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Journal of Industrial and Engineering Chemistry 54 (2017) 14–29

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Journal of Industrial and Engineering Chemistry


journal homepage: www.elsevier.com/locate/jiec

Review

Recent progress of continuous crystallization


Ting Wanga,b , Haijiao Lua,b , Jingkang Wanga,b , Yan Xiaoa,b , Yanan Zhoua,b , Ying Baoa,b ,
Hongxun Haoa,b,*
a
National Engineering Research Center of Industry Crystallization Technology, School of Chemical Engineering and Technology, Tianjin University,
Tianjin 300072, China
b
Co-Innovation Center of Chemical Science and Engineering, Tianjin 300072, China

A R T I C L E I N F O A B S T R A C T

Article history:
Received 24 January 2017 Continuous crystallization has always been a hot topic in industrial crystallization. Many efforts have
Received in revised form 27 March 2017 been made to improve the continuous crystallization, either by designing novel continuous crystallizers
Accepted 5 June 2017 or by proposing improved design and operation of conventional continuous crystallizers. Some new
Available online 15 June 2017 models for continuous crystallization processes have also been proposed and tested in recent years. In
this work, the development of continuous crystallization in recent years, including novel crystallizers,
Keywords: control strategies, models and some assistive technologies, is summarized. Promising as it is, continuous
Continuous crystallization crystallization is still not as universal as batch crystallization due to the existence of the drawbacks, such
Control strategies
as blockage and encrustation. Therefore, further efforts are needed before wider application of
Predictive models
continuous crystallization.
Novel crystallizers
© 2017 The Korean Society of Industrial and Engineering Chemistry. Published by Elsevier B.V. All rights
reserved.

Contents

Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Theoretical models for continuous crystallization . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Population balance equation (PBE) model . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Computational fluid dynamics (CFD) and discrete element method (DEM) ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Control strategies of continuous crystallization process . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Model-free control strategies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Model-based control strategies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Hybrid control strategies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Continuous crystallizers and their applications . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
MSMPR crystallizers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Single-stage MSMPR crystallizer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Multi-stage MSMPR crystallizers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Plug-plow crystallizers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
Continuous oscillatory baffled crystallizer (COBC) . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Continuous laminar shear crystallizers and continuous Couette–Taylor (CT) crystallizers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Continuous microfluidic crystallizers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Fluidized bed crystallizer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Forced circulation crystallizer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Draft tube (DT) crystallizers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Falling film crystallizers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ........... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24

* Corresponding author at: National Engineering Research Center of Industry Crystallization Technology, School of Chemical Engineering and Technology, Tianjin
University, Tianjin 300072, China. Fax: +86 22 27374971.
E-mail addresses: hongxunhao@tju.edu.cn, hhx73@hotmail.com (H. Hao).

http://dx.doi.org/10.1016/j.jiec.2017.06.009
1226-086X/© 2017 The Korean Society of Industrial and Engineering Chemistry. Published by Elsevier B.V. All rights reserved.
T. Wang et al. / Journal of Industrial and Engineering Chemistry 54 (2017) 14–29 15

Applications of new technologies in continuous crystallization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25


Process analytical technologies (PAT) . . . . . ............ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
Ultrasonic technique . . . . . . . . . . . . . . . . . . ............ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
Coupled with membrane distillation . . . . . ............ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Conclusions and future scopes . . . . . . . . . . . . . ............ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Acknowledgement . . . . . . . . . . . . . . . . . . . . . . . ............ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ............ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27

Introduction Based on the following assumptions: (1) the grow rate is


independent of the crystal size; (2) there are no seeds in feed flow;
Crystallization is one of the most important separation and (3) the whole system maintains a steady state; (4) the solution in
purification processes in chemical engineering industries, espe- the tank is well mixed, which means that, the crystal population
cially in pharmaceutical industries. It is believed that approxi- and size distribution are the same anywhere inside the tank and
mately 90% of the active pharmaceutical ingredients (APIs) are the condition of the withdraw flow is the same with the suspension
organic crystals and crystallization process is one of key unite in the tank; (5) the crystal size distribution curve in the system is
operations which determine the products’ final qualities [1]. In continuous; (6) aggregation and breakage are ignored; (7) the
crystallization industry, batch crystallization has been the most mean resident time can be described by t = V/Qk,
frequently used technique for many years. However, batch B = D = 0, t = V/Qk,ninlet = 0, and the right-hand side of Eq. (1) can
crystallization has some drawbacks, such as variation of product be changed as:
quality, low capacity, high requirements of human intervention,
nk Q k n
high facility cost, etc. [2]. In contrast, continuous process provides Sk ¼ ð2Þ
V t
many advantages, such as consistence of the product quality,
improved yield and capacity, and lower facility cost and space When the system reaches a steady state, n and V would not
requirement [3,4]. Hence, it is attracting the interests of more and change with time, then
more researchers in recent years, especially in the field of
@n dðlogV Þ
pharmaceutical crystallization. ¼n ¼0 ð3Þ
@t dt
After Randolph and Larson [5] introduced the concept of
population balance to crystallization, continuous crystallization Finally, the model can be simplified as:
process could be more precisely controlled than ever. Though dðGnÞ n
promising, continuous crystallization is still not as universal as þ ¼0 ð4Þ
dL t
batch crystallization in industries. Problems, such as blockage and
encrustation, need to be solved by some cost-effective solutions If the crystal growth is assumed to be independent of particle
before wider application of continuous crystallization [6]. Besides, size, Eq. (4) can be further simplified into Eq. (5).
mixed suspension and mixed product removal (MSMPR) crystal- Gdn n
þ ¼0 ð5Þ
lizer, one of the typical continuous crystallizers, often causes dL t
cyclical oscillations in the crystal size distribution (CSD), which is
Therefore, it can be solved by integration as:
also challenging for continuous crystallization.
 
In this work, the progresseses of continuous crystallization in L
n ¼ n0 exp  ð6Þ
recent years, especially in pharmaceutical area, are summarized to Gt
give a brief review on the state of art and future research directions
of continuous crystallization. Theoretical models of continuous Eq. (6) is the final form of the basic PBE model, in which n0 is the
crystallization are firstly introduced. Then, continuous crystallizers population of nucleus. On the basis of Eq. (6), the fluctuation of the
and their applications are summarized. Furthermore, new CSD in the stirred tank during the process can be monitored and
emerged assistive technologies for continuous crystallization are thus operating conditions can be adjusted in time to control the
also outlined and discussed. process.
Since 1980s, the PBE models have been used for crystallization
process modeling [8], such as the simulation of CSD, the nucleation
Theoretical models for continuous crystallization process [9–11], the design of continuous crystallizers [12,13], the
optimization of operating conditions [14,15], and the avoidance of
Population balance equation (PBE) model unwanted problems such like fouling [16], etc. Because the
conditions in the crystallizers are not always as ideal as
Population balance equation (PBE) models are the most assumptions, the neglect of some variables, such as breakage,
common models for the simulation of continuous crystallization. aggregation and growth rate dispersion, might result in inaccuracy
If a PBE model is applied to describe the crystal size distribution in of the models. On the other hand, too many variables will lead to a
a stirred tank, the model can be specially expressed as [7]: highly-complicated simulation, which is also not desirable.
@n @ðGnÞ dðlogV Þ n Q Fortunately, due to the assistance of high-performance computers,
þ þn ¼ B  D  Sk k k ð1Þ new algorithms have been proposed [17–22], and models
@t @L dt V
concerning factors such like aggregation and breakage could be
where n is the population of crystals, which is relative to time and solved effectively [23–26]. Fevotte and Fevotte [27] studied the
particle size, G is the linear growth rate of crystal, L is the size of the effects of industrial impurities on the crystallization of citric acid
crystal and V is the volume of the solution. B and D represents the using the PBE model. The impacts of the unsteady-state behavior of
birth and death rates of the crystal due to aggregation and the absorption of impurities on the yield and CSD of the product
breakage, respectively. Qk is the flow rate of influent and effluent were simulated and the results were used for the design of the
streams. model-based control strategies.
16 T. Wang et al. / Journal of Industrial and Engineering Chemistry 54 (2017) 14–29

Basically, one-dimensional PBE uses one characteristic length to computational cost would be needed in comparison with any other
define the crystal size. This would be applicable for spherical or models [47].
cubic crystals or particles which are of the same shape. But if the In addition, turbulence model is also a kind of model to simulate
shapes of the crystals inside the crystallizer are different, a multi- the flow field. Crystallizers such like the fluidized bed and baffled
dimensional PBE model need to be implemented in order to stirred bank, where there is always turbulence flow, often need to
capture the dynamics of the process [28]. It has been reported that use turbulence models to simulate the turbulence flow inside
a two-dimensional PBE model was successfully used to simulate crystallizers to get a better understanding of the CSD in
the size-independent growth of hydroquinone in MSMPR crystal- crystallizers [48–52]. Meanwhile, there are also reports on
lizer. The simulation results demonstrated the low-frequency simulation of the fouling effects [53] as well as the production
oscillatory behaviors in the case of insufficient secondary of nanocrystals [54]. In particular, a kind of turbulence model
nucleation [29]. On the basis of the multi-dimensional PBE models, called large eddy simulation (LES) turbulence model can help to
researches on CSD, the agglomeration and breakage [30], and the simulate the melt crystallization very well [55–57].
comparison of accuracy validation of different methods [31] have
been reported in recent years. Control strategies of continuous crystallization process

Computational fluid dynamics (CFD) and discrete element method In a crystallization process, a control system is always essential
(DEM) to maintain the product quality, to suppress the influence of
process disturbances and to economically optimize the process
Computational fluid dynamics can be used to solve and performance. Because the main properties of crystals — CSD and
analyze fluid flow problems by numerical analysis and algo- crystal shape are the consequence of crystal nucleation and
rithms. It is helpful to obtain solutions for single or multi-phase growth, manipulating variables such as temperature profiles,
flow analysis, temperature and chemical composition distribu- solution concentration and the addition of additives or impurities
tion and so on. For the analysis of crystallization process, CFD is of to control the nucleation and growth of crystals are crucial to the
great importance when the crystallization is at a large scale success of a control strategy. In most industrial crystallization
because the solution in large crystallizers is typically not well- processes, feedback controls such like proportional–integral–
mixed. Conditions such as concentration and temperature might derivative (PID) control and cascade control are the most common
vary a lot with different positions inside the vessel. In this case, systems to follow simple operating policies mentioned above [58].
PBE alone will not be enough to describe the CSD in the Some model predictive control strategies and automatic control
crystallizer [32]. To solve this problem, PBE is often combined systems have also shown promise in recent years. Generally, three
with CFD to give more reliable results. There are many reports kinds of control systems can be applied: model-free control,
about the PBE-CFD models, such as the simulation of CSD [33], the model-based control and hybrid control.
scale-up of a crystallizer [34] and the optimization design of the
crystallizers [35]. In some studies, CFD-PBE models could be Model-free control strategies
further combined with a third model to achieve more precise
analysis of continuous crystallization [36,37]. Model-free control strategies are based on the direct use of
Compartmental models are one of the effective CFD models to PAT-based measurements and are widely used because of their
simulate the flow conditions in the crystallizers. In compartmental simplicity. Consistent properties of the products can be
models, the crystallizer is divided into several parts and each part obtained by the application of a model-free feedback controller,
is simulated separately [38]. Particularly, segregated feed models and it has been applied in the control of CSD [59], crystal shape
(SFM) divide the crystallizer into three parts: two feed zones and a [60], polymorph [6], etc. Sen et al. [61] developed an efficient
bulk zone. SFM has been used for the investigation of semi-batch control system for the crystallization of APIs, which was based
crystal precipitation [39]. Zauner and Jones [40] used the SFM to on a PID controller consisted of both single and cascade control
predict the effects of mixing on crystallization. It was predicted loops. It was demonstrated that a closed-loop control was much
that it would take about ten resident times to reach the steady state better than an open-loop one under the condition of random
and the overall nucleation rate was dependent on the mixing disturbances. With the rapid development of automatic technol-
conditions. What highlighted this study was that the predictions ogy, control systems are moving toward the direction of
were verified by both continuous and batch crystallization intelligence and automation in recent years. For example, Powell
processes of calcium oxalate, making SFM potential for real et al. [62] applied a so-called automated intelligent decision
applications. support (IDS) framework to monitor the continuous crystalliza-
Discrete element method is another kind of simulation which is tion and determined the steady state of paracetamol. Yang et al.
common in pharmaceutical industry. In a DEM simulation, [63] studied the automated direct nucleation control (ADNC) in
Newton’s equations of motion in all three coordinate directions their studies, which was a focused beam reflectance measure-
are evaluated for all the particles in the system, ensuring accuracy ment (FBRM)-based feedback control approach in the continuous
of particle movement trajectories [41]. In recent years, DEM or the cooling crystallization in a MSMPR crystallizer, including single-
combination of DEM with other models has been widely applied to stage and multi-stage. This control system could achieve a quick
improve the understanding of pharmaceutical process, such as the startup and a good control of CSD and provide a highly
particulate processes [42,43], the coating processes [44], crystalli- automated and effective disturbance suppression. Furthermore, a
zation [45] and so on. Grof et al. [46] combined DEM-PBE model novel control system, named as wet milling-based automated
with experiments to determine the breakage kernel and the direct nucleation control (WMADNC), has been put forward [64].
daughter distribution functions (breakage functions) of needle- This system was implemented upstream to provide closed-loop
shaped crystals during the crystallization. Quantitative agreement controlled primary kinetics as well as seed crystals, and
between simulation and experiment was obtained, suggesting that downstream to provide closed-loop controlled secondary nucle-
the method was reliable and could significantly reduce the ation kinetics and reduce crystal sizes in a continuous cooling
experimental effort. However, it is impractical to use DEM in crystallization process. With this close-loop control approach,
applications such as sensitivity analysis or optimization which the process critical quality attributes (CQA) can be well
require numerous calls to the process model, because much higher controlled. Moreover, based on the success of pilot-scale tests,
T. Wang et al. / Journal of Industrial and Engineering Chemistry 54 (2017) 14–29 17

automated control strategies have been tested in the industrial PBE. This control system considered both yield and CSD as
continuous crystallization [65]. objectives and the process was controlled by adjusting the
temperatures and anti-solvent dosing rate in cooling and anti-
Model-based control strategies solvent crystallization. MPC has also been successfully applied in
plant scale. Mesbah et al. [77] investigated the plant-wide end-to-
Model-based control strategies have made a significant end continuous pharmaceutical manufacturing process with
progress since they were proposed, especially in the last decades nearly 8000 state variables in the chemical synthesis and the
[66]. Model-based control strategies can not only give an increased crystallization steps. The closed-loop simulation results indicated
understanding of process control, but also provide a theoretically that the plant-wide MPC was able to facilitate flexible process
optimal operating condition, which helps to minimize the demand operation and could give an effective regulation of quality
of experiments [58]. PBE models are commonly used in the design attributes of tablets. However, it should be noted that the
of model-based control strategies. However, sometimes PBEs accuracy of the model could have a significant effect on the
might not applicable in the practical controllers because of the performance of the MPC.
infinite-dimensional nature of PBE models. Therefore, nonlinear Furthermore, crystal shape (crystal morphology) could remark-
reduced-order-models have been derived using reduced order ably influence the final quality of the product. Changes in crystal
modeling technique (ROM) and applied in the control of CSD in shape can be caused by varieties of factors, such as temperature,
continuous process [67]. Geyyer et al. [68] tried to stabilize the supersaturation, solvent, additives, impurities and so on [78]. Since
crystallization process in the presence of uncertainties and the process of forming crystal shape is kinetically controlled rather
external disturbances using control strategy based on reduced- than thermodynamically controlled, the growth mechanism is the
order model. Two configurations of continuous crystallization key to shape control [79]. Generally, image analysis and model-
processes –– with and without fines dissolution loop, were based control are the two main ways to investigate and control the
described by a nonlinear model with distributed parameters. And crystal shape. However, image analysis is not suitable for
finally, a H1-loop-shaping controller design was performed using quantitative determination of shape distribution [66]. For mod-
reduced-order models. Similarly, Gámez-García et al. [69] el-based control, kinetic Monte Carlo (kMC) models are one of the
designed two practical robust control strategies, modeling error effective methods to simulate crystal shape. It was found that the
compensation and integral high order sliding model control kMC simulation can be used to predict the crystal growth dynamics
respectively, to suppress the influence caused by nonlinear at the operating conditions where experimental data are not
oscillation. For large molecules such like proteins, model-based available. Because kMC models are not readily available in a closed
control strategies are also applicable [60,70]. With the assistance of form, a population balance model is presented and the method of
simulation software, more precise results can be obtained [71]. moments is applied to derive a reduced-order ordinary differential
It is worth mentioning that a combination of PBE model with equation (ODE) model [70]. Motivated by this, Kwon et al. [60]
feedback control has been proposed in the process control. used a kMC to model the nucleation, growth and dissolution
Majumder and Nagy [72] used a bivariate PBE model to predict process in a continuous crystallization process with fines trap,
the shape distribution of potassium dihydrogen phosphate in the where the interplay of inflow/outflow in the crystallizer was
presence of crystal growth modifiers (CGMs), in which a included in the mass and energy balance equations. A model
combination of PBE and crystal impurity model was proposed. predictive controller was designed, which could allow for crystals
Furthermore, a hybrid batch-continuous crystallization control with desired shape even under undesired effects such as process
was set up for the process. Su et al. [73] developed a general and disturbances and measurement noise, and it has been successfully
rigorous mathematical modeling framework to realize the applied in a plug-flow crystallizer as well [80]. The advantages and
transformation from batch to continuous process. A C-control disadvantages of model-free controls and model-based controls
which focused on the variation of concentration was applied to are compared in Table 1.
ensure that the start-up procedures and on-line control conditions
fell within the design-space of the original batch operation, and its Hybrid control strategies
ability against uncertainties was demonstrated.
Model predictive control (MPC) is a promising control strategy In consideration of the advantages of both model-free and
in continuous crystallization [74,75]. It is based on the usage of model-based control approaches, the combination of these two
models, such as PBE, to simulate the variations of the process strategies is a new direction which is worth studying in the future.
CQA. PID control framework needs a change of control structure Though this control strategy was not common in continuous
when a relatively large operating region is essential. However, the crystallization, some researchers have already made a promising
MPC, which provides fast closed loop response and large start in this area in recent years. For instance, Sen et al. [81]
attainable region, has a better performance in view of CSD and compared the performance of a MPC-PID scheme with a PID-only
yield [76]. Yang and Nagy [74] applied a nonlinear model control scheme and demonstrated that the hybrid control scheme
predictive control to a two-stage MSMPR crystallizer based on could significantly improve the efficiency of the control system.

Table 1
The comparison between model-free control and model-based control.

Control strategies Advantages Disadvantages


Model-free control 1. Simple to apply in progress 1. May need a lot of trials before application in practical
2. Can avoid the errors related to the choice of a model 2. Cannot make an adjustment in time if there is a change in the system

Model-based control 1. Can provide optimal operation conditions with fewer experiments 1. May need much time and effort for the model development in some
for identification complex situations
2. Increase the understanding of process
18 T. Wang et al. / Journal of Industrial and Engineering Chemistry 54 (2017) 14–29

Continuous crystallizers and their applications

Basically, there are two types of continuous crystallizers:


MSMPR crystallizers and the plug-flow (PF) crystallizers. MSMPR
crystallizers feature their well internal mixing as well as a
relatively long residence time, while PF crystallizers have a much
shorter residence time and can produce products with smaller size
than MSMPR crystallizers. On the basis of them, some other
continuous crystallizers have been developed. Continuous
oscillatory baffled crystallizers (COBC) and microfluidic crystal-
lizers are derived from PF crystallizers. Laminar shear crystallizers,
Couette–Taylor crystallizers and fluidized bed crystallizers are
more or less similar to the MSMPR crystallizers because of the long
residence time. Details of continuous crystallizers mentioned
above and some others are provided in the following sections.

MSMPR crystallizers

MSMPR crystallizer is one of the most common continuous


crystallizers at present. Products with narrow CSD, high yield and
purity, as well as stable polymorph, can be obtained by using
MSMPR crystallizers [82–85]. Apart from common crystallization
processes, MSMPR crystallizers are also suitable for processes such Fig. 1. Schematic diagram of a single-stage MSMPR crystallizer. The feed solution
continuously enters into the vessel and the crystal slurry is continuously withdrawn
as continuous co-crystallization [86], chiral separation [87] and
from the vessel.
wastewater treatment [88,89].

Single-stage MSMPR crystallizer estimate the growth and nucleation kinetics. It was found that
Generally, a single-stage MSMPR crystallizer has only one tank the simulated CSD and supersaturation were consistent with
(Fig. 1) and is often used to study nucleation and CSD in continuous experimental results between 25  C and 60  C. In addition, some
crystallization processes [90,91]. Gerard et al. [92] studied the efforts have been made to improve the performance of single-stage
impacts of calcium ions addition on the reaction crystallization of MSMPR crystallizers, such as recycling part for mother liquor [94]
sodium bicarbonate in a single-stage MSMPR crystallizer. The to improve the yield and periodically purging nitrogen to avoid
nucleation and growth rates could be determined when the steady fouling [16]. However, common MSMPR crystallizers may not be
state was reached. It was indicated that the calcium based able to achieve an ideal mixing state in some anti-solvent
additives had a significant influence on both the morphology and crystallization and reaction crystallization processes. Therefore,
CSD. Peng et al. [93] studied the CSD of calcium sulfate dehydrate some modifications have been suggested for specific crystalliza-
crystals in a continuous reactive crystallizer. The process was tion process. For example, a novel impinging jet (Fig. 2) was
operated at different temperatures and supersaturations to specially designed for reaction crystallization process. Two liquid

Fig. 2. 1L novel continuous crystallizer with impinging jet mixer: the schematic diagram (1 — the sodium lactate solution feeding; 2 — the acid cefuroxime solution feeding;
3 — digital stirrer; 4 — the 1L tank reactor with a jacket; 5 — the tubular reactor; 6 — the novel impinging jet mixer) Two liquid streams (1 and 2) in the form of narrow, coplanar
jets at high velocities impinge upon each other inside a small mixing zone to achieve a good mixing as well as high supersaturation. Reprinted from Ref. [95] with permission.
Copyright© 2016 Elsevier Ltd.
T. Wang et al. / Journal of Industrial and Engineering Chemistry 54 (2017) 14–29 19

Fig. 3. Schematic diagram of a multistage MSMPR crystallizer. The former MSMPR crystallizer’s product goes directly into the next MSMPR crystallizer.

streams in the form of narrow, coplanar jets at high velocities recycle system. A two-stage MSMPR crystallizer with solids recycle
impinged upon each other inside a small mixing zone to achieve a was reported to improve the yield of cyclosporine to 79.8%. And the
good mixing state, which could produce products with uniform yield could even be increased to 83.9% (nearly the same with that of
CSD and superior crystallinity [95]. batch process (86%)) by using a four-stage MSMPR crystallizer
[105]. What is more, multi-stage MSMPR crystallizers can be
Multi-stage MSMPR crystallizers decoupled into different steps during the crystallization processes,
Multi-stage MSMPR crystallizers are a cascade of two or more resulting in a more flexible control. Motivated by this, Peña and
MSMPR crystallizers, in which the former one’s outlet line Nagy [106] designed a novel two-stage MSMPR crystallizer for
connects directly to the next one as a feed line (Fig. 3). In continuous spherical crystallization. The structure of the two-stage
comparison with single-stage MSMPR, multi-stage MSMPR can MSMPR crystallizer is shown in Fig. 4. The first stage was
generate product with narrower CSD, use energy more efficiently, designated for the nucleation and growth while the second one
relieve fouling [96], give a greater throughput [97], increase mean was designated for agglomeration. Decoupling the nucleation and
crystal size [98,99] and improve crystal purity [100]. growth from the agglomeration could help to satisfy the require-
Studies of multi-stage MSMPR crystallizers have been reported ments of both manufacturing process and biopharmaceutics and
in recent years [15,101]. Vetter et al. [102] applied the attainable offer more degrees of freedom in the control of each mechanism.
region approach to identify attainable regions in a diagram of mean Similarly, Zhang et al. [101] applied a two-stage MSMPR
product particle size vs. total process residence time, in cascades of crystallizer with cooling process in the first stage and a
MSMPR crystallizers, plug-flow crystallizers and batch crystal- combination of cooling and anti-solvent in the second stage to
lizers. Three different experiments, including cooling crystalliza- improve the properties of the final crystals. Multi-stage MSMPR
tion, anti-solvent crystallization, and the combination of them, crystallizers were also applied to so-called preferential crystalli-
were carried out. The boundaries of these attainable regions could zation, especially chiral separation. Take Vetter’s research [107] for
be found numerically by solving appropriate optimization prob- example, two continuous crystallizers were coupled to exchange
lems. It was found that MSMPR crystallizers with low number of their clear liquid phases, each of which was connected to a
cascades could produce crystals with larger particle size. By suspension mill in charge of in situ seed generation through
adjusting operating variables according to proper models, multi- particle breakage. The system was proved to have the ability of
stage MSMPR crystallizers could produce products with different recovery from the sudden appearance of undesired “seeds” of the
mean sizes and improve the yield as well as purity [103,104]. counter-enantiomer in the crystallizers. This type of crystallizers
Similar to single-stage MSMPR crystallizers, the yield of multi- has demonstrated its ability in preferential crystallization of
stage MSMPR crystallizers can be improved by combining with a enantiomers and been widely used in recent years [108,109]. The

Fig. 4. Schematic representation of a two-stage MSMPR crystallizer for continuous spherical crystallization. The first one is designated for nucleation and growth while the
second one is designated for agglomeration. Reprinted with permission from Ref. [106]. Copyright© 2015 American Chemical Society.
20 T. Wang et al. / Journal of Industrial and Engineering Chemistry 54 (2017) 14–29

applications of continuous preferential crystallization to enantio-


pure chemicals separation have been discussed in detail in a
related review [110].
Unfortunately, fouling is also a serious issue in multi-stage
MSMPR crystallizers. Moreover, the secondary nucleation, caused
by the breakage of large crystals, intensifies the problem. To avoid
this, Cui et al.[111] designed a new type of pressure-driven flow
crystallizer (PDFC) on the basis of traditional MSMPR design, which
could prevent the suspension from passing through pumps or
valves. Moreover, it was applicable to a variety of crystallization
methods. It should be mentioned that the number of the stages of
multi-stage MSMPR crystallizers might be limited considering the
space requirements and the cost of the processes. Therefore, it is
crucial to improve the efficiency of every stage of multi-stage
MSMPR crystallizers.

Plug-plow crystallizers

Plug-flow (PF) crystallizers are a kind of tube-like crystallizers


(see Fig. 5). Studies such as the kinetic identification, experimental
validation [112], and in-situ monitoring and characterization of PF
crystallizers [113] have been well demonstrated.
PF crystallizers with recycle systems have also been introduced
[114,115]. It was found that they could effectively improve the yield
of the product and be scaled up for industrial applications. In PF
crystallizers, as the supersaturation is often achieved in a short
time, fine crystals are inevitable due to the intense nucleation in PF
crystallizers. To surmount this problem, a slight temperature rise
for dissolving fine particles has been suggested. Majumder and
Nagy [116] attempted to obtain the optimal temperature profile in
their study, in which the crystallizer was consisted of multiple
segments so that the temperature of each segment could be
controlled individually. The results suggested that the size- Fig. 5. Schematic diagram of one type of plug-flow crystallizer. Two feed flows are
dependent growth and dissolution kinetics determined the success mixed in the mixer and then crystallization occurs in the tubular section. Reprinted
of dissolution steps without compromising the final size of the with permission from Ref. [112]. Copyright© 2015 Elsevier Ltd.

crystalline products.
Fouling is prone to happen in plug-plow crystallizers as the
particles can attach to the shells of tube and block the tube in some slug-flow crystallizer [121–123]. Generally, the solution in a slug-
conditions [117]. Majumder and Nagy [118] applied an encrust flow crystallizer could be segmented by an immiscible fluid. The
formation model coupled with the PBE model to predict the size and the number of the slugs could be controlled by the amount
encrust thickness, concentration, temperature profiles and the CSD and the frequency of immiscible fluid added to the crystallizer, and
of a plug-flow crystallizer. It turned out that the influence of each slug mixes very well. However, this method will lead to an
blockage on product CSD was serious because of the synthetic extra separation process. To solve this, Jiang et al. [124] designed a
effects of the reduction of driving force and residence time. A slug-flow crystallizer with liquid and gas introduced into one end
strategy was proposed to solve the problem by the injection of pure of the tube to spontaneously generate slugs of liquid and gas (see
solvent. Besides, a heating and cooling cycle has also been put Fig. 7). The slugs remained stable during the crystallization
forward to solve the fouling problem without affecting crystal process, and it had been demonstrated to be able to produce large
mean size [119]. and uniform L-asparagine monohydrate crystals in less than 5 min.
In recent years, some novel PF crystallizers have been proposed, Moreover, there will be no extra separation process, saving a lot of
such as the multi-segmented, multi-addition plug-flow crystal- time. With pure solvent frequently added between the air bubbles
lizers (MSMA-PFC) [12,120]. The crystallizer can be divided into in the system, crust can also be relived. This kind of design has also
many segments by the addition of anti-solvent, so each of them been utilized in the continuous crystallization of proteins, such as
makes an independent crystallization process (Fig. 6). In addition, the crystallization of enzyme lysozyme [125] and hen-egg-white
there is another kind of crystallizer similar to MSMA-PFC called lysozyme [58].

Fig. 6. Schematic diagram of one type of MSMA-PFC. The crystallizer is divided into many parts, and the anti-solvent is added between the segments. Reprinted with
permission from Ref. [12]. Copyright© 2014 American Chemical Society.
T. Wang et al. / Journal of Industrial and Engineering Chemistry 54 (2017) 14–29 21

Fig. 7. Schematic diagram of slug-flow cooling crystallization. The liquid (both hot and cold) and gas are introduced into one end of the tube to spontaneously generate slugs
of liquid and gas, which could remain stable during the process. Reprinted with permission from Ref. [124]. Copyright© 2014 American Chemical Society.

Continuous oscillatory baffled crystallizer (COBC) cooling crystallization in batch crystallizers and COBC under the
same experimental conditions. The mixing mechanism was found
Continuous oscillatory baffled crystallizer is a relatively new to be the key factor, confirming the important influence of fluid
type of continuous crystallizer. A COBC consists of a series of tubes, mechanical environment on the nucleation and growth. Besides,
with some baffles periodically arranged inside (Fig. 8). The some other critical conditions such as seeding [131] and impurity
vibration of the baffles or the movement of a piston or bellows [132], have also been studied. It is worth to mention that Zhao et al.
produces repeating cycles of vortices, which can create strong [133] have successfully used COBC in the design of a novel
radial motions, giving more uniform mixing along the column than co-crystal and the scaling up of the co-crystallization process. First,
PF crystallizers which depend on the net flow to mix the solution a small-scale experiment was conducted, in which a proper 1:1
[2,126]. co-crystal of a-lipoic acid with nicotinamide was successfully
In recent years, significant progress has been made on the screened. Then, the process was scaled up in a COBC and products
nucleation mechanisms in COBC [127,128]. Brown et al. [129] used with a purity of 99% was then obtained.
COBC to investigate the kinetics of the crystallization of adipic acid.
Their results showed that PBE-based method could maintain a Continuous laminar shear crystallizers and continuous
minimal deviation (1.2%) and the other two methods gave Couette–Taylor (CT) crystallizers
increasing deviations with faster cooling rates (19.9% and 18.6%
for average absolute relative error, respectively). Callahan and Ni Continuous laminar shear crystallizers consist of four main
[130] studied the causes of different nucleation behaviors of sections [134]: feed unit, shearing mechanism, cooling system and
power unit (Fig. 9). Two concentric cylinders compose the shearing
mechanism, of which the inner cylinder is stationary with a cooling
system and the outer cylinder rotates to produce a shear force. The
gap between the two cylinders is designed for the entrance of feed
materials. Many studies on the characters of nanostructure of fats
have been carried out in continuous laminar shear crystallizers in
recent years, such as the thermal and mechanical properties [135],
the oil migration [136], the crystalline alignments [137], the
polymorph [134] and so on. As one of the unique parameters of the
continuous laminar shear crystallizers, laminar shear rate has an
apparent effect on the properties of crystals. With the shear rate
increasing, thicker crystals would be obtained with more evident
crystalline orientation [138]. However, reports about the applica-
tion and the scaling up of laminar shear crystallizers are still rare.
Continuous Couette–Taylor (CT) crystallizers are similar to the
continuous laminar shear crystallizers. CT crystallizers (see Fig. 10)
also have two concentric cylinders, but the inner one can rotate
freely. When the inner cylinder rotates at a low rate, a laminar
Couette fluid motion is induced in the coaxial cylinders. Then, with
the rotation speed increasing beyond a certain value which is
called the critical Taylor number, this flow changes into radial
vortex combined with a small axial dispersion, which is called as
Couette–Taylor vortex [139]. Due to this unique flow, this vortex
will have a significant effect on the crystallization processes, and
the hydrodynamic flow regime can be simply and accurately
adjusted from a laminar flow to a turbulent Taylor vortex just by
Fig. 8. Schematic diagram of one type of continuous oscillatory baffled crystallizer. changing the rotation speed of the inner cylinder [140].
Series of plug-flow crystallizers are connected head-to-tail, with baffles inside the
tubes to generate the vibration. Reprinted with permission from Ref. [133].
As Couette–Taylor vortex is still a relatively new concept,
Copyright© 2014, Royal Society of Chemistry. researches on CT crystallizers have been limited in polymorph
22 T. Wang et al. / Journal of Industrial and Engineering Chemistry 54 (2017) 14–29

Fig. 9. (a) The detailed schematic drawing, showing the inner and outer tubes, water jackets with cooling water inlets and outlets. The inner cylinder is stationary with a
cooling system and the outer cylinder rotates to produce a shear force, and solution flows and crystalizes between the cylinders. (b) The manufactured continuous laminar
shear crystallizer, connected to the pump, the electromotor, and the controller. Reprinted with permission from Ref. [134]. Copyright© 2008 Elsevier Ltd.

transition [141], agglomeration [142,143], inhibition of flocculation microfluidic crystallizers can be combined with ultrasound
[144] and CSD control [145]. Especially, Nguyen et al. have done a [155] and achieve automated screening in nanoliter-scale crystal-
series of studies in CT crystallizers using guanosine 5-mono- lization to an extent [156]. As most of microfluidic crystallizers’
phosphate (GMP) as model API, including the phase transforma- tubes are made of poly (dimethylsiloxane), they are only applicable
tion [139], kinetic model [146], and optimization on structure of CT for aqueous system. To solve this problem, a PEEK/Teflon micro-
crystallizers [147]. In their studies, a multiple feed mode was fluidic device has been proposed to study the nucleation in both
applied and was found to be able to successfully promote the phase aqueous and organic solvents [157]. However, microfluidic
transformation of GMP. Another novel modified CT crystallizer has crystallizers may not be suitable for systems in which the solvent
also been proposed [145]. In this crystallizer, the inner concentric concentration is too high, because too many crystals will block the
cylinder was hotter than the outer one. This heating-cooling cycle thin tube during the crystallization process. State of the art of
gave a large crystal size and narrow CSD by dissolving the fines in continuous microfluidic crystallization system has been concluded
the heat side and recrystallization in the cold side. in literature [158].

Continuous microfluidic crystallizers Fluidized bed crystallizer

In recent years, crystallization in microfluidic system is Fluidized beds (see Fig. 12) are popular devices which have been
becoming more and more popular in continuous crystallization applied in numerous fields, such as synthesis, drying, granulation
due to its low consumption and tight control of supersaturation and so on [159–162]. There have been many reports about their
(see Fig. 11). Moreover, just like the slug-flow crystallizers, if applications in recovering useful substances from wastewater
droplets are segregated by immiscible fluid or gas, each one of [163–167]. In recent years, studies have also been focused on the
them can be regarded as an independent crystallizer with volume establishment of models [168,169] and controlling of CSD of
in small range. [148,149]. These characteristics demonstrate its products [170]. Fluidized beds are commonly used in preferential
great potential for systematic study on fundamental crystallization crystallization. For instance, Binev [171] coupled two fluidized
process and fast screening of crystallization conditions [150]. Many beds to study the continuous preferential crystallization to
studies on microfluidic crystallizers have been reported, including separate isomers in two different systems. It was found that the
the nucleation process [151,152], the spherical crystallization from CSD of the products could reach a steady state with products’
water-in-oil emulsions [153] and so on. A microfluidic continuous purities higher than 97%. Though rare, there are still some studies
seeded crystallizer can act as a screening platform for process about the scale-up of fluidized bed crystallizers [172,173], often
parameter evaluation and process optimization. And it was assisted by the simulation of CFD. Besides, studies on combining
demonstrated that it could be used to study the growth kinetics the crystallization with drying in fluidized bed crystallizers have
for three different forms of glycine [154]. In addition, the also been reported [174,175].
T. Wang et al. / Journal of Industrial and Engineering Chemistry 54 (2017) 14–29 23

Fig. 10. Schematic diagram of continuous drowning-out crystallization of guanosine 5-monophosphate (GMP) using Couette–Taylor Crystallizer. (a) Taylor vortices in
Couette–Taylor crystallizer (1, stationary outer cylinder; 2, Taylor vortices; 3, rotating inner cylinder) and (b) experimental apparatus of multiple feeding mode system for
drowning-out crystallization (1, motor; 2, pump; 3, methanol; 4, feed GMP solution; 5, damper). The inner cylinder rotates at a high speed to generate the Couette–Taylor
vortex. Reprinted with permission from Ref. [139]. Copyright© 2010, American Chemical Society.

Forced circulation crystallizer have been proposed, such as a two concentrically arranged
chambers to give a more flexible control in CSD [183] and a
Forced circulation crystallizers are commercially available in design of large deposit accumulation volume located at the bottom
continuous crystallization industry. The proposal of them could of the crystallizer to relieve the fouling [184].
date back to 1970s in a patent [176]. Fig. 13 shows the basic
structure of forced circulation crystallizers, which comprises three Draft tube (DT) crystallizers
parts: a chamber intended to contain the solution, a circulating
pump to force the mother liquor back to the chamber, and a heater. DT crystallizers have been reported decades of years ago [186].
Forced circulation crystallizers have the advantages of flexible As shown in Fig. 14, it is a tank with a draft tube connected to the
design, stable operation and high flexibility [177], making them bottom. This design gives a specific flow field in the crystallizer,
favorable in continuous crystallization industry. which has an effect on the properties of the product [187]. Some DT
In recent years, the most common application of forced crystallizers also have baffles to make a better flow field [188–190].
circulation crystallizers may be water treatment, especially water It is said that a DT crystallizer requires a much lower agitation
desalination. Basically, the main function of forced circulation speed to achieve the inner circulation, so the power consumption
crystallizer is to produce salt and distilled water from the waste can be reduced [191]. In DT crystallizers, the nuclei are mainly
water [178]. There have been some reports concerning the produced due to the collisions between crystals and the pump or
modeling of forced circulation crystallizers to help to optimize impeller, and reports are always focus on the variation of the
operating conditions in water desalination [179,180]. In addition, kinetics of nucleation and growth of the crystals [192,193]. As the
they have also been applied in the basal aquifer water treatment in hydrodynamics is very sensitive to the structure of the crystal-
pilot scale [181]. However, to our best knowledge, there are barely lizers, changes in such as the bottom shape [194] as well as the
reports about the application of forced circulation crystallizers in impeller shape [35] will greatly affect the properties of products.
other fields except one concerning the continuous crystallization DT crystallizers usually use impellers to achieve the uniform
of lactose monohydrate [182] for the last decade. In recent years, mixing of solution. However, the movement of impellers will cause
some modifications of the design of forced circulation crystallizers mechanical contacts with crystals, leading to attrition and
24 T. Wang et al. / Journal of Industrial and Engineering Chemistry 54 (2017) 14–29

Fig. 11. Schematic diagram of a kind of microfluidic crystallizer: (a) photograph of microfluidic chip and housing; (b) sketch of microfluidic chip. An injector pump push small
amount of solution into the microtubes slowly, in which crystals will be generated from drops of solution. Reprinted with permission from Ref. [159]. Copyright© 2011,
American Chemical Society.

breakage. To relieve attrition and breakage, airlift crystallizers are


proposed on the base of DT crystallizers (see Fig. 15). Air is purged
from the bottom to act as the function of an impeller. The shear
force is relatively low so that fewer crystals will get broken [195].
Though promising, airlift crystallizers are still not frequently
reported, with only a few reported in recent years [196,197].

Falling film crystallizers

Falling film crystallizers are popular in continuous melt


crystallization in recent years. A falling film melt crystallization
process is very attractive for its enhancement in mass transfer and
separation effect [198]. The structure of a falling film melt
crystallizer is illustrated by Fig. 16. Two tubes, one inside the
other, are positioned in a tank with jacket. There are two cooling
lines in the crystallizer: one passing through the jacket and the
other one going through the space between the two tubes from top.
Melt flows along the surface of the external tube and then is cooled
down to crystallize. Jiang et al. have carried out a series of studies

Fig. 13. Schematic diagram of a forced circulation crystallizer. The pump was used
Fig. 12. Schematic diagram of a continuous fluidized bed crystallizer. (A) Heat to transport the mother liquor back to the tank again, with the heat exchanger
exchanger and (B) fluidized bed. Solution is added into the fluidized bed adjusting the supersaturation. Reprinted from Ref. [185] with permission.
continuously. Copyright© 2000 Elsevier Ltd.
T. Wang et al. / Journal of Industrial and Engineering Chemistry 54 (2017) 14–29 25

Fig. 14. Schematic diagram of a DT crystallizer. The draft tube in the tank gives a
different fluid field within the tank crystallizers. Reprinted from Ref. [187] with
permission. Copyright© 2012 Elsevier Ltd.

on falling film melt crystallizers, including the model develop-


ment, the simulation of dynamic sweating and the process
optimization [199,200]. Falling film crystallizers have been applied
in industrial purification and crystallization of many products
[201–203].

Applications of new technologies in continuous crystallization

In recent years, some assistive techniques, such as the process


analytical technologies (PAT), ultrasonic technique, have been
applied to help control or manipulate the continuous crystalliza-
tion processes. Here, some representative technologies are
introduced.

Process analytical technologies (PAT)

PAT tools have been used to investigate crystallization process


since they first emerged [204]. Continuous crystallization process- Fig. 15. Schematic diagram of an 18-L air-lift crystallizer. TT = temperature
es benefit a lot from PAT tools as they can give a real-time feedback transmitter, dPT = differential pressure transmitter. Reprinted from Ref. [197] with
of the variations of the parameters to manage a robust control permission. Copyright© 2014 American Chemical Society.
during the whole process. In recent years, more emphases have
been put on this field due to the spread of PAT, aiming at a better
understanding of crystallization process as well as a more robust However, it is common that more than a single PAT tool is
control [205,206]. applied in pharmaceutical industry to monitor physical and
Basically, PAT tools are used to monitor the concentration and chemical phenomena during the processes, resulting in data with
the CSD of the system, facilitate the control of the process and help high dimensionality. Therefore, multivariate data analysis is
to reveal the mechanisms of nucleation and growth [207]. Apart essential for a better control of the multivariate relationships
from conventional solvent-based continuous crystallization, PAT between these variables [211], and it has been applied in the
tools are also useful in solvent-free continuous co-crystallization polymorph control with Raman [212] and infrared spectroscopy
[208]. The crystallization process is often monitored by near [213]. Ferguson et al.[214] compared the CSD of benzoic acid from
infrared reflectance at different stages to detect the formation of plug flow, MSMPR and the equivalent fed batch crystallizers
co-crystals. Moradiya [209] designed a solvent-free continuous co- respectively, with the help of FBRM and attenuated total
crystallization process, in which PAT tools such as near infrared reflectance Fourier transform infrared spectroscopy (ATR-FTIR).
reflectance and spatial filter velocimetry probes were used for in- It turned out that the PAT tools could be used to monitor and
line process control. In addition, some new operation strategies of characterize the crystallizations processes, indicating their poten-
the continuous crystallizers have also been proposed with the tial in reducing process development time and improving process
assistance of PAT [210]. understanding.
26 T. Wang et al. / Journal of Industrial and Engineering Chemistry 54 (2017) 14–29

the original 3D of crystal shapes from the measured 2D projections


of potassium dihydrogen phosphate (KDP) crystals, and the results
showed good agreement with the experimental values. However,
the technique required projection to be bounded by convex
polygon with six or eight vertices. Therefore, further studies need
to be carried out to improve the applicability of this technology.
Besides, image-based analysis can also be used to analyze the CSD
[216–218], monitor fouling [219] and evaluate the growth rate
[220].
Since the issuance of the FDA guidance of 2004, the Food and
Drug Administration (FDA) has been encouraging the application
of PAT tools. In this file, PAT is considered as “a system for
designing, analyzing, and controlling manufacturing through
timely measurements of critical quality and performance attrib-
utes of raw and in-process materials and processes to ensure final
product quality” [221]. Appropriate use of PAT tools will be of great
help in process control and optimization, and a combination of
different PAT tools may be more useful for ensuring the products’
quality. Furthermore, FDA also emphasizes the necessity of risk
analysis and multivariate methodologies. Therefore, a PAT method,
which considers a scientific, risk-based approach, is recom-
mended.
The emergence and application of PAT has promoted the
understanding of crystallization process and the improvement of
product quality. However, the application of PAT tools is still
limited because of the high cost [220]. More efforts are needed to
improve the accuracy of PAT tools and reduce cost.

Ultrasonic technique

Currently, ultrasound is mainly used to control the CSD of


products, both in the traditional MSMPR crystallizers [222] and in
Fig. 16. Schematic diagram of a falling film melt crystallizer. Melt flows along the
the novel slug-flow crystallizers [223]. Jiang et al. [224] also
external tube and then crystallizes. Reprinted from Ref. [201] with permission.
Copyright© 2013 Elsevier Ltd. designed indirect ultrasonication-assisted nucleation process to
study the seed generation rate. However, the cost of ultrasound is
As mentioned above, image-based analysis facilities are relatively high and its potential effects on other properties such as
effective tools for analyzing shape evolution of the crystals during morphology and polymorph transformation are still not well
the growth. Borne et al. [215] presented a technique to reconstruct known in continuous crystallization process.

Fig. 17. Schematic diagram of continuous membrane crystallizer. The solution is distillated and then crystallized in A and the condensate will flow to D. (A) Membrane
crystallizer, (B) pump, (C) feed tank, and (D) permeate liquid tank.
T. Wang et al. / Journal of Industrial and Engineering Chemistry 54 (2017) 14–29 27

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