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Background: Electroencephalography (EEG) and related measures have a long and productive history in child
psychopathology research and are currently experiencing a renaissance in interest, particularly for use as putative
biomarkers. Method and Scope: First, the recent history leading to the use of EEG measures as endophenotypes and
biomarkers for disease and treatment response are reviewed. Two key controversies within the area of noninvasive
human electrophysiology research are discussed, and problems that currently either function as barriers or provide
gateways to progress. First, the differences between the main types of EEG measurements (event-related potentials,
quantitative EEG, and time–frequency measures) and how they can contribute collectively to better understanding of
cortical dynamics underlying cognition and behavior are highlighted. Second, we focus on the ongoing shift in
analytic focus to specific cortical sources and source networks whose dynamics are relevant to the clinical and
experimental focus of the study, and the effective increase in source signal-to-noise ratio (SNR) that may be obtained
in the process. Conclusions: Understanding of these issues informs any discussion of current trends in EEG
research. We highlight possible ways to evolve our understanding of brain dynamics beyond the apparent
contradictions in understanding and modeling EEG activity highlighted by these controversies. Finally, we
summarize some promising future directions of EEG biomarker research in child psychopathology.
Keywords: EEG, event-related potential, brain imaging, neurophysiology, psychopathology.
With the growing feasibility, cost-effectiveness, Within the research community, organizations
and use of whole-genome sequencing, however, a including the U.S. National Institute of Mental
more complete account of genetic variation underly- Health (NIMH) have proposed a move away from
ing complex traits and psychiatric conditions will characterizing psychopathology based on psychiat-
soon be available. With this will come a renewed ric diagnoses but rather according to translational
need for endophenotypes to assist with functional dimensions of functioning such as cognitive pro-
interpretation of the genetic sequence variants cesses, positive and negative valence, arousal and
(de Geus, 2010). This ‘reverse endophenotype’ self-regulation (Research Domain Criteria; RDOC).
approach is a strong justification for increased use Each of these dimensions can be characterized by a
of EEG measures in genetic investigations. Decou- translational, multilevel pathway (i.e., genes, neural
pled from examining the genetic pathways associ- circuitry, brain dynamics, and behavior) that can
ated with disease and neurobiological functions, inform searches for both underlying neural mecha-
EEG measures shown to be useful for disease nisms and potential treatments. Consistent with this
prediction, diagnosis, characterization, and treat- approach, NIMH has more recently issued guidance
ment monitoring are increasingly referred to as for preclinical and intervention trials (e.g., NIH
biological markers or ‘biomarkers’ rather than end- FAST-Fail trials) that makes central the need for
ophenotypes. measurement of biomarkers in addition to behav-
ioral symptoms in gauging treatment response.
Collectively, this broader focus on etiologic and
Shift to shared genetic and mechanistic factors symptomatic heterogeneity within psychiatric disor-
across disorders ders and new focus on examination of domains of
As genetic studies failed to pinpoint the expected function across disorders has implications for efforts
risk genes underlying psychiatric disorders, the to develop more robust, highly cost effective EEG-
concept of disorder-specific genetic risk factors and based biomarkers for psychiatric disorders. It seems
mechanisms started to shift to shared etiologic and unlikely that a single biomarker measure of any type
neurobiologic factors that may be operant across can capture all of the variance within a diagnostic
disorders. Early studies in this area demonstrated category (Lenartowicz & Loo, 2014). Instead, finding
that genetic linkage findings across several child biomarkers for neural circuits associated with
psychiatric disorders including autism spectrum domains of functioning that are abnormal across
disorder (ASD), attention-deficit/hyperactivity dis- several disorders seems a potentially more fruitful
order (ADHD), and dyslexia overlapped at a rate approach.
significantly greater than chance (Smalley, Loo,
Yang, & Cantor, 2005). Theories regarding common
genetic architecture for broad band internalizing Current controversies
and externalizing disorders have been proposed, Interest in EEG research is again on the rise in large
with a small proportion of disorder unique genes part because refined EEG measures can now
and environmental experience factors determining increase the amount of relevant information about
the specific manifestation and diagnosis (Lahey, brain function that can be derived from the collected
Van Hulle, Singh, Waldman, & Rathouz, 2011). data. Below we discuss two controversies in EEG
Recent genetic findings from the Psychiatric Genet- analytic approaches that may serve as barriers to
ics Consortium across five psychiatric disorders: progress in using EEG in child psychopathology.
ADHD, ASD, Bipolar Disorder, Schizophrenia, and First, we discuss differences between the most
Major Depressive Disorder validate the idea that common types of EEG measures (ERP, qEEG, and
shared heritability and genetic loci underlie multi- event-related time–frequency measures) and how
ple psychiatric disorders (Cross-Disorder Group of their combination may contribute to better under-
the Psychiatric Genomics et al., 2013). standing of cortical dynamics underlying cognition
Simultaneous with the shift to common genetic and behavior. Second, we highlight the ongoing shift
factors came a recognition of common or shared in analytic focus to identifying specific cortical
neurobiologic mechanisms that underlie different sources and source networks whose dynamics are
psychiatric disorders. Although this multidimen- relevant to the clinical and experimental focus of the
sional view of psychopathology has always had study, and the effective increase in biomarker signal-
proponents, the concept currently has much wider to-noise ratio (SNR) that may be obtained using
and growing acceptance in the scientific and clinical source-resolved EEG measures.
communities. Within the clinical community, greater
recognition of psychopathology dimensions have
Controversy I: Use of averaged event-related
been incorporated into the DSM diagnostic criteria
potentials versus power spectra (qEEG) versus time–
as dimensional specifiers, which have replaced some
frequency measures
diagnostic subtypes, as well as elimination of exclu-
sion criteria prohibiting the diagnosis of comorbid Of the many possible outcome variables that can be
disorders such as ADHD and ASD. extracted from EEG-recorded scalp data, the two
that have most frequently been applied in psychiat- not in the other 25%. Thus, activity sequences
ric research are mean EEG power spectra during appearing in ERPs typically do not occur in all trials,
some specified time period(s) (often called ‘quantita- and indeed might even not occur in entirety in any
tive EEG’ or qEEG measures), and peak amplitudes single trial. Nonetheless, the amplitudes and laten-
and latencies of ERPs extracted from EEG data by cies of several ERP peaks (e.g., error-related nega-
averaging across data epochs identically time-locked tivity, P3, slow cortical potential, etc.) are typically
to some set of experimental events. Although the examined in ERP studies without any attention to
same hardware, software, and scalp signals are used their (possibly systematic) trial-to-trial variability –
to compute these different measures, there has or to accompanying EEG phenomena that do not
historically been a deep divide (with little cross-over) appear in the ERPs (for example, periods of alpha
between researchers who use ERP or qEEG mea- power ‘blocking’ or ‘flooding’ time-locked but not
sures. The principal difference between these mea- phase-locked to the same events).
sures is the signal processing methods used to derive Preliminary efforts to study single-trial ERP vari-
them. Below, we briefly describe these and then ability have yielded a more refined understanding of
discuss potential paths to bridge the divide in future ERP features and their association with underlying
research. neural and cognitive mechanisms. Several studies
that have most frequently been applied in psychiat- not in the other 25%. Thus, activity sequences
ric research are mean EEG power spectra during appearing in ERPs typically do not occur in all trials,
some specified time period(s) (often called ‘quantita- and indeed might even not occur in entirety in any
tive EEG’ or qEEG measures), and peak amplitudes single trial. Nonetheless, the amplitudes and laten-
and latencies of ERPs extracted from EEG data by cies of several ERP peaks (e.g., error-related nega-
averaging across data epochs identically time-locked tivity, P3, slow cortical potential, etc.) are typically
to some set of experimental events. Although the examined in ERP studies without any attention to
same hardware, software, and scalp signals are used their (possibly systematic) trial-to-trial variability –
to compute these different measures, there has or to accompanying EEG phenomena that do not
historically been a deep divide (with little cross-over) appear in the ERPs (for example, periods of alpha
between researchers who use ERP or qEEG mea- power ‘blocking’ or ‘flooding’ time-locked but not
sures. The principal difference between these mea- phase-locked to the same events).
sures is the signal processing methods used to derive Preliminary efforts to study single-trial ERP vari-
them. Below, we briefly describe these and then ability have yielded a more refined understanding of
discuss potential paths to bridge the divide in future ERP features and their association with underlying
research. neural and cognitive mechanisms. Several studies
ena that occur or evolve at 0.1-s and finer time scale, ciation between ADHD and the theta/beta ratio
such as perception, cognition, event evaluation, measure, a conceivable suggested reason being a
action planning, and motor action itself. However, general increase in this ratio among normal control
the misconception that data features appearing in populations in recent years (Arns et al., 2013). While
the EEG data not reflected in an average ERP are this theta/beta ratio measure may be elevated in a
‘task-irrelevant EEG noise’, can be a conceptual subgroup of individuals with ADHD, neither the
barrier to achieving a more complete understanding characteristics of this subgroup nor what brain state
of the meso- and macroscopic brain dynamic pro- is indexed by the theta/beta ratio have been deter-
cesses by making use of more of the information mined.
contained in the recorded EEG data. In contrast, EEG resting spectral power has been
shown to be a robust marker of neurodevelopment.
Quantitative EEG. Electroencephalography spec- Age-related maturation of the EEG power spectrum
tral power is estimated by separating the EEG has long been noted, consisting of attenuated slower
recordings using mathematical methods including wave activity (delta & theta bands) and enhanced
the Fast Fourier Transform (FFT) and its variants faster wave activity (alpha & beta bands) (Gasser,
into a sum of activities within narrow frequency Jennen-Steinmetz, Sroka, Verleger, & Mocks, 1988;
bands. Power spectra represent the magnitude or John et al., 1980; Luchinger, Michels, Martin, &
magnitude-squared power of complex activity pat- Brandeis, 2012). In a recent study, Buyck and
terns as a function of EEG frequency (measured in Wiersema (2014) reported using several EEG mea-
cycles per second, Hertz [Hz]). Because EEG signals sures for predicting age classification (i.e., children,
themselves occupy a wide spectrum of frequencies adults) with high accuracy (theta/beta ratio, 97%;
(from 0.1 Hz and below to 250 Hz and above), power absolute and relative theta power, 91%–94%; relative
spectral averages can capture information about beta power, 90%). These developmental shifts have
parallel EEG processes occurring in distinct fre- been compared with MRI measures to help interpret
quency ranges that contribute to different aspects of the EEG findings. Combining concurrent resting-
cognitive, sensory, or motor processing. While defi- state fMRI and EEG measures, Luchinger et al.
nitions vary, mean amplitude or power within well- (2012) suggested that EEG changes during develop-
known frequency bands, including delta (1–4 Hz), ment may reflect age-related changes in emphasis
theta (4–8 Hz), alpha (9–12 Hz), beta (13–30 Hz), and integration of local and long-range networks, as
and gamma (>30 Hz), are often reported. Estimation inferred from spatial coherency in BOLD signals
of the mean power spectrum at each scalp channel or during instructed rest periods.
of average power across several electrodes has been While the use of the mean qEEG power spectrum
most frequently performed across the whole duration as a primary dependent variable does not capitalize
of a continuous recording period. This has some- on the temporal resolution of EEG, it does make use
times been referred to as qEEG measurement (to of its other advantages including its noninvasive-
contrast with still earlier nonquantitative analysis ness, relatively low cost, and flexibility of use with a
methods based solely on visual inspection, still wide range of subject and patient populations. New
widely used in neurology). Mean spectral power signal processing methods and widely available
estimation is most appropriate for conditions in computing power (see below) make it more feasible
which EEG signals might be expected to be relatively to extract information from analyses extending
stationary; the extent to which this is the case across large datasets, making large-scale studies
deserves detailed examination. computationally tractable. And, like average ERP
The power spectrum at rest is often modeled as a measures, mean power spectral measures greatly
marker of trait-like brain function indexing variables reduce the dimensionality of the recorded EEG data,
such as developmental level, baseline level of affect facilitating analysis including comparisons with
reactivity, or arousal. The best known example of other measures of interest such as fMRI BOLD
using EEG spectral power as a biomarker for diag- changes or behavioral performance. While reducing,
nosis is in ADHD, where high values of the theta to the (temporal and spatial) dimensionality of the data
beta ratio, recorded from the vertex or top of the is often necessary to achieve a coherent result, both
head, have been claimed to be strongly associated ERP and qEEG approaches result in a vast reduction
with diagnosis of attention-deficit/hyperactivity dis- in information content about EEG signals generated
order (ADHD). Early studies (Monastra, Lubar, & by the many cortical processes contributing to the
Linden, 2001; Snyder et al., 2008) suggested high recorded EEG during the experiment.
accuracy in identifying people with ADHD; a meta- qEEG and ERP measures share relatively little
analysis reported a large effect size of 3.08 (Snyder & redundant information, since variations in the
Hall, 2006). However in the past 5 years, empiric and amplitude and latency of an ERP peak (representing
meta-analytic studies (Arns, Conners, & Kraemer, only a tiny fraction of the power in the whole EEG)
2013; Buyck & Wiersema, 2014; Liechti et al., 2013; may have little correlation with variations in the EEG
Loo et al., 2013; Ogrim, Kropotov, & Hestad, 2012; power spectrum during the same recording period.
Williams et al., 2010) have not supported the asso- qEEG power spectral measures may therefore be
used fruitfully in combination with ERP measures the hippocampus, based on basic animal research
although, as noted above, these measures have (Arnolds, Lopes da Silva, Aitink, Kamp, & Boeijinga,
historically been studied in isolation from one other. 1980; Buzsaki 2002), whereas alpha-band activity
As we will discuss below, using newer analytic (8–12 Hz) has a known generator mechanism in
methods to identify relevant measures of specific radially arrayed cortico-thalamic loops (Lopes da
cortical source processes contributing to the scalp Silva, 1977). This cross-species link differentiates
data may give much more robust information rele- EEG from other brain imaging modalities, such as
vant to questions of psychiatric interest than simply fMRI, since measures of oscillatory field phenomena
collapsing the whole scalp data to a few summary may be more direct measures of brain activity than,
measures at one or the mean of a few scalp channels for instance, measures used to study BOLD-signal
(Lenartowicz et al., 2014; Mullen, Acar, Worrell, & functional connectivity, which rely on statistical
Makeig, 2011). estimates (typically linear measures of co-variation)
calculated on indirect (metabolic) indices of regional
Event-related time/frequency measures. Advances brain activity.
in computer technology and signal processing soft-
ware are attracting an increasing number of research- A way forward. A straightforward (although at the
ers to performing more general time–frequency outset not simpler) way to proceed toward more
analyses that combine and extend the strengths of specific and robust models of EEG dynamics is to
both ERP and qEEG spectral power measures. Time/ combine ERP, mean qEEG spectral power, and
frequency analyses extract changes in spectral power event-related time/frequency (ERSP and other) mea-
and phase across a given set of data epochs time- sures of oscillatory activity rather than limiting
locked to a set of similar events of interest, allowing analyses to just one measure. This allows a more
sub-second resolution of changes in brain oscillatory comprehensive examination of the changes in EEG
activity. The term ‘event-related spectral perturba- activity contained in the collected EEG signals and
tion’ (ERSP) was suggested for the time/frequency more complete tests for possible relationships
measure summarizing mean spectral power changes between and across measures of interest.
at each frequency surrounding the time-locking One interesting idea illustrating this direction is
events (Makeig, 1993); various other terms have since the analysis of pre-event oscillatory dynamics, in
been offered. Event-related spectral power increases particular power spectra, as indexing context-aware
or decreases within a single frequency band (e.g., the ‘preparatory’ state differences, and postevent ERPs
8–12 Hz alpha band) have been called event-related and ERSPs as indexing temporally precise cortical
synchronization [ERS] or desynchronization [ERD], processing of events. For example, several studies
respectively, since early research with electrodes have demonstrated that prestimulus EEG spectral
implanted in animal brains suggested loss of local power may predict subsequent event-related corti-
spatial cortical field synchronization during periods of cal activation (as measured using ERPs and ERSPs)
higher-frequency activity (Pfurtscheller & Aranibar, as well as subject performance on cognitive chal-
1979). lenges including memory encoding and retrieval
ERSPs, like ERPs, can be used to compare EEG (Addante, Watrous, Yonelinas, Ekstrom, & Rang-
activity in different trial-latency windows as well as anath, 2011), motor inhibition, and visual process-
in different trial subsets. For example, Lenartowicz ing (van Dijk, Schoffelen, Oostenveld, & Jensen,
et al. (2014) used ERSP analysis to examine power 2008). Whether prestimulus spectral power EEG
spectral differences within working memory (WM) features may index attention linked to arousal and/
task trial-latency windows in ADHD, which sug- or engagement of specific attention networks
gested that WM performance deficits were specifi- remains to be tested empirically. However, more
cally related to (bottom-up) visual encoding versus attention is warranted to relationships between
(top-down) WM maintenance. prestimulus EEG dynamic differences, ensuing
In addition to the clear benefit of allowing finer stimulus-driven cortical responses, and behavioral
event-related time resolution across the full EEG performance differences.
power spectrum, time-resolved measures of brain In summary, new analytic tools are making mod-
oscillatory activity features are largely conserved and eling of ongoing EEG dynamics and its relationship
associated with similar functional significance to performance, subject status, etc., increasingly
across mammalian species (Buzsaki, Logothetis, & possible and informative. For most EEG researchers,
Singer, 2013). This enhances the use of EEG to study however, collaboration with others with expertise in
and develop translational models of neural circuits, technical areas involved (e.g., signal processing,
the importance of which is emphasized in the NIMH specific clinical populations, etc.) is advisable since
RDOC initiative. Animal models of brain oscillations each by itself is becoming its own advanced field of
have been well studied and can inform our under- study. Fruitful collaborations between basic and
standing of the functional significance of various clinical researchers may bring more computationally
brain rhythms. For example, subcortical generators complex analyses to clinical population data,
of theta-band activity during memory tasks are in thereby developing more precise biomarkers of
ena that occur or evolve at 0.1-s and finer time scale, ciation between ADHD and the theta/beta ratio
such as perception, cognition, event evaluation, measure, a conceivable suggested reason being a
action planning, and motor action itself. However, general increase in this ratio among normal control
the misconception that data features appearing in populations in recent years (Arns et al., 2013). While
the EEG data not reflected in an average ERP are this theta/beta ratio measure may be elevated in a
‘task-irrelevant EEG noise’, can be a conceptual subgroup of individuals with ADHD, neither the
barrier to achieving a more complete understanding characteristics of this subgroup nor what brain state
of the meso- and macroscopic brain dynamic pro- is indexed by the theta/beta ratio have been deter-
cesses by making use of more of the information mined.
contained in the recorded EEG data. In contrast, EEG resting spectral power has been
shown to be a robust marker of neurodevelopment.
Quantitative EEG. Electroencephalography spec- Age-related maturation of the EEG power spectrum
tral power is estimated by separating the EEG has long been noted, consisting of attenuated slower
recordings using mathematical methods including wave activity (delta & theta bands) and enhanced
the Fast Fourier Transform (FFT) and its variants faster wave activity (alpha & beta bands) (Gasser,
into a sum of activities within narrow frequency Jennen-Steinmetz, Sroka, Verleger, & Mocks, 1988;
bands. Power spectra represent the magnitude or John et al., 1980; Luchinger, Michels, Martin, &
magnitude-squared power of complex activity pat- Brandeis, 2012). In a recent study, Buyck and
terns as a function of EEG frequency (measured in Wiersema (2014) reported using several EEG mea-
cycles per second, Hertz [Hz]). Because EEG signals sures for predicting age classification (i.e., children,
themselves occupy a wide spectrum of frequencies adults) with high accuracy (theta/beta ratio, 97%;
(from 0.1 Hz and below to 250 Hz and above), power absolute and relative theta power, 91%–94%; relative
spectral averages can capture information about beta power, 90%). These developmental shifts have
parallel EEG processes occurring in distinct fre- been compared with MRI measures to help interpret
quency ranges that contribute to different aspects of the EEG findings. Combining concurrent resting-
cognitive, sensory, or motor processing. While defi- state fMRI and EEG measures, Luchinger et al.
nitions vary, mean amplitude or power within well- (2012) suggested that EEG changes during develop-
known frequency bands, including delta (1–4 Hz), ment may reflect age-related changes in emphasis
theta (4–8 Hz), alpha (9–12 Hz), beta (13–30 Hz), and integration of local and long-range networks, as
and gamma (>30 Hz), are often reported. Estimation inferred from spatial coherency in BOLD signals
of the mean power spectrum at each scalp channel or during instructed rest periods.
of average power across several electrodes has been While the use of the mean qEEG power spectrum
most frequently performed across the whole duration as a primary dependent variable does not capitalize
of a continuous recording period. This has some- on the temporal resolution of EEG, it does make use
times been referred to as qEEG measurement (to of its other advantages including its noninvasive-
contrast with still earlier nonquantitative analysis ness, relatively low cost, and flexibility of use with a
methods based solely on visual inspection, still wide range of subject and patient populations. New
widely used in neurology). Mean spectral power signal processing methods and widely available
estimation is most appropriate for conditions in computing power (see below) make it more feasible
which EEG signals might be expected to be relatively to extract information from analyses extending
stationary; the extent to which this is the case across large datasets, making large-scale studies
deserves detailed examination. computationally tractable. And, like average ERP
The power spectrum at rest is often modeled as a measures, mean power spectral measures greatly
marker of trait-like brain function indexing variables reduce the dimensionality of the recorded EEG data,
such as developmental level, baseline level of affect facilitating analysis including comparisons with
reactivity, or arousal. The best known example of other measures of interest such as fMRI BOLD
using EEG spectral power as a biomarker for diag- changes or behavioral performance. While reducing,
nosis is in ADHD, where high values of the theta to the (temporal and spatial) dimensionality of the data
beta ratio, recorded from the vertex or top of the is often necessary to achieve a coherent result, both
head, have been claimed to be strongly associated ERP and qEEG approaches result in a vast reduction
with diagnosis of attention-deficit/hyperactivity dis- in information content about EEG signals generated
order (ADHD). Early studies (Monastra, Lubar, & by the many cortical processes contributing to the
Linden, 2001; Snyder et al., 2008) suggested high recorded EEG during the experiment.
accuracy in identifying people with ADHD; a meta- qEEG and ERP measures share relatively little
analysis reported a large effect size of 3.08 (Snyder & redundant information, since variations in the
Hall, 2006). However in the past 5 years, empiric and amplitude and latency of an ERP peak (representing
meta-analytic studies (Arns, Conners, & Kraemer, only a tiny fraction of the power in the whole EEG)
2013; Buyck & Wiersema, 2014; Liechti et al., 2013; may have little correlation with variations in the EEG
Loo et al., 2013; Ogrim, Kropotov, & Hestad, 2012; power spectrum during the same recording period.
Williams et al., 2010) have not supported the asso- qEEG power spectral measures may therefore be
(Makeig, Debener, Onton, & Delorme, 2004). In et al., 2014 for details). Because of space con-
actual data, these include eye blinks, saccades, straints, we present here only the results for an
electrocardiographic activity, single-channel noise occipital source cluster centered at or near the
from a loose electrode, and individual scalp muscle occipital pole (x = 8 mm, y = -89 mm, z = -19 mm).
activities. Other sources (unmixed by ICA from The scalp projection of these occipital cluster pro-
contamination by nonbrain source activity) repre- cesses was strongest at posterior occipital scalp
sent the projections of spatially stable cortical electrodes. Thus, we first examined the ERSPs for
sources. Because the connectivity structure of cortex both the midoccipital source cluster and the overly-
is highly weighted toward local neural connections, ing posterior scalp channels (e.g.., Oz; see Figure 3).
and thalamocortical connectivity is primarily radial, By visual inspection, both the source and scalp
these brain sources are typically compatible with ERSPs have similar spectral power patterns,
local field activity within a small (cm-scale) cortical strongly suggesting that their physiological sources
source patch. The locations of each of these source are related.
patches can be estimated with either a (patch- The occipital source cluster, however, shows
equivalent) single dipole model or, when an individ- stronger signal changes, particularly in alpha band
ual electrical head model is available, with a cortical desynchronization (blue) during the stimulus encod-
patch model. Note, however, that all approaches to ing (E) period (black dashed line boxes). Examination
ICA decomposition do not perform equally well, and of event-related signal changes and overall variance
the success of the approach depends on its applica- accounted for by each suggests that the source and
tion to a sufficient amount of well-collected and channel ERSP features do not index exactly the same
adequately preprocessed data. functional source activations. The mean decrease in
alpha power (8–12 Hz) from occipital sources during
A way forward. Many EEG researchers continue the Encoding time period accounted for 34% of
to assess only scalp channel data measures of variance (SE, 2.1%) in the ERSP for scalp channel
their data, despite the logical impediments to their Oz (Figure 3), and 43% of variance (SE, 2.8%) in the
neuroscientific interpretation. Investigators in this ERSP for the more inferior channel Iz (not shown).
position may find it useful to perform side-by-side Thus, even though the ERSP patterns (in Figure 3A
comparison of scalp and source data measures to and B) look similar, the most strongly contributing
better understand the added value of using source- and most directly underlying independent brain
resolved EEG signals. Doing so may demystify the sources accounted for only less than half the vari-
source localization process and allow deeper ance in the ERSPs for the most closely related EEG
understanding of differences between channel and scalp channels.
source space measures. As an example from our We then assessed how much variance in the raw
own work, we present further analysis of data scalp channel data was accounted for by the back-
examined in a recent report in which we used projected IC source activities in the central occipital
source-level EEG analysis to discover which cogni- cluster. This tells us to what extent these cortical
tive processes (e.g., vigilance, encoding, mainte- source activities were represented in the superven-
nance) during spatial working memory (SWM) are ing scalp channel recordings. For the midoccipital
deficient in ADHD (Lenartowicz et al., 2014). To cluster, we evaluated the mean data variance
demonstrate ways of interpreting and validating accounted for across the three scalp channels
source solutions, we examined the scalp channel showing the strongest subject group differences (Iz,
and source-resolved EEG data from two subject O1, and O2). For the TD group, the IC source cluster
groups for 1) similar time/frequency patterns, 2) on average accounted for 29.0% (SE = 2.6) of scalp
amount of overlapping variance accounted for in channel data variance; for the ADHD group this
both sets of data, and 3) association with the figure was 25.5% (SE = 2.8). Thus, the scalp projec-
cognitive/behavioral phenomena of interest. These tion of this IC source cluster accounted for a low (but
comparisons illustrate the ability to compare chan- significant) portion of data variance in the EEG
nel and source measures and to test whether signals recorded at the nearest scalp channels.
source-resolved analysis can yield more statisti- These results illustrate the expected breadth of
cally robust information. contributions of a localized cortical IC source or
Participants were 43 ADHD and 37 typically source cluster across scalp channels.
developing (TD) controls, 7-14 years of age. ICA Finally, we evaluated the extent to which the
decomposition was used to identify 12 clusters of central occipital IC source cluster ERSPs, versus
source-resolved independent component (IC) pro- ERSPs from the most closely related scalp channels,
cess activities that differed significantly across clin- could account for diagnostic group differences in the
ical groups (as validated using nonparametric spatial working task. Consistent with the alpha
bootstrap statistics with false discovery rate correc- suppression scalp distribution pattern plotted in
tion for multiple comparisons). These spatial IC Figure 3B, we used an average of the supervening Iz,
clusters were localized to midfrontal and central O1, and O2 channel ERSPs (in essence, a simpler-to-
occipital cortical areas, respectively (see Lenartowicz specify but less focused spatial filter) to estimate
(A)
(B)
Figure 3 Comparison of source-resolved versus scalp channel data. (A) One cluster of Independent component (IC) source locations and
corresponding cluster mean event-related spectral perturbation (ERSP) time/frequency measures for a spatial working memory task
performed by 43 ADHD and 43 typically developing (TD) children 7–14 years of age. Results for low and high memory load conditions are
shown. (B) Equivalent ERSP measures for nearest scalp electrode channel Oz. Topographical distribution of the alpha band activity (in
black dashed boxes) during the Encoding (E) time window are shown on the cartoon heads
scalp channel-level dynamics. We performed sepa- diagnostic effects that is not available from mea-
rate repeated-measure ANOVAs, with diagnostic sures computed from only one or more of the scalp
GROUP and memory LOAD as factors, first on the channel signals. Such testing of the added value of
Encoding (E) period alpha band ERD (dotted box in source-resolved versus scalp-channel data mea-
Figure 3) for the central occipital source cluster data sures may be a desirable or necessary step for
and then for the same time window for the super- current and future EEG researchers considering the
vening scalp channel data. The results are presented adoption of advanced signal processing methods
in Figure 4. For the effects of LOAD, GROUP and who may feel reluctant to abandon their practice of
LOAD x GROUP, we observed significantly higher F basing their data analysis solely on scalp channel
values for the midoccipital source cluster than for measures.
the most closely related channel data
(FLOAD(1,69) = 26.5 vs. 8.6; FGROUP(1,69) = 12.0 vs.
9.5; FLOAD 9 GROUP(1,69) = 5.2 vs. 0.6). Thus, the
unmixed EEG signals in the source-resolved central
occipital cluster were more strongly associated with
the clinical group differences in interest. These
effects were partially masked in the scalp signals
but were unmasked by ICA source separation and
spatial source clustering.
These results demonstrate that it is possible to
compare source-resolved and scalp-channel data so
as to better understand their interrelationships.
While the source cluster and scalp-channel alpha
suppression patterns were correlated, the source-
resolved IC cluster results represented a more
coherent set of (cortical) processes, projected by
Figure 4 Independent component (IC) source activities in a
volume conduction across many of the scalp EEG
midoccipital cortical source cluster are better correlated with
channels. ICA source measures can thus yield SNR ADHD diagnostic group and memory load differences than
advantage that confers a distinct advantage for spectral power changes for the most closely related scalp channel
identifying EEG associations with cognitive and signals, Iz, O1, and O2
Key points
• There has been a shift to common genetic and mechanistic factors across psychiatric disorders; electroen-
cephalography (EEG) measures are well suited to be used as putative biomarkers within this approach.
• To be more effective biomarkers of neural circuit activity, EEG research must successfully contend with
controversies within the field regarding: (1) the use of different EEG measurements (event-related potentials,
quantitative EEG, and time frequency measures); and (2) analysis of cortical sources rather than scalp signals.
• Advances in signal processing software are making it increasingly feasible for researchers to successfully
address both controversies within their own research.
• Future directions using advanced signal processing and statistical methods will result in identification of
better, more effective biomarkers and a reconceptualization of a diagnostic or treatment target to a map of
translational domains that will define a richer landscape within which individual and group differences can be
quantified.
Note Arns, M., Conners, C.K., & Kraemer, H.C. (2013). A decade of
EEG Theta/Beta Ratio Research in ADHD: a meta-analysis.
Journal of Attention Disorders, 17, 374–383.
1. An annotated list of programs can be obtained Arnolds, D.E., Lopes da Silva, F.H., Aitink, J.W., Kamp, A.,
from the first author. & Boeijinga, P. (1980). The spectral properties of
hippocampal EEG related to behaviour in man.
Electroencephalography and Clinical Neurophysiology, 50,
324–328.
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