Moreover, before doing
BULLETIN OF THE ATOMIC SCIENTISTS 293

Figure 1. The JL-2 has insufficient range to target the continental United States from Chinese waters.

so, the Central Military Commission and China’s navy Aircraft, including the H-6, were used to deliver at least 12
would first have to build up experience to operate an of the nuclear weapons that China detonated in its nuclear
SSBN force during realistic military operations, which testing program between 1965 and 1979. A Defense
would require development of improved command-and- Intelligence Agency brief in 1984 estimated China had
control technologies and procedures. about 165 nuclear bombs for aircraft, although the agency
The SSBNs would also need a destination. Even if also said “we are unable to identify associated airfield
China deployed nuclear-armed SSBNs to sea in a crisis, storage sites” (US Defense Intelligence Agency 1984,
where would they sail? For a JL-2 to be able to strike 3–4). By the end of the 1980s, the agency reduced the
targets in the continental United States, a Jin SSBN estimate to 75 bombs, but said H-6 (Tu-16) and H-5 (Tu-
would have to sail across the East China Sea and well 28) medium-range bombers and A-5 fighter-bombers
into the Pacific Ocean, through dangerous choke were “all capable of delivering nuclear weapons” (US
points where it would draw attention and be vulnerable Defense Intelligence Agency 1989, 3). Furthermore, var-
to hostile antisubmarine warfare (see Figure 1). ious Chinese military museums display a variety of what
China’s main concern is making sure that its mini- are said to be strategic and tactical nuclear bombs
mum nuclear deterrent would survive a first strike, and (GlobalSecurity.org [n.d.]). We estimate the stockpile
for that reason it spends considerable resources on might include a small inventory – perhaps up to 20 –
modernizing and hiding its land-based missiles. This gravity bombs for aircraft.
frankly makes its submarine program puzzling, for it The strategic role of the bomber force appears to be
seems much riskier for China to deploy nuclear weap- increasing. The PLA Air Force was assigned a “strategic
ons at sea, where submarines can be sunk by adver- deterrence” mission in 2012, which includes long-range
saries, than to hide the nuclear weapons deep inside strikes with conventional cruise missiles. Moreover, the
China’s vast landmass (Kristensen 2014). Defense Intelligence Agency reported in 2016 that China
was developing two air-launched ballistic missiles for the
H-6 bomber, “one of which might include a nuclear pay-
Bombers load” (Stewart 2016, 10). This appears to involve yet
another modification of the H-6 bomber known as the
We have estimated for years that Chinese H-6 bombers
H-6N carrying an air-launched version of the DF-21 med-
don’t have a primary nuclear mission and that it might
ium-range ballistic missile (Rogoway 2017), designated by
even be dormant. The Pentagon appeared to reaffirm
the US intelligence community as CH-AS-X-13 (Panda
this in 2017 when it said that the “[People’s Liberation
2018).
Army Air Force does not currently have a nuclear
mission” (US Defense Department 2017, 61), the first Chinese officials announced in 2016 that China is devel-
time in recent memory that the Pentagon has made oping a new long-range bomber that US officials expect will
such an assessment public. have a nuclear mission (Coats 2018; 7; US Defense
However, while the H-6 bombers do not have a current Department 2017; 61). The new bomber might become
nuclear mission, some of them may still be nuclear capable. operational by the mid- or late-2020s. If the new bomber
294 H. M. KRISTENSEN AND R. S. NORRIS

gets a nuclear mission, China would have developed a Notes on contributors


“triad” of nuclear delivery systems similar to (but smaller
Hans M. Kristensen is the director of the Nuclear
than) those of the United States and Russia. Information Project with the Federation of American
Scientists in Washington, DC. His work focuses on research-
ing and writing about the status of nuclear weapons and the
policies that direct them. Kristensen is a co-author of the
Cruise missiles world nuclear forces overview in the SIPRI Yearbook (Oxford
University Press) and a frequent adviser to the news media
From time to time, various US military publications on nuclear weapons policy and operations. He has coau-
assert somewhat ambivalently that one or more of thored Nuclear Notebook since 2001. Inquiries should be
China’s cruise missiles might have a nuclear capability. directed to FAS, 1725 DeSales Street NW, Sixth Floor,
The CIA concluded in 1995 that a Chinese test Washington, DC, 20036 USA; +1 (202) 546–3300.
scheduled for that year “may include warhead testing Robert S. Norris is a senior fellow with the Federation of
for . . . a cruise missile” (CIA 1995). And in 2013, a US American Scientists in Washington, DC. A former senior
Air Force Global Strike command briefing listed the research associate with the Natural Resources Defense
CJ-20 air-launched land-attack cruise missile carried Council, his principal areas of expertise include writing and
by the H-6K as possibly dual-capable (Kristensen research on all aspects of the nuclear weapons programs of
the United States, the Soviet Union and Russia, the United
2013). Kingdom, France, and China, as well as India, Pakistan, and
Likewise, in 2009 NASIC described the DH-10 Israel. He is the author of Racing for the Bomb: General Leslie
ground-launched cruise missile as “conventional or R. Groves, the Manhattan Project’s Indispensible Man
nuclear,” but in 2017 designated it and all other (Steerforth) and co-author of Making the Russian Bomb:
From Stalin to Yeltsin (Westview). He co-authored or con-
Chinese air-launched land-attack cruise missiles “con-
tributed to the chapter on nuclear weapons in the 1985–2000
ventional” (US Air Force, National Air and Space editions of the SIPRI Yearbook (Oxford University Press) and
Intelligence Center 2017, 37). Even so, a nuclear moder- has co-authored Nuclear Notebook since 1987.
nization fact sheet published by the Pentagon in connec-
tion with the release of the 2018 Nuclear Posture Review
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