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Neurophenomenology

Some Ideas for the Integration


of Neurophenomenology
and Affective Neuroscience
Giovanna Colombetti • University of Exeter, UK • g.colombetti/at/exeter.ac.uk

> Context • Affective neuroscience has not developed first-person methods for the generation of first-person data. This
neglect is problematic, because emotion experience is a central dimension of affectivity. > Problem • I propose that
augmenting affective neuroscience with a neurophenomenological method can help address long-standing questions
in emotion theory, such as: Do different emotions come with unique, distinctive patterns of brain and bodily activity?
Philosophical Concepts in Neurophenomenology

How do emotion experience, bodily feelings and brain and bodily activity relate to one another? > Method • This paper
is theoretical. It advances ideas for integrating neurophenomenology and affective neuroscience, and explains how this
integration would allow progress on the above questions. > Results • An integrated “affective neuro-physio-phenom-
enology” may help scientists understand whether discrete emotion categories come in different experiential varieties,
which would in turn help interpret concomitant brain and bodily activity. It may also help investigate the bodily nature
of emotion experience, including how experience relates to actual brain and bodily activity. > Implications • If put into
practice, the ideas advanced here would enrich the scientific study of emotion experience and more generally further
our understanding of the relationship of consciousness and physical activity. The paper is speculative and its ideas need
to be implemented to bear fruit. > Constructivist content • This paper argues in favor of the neurophenomenological
method, which is an offshoot of enactivism. > Key words • Emotion, experience, bodily feelings, neurophenomenology,
affective neuroscience.

Generating first- be created between first- and third-person generation of first-person data (primarily
person data in the data, in particular that first- and third-per- via self-reports). This is indeed what char-
son data need to “constrain” one another. acterizes them as neuro-phenomenological
neurophenomenological More precisely, first-person data should be studies.
approach collected to shed meaning on, or interpret, In neurophenomenology, first-person
physical activity, whereas third-person data methods are often used to stabilize and
288 In Francisco Varela’s original charac- should in turn be used to guide experiential observe one’s own experience with the aim
terization (Varela 1996), neurophenom- reports and to help subjects discover, and of revealing its structure. Importantly, in a
enology is a method for the integration of report on, previously unnoted aspects of neurophenomenological study, participants
third-person and first-person data, where their experience. are invited to describe their experience by
the former refers to data about brain and Varela’s initial suggestions have been adopting a passive-observational stance – a
bodily activity1 and the latter to data about taken up by his colleagues and students, and “bare attention” or “receptive openness,” as
consciousness or lived experience. Varela, a few explicitly neurophenomenological ex- Thompson, Lutz & Cosmelli (2005) call it,
Thompson & Rosch (1991) had already periments have been conducted so far (Lutz rather than an inquisitive, judgmental and
emphasized the need to develop appropri- et al. 2002; Cosmelli et al. 2004; Petitmen- actively discriminating form of attention.
ate methods for the study of consciousness, gin, Navarro & Le Van Quyen 2007; Christ- This stance is akin to what several Eastern
including the cultivation of first-person off et al. 2009). A comprehensive overview meditative techniques also recommend,
practices for the collection of first-person and discussion of neurophenomenology namely the cultivation of a mental attitude
data. Varela (1996) continued this project, can be found in Thompson (2007) (see also that merely “takes note” of what the sub-
adding that “meaningful bridges” need to Thompson, Lutz & Cosmelli 2005). Relative ject feels, thinks, desires and so on, with-
to more mainstream cognitive-neuroscien- out judging, rejecting or praising (Wallace
1 | I use the term “body” to refer to the or- tific works, these studies make a more ex- 1999; Depraz, Varela & Vermersch 2003).
ganism “minus” the brain (and, relatedly, I use the tensive and often more sophisticated use of Western clinical practices inspired by these
term “organism” to refer to the brain and body first- as well as second-person methods for techniques, such as Mindfulness-based
together). the exploration of lived experience and the Cognitive Therapy, similarly invite subjects

Constructivist Foundations vol. 8, N°3


Neurophenomenology
Neurophenomenology and Affective Neuroscience Giovanna Colombetti

merely to take note of their experiences, report her experiences on her own terms. scription capturing its most salient or char-
rather than overly analyzing them and/or The method known as the explicitation in- acteristic features.
ruminating over them (see e.g., Segal, Wil- terview, for example, (Vermersch 1994; In both first- and second-person meth-
liams & Teasdale 2001).2 Petitmengin-Peugeot 1999) begins with ods, training plays an important role. Neu-
A detailed description of how to culti- broad, open questions that invite the subject rophenomenology assumes that naïve,
vate such a receptive and open self-obser- to observe and report in her own words her untrained subjects who are not used to ob-
vational stance that is highly relevant for a current or just-lived experience, without the serving and reporting their experience are
neurophenomenological approach has been imposition of pre-established theoretical as- unlikely to provide good first-person data.
provided by Depraz, Varela & Vermersch sumptions on the part of the experimenter. As Edmund Husserl himself already noted,
(2003). They describe three “interrelated Another task of the interviewer is to help the our “natural attitude” (as opposed to a re-
acts” of suspension, redirection and letting go. subject “re-live” and “slow down” the expe- flective phenomenological one) is one of
What needs to be suspended is one’s naïve rience under investigation in case there are immersion in the world, rather than focus
and immersed attention in the contents or aspects of it that may not have been noted on the structures of experience. Indeed, as
objects of experience (the “what” of experi- the first time they were observed. A work- is often pointed out in accounts of second-
ence). Attention needs to be redirected to- ing hypothesis of this approach is that it can person approaches to experience (not just in
ward the “how” of experience, i.e., the act reveal dimensions of experience that would neurophenomenology but also, for example,
of experiencing itself, in its various dimen- not be detected if subjects were constrained psychotherapy), naïve subjects find it dif-
sions; or, to use a Husserlian terminology, with more specific questions.3 It requires, ficult to switch from their everyday stance
attention needs to be directed from the “no- however, that interviewers refrain from im- of immersion in the world to considering
ematic” pole of experience (the object as it posing their own views, and rather adopt a and observing experience itself. Often they
is intended) to the “noetic” one (namely, to stance of non-judgmental curiosity, interest do not know how to describe an experience
the act itself of intending an object). Thus, and empathetic understanding. A further (indeed they are not even sure what an ex-
for example, when exploring one’s fear of a task of the interviewer is to help produce, at perience is), are reluctant to do so and do
certain situation, the focus should be redi- the end of the interview, a synthetic repre- not distinguish between observing the expe-
rected from the feared object to how one ex- sentation of the structure and dimensions of rience and commenting on what the experi-
periences the fear – such as its intensity, its the observed experience, namely a short de- ence should be, or what could have caused
bodily character or its hedonic tone. Like- it, or how it fits with one’s self-image; more
wise, when observing an instance of intense generally, they cannot bracket their presup-
joy, one should redirect attention to the way 3 |  This openness on the part of the ques- positions and do not observe their experi-
one “lives through” the joy – perhaps as a tioner, and the invitation to let the reports be ence skilfully (see Gendlin 1996; Hurlburt
sense of “expansion,” accompanied by the guided by the subject as much as possible, is a 2009). Training subjects is important to
desire to jump or throw one’s arms up in fundamental tenet of qualitative approaches in overcome these difficulties and to provide
the air. Throughout this process, the subject psychology such as Grounded Theory, Inter- subjects with self-observational skills that
needs to let her experience “go,” namely let it pretative Phenomenological Analysis, Narrative can generate better first-person data. In
Psychology, Discourse Analysis and others (see
arise and unfold “as it is,” without interfer- addition, training of the kind advocated
papers in Smith 2008). These approaches differ in
ing by judging, analyzing or trying to find in neurophenomenology aims to improve
method, but they all invite the experimenters to
a cause for it. concentration, to enable subjects to observe 289
let their analyses and interpretations be guided as
In addition to first-person methods, specific aspects of their experience without
much as possible by what subjects report. Even if
neurophenomenology also calls for the being too distracted by interfering mental
one denies that it is possible to adopt a theory-
development of second-person methods, activity (including passing thoughts, sensa-
free stance towards experiential reports, there is
namely methods that involve an interaction tions and evaluations) and to distinguish
a difference between looking for specific dimen-
between the self-observing subject and an sions (e.g., pleasantness, bodily sensations, loss
between aspects of the experience and com-
interviewer, again with the aim of explor- of control) when one reads or listens to a report
ments or judgments about it. In the absence
ing the structure of human lived experi- and looking for dimensions that the report itself of training, self-observation is likely to gen-
ence and generating first-person data. One presents as particularly salient or relevant. This erate inconsistent reports and thus unreli-
task of the interviewer is to guide the self- difference is akin to that between the mainstream able data.
observing process with an open and recep- neuropsychiatric approach, which looks for spe- Training is also advocated for second-
tive attitude that encourages the subject to cific “experiential symptoms” (hallucinations, de- person methods. In particular, the inter-
lusions, etc.) in order to classify a mental disorder, viewer herself needs to learn to bracket her
2 | In a recent book that also calls for the and phenomenological psychopathology, which presuppositions so as to adopt an attitude of
integration of first- and third-person methods, rather aims to describe and analyse the patient’s open curiosity. Useful indications about the
Price & Barrell (2012: 51) similarly distinguish experience on the basis of what the patient says attitude that interviewers should take when
between “simply noticing” or “observing” one’s (see Colombetti 2013 for a comparison between guiding others in the exploration of their
own experience and “interpreting, analyzing, or neurophenomenology and phenomenological experience can be found in the literature
ruminating.” psychopathology). of Mindfulness-based Cognitive Therapy.

http://www.univie.ac.at/constructivism/journal/8/3/288.colombetti
Notably, Rebecca Crane (2009) emphasizes self-reports are collected, this is typically study of consciousness (see, for example,
non-judgmental openness, kindness and done at the end of the experimental ma- Varela & Shear 1999; Velmans 2000; Jack &
patience, as well as a “beginner’s mind” at- nipulation, mainly as a form of control and Roepstorff 2003; 2004; Petitmengin 2009;
titude that explores the qualities of the oth- always together with other third-person Price & Barrell 2012). At the moment, it wa-
er’s experiences with renewed interest and measures considered more reliable because vers between recognition of the need to ask
acceptance of whatever arises. She stresses “objective.” There is no sense here in which subjects how they feel (see the use of ques-
that the interviewer should encourage par- first-person data are used from the begin- tionnaires mentioned above), and the fear
ticipants to develop trust in their capacity to ning to organize and analyze third-person of relying “too much” on their reports. In
report their experiences, and to cultivate an data. Second, first-person data are typi- most cases, the latter prevails and emotion
attitude of non-striving and dwelling in the cally obtained with questionnaires that ask experience is sidestepped as a consequence.
present moment.4 subjects to rate their emotion experiences I think it is fair to say that Davidson et al.’s
or feelings on some numerical scale. No (2003) chapter in the Handbook of Affective
method is usually elaborated or at least sug- Sciences is still paradigmatic of this attitude.
The place of self- gested for collecting and analyzing detailed The authors initially acknowledge that it is
observation and self-
Philosophical Concepts in Neurophenomenology

qualitative data and for using these data to “tempting and often important to obtain
shed light onto neural and physiological measures of subjects’ conscious experience
reports in affective activity. Experience in these studies is thus of the contents of their emotional states
neuroscience reported only in a minimal way; qualita- and traits” (p. 9), but conscious experience
tive methods are not used to provide fine- quickly disappears from their discussion.
None of these methods for the explora- grained descriptions of it. Third, the scales The chapter overviews instead how various
tion of lived experience is typically adopted in question are usually not produced by the emotional functions have been attributed to
in the current neuroscientific approach to experimenter but rather borrowed from specific brain areas via observation of be-
emotion (also known as “affective neurosci- previous studies and/or standard question- havior – namely “using objective laboratory
ence”; see Davidson et al. 2003).5 In spite of naires. These scales thus reflect previous probes rather than relying exclusively [sic]
impressive technological progress in neuro- theoretical assumptions about the nature of upon self-report data” (ibid). The authors
imaging and psychophysiological measure- emotion experience (such as that it varies never discuss why it is “tempting and often
ments, affective neuroscience still exhibits along the two dimensions of intensity and important” to measure subjects’ experience;
a general lack of trust in self-reports. The valence, for example), and subjects are not they rapidly dismiss the issue by appealing
affective-neuroscientific approach usu- given the possibility to describe their feel- to previous failures of using self-reports.6
ally studies emotions in the form of neural, ings in their own words. The “Differential Yet as Davidson et al. (2003) undoubtedly
physiological and/or behavioral responses Emotion Scale” (DES, Izard 1972), for in- know, one need not rely exclusively on self-
to a range of emotional stimuli (e.g., pic- stance, asks subjects to rate on a scale from reports to study emotion experience; rather,
tures, video clips, music, scenarios). Reli- 1 to 5 (from very slightly or not at all to very data obtained with self-reports can and
ance on self-reports is very cautious and strongly) how happy, sad, angry, scared, etc. should be integrated with data about behav-
minimized, in various senses. First, when they feel. This scale assumes that emotions ior, expression, brain activity, etc. The ques-
come in irreducible distinctive qualities and tion is how to accomplish this integration,
290 does not allow exploration of constitutive and how to develop methods for the collec-
4 | A common worry here is that training
dimensions of affects (it does not allow ex- tion of first-person data that can do more
subjects distorts their experience and transforms
ploration of how it feels to be angry, scared justice to the complexity of lived emotion
it into something else. For replies to this worry,
and so on). Fourth, sometimes standard experience than the current “just-take-a-
see Zahavi (2005); Thompson, Lutz & Cosmelli
clinical scales are used that are not designed look” attitude.
(2005); Petitmengin & Bitbol (2009).
5 |  The term “affective neuroscience” is also
to capture dimensions of experience while
associated with the work of Jaak Panksepp. Pank-
it is lived – such as the “Hamilton Anxiety
sepp has, in particular, defended the existence of a Scale” (Hamilton 1995), the “Beck Depres- 6 | In fact, they refer to Kahneman (1999)
set of primary affective systems in the mammalian sion Inventory” (Beck & Steer 1993) and the and only to this paper. This work, however, is
brain, which he argues are also responsible for “body perception questionnaire” (Porges not critical of self-reports altogether, but only of
emotional feelings (see, for example, Panksepp 1993). These scales ask about general traits, retrospective global judgments about one’s gen-
1998, 2005). Panksepp certainly believes that neu- habits and conditions, and not about the eral affective condition (one of happiness, in this
roscientists should pay more attention to emotion character of presently-lived feelings. case). Daniel Kahneman himself in this paper re-
experience, and not just in humans. However, to Although the situation is gradually ports the results of a study in which he “beeped”
the best of my knowledge his work has focused changing (see Colombetti, in press, for more subjects during the day and asked them to report
mainly on the study of animal brains and not details), it is still fair to say that affective on their current state of happiness. This method is
on the development of first- and second-person neuroscience has so far hardly been affected precisely that advocated by those who think that it
methods for the study of emotion experience in by the recent wave of renewed interest in is important to collect first-person data and revive
human subjects. first- and second-person methods for the introspection (see Hurlburt 2009).

Constructivist Foundations vol. 8, N°3


Neurophenomenology
Neurophenomenology and Affective Neuroscience Giovanna Colombetti

Ideas for an affective analyses showed that in a large proportion find reliable activation patterns for individ-
neuro-physio- of the studies looking at fear, activation in ual emotions because of a lack of sensitiv-
the amygdala was significant compared ity to variations of the same emotion types.
phenomenology to activation in other areas; similarly, in a Mainstream affective neuroscience tends to
I now want to suggest that taking ex- large proportion of the studies looking at assume that fear, anger, happiness, etc. refer
perience more seriously, and developing disgust, activation in the basal ganglia was to distinct “entities,” with no internal varia-
methods for a more rigorous and system- significant compared to activation in other tion. Yet there may be important differences
atic exploration of it, can only benefit the areas (see also Lindquist et al. 2012). These within the same emotion categories of fear,
neuroscientific (including physiological) results are also consistent with neuropsy- disgust, sadness and so on. These variations
study of emotion, by helping make prog- chological evidence from lesion studies (see may be manifest in experience and iden-
ress on some long-standing questions on Murphy, Nimmo-Smith & Lawrence 2003). tifiable with the first- and second-person
the nature of emotion. In particular, in this So although the results of the meta-analyses methods mentioned earlier. Experiments
section I indicate how such an affective neu- are not particularly “clean,” they do not sup- could then be set up to verify whether thus-
rophenomenology (or rather neuro-physio- port the radical conclusion that no specific- identified experiential variations correlate
phenomenology, given the importance of ity whatsoever can be found for different with different and distinctive brain and/or
psychophysiological measures in the study emotions. One cannot disregard the fact bodily patterns.
of emotion) may help address the question that some recurrent activation of the same In my experience, fear, for example, does
of whether different emotions are under- area, or areas, was found in a high num- not come as one and the same type of feeling
pinned by unique or distinctive patterns of ber of studies for more than one emotion.7 every time I am scared. Language already
brain and/or bodily activity. In the next sec- Whereas it does not seem to be the case differentiates between, e.g., fear, terror, hor-
tion I discuss how it may also address the that emotions such as fear, happiness, sad- ror, anxiety and worrying, all of which, I
question of how emotion experience, bodily ness, etc. correspond, in a one-to-one way, would argue, have a “family resemblance”
feelings and actual brain and bodily activity to individual brain areas, the question of with fear, and yet are qualitatively different.
relate to one another. whether different emotions reliably engage In addition, experiences that are commonly
There is currently wide disagreement specific networks or patterns of neural ac- referred to as “fear” also appear to come
regarding the first question. Whereas sev- tivity remains open; this is also the case for in different experiential varieties. Prima
eral neuroimaging studies have shown that autonomic activity. A recent and compre- facie at least, my fear of a viper spotted in
at least some emotions (such as fear, dis- hensive meta-analysis conducted by Kreibig the middle of the hiking trail, for example,
gust, anger, sadness and happiness) activate (2010) concluded that there is considerable feels different from my fear before giving a
distinct brain areas, recent meta-analyses autonomic specificity for different emo- talk in front of a critical audience, and dif-
have shown that these brain areas vary from tions, including not just the standard “basic” ferently also from my fear for TV detective
study to study (see Phan et al. 2002; Murphy, ones of happiness, sadness, fear, etc. but also Sarah Lund as she explores a dark corridor
Nimmo-Smith & Lawrence 2003; Lindquist shame, embarrassment, jealousy and more. where a dangerous criminal may be waiting.
et al. 2012). Similar observations have been Although this meta-analysis only indicates How exactly these different forms of fear dif-
made for autonomic activity. Whereas sev- different directions of physiological factors fer from one another, however, is not easy
eral studies have shown that at least some for different emotion types, it supports the to say. It is here, I want to suggest, that an
emotions come with distinct profiles of au- view that different emotions come in rela- experimental investigation into the nature 291
tonomic activity, a meta-analysis by Caciop- tively reliable patterns of distinctive bodily of experience may help identify distinctive
po et al. (2000) indicates that these alleged (here: autonomic) activity. dimensions of different forms of feelings
emotion-specific profiles are in fact not the What could neurophenomenology con- indicating that the emotion category “fear”
same across studies. On the basis of these tribute to this debate? My suggestion here is does not correspond to one static and un-
results, some emotion theorists (e.g., Barrett that studies of the brain and/or bodily corre- changing entity. It may be that different
2006) have concluded that emotions are not lates of different emotions may have failed to experiential variations come with different
“natural kinds” – in the sense that they do brain/bodily patterns, which could at least
not come with distinctive patterns of brain 7 | See also Katherine Vytal & Stephan Ha- partly explain discrepant results identified
and bodily activity. This conclusion, howev- mann (2010), who used a different statistical so far by meta-analyses. As a more varied,
er, is controversial and not shared by the au- method for their meta-analysis, which showed context-dependent phenomenon, fear may
thors of the meta-analyses themselves. Phan significantly consistent and discriminable pat- indeed be underpinned by different patterns
et al. (2002) and Murphy, Nimmo-Smith terns of brain activation for happiness, sadness, of brain and/or bodily activity, thus explain-
& Lawrence (2003) interpret the results of fear, anger and disgust. These patterns overlapped ing why studies of fear so far have failed to
their analyses as encouraging for the claim considerably with those (partially) identified in find recurrent neurophysiological activa-
that different emotions have distinctive neu- the previous meta-analyses. Moreover, Vytal & tions accompanying it (likewise for studies
ral “signatures.” These results do in fact show Hamann were able to differentiate further be- of anger, sadness and so on). As explained
some consistency in brain activity for at least tween the emotions for which previous meta- above, affective neuroscience typically does
a few emotions. For example, both meta- analyses could not find distinct patterns. not look at emotion experience in any de-

http://www.univie.ac.at/constructivism/journal/8/3/288.colombetti
tail. As such, it may lack the tools to identify some subjects can become aware of subtle looked at visceral awareness (measured in
differences in emotional responses to stim- bodily feelings that would otherwise remain terms of awareness of heart rate) in medi-
uli that come with different physical activ- unnoted. In fact, it seems that some subjects tators, dancers and people with no training
ity. Augmenting affective neuroscience with are just not used to paying attention to their and found that meditators (who as part of
rigorous first- and second-person methods body, but that with appropriate guidance their practice pay attention to breathing
for the generation of first-person data may they can become more sensitive to it (see, and cardiac sensations) reported the high-
reveal these differences and contribute to a e.g., Gendlin 1996). Perhaps then, with ap- est level of visceral awareness, followed
better understanding of the relationship be- propriate guidance, by dancers (taken, in this study, usually to
tween emotion experiences and their physi- rely more on somatic awareness in their
cal bases. “ [i]f the reader has never paid attention to this
matter, he will be both interested and astonished
practice).9 It would be interesting to investi-
gate further whether these subjects also dif-
to learn how many different local bodily feelings fer in terms of the reported bodily character
The question of the he can detect in himself as characteristic of his of their emotion experiences. Consider also
bodily nature of emotion ”
various emotional moods. (James 1884: 192) that different dance styles cultivate different
Philosophical Concepts in Neurophenomenology

forms of bodily awareness. Whereas ballet


experience Yet it might also be possible to identify dancers make use of mirrors when train-
Another long-standing question in af- emotion experiences that are, reportedly, ing, contemporary dancers rely mainly on
fective science regards, broadly speaking, not felt as bodily, and to explore their qual- proprioception; there are even dance styles,
the bodily nature of emotion experience. ity in some detail. such as the Japanese Butoh, that require the
This question has various facets. One re- Also, first- and second-person methods performers to attend also to their interocep-
gards whether experiencing an emotion could be used to address a difficulty noted tive sensations (see Legrand & Ravn 2009).
always necessarily involves experiencing already some time ago regarding empirical Do these different training styles and prac-
some kind of bodily feeling or bodily sen- studies of the bodily character of emotion tices affect how subjects experience their
sation (in other words, this is a question experience. Various studies have shown body in emotion?
about the bodily phenomenology of emo- that subjects report different bodily sensa- A second facet of the question of the
tion experience). William James famously tions for different emotions (e.g., Nieuwen- bodily nature of emotion experience con-
thought so: huyse, Offenberg & Frijda 1987; Scherer & cerns its relationship to physical activity, in-
Wallbott 1994; Philippot & Rimé 1997). Yet cluding actual bodily activity (i.e., not just
“  [i]f we fancy some strong emotion, and then
try to abstract from our consciousness of it all the
it may be that participants in these kinds of
studies report not what they actually feel
experienced bodily sensations). A neuro-
physio-phenomenological method would
feelings of its characteristic bodily symptoms, we but what they expect they should feel on seem to be particularly suited to addressing
find we have nothing left behind, no ‘mind-stuff ’ the basis of existing “schemes” or folk psy- this question. Here, third-person methods
out of which the emotion can be constituted … chological assumptions of what count as could be used to investigate the relationship
What kind of emotion of fear would be left, if the typical bodily feelings for specific emotions between first-person data, and actual bodily
feelings neither of quickened heart-beats nor of (see also Philippot & Rimé 1997). First- and activity. How do reported bodily feelings
shallow breathing, neither of trembling lips nor second-person methods could help here in emotion experience relate to what goes
292 weakened limbs, neither of goose-flesh nor of by repeatedly inviting subjects to attend to on in the actual body – or, in other words,
visceral stirrings, were present, is quite impos- their bodily sensations. Indeed it is a fre- how does the experienced body relate to

sible to think. (James 1884: 193–194) quent observation in discussions of second-
person methods that subjects initially tend
the physiological body? In some cases, it
is easy to verify whether a specific bodily
According to philosopher Peter Goldie, to answer questions about their experience feeling “tracks” an actual bodily process.
on the other hand, “it surely seems correct by reporting what they think they should
to say that there are certain sorts of emotion be experiencing, rather than what they ac- 9 | Sze et al. also measured cardiac activity
which might have associated feelings, but tually experience (see, e.g., Gendlin 1996; in all subjects and found that in meditators this
which do not have associated bodily feel- Petitmengin 2007). My suggestion is that activity correlated most clearly with reported
ings” (Goldie 2000: 52, italics in original).8 second-person methods could help here by emotion experience (as measured by a rating
First- and second-person methods redirecting the subjects’ attention, to help dial). However, rather surprisingly they did not
could be used to explore these claims more them stay focused on their actual experi- find that reported visceral awareness in medita-
systematically and in more detail. It may be ence. tors correlated with cardiac activity – a result they
that, in the interaction with an interviewer, It would also be interesting to compare attribute to the inadequacy of their self-report
the emotion experiences of subjects with inventory for bodily awareness, which did not
8 | See also Heavey, Hurlburt & Lefforge different levels of expertise in bodily aware- inquire about actual bodily feelings but about
(2012) for evidence that people sometimes report ness and/or different training in bodily bodily functioning more generally. More rigorous
bodily feelings in emotion experience and some- awareness. One such study has already been first- and second-person methods may help ad-
times do not. conducted by Jocelyn Sze et al. (2010). They dress this kind of shortcoming.

Constructivist Foundations vol. 8, N°3


Neurophenomenology
Neurophenomenology and Affective Neuroscience Giovanna Colombetti

For example, when I feel my heart beating emotions exhibit the same patterns of phys- to understand whether and how these affect
fast in fear, I can put a hand on my chest iological activity across cultures merely by emotion experience and its bodily char-
to verify whether what I sense interocep- asking subjects from different countries, acter and how reported bodily feelings (if
tively corresponds to my actual heartbeat; with various questionnaires, how their body any) relate to the condition of the body.
likewise, when I feel my breathing becom- felt during emotion experience. Likewise, For example, do subjects with spinal cord
ing shallower in anxiety, I can put a hand Grewe et al. (2007) studied “physiological injuries experience emotion and, if so, do
on my chest or abdomen. That bodily feel- responses” to music with questionnaires these emotion experiences include bodily
ings track actual bodily activity in the case asking subjects to “report their perceived feelings? If they do include bodily feelings,
of respiration is indicated, for example, by bodily reactions” (ibid: 779; see also Slo- what kinds of feelings are they? Are they
a study by Philippot, Chapelle & Blairy boda 1991). Most philosophical discussions visceral sensations? Are they rather kin-
(2002). In a first experiment, they asked also assume that bodily feelings in emotion esthetic feelings, such as urges to move or
subjects to self-induce feelings of sadness, experience register what is in fact happen- even act in specific ways? How and where
anger, fear and happiness by breathing in ing in the body. Yet how the lived body and in the body are these feelings experienced?
different ways, and to report on the respira- the physiological body relate to one another Existing evidence about the extent to which
tion patterns they used. The reported respi- is an empirical question, and needs to be spinal cord lesions impair emotion experi-
ration patterns turned out to correspond to addressed as such. ence is mixed (e.g., Hohmann 1966; Chwal-
actual respiration patterns previously mea- Addressing this question could also isz, Diener & Gallagher 1988; Montoya &
sured for those emotions (Boiten, Frijda & help researchers to understand whether Schandry 1994; Cobos et al. 2002; O’Carroll
Wientjes 1994; see also Rainville et al. 2006 differences between emotion experiences et al. 2003; Nicotra et al. 2006). Yet the oth-
for a more recent study). In a second experi- that are reported as bodily and emotion er questions, to the best of my knowledge,
ment, they were able to induce feelings of experiences that are not reported as bodily have not been explored systematically with
sadness, anger, fear and happiness by asking (as established with first- and second-per- the first- and second-person methods rec-
(other) subjects to breathe in those specific son methods) correlate with differences ommended by neurophenomenology. Even
ways (without asking them to achieve any in actual bodily activity – or whether they if people with spinal injuries retain emo-
specific emotional state). Taken together, depend rather on differences in bodily tion experiences, it may be that these have
these results provide evidence that differ- self-awareness such as, e.g., interoceptive a different or attenuated bodily character
ent respiratory patterns not only influence awareness. There is evidence already that compared to the emotions experienced
emotion experience in specific ways but are some subjects are better than others at per- before the lesion. Further questions could
also felt in emotion experience and contrib- ceiving their bodies, as measured (so far) in then be raised about the relation between
ute to its differentiation. terms of perception of their own heartbeat experience and the condition of the body.
Other cases, however, seem trickier. (e.g., Craig 2002),10 and that differences in Spinal cord lesions can impair the capacity
What is going on in the body when people interoceptive awareness correlate with dif- for moving various muscles, propriocep-
report “butterflies in the stomach,” “chills” ferences in emotion experience, such as tion and the generation of sympathetic and
or “shivers down the spine” in emotion? anxiety (Critchley et al. 2004). It may turn parasympathetic responses as well as senso-
Are they reporting actual bodily changes? out that whereas different emotion experi- ry feedback from the viscera. The type and
If so, what kinds of changes? And what ences involve specific changes in the body, degree of impairment can vary considerably
about feelings of action-readiness or urges subjects are not equally good at detecting depending on the location and nature of the 293
to act? Or feeling “down” or “up”? Not all these changes and therefore some subjects injury. A neuro-physio-phenomenological
bodily feelings are feelings of parts of the experience emotion as “less bodily” than approach might enable us better to under-
body that can be obviously identified and others. Relatedly, it would be interesting to stand the relationship between the nature
measured with third-person methods. Vice find out whether subjects can be trained via of the lesion and the subjects’ experience
versa, there are very many changes going biofeedback to detect their body more accu- and in particular whether and how different
on in the body when subjects experience an rately, and whether this training influences aspects of bodily arousal contribute to emo-
emotion, and not all of them appear to be their emotion experience in terms of “how tion experience.
tracked as such when subjects report bodily bodily” it feels. A similar approach could be taken
feelings – although they may influence Additional relevant first- and third- towards other conditions, such as pure
emotion experience nevertheless (as in the person data could be gathered from sub- autonomic failure (which involves a pe-
case of changes in glucose and hormonal jects with a variety of bodily impairments ripheral degeneration of sympathetic and
levels). Note that some studies just assume parasympathetic autonomic neurons), Mö-
that bodily concomitants in emotion expe- 10 | In these experiments, subjects are asked bius syndrome (which entails a congenital
rience can be studied merely by asking sub- to count their perceived heartbeats silently (with- total paralysis of facial muscles) and locked-
jects how their body feels, without carrying out feeling for their pulse) or to evaluate whether in syndrome (which involves a paralysis
out any actual bodily measurement. Scherer their heartbeats are synchronous with tones trig- of all voluntary muscles apart from those
& Wallbott (1994), for example, addressed gered by the heartbeats themselves with varying responsible for vertical movement of the
the vexed question of whether at least some delays (see, for example, Critchley et al. 2004). eyes and blinking). We know from autobi-

http://www.univie.ac.at/constructivism/journal/8/3/288.colombetti
ographies of locked-in patients (painfully with one another is Harrison et al. (2010). of the changes being there, – an hallucination
dictated letter by letter through blinking) This study illustrates well the possibility of of dread, consequently, coexistent with a com-
that they retain bodily sensations, as well correlating first- and third-person data of paratively calm pulse, &c. I say it is possible, for
as a variety of more or less intense emotion various kinds in the study of emotion expe- I am ignorant of observations which might test
experiences (see Bauby 1997; Chisholm &
Gillett 2005). What is the quality of the lat-
rience and thus comes quite close to a neu-
ro-physio-phenomenological methodology

the fact. (James 1884: 199–200, emphasis in
original)
ter, however?11 (although more attention still could be paid
Third-person methods could focus not to first- and second-person methods). Damasio (1994: 155–160) also discusses
just on the body but on the brain as well. Harrison et al. looked at two forms of this possibility to some extent, calling the
Which areas of the brain activate signifi- disgust – “core ingestive disgust,” induced by brain areas allegedly bypassing the body “as-
cantly when people report bodily emotion watching movies of people vomiting when if ” body loops.
experiences? Are they different from the smelling and eating visually repulsive food, However, not only is there no direct evi-
brain areas that activate significantly for re- and “body-boundary-violation disgust,” in- dence that as-if body loops exist (including
portedly non-bodily emotion experiences? duced by watching movies of surgical opera- how long an as-if body experience could last
Philosophical Concepts in Neurophenomenology

Existing evidence indicates that the anterior tions. After the presentation of each movie, without registering inputs from the actual
insula (also known as the “insular cortex”), subjects had to indicate respectively, on body, or how it would feel), but the more
for example, is significantly involved in reg- analog scales, how disgusted, light-headed/ we understand the complexity of how brain
istering bodily activity and contributing to faint and nauseated they felt. Harrison et al. and body are related, the more suspect the
interoceptive feelings (Craig 2002; Critchley found that subjects reported feeling more notion becomes.12 Brain and body continu-
et al. 2004). It would be interesting, then, nauseated in the “core disgust” condition ously influence each other in innumerable
to see whether emotion experiences that (intensity of disgust and light-headedness ways (Pert 1997; Cosmelli & Thompson
reportedly involve bodily feelings correlate were not significantly different). In addi- 2010; Thompson & Cosmelli, in press).
with activity in this area more than emo- tion, they found different physiological pat- There are, in particular, very many channels
tion experiences that reportedly do not in- terns (as measured in terms of cardiac and through which the body “informs” the brain
volve bodily feelings. Antonio Damasio et al. gastric activity) for the two forms of disgust about its status, and there is no evidence
(2000) notably showed that self-induced ex- and interestingly found that core disgust that they can all be “bypassed” and “simu-
periences of happiness, sadness, fear and an- was accompanied by greater tachygastric lated” by neural activity. Somatic informa-
ger correlate with activity in brain structures responses (that is, rapid disregulated gastric tion is conveyed via the spinal nerves and
involved in the regulation of the organism, responses). They also found that the two the trigeminal nerve; visceral information
in particular those that receive signals from forms of disgust correlated with differential is conveyed via the spinal nerves and also
the internal milieu, viscera and musculosk- patterns of insula activation. Thus compared the vagus nerve and the glossopharingeal
eletal system (such as the insula, the second- to Damasio et al.’s study (2000), this work nerve (two cranial nerves). There are also
ary somatosensory cortex and the cingulate shows that different patterns of activity in very many brain regions that register bodily
cortex); moreover, they found that those insular cortex accompany not just different activity: somatic information is registered
four emotion experiences correlate with dif- emotion experiences but also different bodi-
ferent patterns of neural activity in these ar- ly feelings experienced as part of them; in
12 | In his more recent book, Damasio (2010:
294 eas. Yet we do not know from this study how addition, it shows how these bodily feelings
102) admits that the notion of the as-if body
the subjects experienced those emotions correlate with actual bodily activity.
loop as he originally proposed it had only “cir-
and in particular whether they felt them as Finally, neuro-physio-phenomenology
cumstantial evidence.” He claims, however, that
bodily. A more recent study that looked at could be used to understand the extent to
such evidence has now been found. In particular,
how experience, body and brain all correlate which (if at all) neural activity can “bypass”
he refers to evidence for the existence of motor
bodily activity and induce bodily feelings mirror neurons, which fire when one observes
11 | Of course, a variety of ethical and prac-
“as if ” the body were undergoing specific someone else perform a goal-oriented action “as
tical considerations makes this kind of inquiry changes. In a footnote, James already men- if ” the observer were herself performing that ac-
particularly difficult. See also Topulos, Lansing tioned the possibility of “morbid fear in tion: “[s]o-called mirror neurons are, in effect, the
& Banzett (1993) for a study in which healthy, which objectively the heart is not much per- ultimate as-if body device” (ibid: 103). Yet note
unsedated subjects (for ethical reasons, these turbed” (James 1884: 199) and pointed out that evidence for the existence of mirror neurons
were the experimenters themselves) willingly that these cases needed to be better docu- is not evidence for the existence of brain systems
underwent a complete neuromuscular blockade. mented and studied: that “bypass” one’s own body and that, as they do
They reported experiencing emotions such as so, simulate an experience. There is no evidence
fear and panic, but it remains unclear from the “  it is of course possible that the cortical cen-
tres, normally percipient of dread as a complex of
of what human subjects experience when they
paper whether the blockade interrupted visceral see another’s action or expression and their mir-
feedback and, again, whether the subjects expe- cardiac and other organic sensations due to real ror system activates. Arguably, when I see another
rienced their emotions as “bodily” (and if so, in bodily change, should become primarily excited person perform a goal-oriented action, I do not
what sense). in brain-disease, and give rise to an hallucination feel “as if ” I were the one performing the action.

Constructivist Foundations vol. 8, N°3


Neurophenomenology
Neurophenomenology and Affective Neuroscience Giovanna Colombetti

{ Giovanna Colombetti
is Senior Lecturer in Philosophy at the Department of Sociology, Philosophy and Anthropology of
the University of Exeter (UK). She works on the philosophy of embodied and enactive cognition,
as well as on emotion and affective science. She is currently Principal Investigator for a project
titled “Emoting the Embodied Mind,” funded by the European Research Council. She is the author
of several papers and chapters on emotion and embodiment, co-editor (with Evan Thompson) of
a special issue of the Journal of Consciousness Studies (2005) on emotion experience and author
of The Feeling Body: Affective Science Meets the Enactive Mind (MIT Press, forthcoming).

in brainstem nuclei, the thalamus and pri- logical approach could be used specifically to anger, sadness and so on come in variations,
mary and secondary somatic sensory cortex investigate the relationship between emotion each of which has its own pattern of physi-
(SI and SII) and parietal areas (Purves et al. experience and the body. First- and second- cal activity. These variations may be mani-
2008, chapter 9). As for visceral informa- person methods could be used to investigate fest in experience, and revealed with careful
tion, key areas are the nucleus of the solitary the phenomenological or lived bodily char- first- and second-person investigations. A
tract, the brainstem reticular formation and acter of emotion experience; third-person neurophenomenological (or better neuro-
the hypothalamus. The brainstem also con- methods could be added to explore the re- physio-phenomenological) method could
tains areas that register circulating humoral lationship between reported lived experi- also enable a sophisticated approach to the
signals; these are known as “sensory cir- ence and bodily and brain activity, which question of the bodily nature of emotion ex-
cumventricular organs” and are situated at could help us to understand how reported perience. First- and second-person methods
the blood-brain interface, such as the area bodily feelings, as well as reportedly non- could be used to explore the extent to which
postrema, the organum vasculosum of the bodily emotion experiences, relate to actual subjects report bodily feelings when they ex-
lamina terminalis and the subfornical organ brain and/or bodily processes. This method perience emotions. These reports could then
(see Price, Hoyda, & Ferguson 2008; for an would enable affective scientists to address be compared with third-person data about
overview of the visceral system, see Purves the question of the bodily nature of emotion brain and/or bodily activity to help under-
et al. 2008, chapter 21; see Parvizi & Dama- experience at various levels, and in a more stand whether and how lived experience re-
sio 2001 for a discussion of the many nuclei sophisticated way than current approaches. lates to the living organism.
of the brainstem). Importantly, augmenting affective neu-
It seems highly unlikely that the brain roscience in the ways suggested here would
could bypass and simulate all this activity. Conclusion not only enrich current scientific methods
As Damasio himself originally emphasized, for the study of emotion but also benefit
I have argued that the current affective the neurophenomenological project itself 295
“  the brain is not likely to predict how all the
commands – neural and chemical, but especially
neuroscientific approach would benefit from
being augmented with the methodology rec-
by extending it to the domain of emotion.
This would have the additional benefit of
the latter – will play out in the body, because the ommended by neurophenomenology. At making neurophenomenology more clearly
play-out and the resulting states depend on local the moment, affective neuroscience tends to an enterprise aimed at understanding the
biochemical contexts and on numerous variables minimize its reliance on first-person data. relationship between experience and the
within the body itself which are not fully repre- However, I have proposed that developing whole organism, rather than only the brain.
sented neurally. What is played out in the body adequate first- and second-person methods Neurophenomenological studies so far have
is constructed anew, moment by moment, and is for the generation of first-person data, in the focused on the relationship between experi-
not an exact replica of anything that happened be- way neurophenomenology suggests, could ence and brain activity. Affective neurosci-

fore. Damasio (1994: 158) help answer long-standing questions about
the nature of emotion. For example, it could
ence, on its part, in the last few years has
developed several sophisticated and increas-
In addition, Damasio himself does not help answer the question of whether differ- ingly less intrusive methods for the mea-
believe either that the experience under- ent emotions reliably come with unique, dis- surement of bodily activity. Extending neu-
pinned by alleged as-if body loops would tinctive patterns of brain and/or bodily ac- rophenomenology to the study of emotion
feel like one that involves actual bodily loops tivity. The evidence so far is inconclusive, but would thus extend it to the rest of the or-
(see Damasio 1994: 156; 2010: 121). I have argued that a problem with the studies ganism, more in line with the “enactive” ap-
In sum, then, it looks like there are many conducted so far is that they did not consid- proach that Varela himself favoured, and of
ways in which a neuro-physio-phenomeno- er the possibility that emotions such as fear, which neurophenomenology is an offshoot.

http://www.univie.ac.at/constructivism/journal/8/3/288.colombetti
Acknowledgements Colombetti G. (in press) The feeling body: Af- and facial affective reactions to music. Emo-
fective science meets the enactive mind. MIT tion 7(4): 774–788.
Many thanks to two anonymous refer- Press: Cambridge, MA. Hamilton M. C. (1995) Hamilton anxiety scale
ees for their helpful comments. This work Cosmelli D., David O., Lachaux J.-P., Martin- [HAMA]. In: Schutte N. S. & Malouff J. M.
has been funded by the European Research erie J., Garnero L., Renault B. & Varela F. (eds.) Sourcebook of adult assessment: Ap-
Council under the European Community’s J. (2004) Waves of consciousness: Ongoing plied clinical psychology. Plenum Press, New
Seventh Framework Programme (FP7/2007- cortical patterns during binocular rivalry. York: 154–157.
2013), ERC grant agreement nr. 240891. NeuroImage 23: 128–140. Harrison N. A., Gray M. A., Gianaros P. J. &
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