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Law Hum Behav

DOI 10.1007/s10979-009-9204-x

ORIGINAL ARTICLE

Now Everyone Looks the Same: Alcohol Intoxication


Reduces the Own-Race Bias in Face Recognition
Kirin F. Hilliar • Richard I. Kemp •

Thomas F. Denson

 American Psychology-Law Society/Division 41 of the American Psychological Association 2009

Abstract Several factors influence the reliability of eye- The own-race bias is a very robust effect, found across a
witness identification evidence. Typically, recognition for variety of racial groups (Chance & Goldstein, 1996; Mei-
same-race faces is better than for different-race faces (the ssner & Brigham, 2001; Ng & Lindsay, 1994), age groups
own-race bias), and alcohol intoxication decreases overall (e.g., Corenblum & Meissner, 2006; Pezdek, Blandon-
face recognition accuracy. This research investigated how Gitlin, & Moore, 2003), and recognition tasks (e.g., Lind-
alcohol intoxication influences the own-race bias. Asian say, Jack, & Christian, 1991; Meissner & Brigham, 2001;
and European participants completed tests of recognition Smith, Stinson, & Prosser, 2004; Walker & Tanaka, 2003).
memory for Asian and European faces when either mildly The own-race bias is often an issue that is raised when
intoxicated (mean breath alcohol concentration of .05) or considering the reliability of different-race eyewitness
when sober. Compared to their sober counterparts, intoxi- identification evidence presented in criminal prosecutions
cated participants showed a reduced own-race bias. (see Wells & Olson, 2001). A survey of psychologists
Specifically, alcohol intoxication had a larger negative specializing in eyewitness evidence found that 90%
effect on the recognition of same-race faces compared to believed the own-race bias was reliable enough to warrant
different-race faces. The legal and theoretical implications being the subject of expert testimony in the courtroom
of these results are discussed. (Kassin, Tubb, Hosch, & Memon, 2001). In the United
States, a number of courts have allowed experts to describe
Keywords Own-race bias  Alcohol intoxication  research on the own-race bias (e.g., United States v. Nor-
Face recognition  Eyewitness identification wood, 1996; United States v. Smith, 1984; United States v.
Stevens, 1984; but not in United States v. Hudson, 1989;
United States v. Watson, 1978; see also Brigham, Wass-
The own-race bias (also known as the cross-race effect) erman, & Meissner, 1999; Leippe, 1995), and some courts
refers to the general tendency for people to show better allow a general warning about the lower accuracy of dif-
recognition memory for faces from their own racial group ferent-race identifications to be given (e.g., the New Jersey
(same-race faces) compared to faces from a different racial Supreme Court in State v. Cromedy, 1999, cited in Mei-
group (different-race faces; Meissner & Brigham, 2001). ssner & Brigham, 2001). Thus, the own-race bias is a
widely recognized phenomenon within the legal system.
One area that has not been explored, however, is how
K. F. Hilliar (&)  R. I. Kemp  T. F. Denson the own-race bias might be influenced by other factors
School of Psychology, University of New South Wales,
known to affect eyewitness identification accuracy, such as
Sydney, NSW, Australia
e-mail: khilliar@psy.unsw.edu.au alcohol intoxication. Broadly speaking, alcohol intoxica-
tion has been shown to have a negative effect on people’s
R. I. Kemp memory for information they are exposed to when intoxi-
e-mail: Richard.kemp@unsw.edu.au
cated (see Mintzer, 2007; Read, Yuille, & Tollestrup, 1992;
T. F. Denson Steele & Josephs, 1990). This is believed to be because
e-mail: t.denson@unsw.edu.au intoxication limits encoding to only the most salient cues in

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the environment (Denson et al., 2008; Giancola & Corman, police investigation. However, without knowing whether
2007; Mintzer, 2007; Read et al., 1992; Sayette, 1999; alcohol intoxication affects both same-race and different-
Soderland, Grady, Easdon, & Tulving, 2007; Steele & race faces equally, we do not know how detrimental it is to
Josephs, 1990). Moreover, this has been found to be par- the prosecution’s case when a witness was intoxicated at
ticularly evident in tasks that involve systematic, elaborate, the time they observed a same-race or different-race per-
and deliberate encoding strategies (Medina, 1970; Rosen & petrator and subsequently tried to identify that person in a
Lee, 1976). line-up. Second, examining the effects of alcohol intoxi-
Relatively little is known about how alcohol intoxication cation on the magnitude of the own-race bias may also help
effects face recognition specifically. Read et al. (1992, Exp. us better understand the mechanisms driving this bias, as
2) found that participants who committed a staged robbery explained below.
while they were intoxicated (at a mean breath alcohol
concentration of .08) showed poorer recognition 1 week
later for both ‘‘intruders’’ and ‘‘bystanders’’ in target- Theories of the ORB
present line-ups than participants who had been sober at the
time of the robbery. In contrast, Yuille and Tollestrup It is clear that an important factor in the own-race bias is
(1990) tested participants who were intoxicated while they the lower level of contact most people have with different-
observed (rather than participated in) a staged theft. They race compared to same-race individuals (see McPherson,
found that intoxication (mean breath alcohol concentration Smith-Lovin, & Cook 2001; Meissner & Brigham, 2001).
of .10) at the time of watching the theft did not affect There is less agreement, however, regarding the mecha-
recognition accuracy 1 week later for the thief in target- nism by which contact levels modulate face recognition
present photo line-ups, but did result in higher false iden- performance. Current models can be divided into two broad
tifications in target-absent line-ups. Similarly, Dysart, categories: perceptual-expertise models and social-catego-
Lindsay, MacDonald, and Wicke (2002) compared a low- rization models.
intoxication group (mean breath alcohol concentration of Perceptual-expertise models of the own-race bias sug-
.02) to a high-intoxication group (mean breath alcohol gest that low levels of contact with different-race faces
concentration of .09) and found that, while these two result in a lack of expertise in the perceptual encoding of
groups did not differ in their accuracy rates in target- these faces, and it is this poor encoding that leads to worse
present show-ups, the high-intoxication group made more recognition of different-race faces compared to same-race
false identifications than the low-intoxication group in faces (Chance & Goldstein, 1996; Goldstein & Chance,
target-absent show-ups. Importantly, this study, which had 1980; Lindsay et al., 1991; Meissner & Brigham, 2001;
participants attempt an identification while they were still Walker & Hewstone, 2006). Some researchers suggest this
intoxicated (12 min after interacting with the target), found lower level of perceptual expertise reveals itself primarily
the same pattern of results as Yuille and Tollestrup, who through a failure to encode the features of different-race
had participants intoxicated at the time of the event, but faces which best individuate members of that group (e.g.,
tested on their recognition accuracy when sober (1 week Ellis, Deregowski, & Shepherd, 1975; Hills & Lewis, 2006;
later). Together, these three studies show that even mod- Valentine, 1991; Valentine & Endo, 1992), whereas others
erate levels of alcohol intoxication reduce face recognition argue that different-race faces are encoded in a less con-
accuracy. Importantly, none of these studies systematically figural and/or holistic manner compared to same-race
varied the race of the participants and/or the targets. This is faces. Configural encoding refers to encoding the spatial
a significant gap in our knowledge regarding the effects of relationships between facial features, and holistic encoding
alcohol intoxication on face recognition. refers to encoding the face as a single entity, rather than as
Investigating any differential effects of intoxication on a collection of features (see Maurer, Le Grand, & Mond-
same-race and different-race face recognition has both loch, 2002). Both these encoding strategies have been
practical and theoretical implications. First, many crimes, shown to lead to better recognition, and to be more evident
particularly violent ones, occur when the victims and/or in the encoding of same-race faces compared to different-
witnesses are intoxicated. A number of studies in both the race faces (e.g., Michel, Rossion, Han, Chung, & Caldara,
United States and Australia have found that a large pro- 2006; Rhodes, Brake, Taylor, & Tan, 1989; Tanaka, Kie-
portion of assault victims (as well as perpetrators) were fer, & Bukach, 2004).
drinking alcohol prior to the assault (e.g., Pernanen, 1991; Regardless of the specifics, a core implication of these
Poynton, Donnelly, Weatherburn, Fulde, & Scott, 2005; perceptual-expertise models of the own-race bias is that this
see also Boles & Miotto, 2003). In cases where victims bias arises because our greater contact with same-race faces
(and witnesses) do not know the perpetrator, identification leads to expert processing of these faces. Thus, with suffi-
evidence becomes an important factor in any subsequent cient exposure to different-race faces, expertise in the

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recognition of these faces will also develop (see Hills & perceptual-expertise or a social-categorization framework
Lewis, 2006; Michel et al., 2006; Valentine 1991; Valentine (see Meissner & Brigham, 2001; Sporer, 2001; Hilliar &
& Endo, 1992). However, while some studies have shown Kemp, 2008). Although we acknowledge that these models
that higher contact with different-race faces—either through are not mutually exclusive, it is important to understand
experimental manipulations or real-world experience—is their relative importance in explaining the own-race bias.
associated with a smaller own-race bias (e.g., Chiroro & Examining the effects of alcohol intoxication on the own-
Valentine, 1995; Elliot, Wills, & Goldstein, 1973; Goldstein race bias may help determine which of these processes
& Chance, 1985; Hancock & Rhodes, 2008; Malpass, plays a more important role in driving this bias, or at least
Lavigueur, & Weldon, 1973; Sangrigoli, Pallier, Argenti, help us to eliminate some variants of these explanations.
Ventureyra, & de Schonen, 2005), other studies have failed We provide further elaboration in the ‘‘Discussion’’
to find any significant association between contact levels section.
with different-race people and different-race face recogni-
tion accuracy (e.g., Brigham & Barkowitz, 1978; Goodman
et al., 2007; Ng & Lindsay, 1994). Moreover, most studies Study Aims
that included minority-race members found these partici-
pants also showed an own-race bias, suggesting that even a The primary focus of this study was to examine the
high level of contact with different-race people over a long potential practical implications of the influence of alcohol
period of time is insufficient to eliminate the effect (e.g., intoxication on the magnitude of the own-race bias. In
MacLin & Malpass, 2001; Ng & Lindsay, 1994; Rhodes addition, we hoped that the results might help clarify the
et al., 1989; Walker & Hewstone, 2008; but see also Tanaka relative importance of perceptual-expertise and social-cat-
et al., 2004; Walker & Hewstone, 2006). egorization mechanisms in eliciting the own-race bias. To
Social-categorization models posit a different explana- this end, we tested Asian and European participants’ rec-
tion for the own-race bias, focusing on processes of ognition memory for Asian and European faces when they
automatic categorization. A large body of social psycho- were either sober (placebo condition) or at a low-to-mod-
logical research demonstrates that people think of and erate level of alcohol intoxication (alcohol condition).
describe out-group members at the category level, and in-
group members at the individual level (the out-group
homogeneity effect; see Levin, 2000; Linville, Fischer, & Method
Salovey, 1989). Accordingly, the social-categorization
models of the own-race bias suggest that, because of Participants and Design
reduced levels of contact with different-race faces, we have
learned to categorize different-race individuals as out- A total of 139 University of New South Wales (UNSW)
group members, and thus to pay attention only to shared, students in Sydney, Australia completed the study in
group-level features when encoding their faces (Malpass, exchange for either course credit or AUD$20. All partici-
1990; Rodin, 1987). As a result, members of the different- pants were at least 18 years old (i.e., of legal drinking age in
race group are poorly distinguished from each other in Australia). The sample consisted of 71 Asian participants
memory, and thus, subsequent recognition suffers (see (40 females; age range = 18-41; Mage = 20.92 years;
Levin, 2000). In contrast, same-race people are categorized SDage = 3.75) and 68 European participants (44 females;
as in-group members and are therefore encoded with regard age range = 18–48; Mage = 20.40 years; SDage = 4.05).
to their individuating features, facilitating later recognition The term ‘‘Asian’’ is used here to refer to Australian and
(e.g. Hugenberg, Miller, & Claypool, 2007; Levin, 1996, exchange students who are exclusively of East/South-East
2000; MacLin & Malpass, 2001; Shriver, Young, Hugen- Asian descent, while ‘‘European’’ is used to refer to Aus-
berg, Bernstein, & Lanter, 2008; Sporer, 2001). This tralian and exchange students who are exclusively of
approach therefore conceptualizes the own-race bias as an Western European descent. This study employed a 2 (Race of
example of an in-group/out-group categorization process, Participant: Asian or European) 9 (2) (Race of Face: Asian
rather than a result of differential expertise in the encoding and European) 9 2 (Alcohol Status: Alcohol or Placebo)
of faces from different racial groups. That is, it is not that mixed design, wherein Race of Participant and Alcohol
people cannot encode different-race faces at a level which Status were between-participant factors.
will support individuation, but rather, that people do not
normally do so. Materials
One problem in attempting to test these two explana-
tions is that they often predict the same outcome, and the Alcohol administration and breath alcohol concen-
results of many studies can be explained using either a tration assessment. All participants were informed that

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they would be receiving alcohol. Participants in the alcohol shown in this study phase was randomly determined for
condition were given 2.42 ml of vodka (37.5% alcohol) for each participant. Participants then completed a two minute
every kilogram of lean body mass. This was divided mental arithmetic filler task before starting Phase 2 (the test
between two cups and mixed with lemon-flavored tonic phase) in which they were shown, one at a time, the 10
water. Participants in the placebo condition were given ‘‘old’’ faces from the study phase randomly mixed in with
two cups of lemon-flavored tonic water with vodka 10 ‘‘new’’ faces of the same race. Participants used the
swabbed on the rim of the cup and several drops laid on computer mouse to click on one of two buttons to indicate
top of the drink, to give the drinks the taste and smell of whether each face was ‘‘old’’ or ‘‘new.’’ Participants could
alcohol without affecting participants’ breath alcohol examine each face for as long as they wanted before
concentration. In both the alcohol and placebo making their decision, and response times were recorded
conditions, participants were given 5 min to drink each by the computer. The order in which the faces were shown
cup. Participants completed a breathalyser test using the in the study and test phases was randomly determined for
Alco-Sensor IV (Intoximeters, Inc.) before they received each participant. The second block used the same
any drinks, just after drinking, and just before and after procedure and began immediately after the first, but
they completed the face recognition task. To eliminate tested participants’ recognition for the other face type
residual alcohol in the mouth, participants rinsed their (e.g., if they were tested on Asian faces in the first block,
mouths with water before each breathalyser test. they were tested on European faces in the second block).
Participants were not told their alcohol readings. They The order of these two blocks (i.e., tested on Asian faces or
were given access to water throughout the experiment. As European faces) was counterbalanced across participants,
the ascending and descending limbs of the alcohol curve and this manipulation did not interact with any variables of
have been shown to have different effects on memory interest. This ‘blocked’ method (where recognition for each
(Loke & Lai, 1993; Mintzer, 2007), the position on the group of faces is tested separately, rather than together)
alcohol curve in which participants completed the was adopted because it has been shown to increase the
recognition task was counterbalanced. This was done by magnitude of the own-race bias (see Meissner & Brigham,
having participants do another unrelated experiment as 2001).
well as our recognition task. Mixed analyses of variance
tests confirmed that the order in which participants did Contact questionnaire. After they had completed
these two tasks did not interact with any other variables (all both blocks of the recognition task, participants answered
Fs \ 2.68, all ps [ .1). a series of questions regarding their level of contact with
individuals of Asian and European descent (see Hancock &
Subjective intoxication measure. Thinking one is Rhodes, 2008). This questionnaire asked participants to list
intoxicated sometimes influences task performance (see all the countries they had lived in for 6 months or more,
Hull & Bond, 1986; Nicholson, Wang, Airhihenbuwa, and to indicate the degree to which they interacted with
Mahoney, & Maney, 1992; Nicholson, Wang, & Mahoney, European and Asian individuals on a day-to-day basis
1994), so participants’ subjective feelings of intoxication using two 6-point scales (1 = ‘‘I see them around the
were measured to see if this was related to face recognition community, but very rarely speak to them,’’ 6 = ‘‘They
accuracy. Subjective intoxication was measured at the start compose my entire circle of friends’’).
of the experiment (baseline measure), and just before and
after completion of the face recognition task. Participants Procedure
were asked to indicate how ‘‘intoxicated’’ they felt on an 11-
point scale, where 0 = ‘‘not at all,’’ and 10 = ‘‘extremely’’. The experiment was advertised at UNSW as a study on
‘‘cognitive and social abilities.’’ When participants first
Face recognition task. There were two blocks to the enquired about the experiment, they were told that the
computer-based recognition task. In Phase 1 (the study study involved the consumption of alcohol, that they would
phase) of the first block, participants were shown color therefore not be able to drive for some time after the study,
photographs of 10 faces (either all Asian or all European). and that the experiment would take about 1.5 h to com-
All faces were of males aged in their early-twenties, plete. If they were willing to participate, they were then
holding a neutral expression, with no facial hair or other taken through an initial screening that excluded anyone
distinguishing features (e.g., facial piercings, tattoos, who was: younger than 18 (the legal drinking age in
scars), and of a standardized height of 500 pixels (image Australia); taking any medications for which alcohol was
width was allowed to vary to maintain aspect ratio). Each contraindicated; pregnant; not exclusively of East/South-
face was presented on the computer screen for 3-s followed East Asian or Western European descent (participants were
by 1-s inter-stimulus interval. The faces selected to be not informed that their race was a variable of interest until

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the conclusion of the experiment); had already done a completed the recognition task second, they again indi-
similar face recognition task; reported any cardiovascular cated their feelings of intoxication and completed an
problems or had a pacemaker; drank alcohol on less than additional breathalyser test immediately prior to the rec-
one occasion per month; or scored higher than 10 on the ognition task.
Alcohol Use Disorders Identification Test (Babor, Higgins- After the recognition task participants undertook another
Biddle, Saunders, & Monteiro, 2001). All eligible partici- breathalyser test, indicated their feelings of intoxication,
pants were then scheduled for an individual appointment at and completed the Contact Questionnaire. They were then
the university, and agreed to adhere to a pre-experimental debriefed, thanked for their time, and breathalysed again.
protocol that included refraining from consuming alcohol Participants were only allowed to leave the laboratory
or illicit drugs for 24 h prior to their appointment, and from when their breath alcohol concentration was less than .045.
eating for 2 h prior to their appointment.
Upon arrival to the laboratory, participants gave
informed consent, indicated their current feelings of Results
intoxication (all reported feeling ‘‘not at all’’ intoxicated),
and were asked whether they had adhered to the pre- Intoxication Levels
experimental protocol. No participants reported failure to
comply with these instructions. In addition, female partic- In the placebo condition, all participants recorded breath
ipants were required to take a hormonal pregnancy test alcohol concentrations of zero throughout the experiment,
prior to beverage administration. No positive test results and their self-ratings of intoxication at the time they did the
occurred. face recognition task ranged from 0 to 7 (out of 10), with a
Participants then had their height and weight measured, mean rating of 1.44 (SD = 1.69). In the alcohol condition,
and their percentage of body fat calculated with an elec- participants’ breath alcohol concentrations just prior to
tronic scale, before completing the MINI International completing the face recognition task ranged between .016
Neuropsychiatric Interview (Lecrubier et al., 1997). Five and .13, with a mean of .05 (SD = .02), which is a low-to-
participants were disqualified from participating due to moderate level of intoxication (see Bartholow, Dickter, &
giving responses that indicated a possible Axis I disorder Sestir, 2006). Participants in the alcohol condition also
(two for alcohol and drug dependency, one for bipolar gave subjective ratings of intoxication at the time of the
disorder and depression, and two for anxiety), and were face recognition task that ranged between 0 and 10, with a
informed about counseling services on campus. mean rating of 3.97 (SD = 2.41). Participants in the alco-
All eligible participants then gave their first breathalyser hol condition thus reported feeling significantly more
test (all returned a result of zero), and were randomly intoxicated than those in the placebo condition
assigned to either the alcohol condition (n = 71; 35 Asian (t(125.66) = 7.20, 95% CI for mean difference = 1.83 to
participants; 47 females; Mage = 20.04 years; SDage = 3.23, p \ .001, d = 1.28).1 There were no differences in
2.50) or placebo condition (n = 68; 36 Asian participants; self-reported levels of alcohol consumption per month
37 females; Mage = 21.31 years; SDage = 4.90). They were between the alcohol and placebo conditions (t(137) = .38,
given 10 min to consume their two drinks and rinsed their 95% CI for mean difference = -5.58 to 8.25, p = .703,
mouth with water before undergoing the second breathalyser d = .06).
test and again rating their feelings of intoxication. Although the Asian participants reported consuming
Before starting the recognition task, participants were significantly fewer standard alcoholic drinks per month
given the following written instructions: (M = 10.85, SD = 11.02) than European participants
(M = 25.54, SD = 25.1; t(91.07) = -4.44, 95% CI for
In this study you will complete a face recognition
mean difference = -21.28 to -8.11, p \ .001, d = .93,
task. There will be a number of blocks in this
an independent-samples t-test showed that in the alcohol
experiment. In each block there will be two Phases.
condition, the mean breath alcohol concentration for Asian
In Phase 1 you will be shown a series of people’s
(M = .05, SD = .02) and European participants (M = .05,
faces. You do not need to do anything except sit and
SD = .02) were not significantly different (t(68) = .76,
absorb the information presented to you. In Phase 2
95% CI for mean difference = -.01 to .01, p = .449,
we will show you some more faces and you will have
d = .18). Moreover, Asian participants’ subjective ratings
to decide whether each face was shown in Phase 1
(i.e., is an ‘old’ face), or not (i.e., is a ‘new’ face). 1
An alternative t-test was used when the homogeneity of variance
assumption (Levene’s F) was violated (p \ .05). The effect size
Participants then completed the two blocks of the face
estimates we report are Cohen’s (1988) d for between-group tests, and
recognition task, as well as an unrelated task on social Becker’s (1988) standardized mean gain (d) statistic for within-group
interactions, in counterbalanced order. If participants tests (see Lipsey and Wilson, 2001).

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of intoxication did not significantly differ from those given


by the European participants in either the alcohol condition
(M = 3.97, SD = 2.44, and M = 3.97, SD = 2.41,
respectively; t(69) = -.001, 95% CI for mean differ-
ence = -1.15 to 1.15, p = .999, d \ .001) or the placebo
condition (M = 1.33, SD = 1.77, and M = 1.56,
SD = 1.61, respectively; t(66) = -.56, 95% CI for mean
difference = -1.05 to .59, p = .580, d = .14).

Overall Recognition Accuracy (A0 )

Face recognition accuracy was analysed by calculating


each participant’s A0 score for Asian and for European
Fig. 1 Recognition of Asian and European faces by Asian and
faces. A0 is a nonparametric signal detection measure of
European participants as a function of alcohol and placebo, as
sensitivity—in this case the ability to discriminate ‘‘old’’ measured by A0 . Error bars indicate ±1 SE. An own-race bias is
from ‘‘new’’ faces—that combines hit rates (correctly present when participants show significantly higher recognition
identifying ‘‘old’’ faces as old) with false alarm rates accuracy for the faces from their own racial group compared to the
faces from a different racial group
(falsely identifying ‘‘new’’ faces as old; see Stanislaw &
Todorov, 1999).
The own-race bias can be observed in the presence of a
significant interaction between the variables Race of Par- t-tests showed that both Asian and European participants
ticipant and Race of Face, when, in our case, Asian showed equivalent levels of recognition accuracy for Asian
participants show better recognition for Asian faces than and European faces (both ts \ 1.17, both ps [ .245; see
for European faces, and European participants show the Fig. 1). No other main effects or interactions were signif-
opposite pattern. Indeed, a 2 (Race of Participant) 9 (2) icant (all Fs \ 1.24, all ps [ .268).
(Race of Face) 9 2 (Alcohol Status) mixed ANOVA found As there were no significant main effects of Race of
this two-way interaction to be significant (F(1, Participant or Race of Face in either the placebo or alcohol
135) = 8.56, p = .004, g2p = .060), as well as a main condition (all Fs \ .3, all ps [ .6), we repeated the anal-
effect of Alcohol Status (F(1, 135) = 5.57, p = .020, ysis collapsing across Asian and European participants.
g2p = .040), with participants in the placebo condition Paired-samples t-tests showed that in the placebo condi-
(M = .84, SD = .07) showing better overall face recogni- tion, recognition accuracy was significantly higher for
tion accuracy than participants in the alcohol condition same-race faces (M = .86, SD = .07) compared to differ-
(M = .80, SD = .09). ent-race faces (M = .81, SD = .10), t(67) = 3.19, 95% CI
The relationship between the magnitude of the own-race for mean difference = .02 to .07, p = .002, d = .39. In the
bias and level of intoxication was further investigated by alcohol condition, however, there was only a small ten-
conducting a separate 2 (Race of Participant) 9 (2) (Race dency toward better recognition performance for same-race
of Face) mixed ANOVA for each Alcohol Status condition. faces (M = .81, SD = .12) compared to different-race
These analyses revealed a significant Race of Partici- faces (M = .79, SD = .11), and this difference was not
pant 9 Race of Face Interaction in the placebo condition reliable, t(70) = 1.20, 95% CI for mean difference = -.01
(F(1, 66) = 9.96, p = .002, g2p = .131), but not in the to .05, p = .233, d = .14 (see Fig. 2). In addition, inde-
alcohol condition (F(1, 69) = 1.42 p = .238, g2p = .020). pendent-samples t-tests revealed that recognition memory
Thus, in the placebo condition a conventional own-race for same-race faces was significantly lower in the alcohol
bias was observed and paired-sample t-tests confirmed that condition (M = .81, SD = .12) compared to the placebo
Asian participants showed significantly better recognition condition (M = .86, SD = .07), t(111.49) = -2.75, 95%
memory for Asian faces compared to European faces, CI for mean difference = -.08 to -.01, p = .007,
t(35) = 2.34, 95% CI for mean difference = .01 to .08, d = .52. In contrast, recognition memory for different-race
p = .025, d = .39, whereas European participants showed faces was only slightly, and nonsignificantly, lower in the
significantly better recognition memory for European faces alcohol condition (M = .79, SD = .11) compared to the
compared to Asian faces, t(31) = 2.14, 95% CI for mean placebo condition (M = .81, SD = .10), t(137) = 1.15,
difference = .002 to .08, p = .041, d = .38 (see Fig. 1). In 95% CI for mean difference = -.06 to .02, p = .252,
contrast, there was only a nonsignificant trend indicative of d = .20. Thus, alcohol intoxication negatively affected
an own-race bias in the alcohol condition. Paired-samples same-race face recognition to a greater extent than

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whether participants have a general tendency to respond to


the task stimuli (in this case, the faces) in a particular way.
In this study, a negative B00 score implies a liberal response
bias, or a tendency to judge most faces as ‘old’, whereas a
positive B00 score implies a conservative bias, or a tendency
to judge faces as ‘new’. Some studies have suggested that
the own-race bias is due to a tendency for participants to
apply a more liberal criterion to different-race faces com-
pared to same-race faces, leading to higher false alarm
rates for different-race faces (see Meissner & Brigham,
2001). Mixed ANOVAs on participants’ B00 scores, how-
ever, found no evidence of any response biases in
participants’ responding to same-race or different-race
faces, in either the placebo or the alcohol condition (see
Table 1). Participants’ own-race bias in their A0 scores was
therefore not due to any biases in their response strategies.
Fig. 2 Recognition of same-race and different-race faces as a
function of alcohol and placebo, collapsed across Asian and European
participants, as measured by A0 . Error bars indicate ±1 SE. An own- Response Times
race bias is present when recognition accuracy for same-race faces is
significantly higher than that for different-race faces Alcohol intoxication has been found to reduce response
times across a variety of domains, from simple key presses
different-race face recognition, which was poorer than (Kano et al., 2003; Krull, Smith, & Parsons, 1994;
same-race face recognition performance under sober Schweizer, Jolicœur, Vogel-Sprott, & Dixon, 2004) to
conditions. performing secondary tasks while driving (Allen et al.,
2009). A 2 (Race of Participant) 9 (2) (Race of Face) 9 2
Hit Rates and False Alarm Rates (Alcohol Status) mixed ANOVA on participants’ response
times when judging same-race and different-race faces,
In addition to overall sensitivity (A0 ), it is important to however, found no significant main effects or interactions,
separately examine participants’ hit rates and false alarm including no main effect of Alcohol Status (all Fs \ 1.34,
rates as some research suggests the own-race bias is pri- all ps [ .25; see Table 1). Thus participants’ less accurate
marily driven by elevated false alarm rates for different- recognition memory in the alcohol condition was not
race faces compared to same-race faces, with hit rates for accompanied by slower responding. Nor was the own-race
different-race and same-race faces being largely equivalent bias evident in the placebo condition accompanied by
(see Meissner & Brigham, 2001). Separate analyses con- slower responding to different-race faces. Details of these
firmed that the pattern of results observed in participants’ analyses, as well as those on participants’ hit rates, false
A0 scores was replicated in participants’ false alarm rates, alarm rates, and response biases, can be obtained from the
but not in their hit rates. As indicated in Table 1, both lead author.
Asian and European participants showed higher false alarm
rates (i.e., poorer recognition memory) for different-race The Relationship Between Recognition Performance
faces compared to same-race faces in the placebo condi- and Objective and Subjective Intoxication
tion, but not in the alcohol condition. In contrast,
participants’ hit rates for same-race and different-race faces Separate multiple regression analyses confirmed that nei-
did not differ, both in the placebo condition and in the ther breath alcohol concentration nor subjective feelings of
alcohol condition. Thus, participants’ own-race bias in the intoxication accounted for any significant proportion of the
placebo condition was largely driven by a higher false variance in participants’ recognition accuracy for Asian or
alarm rate for different-race faces compared to same-race European faces on top of that already accounted for by
faces, with this superior performance for same-race faces Race of Participant and Alcohol Status (all ps [ .05).
being eliminated by alcohol intoxication.
Recognition Performance and Contact Levels
Response Biases (B00 )
As there were no differences in participants’ self-reported
Measures of response bias (such as the nonparametric same-race and different-race contact levels across the
measure of B00 ; see Stanislaw & Todorov, 1999) assess alcohol and placebo conditions (all ts \ 1.55, all

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Table 1 Means (and standard deviations) for participants’ recognition performance for same-race (SR) and different-race (DR) faces as a
function of Alcohol Status (placebo or alcohol; mean breath alcohol concentration, or BAC, given in parentheses)
SR-FA DR-FA SR-H DR-H SR-B00 DR-B00 SR-RT DR-RT

Placebo (M BAC = 0)
Asian participants .24 (.16) .30 (.18)# .79 (.17) .76 (.14) -.07 (.41) -.02 (.29) 1864.42 (572.20) 1977.20 (855.57)
European participants .24 (.12) .33 (.18)* .80 (.10) .80 (.15) -.06 (.37) -.15 (.34) 1857.94 (441.50) 1972.02 (586.72)
Alcohol (M BAC = .05)
Asian participants .31 (.16) .30 (.19) .76 (.15) .73 (.15) -.11 (.34) .01 (.30) 1730.59 (420.15) 1828.02 (532.85)
European participants .26 (.16) .32 (.17) .75 (.19) .74 (.15) -.05 (.39) -.05 (.33) 1935.29 (624.15) 2014.57 (521.58)
Figures are given for false alrm rates (FR), hit rates (H), criteria (B00 ), and response time (RT, measured in ms)
* Difference between mean score on same-race faces and mean score on different-race faces is significant at the p \ .05 level, indicating an ORB
#
Difference between same-race and different-race scores is significant at the p \ .08 level

ps [ .125), the following analyses on contact levels were latter finding suggests that the effect of alcohol intoxication
collapsed across the two conditions. Both Asian and on face recognition is largely due to the pharmacological
European participants reported having significantly more effects of the alcohol itself, rather than any alcohol-related
day-to-day contact with same-race people than with dif- expectancies.
ferent-race people (Asian participants: t(68) = 8.05, 95% Finally, we found no association between different-race
CI = 1.71 to 1.03, p \ .001, d = .97; European partici- face recognition and self-reported different-race contact
pants: t(67) = 12.68, 95% CI for mean difference = 1.25 levels. However, given that inter-racial contact accounts
to 1.72, p \ .001, d = 1.54). However, neither the Asian for only around 2% of the variance in the own-race bias
nor the European participants showed any significant cor- (see the meta-analysis by Meissner and Brigham, 2001),
relations between same-race or different-race contact levels our failure to observe any relationship between contact and
and same-race or different-race recognition accuracy (all recognition accuracy may be attributable to the quality of
ps [ .250). Moreover, multiple regression analyses our indirect measure of inter-racial contact and associated
revealed that contact levels did not account for any sig- lack of statistical power. A more elaborate measure that
nificant proportion of the variance in participants’ face addresses the racial demographics of participants’ past and
recognition scores, in either the alcohol or placebo condi- present local communities and intimate friendship net-
tion (all ps [ .05). works may be required if we are to observe any effects of
inter-racial contact on recognition performance (see Bar-
Haim, Ziv, Lamy, & Hodes, 2006; Meissner & Brigham,
Discussion 2001; Sangrigoli et al., 2005).
Our results are consistent with those reported by Dysart
Overall, we found evidence for a significant own-race bias et al. (2002) and Yuille and Tollestrup (1990), who simi-
in participants’ recognition memory for Asian and Euro- larly found that moderate levels of intoxication increased
pean faces in the placebo condition, but not in the alcohol false alarm rates, but had no effects on hit rates. Thus, the
condition. That is, sober participants showed better rec- same effects have been observed in studies where partici-
ognition memory for same-race faces than for different- pants were either slightly intoxicated (mean breath alcohol
race faces, but this advantage for same-race faces was concentration of .05) or moderately intoxicated (breath
greatly reduced when participants were intoxicated. alcohol concentrations of approximately .10), tested on
Intoxication resulted in a significant reduction in recogni- their face recognition memory while still intoxicated or
tion accuracy for same-race faces, but only a small, when sober, and tested 2 min after exposure or up to
nonsignificant reduction in accuracy for different-race 1 week later. This suggests that the effects of alcohol
faces. This pattern of results was evident for both A0 scores intoxication on face recognition accuracy are very stable,
and false alarm rates, but not hit rates. Alcohol intoxication and robust to various manipulations such as degree of
also did not affect participants’ response biases or response intoxication, state-at-test, and retention interval.
times, which suggests its negative effects on face recog-
nition accuracy is not simply due to a change in Theoretical Implications
participants’ response strategy or processing speed.
There was no association between recognition accuracy Our finding that alcohol intoxication had a much stronger
(for same-race or different-race faces) and breath alcohol negative effect on same-race face recognition than on
concentration or subjective feelings of intoxication. This different-race face recognition suggests that alcohol

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intoxication is largely disrupting participants’ usually However, we accept that other forms of the social-cat-
expert perceptual processing of same-race faces, whereas egorization models could account for our findings. For
participants’ relatively poorer encoding of different-race example, one could suggest that alcohol intoxication would
faces is only slightly disrupted. These results therefore go reduce the magnitude of the own-race bias by lowering
some way in advancing our theoretical understanding of participants’ motivation to encode all types of faces at the
the own-race bias by providing some support for percep- individual level, essentially prompting a ‘‘lazy’’ encoding
tual-expertise models of the own-race bias; specifically, strategy. This lack of motivation may result in a restriction
that the basis of the own-race bias is the superior, expert of attention when encoding same-race faces to only their
processing of same-race faces compared to different-race most salient, group-level features, similar to the encoding
faces, rather than any automatic categorization processes. process proposed for different-race faces. Although it is not
As explained earlier, alcohol intoxication is thought to possible to exclude this as a possibility, the absence of any
impair memory through the restriction of attention at the effect of alcohol on decision latency suggests that the effect
time of encoding. According to perceptual-expertise is not due to a very general motivational effect at least.
accounts of the own-race bias, same-race faces are more Future studies, however, could more explicitly address the
expertly and elaborately encoded than different-race faces. possible influence of these motivational factors.
We might therefore expect alcohol intoxication to have a
larger negative effect on recognition accuracy for same- Practical Implications
race faces compared to different-race faces, as the encod-
ing of different-race faces is thought to emphasize Although further study needs to be done to clarify the role
characteristics of the group rather than individuating fea- of the perceptual-expertise and social-categorization
tures (Rhodes et al., 1989; Valentine, 1991). According to mechanisms in the own-race bias, our current study clearly
this account, alcohol disrupts the expert encoding of same- has implications for eyewitness identifications made by
race faces, but has little impact on the encoding of differ- people who were intoxicated when they witnessed a crime.
ent-race faces because these faces are only ever encoded at We suspect that many psychologists would have predicted
a more general, group level. that the effects of alcohol intoxication and the own-race
In contrast, at least some versions of the social-catego- bias would be additive; that is, while recognition memory
rization perspective would have predicted the opposite for same-race faces would be impeded by alcohol intoxi-
effect; that alcohol intoxication increases the magnitude of cation, this negative effect would be even more pronounced
the own-race bias by impairing memory processes for when trying to identify different-race faces. Instead, our
different-race faces more than same-race faces. Cunning- results suggest the somewhat surprising finding that dif-
ham, Milne, and Crawford (2007) found that both medium ferent-race face recognition is, at worst, only very slightly
(mean breath alcohol concentration of .076) and high less accurate when intoxicated than when sober. Instead, it
(mean breath alcohol concentration of .156) levels of is the recognition of same-race faces that is significantly
alcohol intoxication disrupted participants’ memory for impaired by alcohol intoxication, reducing performance to
stereotype-neutral information, while memory for stereo- the level of accuracy seen for different-race faces. This
type-consistent information was unaffected. In another suggests that identifications of same-race suspects made by
study, Bartholow et al. (2006) found that neural control intoxicated witnesses are likely to be as unreliable as
mechanisms that enabled participants to successfully inhi- identifications of different-race individuals made by sober
bit race stereotype-consistent responding were significantly witnesses.
impaired by a low dose of alcohol (mean breath alcohol While our results replicate findings observed in studies
concentration of .037). Thus, one effect of alcohol intoxi- that tested participants when they were sober and with a
cation is to encourage reliance on racial stereotypes, line-up task, the fact that our participants were still intox-
thereby emphasizing the ‘‘otherness’’ of different-race icated when asked to make their identification choices and
faces. From the perspective of social-categorization models tested using an old/new recognition paradigm, may limit
of the own-race effect, we might expect that such an effect the external validity of our findings. Although Dysart et al.
of alcohol would further reduce the motivation to encode (2002) argue that there is some forensic relevance in testing
different-race faces, leading to even poorer encoding participants’ face recognition accuracy while they are still
compared to sober conditions. Thus, a social-categorization intoxicated, it is the case that, more often than not, people
hypothesis might predict that intoxication should disrupt are sober when making eyewitness identifications. Our
recognition memory for different-race faces more than for study, therefore, needs to be replicated using participants
same-race faces, the opposite result to the one we observed. who are sober at test before any clear advice can be offered

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to the legal profession, but we suggest that these pre- levels of alcohol intoxication indicates the stability and
liminary results are sufficient to warrant caution when robustness of the own-race bias and the negative effects of
advising the courts about the likely effects of alcohol on the alcohol intoxication on face recognition.
accuracy of same- and different-race identifications.

Study Limitations Conclusion

Our study design also meant that our results do not clarify Our findings contribute to the eyewitness identification
whether the own-race bias, and the detriment in same-race literature by highlighting the importance of investigating
recognition accuracy when intoxicated, results from dis- how alcohol can influence the own-race bias. Our results
ruption to face encoding at the study phase, as we suspect, suggest that the own-race bias has a significant impact on
or due to impaired retrieval or mental matching at the test recognition performance only when the witness is sober.
phase. However, research suggests that the own-race bias is When intoxicated, same-race recognition accuracy drops to
largely attributable to difficulties in the initial encoding of a level comparable to that of different-race faces. This has
unfamiliar faces (e.g., Furl, Phillips, & O’Toole, 2002; important implications when considering the reliability of
Golby, Gabrieli, Chiao, & Eberhardt, 2001; Megreya & same-race and different-race eyewitness identifications
Burton, 2008), and that alcohol intoxication more nega- made by intoxicated witnesses. Finally, this study empha-
tively affects encoding than retrieval processes (see sizes the need for an increased understanding of the causes
Mintzer, 2007; Read et al., 1992). In light of this, it seems of the own-race bias, both so that we can better predict its
likely that the locus of the interaction we have observed impact on performance and so that we can reduce these
between these effects is also at the encoding stage. Ulti- effects.
mately, this issue is best resolved by a study in which
participants learn a set of faces while sober or intoxicated Acknowledgments This research was supported in part by an
Australian Postgraduate Award to Kirin Hilliar, Australian Research
and are subsequently tested when either intoxicated or Council Grants DP0452699 and LX0883067 to Richard Kemp, and by
sober. This orthogonal manipulation of sobriety and the Australian Research Council’s Discovery Projects fund
intoxication at time of study/encoding and test/retrieval DP0985182 to Thomas Denson). We thank Mark Howard for his
would also identify the role of any state-dependent memory assistance with computer programming, and Shirley Zhang and Julia
Garami for their help with data collection.
effects (i.e., that information learned in one state is better
remembered when in that same state compared to a dif-
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