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József Garai
Abstract
the fitting to the experiments of perovskite 0-109 GPa and 293-2000 K. The proposed equation
remains valid through the entire pressure and temperature range and has superior fitting
parameters in comparison to the Birch-Murnaghan, Vinet, and Roy & Roy equation of states.
Contents
1. Introduction
6. Conclusions
Acknowledgement
References
-2-
1. Introduction
The relationships among the pressure, the volume, and the temperature are described by the
1 ∂V
αVp ≡ (1)
V ∂T p
The relationship between the pressure and the volume is given by the isothermal bulk
modulus [B T ]
∂p
B T ≡ − V . (2)
∂V T
For the validity of equation (2) it is assumed that the solid is homogeneous, isotropic, non-
viscous and has linear elasticity. It is also assumed that the stresses are isotropic; therefore, the
Experiments show that both the volume coefficient of expansion and the isothermal bulk
modulus are pressure and temperature dependent; therefore, it is necessary to know the
∂α V ∂α ∂B ∂B
; V ; T ; T (3)
∂T p ∂p T ∂T p ∂p T
A universal EoS must cover the entire pressure and temperature range; therefore, it is necessary
to incorporate all of the derivatives of the volume coefficient of expansion and the isothermal
bulk modulus. There is no single expression known for universal (P-V-T) EoS (MacDonald,
-3-
1965; Baonza et al., 1996). An attempt is made here to derive and test the first universal EoS for
elastic solids.
In order to overcome the complexity of the EoS, the common practice is that the temperature
of the substance is raised first and then the substance is compressed along the isotherm of interest
(Duffy and Wang, 1998; Angel, 2000). The relevant equations are called the thermal and the
The thermal EoS is used to calculate the volume at atmospheric pressure and temperature T
[V ] .
0 ,T It is also necessary to know the temperature affect on the bulk modulus [B 0 (T )] . Using
the values of the volume and the bulk modulus at the corresponding temperature the isothermal
EoS calculates the affect of pressure by using the first and the second derivates of the bulk
∂B ∂ 2B
modulus, and 2 at the given temperature.
∂p T ∂p T
The simplest complete thermodynamic description of a single component solid then requires a
∂B ∂B
αV ; B 0 (T0 ) ; ; (4)
∂T p=0 ∂p T
∂α V ∂B ∂B ∂ 2B
αV ; ; B 0 (T0 ) ; ; ; and 2 . (5)
∂T p=0 ∂T p=0 ∂p T ∂p T
-4-
2.1 Thermal EoS
The simplest thermal equation of state is derived by the integration of the thermodynamic
If a wider temperature range is considered then the temperature dependence of the volume
coefficient of thermal expansion should be known. Knowing the first derivative of this
∂α
α V p (T ) = α V p (T0 ) + V (T − T0 ) . (7)
∂T p
∂ ln K T 1 ∂ ln K T
δ T = = − (8)
∂ ln ρ p α V ∂T p
Assuming that the solid at higher temperatures follows classical behavior, then the product of
Anderson et al. (1992) and Shanker (1993) proposed the following isobaric EoS:
[
V = V0 1 − α V0 δ 0 (T − T0 ) ]
1
−
δ0 (9)
where the subscript zero values of the parameters refers to the initial temperature of T0 .
changes linearly with the volume, the following EoS has been proposed by Kumar (2002) and
-5-
1
[
V = V0 1 − ln 1 − α V0 A(T − T0 ) ] (10)
A
where A = δ 0 + 1 .
Thermal EoS have been suggested by Akaogi and Navrotsky (1984; 1985), assuming that the
[
Vp = V0 1 + α V0 (T − T0 ) + α 'V0 (T − T0 ) ,
2
] (11)
B ' (p − p 0 ) K '0
Vp ,T = V0 1 + 0
B0
'
[
1 + α V0 (T − T0 ) + α V0 (T − T0 ) ,
2
] (12)
Fei and Saxena (1986) revised the quadratic relationship of Eq. (12) and proposed the
1 −1
Vp = V0 1 + α V0 (T − T0 ) + α 'V0 (T − T0 ) − α V0 (T − T0 ) .
2
(13)
2
The proposed general expression of Eq. (14) for bcc iron is:
−1
-6-
−
1 ∂B
α + T
1
∂B
( T − T0 )+ α 'V + T
2
1 ( T − T0 )2
∂B T − T B'0 V0 ∂T
B B ' 0 ∂T 2 '
B B 2
V = V0 1 + T e
0 0 0 0 0 0 0
(16)
∂T 0 B 0
The temperature has an effect not only on the volume and the volume coefficient of thermal
expansion but on the bulk modulus as well. In order to use the isothermal EoS it is necessary to
know the value of the bulk modulus at the temperature of interest, which can be obtained from
∂B
B T 0 (T ) = B T 0 (T0 ) + T (T − T0 ) . (17)
∂T p
Theoretically the temperature dependence of the elastic constants can be determined as the
sum of the anharmonic terms (Kittel, 1968; Levy, 1986). At sufficiently low temperatures the
elastic constant should vary as T4 (Born & Huag, 1956, p 437). Contrary to this suggestion some
metallic substances have been found to show a T2 rather than a T4 dependence at low
temperatures (Alers, 1961; Chang. & Graham, 1966). There is no general prediction for higher
show a linear relationship between the bulk modulus and the temperature (Wachtman, 1959).
The third law of thermodynamics requires that the derivative of any elastic constant with
respect to the temperature must approach zero as the temperature approaches absolute zero.
Combining this criterion with the observed linear relationship at higher temperatures, Wachtman
T0
−
B = B 0 − b1Te T
. (18)
-7-
where K 0 is the bulk modulus at absolute zero, and b1 and T0 are arbitrary constants.
Theoretical justification for the Wachtman’s Equation was suggested by Anderson (1966).
between the logarithm of the bulk modulus and the specific volume has been detected for metals
∆V
ln B T = ln B 0 + α , (19)
V
where α is a constant depending on the material. The linear correlation is valid up to 40%
volume change. Using this linear correlation Jacobs and Oonk (2000) proposed a new equation
B 0 (T )
Vm0 (T ) = Vm0 (T0 ) + b ln 0 , (20)
B (T0 )
where Vm0 denotes molar volume, T0 the reference temperature and the superscript “0” refers to
standard pressure (1 bar). Equation (20) successfully reproduces the available experimental data
for MgO, Mg 2 SiO 4 , and Fe 2 SiO 4 (Jacobs and Oonk, 2000; Jacobs et al. 2001; Jacobs and
Oonk, 2001).
Assuming that the product of the volume coefficient thermal expansion and the bulk modulus
is constant at temperatures higher than the Debye temperature analytical solution for the
temperature dependence of the bulk modulus was derived (Garai and Laugier, 2006).
T
−
∫T =0 δTα VdT (21)
BT = e K T =0 .
-8-
1 ∂B T
δT = − . (22)
α Vp B T ∂T p
Equation (21) was able to mimic experiments with high accuracy for the investigated substances.
The determined values of the volume and the bulk modulus at temperature T can be used as
initial parameters for an isothermal EoS. The isothermal equation of states follow finite strain,
2.3.1 Finite-strain EoS The Birch-Murnaghan EoS (Birch, 1947; Murnaghen, 1937, 1944)
assumes that the strain energy of a solid can be expressed as a Taylor series in the finite Eulerian
5 3 3 35
p = 3B 0 f E (1 + 2f E )2 1 + (B'−4)f E + B 0 B"+(B'−4)(B'−3) + f E2 (23)
2 2 9
where f E is
V0 3
−1 (24)
V
fE = .
2
The Birch-Murnaghan equation (23) is the most widely used isothermal EoS.
Quite recently Sushil et al. (2004) used n=1 instead of the n=2 in the Eulerian strain measure
n
V0 3
−1 1
(25)
V V0 3
fE = = −1
n V
and using the method of Stacey (2001) proposed a modified three-parameter Eulerian strain EoS,
-9-
9 −
4
−
5
−
7
p = B 0 − A1 x 3 + A 2 x 3 − A 3 x −2 + A 4 x 3 . (26)
2
where
V 26
A1 = B 0 B"0 + (B '0 − 3) +
2
x= ,
V0 9
66
A 2 = 3B 0 B"0 + (B '0 − 3)(3B '0 − 8) +
9
60
A 3 = 3B 0 B"0 + (B '0 − 3)(3B '0 − 7 ) +
9
20
and A 4 = B 0 B"0 + (B '0 − 3)(B '0 − 2 ) +
9
The authors claimed that their modified Eulerian strain EoS is more rapidly convergent than the
Birch-Murnaghan EoS.
2.3.2 Inter-atomic potential EoSs The theoretical base for the interatomic potential EoS lays in
∂p ∂U
p = T − (27)
∂T V ∂V T ,m
where m stands for a mol quantity. Assuming constant temperature, as the case for isothermal
EoSs, the first term can be neglected. Approaching the second term, the so-called internal
pressure, with the volume derivative of the biding energy allows determining the pressure-
volume relationship. The resulting EoS contains three parameters, the zero pressure values of
the molar volume, the isothermal bulk modulus, and the pressure derivative of the bulk modulus.
Using the potential function proposed by Mie and extended by Grunesisen (Poirier, 1991 p.
- 10 -
A B A B
U(r ) = − − n = − m + n . (28)
r m
r
V 3 V 3
where r is the interatomic spacing and A, B, m, and n are constants (not necessarily integers) the
m +3
n +3
3K T (0) Vo 3 Vo 3
p= − . (29)
m − n V V
The so-called universal EoS derived by Rose from a general inter-atomic potential (Rose,
1984) which was promoted by (Vinet, 1987-a, -b) is also commonly used:
p = 3K 0 e (30)
f V2
where
V 3
f V = . (31)
V0
The Vinet EoS gives very accurate results for simple solids at very high pressure.
Some authors (Parsafar and Mason, 1994; Campbell and Heintz, 1991) pointed out that there
is a restriction on Eq. (30) when it is applied to high-pressure phase solids under low pressure
conditions. The use of p = 0 and V = V0 is sometimes arbitrary since the high pressure phase
might not exist under this condition. In order to overcome on this problem Fang, 1998 suggested
modifying the original Vinet equation (30) by introducing an additional parameter. In this
modified equation it was assumed that the isothermal bulk modulus varies linearly with the
pressure.
- 11 -
Precise knowledge of the interatomic forces in the stress-free state and their variation with
pressure and temperature would allow calculating all the thermodynamic properties. The lack of
such knowledge has resulted in many two and three-parameters empirical EoSs.
2.3.3 Empirical EoSs Empirical EoSs can be divided into two major groups. One uses the
original Eulerian strain or Interatomic potential EoSs and refines their parameters in order to find
a better fit to experiments (e.g. Keane, 1953; Davis and Gordon, 1967: Freud and Ingalls, 1989 ;
Kumari and Dass, 1990). The other approach is to find a mathematical function which gives the
best fit to the experiments (e.g. Mao, 1970; Huang and Chow, 1974; Roy and Roy, 2003; Saxena,
2004).
Roy and Roy (2005) give a good review and evaluate the fittings of the currently used EoSs.
Their proposed (Roy and Roy, 1999) three parameter empirical EoS is
ln (1 + ap )
V = V0 1 − , (32)
b + cp
where
1
b = 3(B '0 + 1) + (25B '02 + 18B '0 − 32B 0 B '0' − 7 )2
1
8
1 ' 1 '
( ) ( ) 2 (B ' + 1) − ( ) ( )
1 1
c= 3 B 0
+ 1 + 25 B '2
0
+ 18 B '
0
− 32 B 0
B ''
0
− 7 0 3 B 0
+ 1 + 25 B '2
0
+ 18 B '
0
− 32 B 0
B ''
0
− 7 2
16 8
They used shock compression data of different metals (Nellis 1988) and the calculated EoS of
halite (Decker, 1971) to evaluate the proposed equation up to ultra high pressures.
- 12 -
The empirical nature of these equations usually leads to a lack of generality and careful
inspection reveals that a particular equation is typically gives excellent fitting only for special
Many of the parameters in the EoS are inter-related, which adds to the complexity of
calculations. The optimum values of each of the interrelated parameters have to be determined
by confidence ellipses (Angel, 2000, Mattern et al., 2005). The thermodynamic description of
Contrarily to gasses Avogadro’s principle does not apply to solids. Matter in solid phase
Vo = nVom , (33)
In Eq. (33) n is the number of moles and Vom is the molar volume of the substance at zero
pressure and temperature. The pressure modifies this initial volume by inducing elastic
deformation while the temperature by causing thermal deformation. Using equations (1) and (2)
the actual volume at given pressure and temperature can be calculated (Cemic, 2005) by
allowing one of the variables to change while the other one held constant
T p 1
∫p=0 BT =0 dp
∫T =0 α V p =0dT
[V ]
−
[V ]
T p =0
= V0 e or p T =0 = V0 e (34)
and then
T p 1
∫p=0 BT dp
[V ] = [V ] ∫T =0 α Vp dT
[V ] = [V ]
−
e or e (35)
T p p T =0 p T T p =0
- 13 -
These two steps might be combined into one and the volume at a given p, and T can be
calculated:
T p 1 T p 1
∫T =0 α Vp=0 dT − ∫p=0 BT dp ∫T =0 αVp dT − ∫p=0 BT =0 dp (36)
Vp ,T = V0 e = V0 e
The total volume change related to the temperature will be called thermal volume [V th ] while
the total volume change resulted from elastic deformation will be called elastic volume [V el ] .
T αVdT
∫
[VTth ]p=0 = Vo e T=0 − 1 , (37)
− p 1 dp
∫ BT
[Vpel ]T =0 = Vo e p=0 − 1 . (38)
∫
1
∫
1 T αV dT
−
BT
dp −
BT
dp
∫
[VTth ]p = [VTth ]p=0 e p =0
= Vo e p =0
e T =0 − 1 , (39)
T T
p 1
∫ α VdT ∫ αV dT −p∫=0 BT dp
[Vpel ]T = [Vpel ]T =0 e T =0 = Vo e T =0 e − 1 . (40)
[V ]
T p
= Vo + [Vpel ]
T =0
+ [VTth ] p or [V ] p T
= Vo + [Vpel ] + [VTth ] p =0
T
(41)
Since
- 14 -
[V ] = [V ]
T p p T (42)
The compressed part of the thermal volume is the same as the expanded part of the elastic
volume. Since the volume difference in Eq. (43) both temperature and pressure dependent I will
T α VdT − p 1 dp
∫ ∫ BT
[Vpth −el ]T = Vo e T =0 − 1 e p=0 − 1 . (45)
It can be concluded that the actual volume comprises from four distinct volume parts, initial
volume, thermal volume at zero pressure [VTth ] p=0 , elastic volume at zero temperature [V ]
el
p
T =0
,
These fundamental volume components are related to the thermo-physical variables as:
Vo = f (n ) , (47)
- 15 -
and
Recent study (Garai, 2007) suggested that the mechanical equivalency of heat or the first law
of thermodynamics is correct only if the energy from the mechanical work is conserved by the
same physical process as the heat. This condition is not satisfied in solid phase; therefore, heat
and work is not interchangeable and they must be treated separately. The lack of
‘communication’ between the heat and work results that thermoelastic volume should not exist
Eq. (50). Thus the volume should comprise only from the initial, thermal, and elastic volumes.
T α dT p
1
∫ V −
∫ BT dp
V − [Vpth −el ]T = Vo e T =0 + e p=0 − 1 . (51)
The elimination of the thermoelastic volume requires the transformation of the V − [Vpth −el ]T
T α dT p
1
∫ V −
∫ BT dp
V − [Vpth −el ]T = Vo e T =0 + e p=0 − 1 ⇒ V . (52)
This transformation can be achieved by redefining the volume coefficient of thermal expansion
α Vp ⇒ α o BT ⇒ Bo . (53)
- 16 -
Superscript o is used for the new parameters which are defined as:
1 ∂V th
αo ≡ (54)
Vp =0 ∂T
and
∂p
B o ≡ −VT =0 . (55)
∂V el
Using the new definition of the volume coefficient of thermal expansion the thermal volume is
T αodT
∫
Voth = Vo e T =0 − 1 (56)
− p 1 dp
∫ Bo
Voel = Vo e p=0 − 1 . (57)
Subscript o is used to indicate that these fundamental volume parts were determined by using B o
and α o . The actual volume is the sum of the initial, thermal and elastic volumes (Fig. 1)
− p 1 dp T
∫ Bo ∫ α o dT
V = Vo e p=0 + e T =0 − 1 . (59)
Eq. (59) is identical with the required expression given in Eq. (52) except the conventional
volume coefficient of expansion and bulk modulus has been replaced with the newly defined
ones. Thus the transformation of the volume is completed by the introduction of the new
- 17 -
4.1 The affect of pressure and temperature
Equation (59) assumes a constant value for volume coefficient of thermal expansion and the
bulk modulus. In order to take into consideration the pressure and temperature affect on these
B o (p, T ) = ap + bT + B o . (60)
where a and b are linear factors relating to the pressure and temperature respectively. Equation
− p 1 dp T
∫ ap+ Bo ∫ α o dT
V = Vo e p=0 + e T =0 − 1 (Universal 4) (61)
and
− p 1 dp T
∫ ap+ bT + Bo ∫ αodT
V = Vo e p=0
+ e T =0 − 1 (Universal 5). (62)
The numbers after Universal refers to the number of parameters in the equation.
Investigating highly symmetrical atomic arrangements linear correlation between the volume
coefficient of thermal expansion and the thermal heat capacity was detected (Garai, 2006).
∫ α dT
T =0
o (63)
is approximated by an area of trapezoid (Fig. 3) The integral below the Debye temperature [Tθ ]
- 18 -
is then
T ≤ Tθ
α T2
∫ α o (T )dT ≈ o (64)
T =0 2Tθ T≤Tθ
∫ α (T )dT ≈ [α (T − T )]
T > Tθ
o o θ Tθ
. (65)
Tθ
Combining the two parts Eqs. (64) and (65) gives the general formula
T
αoT 2 T
∫ α o (T ) dT ≈ I A (T ) + [1 − I A (T )] α o T − θ , (66)
T =0
2Tθ 2
where
1 if T ≤ Tθ
I A (T ) = . (67)
0 if T > Tθ
− p 1 dp
∫ ap+ Bo α T2 T
I A ( T ) o + [1− I A ( T )] α o T − θ
V = Vo e p =0
+e 2 Tθ 2
− 1 (Debye 4). (68)
Assuming linear pressure dependence for the Debye temperature requires the introduction of an
additional multiplier c
Tθ (p ) = cp + Tθ (p = 0) . (69)
− p 1 dp
∫ ap+ Bo I A (T )
αoT 2
+ [1− I A ( T )] α o T −
cp + Tθ
V = Vo e p=0 +e 2 ( cp + Tθ ) 2
− 1 (Debye + pressure 5). (70)
- 19 -
The validity of Eqs. (61), (62), (68), and (70) will be tested to experiments and I will call these
equations to Universal 4 parameter, 5 parameter, Debye, and Debye plus pressure respectively.
V
ln − e αT + 1
p = Bo Vo .
(71)
V
− a ln − e αT + 1 − 1
Vo
V −p
ln −e ap b + Bo
+ 1
Vo (72)
T= .
αo
V
ln − e αT + 1
p = (B o + cT ) Vo . (73)
V
− a ln − e αT + 1 − 1
Vo
Perovskite, the most abundant mineral of the mantle, has been extensively investigated at high
pressures and temperatures. The availability of a wide range of pressure and temperature
experiments makes this mineral ideal for thermodynamic studies. Experiments up to 25-30 GPa
pressure usually use multi-anvil apparatus while at higher pressures diamond anvil cells (DAC)
are used. The experimental results of multi anvil press (Funamori, et al., 1996; Wang et al.,
- 20 -
1994; Morishima et al., 1994; Utsumi et al., 1995) and diamond anvil (Fiquet et al., 1998; 2000;
The fitting accuracy of empirical EoSs with the same number of parameters is evaluated by
the data deviation curve allows detecting the possible standard error in the fitting equation (Roy
and Roy, 2005). The fit quality of models using different numbers of parameters can not be
evaluated by their correlation coefficients only (Lindsey, 2004; Burnham and Anderson, 2002;
2004). The test devised assessing the right level of complexity is the Akaike Information
Criteria AIC (Akaike, 1973; 1974). Assuming normally distributed errors, the criterion is
calculated as:
RSS
AIC = 2k + n ln , (74)
n
where n is the number of observations, RSS is the residual sum of squares, and k is the number
of parameters. The preferred model is the one which has the lowest AIC value.
The calculated fitting parameters, correlation coefficient, RMSD, and AIC are given in Table
1 for Eqs. (61), (62), (68), and (70). The best fit is achieved by the universal 5 parameter
equation [Eq. (62)]. The approximations used for the volume coefficient of thermal expansion
in Eqs. (68) and (70) did not increase the fitting and better fit was achieved by assuming constant
- 21 -
value for the volume coefficient of thermal expansion. Based on visual inspection the residuals
seem to be random (Fig. 5). The RMSD or uncertainty of the universal 5 parameter equation is
0.05 cm3, 0.8 GPa, and 123 K for the volume, pressure, and temperature respectively. These
values are in the range of the uncertainties of the experiments, since the laser heated DAC data
have an order of magnitude uncertainty in the temperature measurement (Shim and Duffy, 2000).
The uncertainty is significantly smaller if an electrical heater is used in the DAC. Having the
same uncertainty from the fitting of the universal as from the experiments is a clear indicative
that the proposed EoS correctly describes the P-V-T relationship of perovskite.
Starting from 300K the experiments were separated into 200 K wide temperature groups.
Using the three most widely used isothermal EoS, Birch-Murnaghan, Vinet, and Roy & Roy,
equations (23), (30), and (32) respectively the fitting parameters were determined for each of
these temperature range. Using averages determined from the overall fitting the RMSD, and
AIC was calculated for the universal 4 and 5 parameter equations in of the temperature range.
The fitting parameters were also determined for the conventional bulk modulus [ K T conv.] as:
−p
The calculated values of the five parameter universal EoS have equal or better fitting parameters
than any of the investigated isothermal EoSs (Table 2). The four parameters universal EoS has
better fitting parameters in seven temperature ranges than the conventional bulk modulus
equation. The only exception is the highest temperature range (1700-1900K). The better fitting
indicates that the proposed new definition of the bulk modulus describe the volume pressure
- 22 -
6. Conclusions
Assuming that adiabatic conditions do not exist in elastic solid phase universal P-V-T EoS has
been derived by using the newly defined expressions of the volume coefficient of thermal
expansion and the bulk modulus. Using the high pressure and temperature experiments of
perovskite, the fitting parameters, correlation coefficients, RMSD, and AIC were calculated.
The calculated fitting parameters of the new universal EoS are superior to the Birch-Murnaghan,
Vinet, and Roy & Roy equations. Additional advantage of the proposed universal EoS is its
simplicity and the fact that it allows the back and forward calculation of any of its quantities.
Acknowledgement
I would like to thank Alexandre Laugier for his encouragement and Mike Sukop for reading and
commenting the manuscript. This research was supported by Florida International University
- 23 -
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Figure 1. Thermo-physical relationships (a) solid phase conventional description (b) proposed
new description (c) new description at constant volume. (The arrow ↔ represent a reversible
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Figure 2. The fundamental volume components of the actual volume, in accordance to the
Figure 3. Approximation used for the volume coefficient of thermal expansion in Eqs. (68), and
(70).
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Figure 4. Pressure-temperature range covered by the data.
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Figure 5. The residuals plotted against (a) volume (b) pressure (c) temperature.
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0-109 GPa [N=257] Ko Vo[cm3] αo [10-5 K-1] a b c R RMSD AIC
[GPa]
V(p,T) (Univ. 4) 274.2 24.345 1.451 1.291 0.99934298 0.055 -1486.1
V(p,T) (Univ. 5) 280.2 24.232 2.362 1.405 -0.0277 0.99957336 0.044 -1595.0
p(V,T) ( Univ. 4) 276.3 24.370 1.303 1.277 0.99932559 1.038 27.3
p(V,T) ( Univ. 5) 282.9 24.210 2.499 1.406 -0.0319 0.99960000 0.797 -106.7
T(V,p) ( Univ. 4) 269.8 24.326 1.620 1.323 0.95180023 144.2 2563.1
T(V,p) ( Univ. 5) 123.1 2474.0
V(p,T)(Debye; 4) 273.8 24.483 1.774 1.305 0.9991373 0.063 -1416.1
V(p,T)(Debye+pres; 5) 273.5 24.433 3.857 1.467 51.6 0.9992888 0.057 -1463.7
Average ( Univ. 4 ) 273.4 24.347 1.458 1.297
Average ( Univ. 5) 281.5 24.221 2.431 1.405 -0.0298
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