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Biocompatibility Study of Multi-Layered Hydroxyapatite Coatings Synthesized On
Biocompatibility Study of Multi-Layered Hydroxyapatite Coatings Synthesized On
PII: S0169-4332(18)32293-1
DOI: https://doi.org/10.1016/j.apsusc.2018.08.157
Reference: APSUSC 40194
Please cite this article as: D. Abdulsahib Hamdi, Z-T. Jiang, K. No, M. Mahbubur Rahman, P-C. Lee, L. Nguyen
Thi Truc, J. Kim, M. Altarawneh, L. Thair, T. Abdul- Jabaar Jumaa, B.Z. Dlugogorski, Biocompatibility study of
multi-layered hydroxyapatite coatings synthesized on Ti-6Al-4V alloys by RF magnetron sputtering for prosthetic-
orthopaedic implant applications, Applied Surface Science (2018), doi: https://doi.org/10.1016/j.apsusc.
2018.08.157
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Biocompatibility study of multi-layered hydroxyapatite coatings
synthesized on Ti-6Al-4V alloys by RF magnetron sputtering for
prosthetic-orthopaedic implant applications
1
Department of Prosthetics & Orthotics Engineering, Al Nahrain University, Baghdad, Iraq
2
Surface Analysis & Materials Engineering Research Group, School of Engineering &
Information Technology, Murdoch University, Murdoch, WA 6150, Australia
3
Department of Materials Science and Engineering, Korea Advanced Institute of Science and
Technology, Daejeon, South Korea
4
Department of Physics, Jahangirnagar University, Savar, Dhaka 1342, Bangladesh
5
Faculty of Science and Natural Resources, Universiti Malaysia Sabah, Jalan UMS, 88400,
Kota Kinabalu, Sabah, Malaysia
6
Department of Chemistry, Ho Chi Minh City University of Pedagogy, Viet Nam
7
Research and Nuclear Applications, Ministry of Science and Technology, Baghdad, Iraq
8
Department of Physics, College of Sciences, Al-Nahrain University, Baghdad, Iraq
Abstract
Triple-layered RF magnetron sputtered HAp/Al2 O3/TiO2 coatings synthesized onto Ti-6Al-
4V alloys were studied to improve the surface biocompatibility and corrosion resistance
features. It was seen that the HAp layers played a substantial role in the biocompatibility,
while the intermediate Al2O3/TiO2 layers were used to enhance the corrosion behaviour of the
substrate. XRD results showed an enhanced crystallinity along with the (211) HAp phase
after the simulated body fluid (SBF) immersion experiment. Local electronic and chemical
bonding states of atomic phosphorus and calcium phosphate groups in the coatings, before
and after immersion process, were confirmed via XPS studies. The electrochemical
impedance spectroscopy (EIS) evaluated the corrosion, which indicated a reduction in
capacitance values and a significant improvement of the corrosion resistance of such
coatings; with improved bio-medical properties of Ti alloys.
Keywords: RF magnetron sputtering, hydroxyapatite, Ti-based alloys,
simulated body fluid, electrochemical impedance spectroscopy.
1. Introduction
The studies within the biomaterial field mainly focus on the development of new materials
with mechanical properties similar to the human bone, the surface modification techniques
enabling optimum biocompatibility (which is closely related to their corrosion behaviour in
biological environments) and osseointegration of medical alloy implants [1]. The
osseointegration refers to “the apparent direct attachment or connection of osseous tissue to
an inert, alloplastic material without intervening connective tissue” [2]. Ti and Ti-based
alloys were widely used in implant applications due to superior biocompatibility, high
mechanical stability, and the existence of natural oxide layers, which enhanced the corrosion
resistance of the surface. However, this passivating layer may produce conditions conducive
to accelerated focal corrosion and failure [3]. Surface modification of Ti-based alloys can be
carried out with different techniques, such as: sol–gel, electro-phoretic deposition (EPD),
plasma spray coating process, RF plasma sputtering deposition, and reactive plasma
sputtering processes [4-15]. These techniques are able to enhance the bio-reactivity of
substrates. However, the electro-phoretic deposition and sol-gel techniques resulted in: non-
uniform thickness, large agglomerations and poor biological fixation to the metal substrates.
The plasma spray coating process had high efficiency and high temperature, which produced
a high degree of melting to ceramic powders [16]. Films fabricated via magnetron sputtering
technique are, generally: high-quality, high density, high adhesion, good thickness under
controlled uniformity over a large area and at a relatively low substrate temperature. The
sputtering synthesised films also met the requirements of grain size distributions and higher
degree of crystallinity, which was desired for the desorption ability in body fluids [17]. Thus,
surface modification of Ti alloys was always being actively sought for the improvement of
the performance of biomaterials in biological systems [18]. Ceramic oxides, such as: ZrO2,
Al2O3, TiO2, MgO and non-oxide ceramics, such as: hydroxyapatite (HAp), SiC, ZnS, Si3N4
play vital roles in improving osseointegration properties of the implant materials [19]. HAp
bioceramics have good biocompatibility but weak mechanical strength. So that it cannot be
used as bulk material. The HAp bioceramic coating on biomedical metallic substrates can
significantly increase its mechanical strength for various applications. HAp was found in the
inorganic component of human bone. It possesses higher bio-affinity that can form the bio-
ceramic coatings; and it is bonded directly with bones required for osseointegration of the
implants [17]. The structure, such as the thickness and number of HAp layers, also affects the
quality of implants. Coatings with a single HAp layer had poor mechanical but better bio-
medical properties [20]. For instance, the thermal expansion coefficient of Ti alloys, TiO2,
Al2O3 and HAp materials were 8.7×10-6/K, 7.249×10-6/K, 8.2×10-6/K, and 13.6×10-6/K,
respectively [21]. Thus, the addition of TiO2 onto the substrate was expected to reduce
thermal expansion mismatch between the substrate and coated layers. Al2O3 was chosen as
the second layer between TiO2 and HAp layers because of its thermal expansion coefficient
to be very close to that of TiO2 [22, 23]. A combined low powered ultrasonic irradiation and
low concentration of gelatine, in the synthesis of nano-sized Hap particles, were thoroughly
investigated via ultrasonic method [24]. The use of Al2O3 layer in between the TiO2 and HAp
coatings led to an increase of interfacial bonding strength. Double or triple layers of HAp
coatings introduced a large number of parallel interfaces with the surface, which may deflect
micro-cracks, provide a relatively wide zone of elemental interdiffusion between the substrate
and the top of the bio-coating, and result in the improvement of the adhesion strength.
Biocompatibility represents the interaction between the biological environment and the
material [25]. Ti-based alloys, ceramic oxides, and non-oxide based materials exhibit good
biocompatibility characteristics. This study was aimed at investigating the triple-layered
(HAp/Al2O3/TiO2) thin film coatings deposited onto Ti-based alloys via RF magnetron
sputtering technique. Materials characterizations include structural, surface morphological
information, improved biocompatibility and corrosion performances before and after
immersion in simulated body fluid (SBF which stands for a simulation for the interaction of
human bones with the biological environment) for one month. Furthermore, since HAp
coatings have displayed substantial success as biomaterials for both dental and orthopaedic
implants due to its applauding osteo-conductive, bioactive properties, and in vivo behaviour.
Hence, the presence of HAp coatings was also expected to prolong the lifetime of prostheses.
The surface morphology, cross-sectional examination and thickness of the coatings were
studied by SEM technique (SEM, Hitachi 5-4800, Japan). To avoid electrical charging due to
low electrical conductivity of the coated surfaces (ceramic nature), specimens were initially
covered with a very thin platinum layer in vacuum (BAL-TEC, SCD-005). The elemental and
chemical composition of the coatings were determined by X-ray photoemission spectroscopy
measurement (XPS, Kratos axis ultra DLD) with the monochromatic radiation Al-Kα X-ray
source (hν = 1486.6 eV, 15 kV and 12 mA). The pass energies, for the survey scan and high
resolution measurements, were 160 eV and 20 eV, respectively. CASA-XPS v.2.3.15
software package was employed to analyse the XPS spectra.
2.3 Biocompatibility experiments
The biocompatibility experiment was performed by immersing the triple-layered
(HAp/Al2O3/TiO2) thin film coatings, in SBF, for a month. Table 1 lists the compositions of
the solution. Compositional and other extensive details on SBF have been also cited
elsewhere [27]. The SBF immersing triple-layered (HAp/Al2O3/TiO2) thin film coatings were
then evaluated in an in-vitro test on corrosion, with an alternating current (AC), and
electrochemical impedance spectroscopy (EIS) measurements. The EIS technique provided
precise, error-free kinetic and mechanistic information with a variety of techniques and
output formats (Nyquist plots, see Figure 8 below) which can be used to make a measurement
in low conductivity solutions. During EIS measurement, an alternating voltage was applied to
the corroding metal, and the corresponding impedance (Z) was measured because all the
magnitude and the relative phase angle of voltage and current must be accounted for the
impedance. These measurements were systematically repeated to replicate specimens, for EIS
analyses, in the frequencies range of a few mHz to 100 kHz. A primary advantage of
impedance techniques was that a purely electronic circuit model can be used to represent an
electrochemical system, such as Randles equivalent circuit. The detail information on the
charge transfer phenomena, at the interface between semiconductor and electrolyte, was
discussed using EIS technique via Randles equivalent circuit model [28, 29].
Fig. 4 shows the top-view SEM images of the triple-layered (HAp/Al2O3/TiO2) thin film
coatings, before and after immersion in SBF solution for one month. The boundaries were
associated with the oxidation reactions of Al/Al2O3, and Ti/TiO2. These oxide layers partially
compensated for the annealing shrinkage and inhibit the formation of cracks. It was assumed
that the apatite components, such as Ca and P in SBF process, could penetrate the coated
surface through the porosities. As a result, new layers developed with a series of spherical
shaped apatite linked together and well bonded to the coated layers. Since, the concentration
of SBF solution (see Table 1) was similar to one of the human body solutions, and the growth
of dendritic HAp layer on the surface of thin films, after immersion in the SBF solution,
indicates that the surface is highly biocompatible [36]. The dendritic HAp phase had a
uniform layer, which fully covered the original HAp layer.
It is known that the main aims of surface modification of medical alloys are: to protect the
surface against corrosion, which needs a porosity free surface in order to reduce the active ion
attachment to the base metal, and to create a rough and porous surface, in order to enhance
the tissue-implant bonding. From the electrochemical view point, the introduced TiO2 and
Al2O3 layers lead to the formation of the bonding layer, which blocked the pathway of active
ions to attack the substrate materials. Thus, the triple-layered (HAp/Al2O3/TiO2) thin film
coating structure is able to increase the biocompatibility, while TiO2 and Al2O3 layers
enhance the corrosion behaviour of the substrate materials.
3.3.2 XPS analysis of the triple-layered (HAp/Al2 O3/TiO2) thin film coatings after
immersion in SBF for one month
XPS spectra of the triple-layered (HAp/Al2O3/TiO2) thin film coatings after immersed in SBF
solution, for one month, are shown in Fig. 6 and the peak positions of key elements are listed
in Table 3. In Fig. 6 (a), the C1s spectrum can be de-convoluted to three sub-peaks. The first
and second peaks at 283.38 and 284.91 eV relate to the chemical states of carbon arising due
to the external adventitious of carbon atoms, while the remaining peak, at 288.02 eV,
assigned to a NaC2H3O2 phase. It can be assumed that sodium atoms acted as reagent
contaminants in SBF. It is also considered that after the immersion the appearance of the
NaC2H3O2 phase and an increasing of amount of carbon components, come from SBF and the
atmosphere. The results were in good agreement with the NIST XPS database and the work
done by other groups [37-38]. The O1s spectrum in Fig. 6 (b) was deconvoluted into three
components at binding energies of 529.77, 531.65, and 533.28 eV. The two components were
attributed to Ca=O bonding and the peak seen at 533.28 eV was due to the P2O5 phase. The
Ca2p spectrum (Fig. 6 (c)) could be resolved into four components at 344.39, 347.22,
350.14, and 351.48 eV. The first component seen at 344.39 eV corresponded to the
contribution of calcium element. The remaining peaks at 347.22, 350.14 and 351.48 eV were
assigned to Ca-P bonding, which was reported by Ren-Jei Chung et al. [37]. It was also
realized that more signals belonging to the calcium phosphate groups were detected after the
SBF immersion. This was also confirmed by SEM studies, shown in Fig. 4. The Fig. 6.d
showed that the de-convolution of P2p spectrum consisted of three sub-peaks at 130.37,
132.8, and 133.51 eV. The signals at binding energies of 130.37 and 133.51 eV were
assigned to (C6H5)2PCH2P(C6H5)2 and Ca(H2PO4)2 phases, respectively; whereas the peak
detected at 132.45 eV belonged to atomic phosphorus with the maximum intensity. These
observations were consistent with the NIST XPS database and some earlier reports [40, 41].
4. Conclusions
The triple-layered (HAp/Al2O3/TiO2) thin film coatings deposited onto the surface of Ti alloy
by RF magnetron sputtering technique were investigated for their structural and
morphological formations, improved biocompatibility and corrosion performances. The
existence of the intermediate Al2O3/TiO2 layers supported the enhancement of adhesion
between HAp coating and the substrate because of the similar structure and thermal
expansion of TiO2, Al2O3 components to those of Ti-6Al-4V alloys. The triple-layered
(HAp/Al2O3/TiO2) thin film coatings had a high crystallinity, and a wide variety of
preferential directions. XPS results confirmed the existence of Ca=O bonding, calcium
phosphate phase and atomic phosphorus, contained in the coating immersed in SBF solutions.
EIS results indicated that the multi-layered (Al2O3 /TiO2) coatings had a substantial reduction
in capacitance values, which revealed the improvement of corrosion parameters of the
coatings. As a result, HAp layers played a substantial role of the biocompatibility of the
surface, while the intermediate Al2O3/TiO2 layers were used to enhance the corrosion
behaviour of the substrate material which blocked the pathway of active ions from the
environment onto the surface of Ti-6Al-4V alloys.
Acknowledgements
Dunia would like to thank the Ministry of Higher Education and Scientific Research of Iraq
for their funding and scholarship and the Engineering Faculty at Al Nahrain University for
providing with their logistic and other supports. M Mahbubur Rahman is grateful to
Jahangirnagar University for their support.
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Figure 1. XRD pattern of the triple-layered (HAp/Al2O3/TiO2) thin film coatings before
immersion in SBF solution.
Figure 2. XRD patterns of the triple-layered (HAp/Al2O3/TiO2) thin film coatings after
immersion in SBF solution for a one month.
Figure 3. The cross-sectional SEM image of (a) Ti-6Al-4V original alloys, and (b) triple-
layered (HAp/Al2O3/TiO2) thin film coatings.
Figure 4. Top-view SEM images of the triple-layered (HAp/Al2O3/TiO2) thin film coatings
(a) before, and (b) after immersion in SBF solution for one month.
Figure 5. XPS spectra and their deconvolution curves of the triple-layered (HAp/Al2O3/TiO2)
thin film coatings: (a) C1s, (b) O1s, (c) P2p, and (d) Ca2p photoelectron lines before
immersion in SBF solution for one month.
Figure 6. XPS spectra and their deconvolution curves of the triple-layered
(HAp/Al2O3/TiO2) thin film coatings after immersion in SBF solution for one month: (a)
C1s, (b) O1s, (c) Ca2p3/2, and (d) P2p photoelectron lines.
dgsa
Figure 7. Nyquist plots of Ti-6Al-4V original alloys and triple-layered
(HAp/Al2O3/TiO2) thin film coatings after immersion in SBF solution for one month.
(a) (b)
Figure 8. Randle’s circuit of (a) Ti-6Al-4V original alloys, and (b) the triple-layered
(HAp/Al2O3/TiO2) thin film coatings after immersion in SBF for one month.
Table 1. The concentration of SBF.
Table 4. The equivalent circuit parameters of Ti-6Al-4V original alloy and the triple-layered
(HAp/Al2O3/TiO2) thin film coatings after immersing in SBF.