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Key Words state 2, 75% survived 4.8 years without reaching the out-
Adolescence · Approximal caries · Caries rate · Cohort · er half of the dentin (state 4), while given a lesion at the
Incidence · Progression · Radiography · Teenage enamel-dentin border (state 3), 75% survived 1.3 years
without doing the same. The median survival time of
lesions from state 3 to 4 was 3.1 years. The group
Abstract with DMFSappr c1 at the age of 11–12 years had a risk of
Using annual bite-wing radiographs, the incidence new approximal enamel lesions (state 0–2) that was
and progression of approximal caries (4d–7m) were 2.5 times greater than that of the group with
assessed longitudinally in teenagers and adolescents DMFSappr = 0–1.
whose treatment had been based on remineralizing
rather than restorative strategies. A closed cohort of 536
children initially was followed from 11 to 22 years of
age. The scoring system was: 0 = no visible radiolucen- For deciding when to restore an approximal lesion, two
cy; 1–2 = radiolucency in the enamel up to the enamel- of the main considerations are if and how rapidly the lesion
dentin border; 3 = radiolucency with a broken enamel- will progress if left unrestored. A slow rate of progression
dentin border but with no obvious progression in the through the enamel has been reported in a number of stud-
dentin; 4 = radiolucency with obvious spread in the out- ies, justifying remineralizing procedures instead of restora-
er half of the dentin, and 5 = radiolucency in the inner tive treatment of such lesions [Pitts, 1983; Shwartz et al.,
half of the dentin. Caries rates were estimated as the 1984a]. In recent years, moreover, a treatment strategy has
number of new lesions/100 tooth surface-years, and the been reported that involves monitoring lesion progression
Kaplan-Meier estimate was used to calculate the cumu- even beyond the enamel-dentin border [Holst et al., 1986;
lative survival time of each approximal surface. Three Heidmann et al., 1987; Bille and Carstens, 1989; Lith et al.,
events were used: the transitions from states 0 to 2, 2 to 1995], though little is known about the rate of progression
4 and 3 to 4. The results showed a considerable varia- in the outer part of the dentin, partly because the number of
tion between the surfaces in both caries rates and sur- lesions available for analysis is small and/or biased by le-
vival time. For all surfaces combined, the median caries sions being restored so that the rate of progression if left un-
rate from state 0 to 2 was 3.9 new lesions/100 tooth sur- restored could not be determined [Shwartz et al., 1984a].
face-years; from state 2 to 4, the rate was 5.4, and from More therefore needs to be known about the progression of
state 3 to 4 it was 20.3. Of the sound surfaces (state 0), approximal caries lesions through the enamel and into the
75% survived 6.3 years without reaching state 2. Given outer part of the dentin.
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4 10.2 10.5
5 11.0 11.2
6 6.6 6.5
7 12.5 11.9
Fig. 1. The three events used to assess approximal caries rate and
progression: the transitions from states 0 to 2, 2 to 4 and 3 to 4. Modified after Kreiborg et al. [1994].
Determining the rate and pattern of incidence and pro- Classification and Coding of the Radiographs
gression of caries on individual surfaces requires repeated The approximal surfaces were classified according to a scoring
system: 0 = no visible radiolucency; 1–2 = radiolucency in the enam-
observations of a large group over a rather long period. In a
el up to the enamel-dentin border; 3 = radiolucency with a broken
long-term study, the development of approximal lesions enamel-dentin border but with no obvious progression in the dentin; 4
through the enamel and into the outer part of the dentin was = radiolucency with obvious spread in the outer half of the dentin, and
monitored regularly in a cohort from the age of 11 to 22 5 = radiolucency in the inner half of the dentin. The D component of
years [Mejàre et al., 1998]. The patients attended a compre- the DMF index included all surfaces with a radiolucency in the dentin,
that is score 3, 4 or 5. Restored and unreadable surfaces and extracted
hensive Public Dental Health Service where the treatment teeth had separate codes. In coding the radiographs, reversals were
philosophy was characterized by a conservative approach, not allowed. Thus, small radiolucencies that disappeared on subse-
implying remineralizing measures and monitoring the pro- quent radiographs, perhaps due to remineralization, were coded as in-
gression of approximal lesions rather than restoring them. tact surfaces throughout. Further, lesions that appeared to return to a
Based on these data, the aim of the present study was to as- shallower state on later radiographs, perhaps because of a change in
the direction of the X-ray beam, were coded as being in the less deep
sess radiographically the incidence and progression of ap- state throughout. In an assessment of this coding procedure, Shwartz
proximal caries through the enamel and into the outer part et al. [1984b] concluded that the effects on the estimated rate of pro-
of the dentin. gression would be minimal. The radiographs were analysed and cod-
ed by either of two of the authors (I.M. and C.K.). Reproducibility
was tested by means of κ values for the radiographic scores 0–5 [Co-
Materials and Methods hen, 1960]. To calculate intra-examiner reproducibility, 10% of the ra-
diographs were analysed twice by each examiner and for the calcula-
The original material, fully described elsewhere [Mejàre et al., tion of interexaminer agreement another 15% were analysed by both.
1998], consisted of bite-wing radiographs from 536 children, 11–13 The interexaminer agreement had a κ value of 0.52 and the intra-ex-
years old at baseline in 1985–1986. All children belonging to the aminer agreement gave κ values of 0.77 and 0.56.
catchment area of the Västerhaninge clinic, in a southern suburb of
Stockholm, were included in the study. Mean DMFS scores at base- Data Management and Statistical Analysis
line were for 11-year-olds 2.9, for 12-year-olds 3.6 and for 13-year- The radiographic scores were regarded as carious states and three
olds 4.4. The cohort was closed and followed up to 21–22 years of events were used: the transitions from states 0 to 2, 2 to 4 and 3 to 4
age. The treatment strategy was characterized by a preventive rather (fig. 1). A transition from state 2 or 3 directly to state 5 or restoration
than a restorative approach and apart from a clinically diagnosed cav- occurred only rarely. For each year, one set of radiographs/individual
ity, the general threshold for restorative treatment of an approximal was included in the statistical analysis. The primary purpose was to
lesion was to be obvious progression in the outer half of the dentin, assess the incidence and progression of caries for each approximal
that is score 4 (fig. 1). The last examination included 364 individuals. surface (4d–7m). To do this, the duration of the states had to be deter-
As a rule, two posterior bite-wing radiographs were taken annually in mined, for example, the time a surface was ‘sound’ (state 0) before
each side of the mouth with the aid of a filmholder (Kwik-bite, Troll- progressing to state 2 or the time a lesion was in state 2 before
hätteplast, Sweden). The mean number of sets of bite-wing radio- progressing to state 4. A starting point for each surface was represent-
graphs of each individual was 8.7. ed by its eruption date, modified after Kreiborg et al. [1994] (table 1).
To minimize errors from variations in interindividual treatment An alternative would be to use the date when the tooth reached
decisions [Nuttall and Pitts, 1990; Kay et al., 1992], an advisory board occlusion and contact with the neighbouring tooth. However, the
consisting of three dentists was constituted at the clinic. Before the in- interval between eruption and occlusion is short, i.e. 10–14 weeks
dividual dentist restored a proximal surface, the board was to be con- [Hargreaves, 1958], and was considered to be within the margin of er-
sulted and a consensus achieved as to whether to restore or not. ror. The use of eruption dates was considered to be more practical.
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Age of 11 to 22
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Table 2. Survival times and caries rates (number of new lesions/100 tooth surface-years) in enamel and dentin of approximal surfaces (7m–4d)
from 11 to 22 years of age
In analysis = Total number of analysed surfaces; events = lesions having reached state 2 and state 4, respectively; censored = lesions not hav-
ing reached state 2 and state 4, respectively; excluded = surfaces restored at baseline, figures in parentheses = extracted, unreadable or not erupt-
ed; risk time of states 0–2 = time interval between state 0 and 2 or the time that state 0 or 1 was observed; risk time of states 2–4 = time inter-
val between state 2 and 4 or the time that state 2 or 3 was observed; 75th, 50th = percentiles; – = no data due to too few events.
1 The proportion of censored lesions exceeds 90%.
tions. This assumption is not self-evident and it may be a the start. Unseen values from eruption date to the start of the
possible source of error, the magnitude of which is difficult study were estimated for 17% of these surfaces, on the as-
to assess. Median values of survival times from state 0 to 2 sumption that the change from one state to the next oc-
could not be estimated for most of the surfaces, because curred midway between two examinations. The potential
50% of the surfaces in question had not reached state 2 by bias from these estimates implies that both the caries rates
the end of the study. This illustrates the slow progression and the survival data for this surface should be interpreted
rate for approximal enamel lesions. It should be noted that with caution.
for some of the surfaces, particularly the lower premolars, The results show that 75% of the lesions survived c6
the number of censored lesions was high; these results must years (median value = 6.3 years) from state 0 to 2, which is
therefore be interpreted with caution. longer than was found in earlier studies in which the Ka-
The mesial surface of the first molar was in an excep- plan-Meier estimate was used to estimate enamel caries
tional position because its eruption date had occurred sever- progression [Shwartz et al., 1984a; Lervik et al., 1990].
al years before the start of the study. Of these surfaces, 23% These authors estimated the mean time for a lesion to
were either filled or in one of the analysed carious states at progress through the entire enamel to be 4 to c7 years,
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Age of 11 to 22
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Fig. 2. Enamel caries rates (states 0–2) ranked in ascending order of Fig. 3. Survival functions of 46d and 15m from state 0 to 2.
each jaw and dentin caries rates (states 2–4) of approximal surfaces
from 11 to 22 years of age. Right- and left-side surfaces are pooled.
Age of 11 to 22
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