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U.S.

Department of Justice
Office of Justice Programs
Office of Juvenile Justice and Delinquency Prevention

John J. Wilson, Acting Administrator August 2000

Competency Training il y
S tr
e ng th e ni n g
S

er
From the Administrator

ie s
The Strengthening
Fa
Families are important sources of
Families Program: For support and guidance for children.
Because the welfare of children is
often tied to the strength of their
Parents and Youth 10–14 families, OJJDP is committed to
helping parents help their children.

Virginia K. Molgaard, Richard L. Spoth, and Cleve Redmond This Bulletin, one in OJJDP’s Family
Strengthening Series, features the
Strengthening Families Program: For
The Office of Juvenile Justice and Delin- participated in the study had less sub-
Parents and Youth 10–14, a program
quency Prevention (OJJDP) is dedicated to stance use, fewer conduct problems, and
designed to build stronger families
preventing and reversing trends of increased better resistance to peer pressure. These
and, in the process, reduce juvenile
delinquency and violence among adoles- positive changes were indicated by both
substance abuse and other delin-
cents. These trends have alarmed the public delayed onset of problem behaviors and
quent acts. The Bulletin provides a
during the past decade and challenged the relatively more gradual increases in these
history of the original Strengthening
juvenile justice system. It is widely accepted behaviors compared with the control
Families Program, from which today’s
that increases in delinquency and violence group during the 4 years following the
program was developed.
over the past decade are rooted in a num- study pretest. Results indicated that pro-
ber of interrelated social problems—child gram parents were better able to show The Bulletin details the specific risk
abuse and neglect, alcohol and drug abuse, affection and support and set appropriate and protective factors that are targeted
youth conflict and aggression, and early limits for their children. According to pro- in each of the program’s sessions
sexual involvement—that may originate gram theory, these parenting skills help and summarizes the content, me-
within the family structure. The focus of parents protect youth from becoming chanics, and implementation of the
OJJDP’s Family Strengthening Series is to involved in substance abuse and other program. It also describes the findings
provide assistance to ongoing efforts across problem behaviors. of the program’s evaluation and its
the country to strengthen the family unit by replication.
discussing the effectiveness of family inter-
vention programs and providing resources Background and History The Strengthening Families Program:
to families and communities. The SFP 10–14 was the result of a major For Parents and Youth 10–14 has
revision of the Strengthening Families proven effective in reducing adoles-
The Strengthening Families Program: For cent substance abuse and other
Program (SFP) originally developed in
Parents and Youth 10–14 (SFP 10–14) is a problem behaviors and in improving
1983 by Kumpfer, DeMarsh, and Child
7-week curriculum designed to bring par- parenting skills and enhancing child-
(1989) as part of a 3-year prevention
ents together with their 10- to 14-year-old parent relations. This Bulletin serves
research project funded by the National
children, with the goal of reducing sub- as an important resource for educa-
Institute on Drug Abuse (NIDA). The origi-
stance abuse and other problem behav- tors, policymakers, researchers, and
nal SFP was designed to reduce vulner-
iors in youth. Bringing parents and youth community organizations in their
ability to drug abuse in 6- to 12-year-old
together in such a program has been par- efforts to improve the outlook for
children of methadone maintenance pa-
ticularly effective in building skills and children and families.
tients and substance-abusing outpatients.
changing behavior. A controlled study
The curriculum included separate 1-hour John J. Wilson
demonstrated that both parents and
sessions for parents and children fol- Acting Administrator
youth who attended the program showed
lowed by a family session. One session
significant positive changes. Youth who
was scheduled per week, typically for 12
Content and Program
Mechanics
The SFP 10–14 is a universal program de-
signed to reach the general population
and is culturally sensitive to multiethnic
families with young adolescents who live
in urban and rural areas. It is appropriate
for parents of all educational levels.

Format
The SFP 10–14 consists of seven sessions
plus four booster sessions. Parents and
youth attend separate skill-building ses-
sions for the first hour and spend the sec-
ond hour together in supervised family
activities. The program is designed for
8 to 13 families and is typically held in a
public school, church, or community cen-
to 14 consecutive weeks. In a study design This curriculum, the Iowa Strengthening ter. At least two rooms (one for youth and
that compared sessions for parents only, Families Program (ISFP), was an early one for parents) are required for each ses-
youth only, and parents, youth, and fami- version of the SFP 10–14. The ISFP was sion, with family sessions taking place in
lies combined, the group that included tested through Project Family with 446 the larger of the two rooms. Three facilita-
a combination of sessions for parents, midwestern families who live in economi- tors (one for parents and two for youth)
youth, and family showed the most prom- cally stressed areas. The participants in are needed for each session. All of the
ising results. The original SFP (Kumpfer, the study were from 22 rural school dis- facilitators offer assistance to families
DeMarsh, and Child, 1989), recognized by tricts randomly assigned to intervention and model appropriate skills during the
NIDA as a research-based, family-focused and control conditions. The positive find- family session.
prevention program, was tested exten- ings yielded by the data analyzed in this
sively with high-risk ethnic families. The study earned the program recognition by Content
results of these studies mirror the gener- OJJDP’s Strengthening America’s Fami-
ally positive findings of the original NIDA lies Initiative1 and by two other Federal Youth and parent sessions contain paral-
research results. agencies: NIDA (National Institute on lel content; the family session provides
Drug Abuse, 1997) and the U.S. Depart- reinforcement and skills practice (see
In 1992, the Social and Behavioral Research table 2 on page 5). For example, while the
ment of Education. Subsequently, the
Center for Rural Health at Iowa State Uni- ISFP was revised to make it appropriate parents are learning how to use conse-
versity (ISU) received a grant from the Na- quences when youth break rules, youth
for ethnically diverse families and was
tional Institute of Mental Health (NIMH) to renamed the Strengthening Families are learning about the importance of fol-
test the SFP in a general population of rural lowing rules. In the family session that
Program: For Parents and Youth 10–14.
families with young adolescent children. African American, Hispanic, and white follows, youth and parents practice prob-
This grant, along with a similar grant from lem solving as a family for situations
families have participated in the program.
NIDA to test another prevention program, when rules are broken.
became a part of Project Family, a series of
Youth sessions focus on strengthening
investigations on family-focused preventive Risk and Protective prosocial goals for the future, dealing
interventions. The Project Family investi-
gators, including Dr. Richard Spoth (princi-
Factors Addressed with stress and strong emotions, appreci-
pal investigator) and Dr. Karol Kumpfer The long-range goal of the SFP 10–14 is ating parents and other elders, increasing
(coprincipal investigator), agreed that reduced substance use and behavior prob- the desire to be responsible, and building
the SFP needed substantial revision to lems during adolescence. Intermediate ob- skills to deal with peer pressure. Parent
meet the needs of a general population jectives include improved parental nur- sessions include discussions of parents’
of families with young adolescents in turing and limit-setting skills, improved potential positive influence on young teens.
a midwestern rural area. In part, this communication skills for both parents These discussions focus on understand-
conclusion was based on the results of and youth, and youth prosocial skills ing the developmental characteristics of
consumer research with families similar development. The risk and protective youth, providing nurturing support, deal-
to those targeted by the NIMH study. Dr. factors for parents and youth that are ing effectively with children in everyday
Virginia Molgaard, a coprincipal investi- addressed in each session are shown in interactions, setting appropriate limits
gator at ISU, worked with Dr. Kumpfer to table 1. and following through with reasonable
revise the SFP. They developed a 7-week and respectful consequences, and sharing
curriculum identical in format to the beliefs and expectations regarding alco-
original program (i.e., the revised SFP hol and drug use. During family sessions,
1
For additional information, see Kumpfer and Alvarado parents and youth practice listening and
also has separate sessions for parents (1998), the introductory Bulletin in OJJDP’s Family
and youth, plus sessions in which family Strengthening Series.
communicating with respect, identify
units practice skills together). family strengths and family values, learn

2
how to use family meetings to teach re-
Table 1: Risk and Protective Factors sponsibility and solve problems, and
learn how to plan enjoyable family activi-
Factors Addressed
ties. Youth, parent, and family sessions
Session Protective Risk include discussions, skill-building activities,
videotapes that model positive behavior,
Session 1 Positive future orientation, Demanding/rejecting and games designed to build skills and
goal setting and planning, behavior, poor communi- strengthen positive interactions among
supportive family involvement. cation skills. family members.
Session 2 Age-appropriate parental Harsh and inappropriate
expectations, positive discipline, poor child- Processes
parent-child affect, empathy parent relationship. Parent sessions include didactic presenta-
with parents. tions, role-plays, group discussions, and
other skill-building activities. Videotapes
Session 3 Emotional management skills, Harsh, inconsistent, or are used for all parent sessions; this stan-
family cohesiveness. inappropriate discipline; dardizes the program and visually dem-
poor communication of onstrates effective parent-child interac-
rules; child aggressive tions. Because videotapes are used, only
or withdrawn behavior. one parent workshop leader/instructor is
Session 4 Youth reflective skills, Poor parental monitoring; required. The videotapes include timed
countdowns for group discussion and
empathy with parents, poor, harsh, inconsistent,
prosocial family values. or inappropriate discipline; activities—the facilitator starts the video
at the beginning of the session and lets it
youth antisocial behaviors.
run for the entire hour-long parent session.
Session 5 Cohesive, supportive family Indulgent or harsh This ensures that the group remains on
environment; consistent parenting style, family schedule and is ready for the subsequent
discipline; meaningful family conflict, negative peer family session. The videotapes include
involvement; empathetic influence. didactic presentations by an African
family communication; social American narrator and a white narrator
skills; peer refusal skills. and numerous vignettes of typical family
situations and interactions (both positive
Session 6 Positive parent-child affect, Poor school performance, and negative). Adults and youth in the
clear parental expectations negative peer influence. vignettes include African American, His-
regarding substance use, panic, and non-Hispanic white actors.2
interpersonal social skills, Approximately one-fourth to one-third of
peer refusal skills. each parent session consists of didactic
presentations and observations of video-
Session 7 Positive parent-child affect, Poorly managed adult
reinforcement of risk reduc- stress, poor social skills taped family vignettes; the remaining time
is spent in skill practice, open discussion,
tion skills addressed in in youth.
the program, reinforcement and group support.
of protective factors and The majority of each youth session is spent
youth assets. in small and large group discussions, group
skill practice, and social bonding activi-
Booster Session 1 Prosocial peer interaction Ineffective conflict
ties. Youth topics are presented in gamelike
skills, effective stress and management skills, poorly
activities in order to engage youth and
coping skills. managed adult stress.
keep their interest while they are learning.
Booster Session 2 Conflict resolution skills, Peer conflict and In sessions 5 and 6, the videotape Keeping
positive marital interaction. aggression, hostile Out of Trouble and Keeping Your Friends:
family interactions. A Road Map is shown to motivate youth
to resist peer pressure and to teach spe-
Booster Session 3 Cohesive, supportive family Harsh and inappropriate cific steps in resistance.
environment; empathy with discipline, poor child-
parents; consistent discipline. parent relationship, poor Family sessions help parents and youth
communication of rules. practice skills learned in the separate par-
ent and youth sessions. Activities include
Booster Session 4 Positive marital interaction, Ineffective conflict communication exercises and poster-
family cohesiveness, peer management skills, making projects in which family members
refusal skills. negative peer influence,
inappropriate parental
expectations. 2
For information about adaptations of the program for
other ethnic groups, contact Dr. Molgaard.

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in the program. In addition, during the last
Theoretical Assumptions session, parents and youth write struc-
tured letters to each other related to the
Several etiological and intervention restore self-esteem, planning skills, and content of the program (see page 6). The
models influenced the development of problem-solving ability. letters are collected by program facilita-
the SFP 10–14: the biopsychosocial tors and mailed to the families 1 month
The family process model is based on
vulnerability model, a resiliency model, after the last session. In addition, several
research conducted at Iowa State Uni-
and a family process model linking family activities result in posters that par-
versity and supported by data from the
economic stress and adolescent ad- ticipants display in their homes.
Iowa Youth and Families Project. It pro-
justment. The following paragraphs
vides support for risk variables targeted
describe each of these models.
by the SFP 10–14, linking economic Materials
The biopsychosocial vulnerability model stress to problematic adolescent adjust- A 415-page instructor manual contains a
was the basis for the original SFP. It ment. In this model, objective economic teaching outline, a script for the video-
offers a framework that suggests that stress was related to parents’ percep- tapes, and detailed instructions for all ac-
family coping skills and resources (such tions of increased economic pressure. tivities. The “Overview” section includes
as effective family management, conflict This perceived pressure, in turn, was background information and practical
resolution/problem-solving skills, and linked to increased parental depression considerations for implementing the SFP
communication skills) buffer family and demoralization, leading to greater 10–14, such as recruitment, facilitator job
stressors (such as family conflicts and marital discord and more frequent dis- descriptions, and suggested processes for
financial stress). This approach as- ruptions in skillful parenting. Finally, registration, meals and snacks, incentives,
sumes a developmental perspective, the model indicates that this disrupted and childcare. A detailed timeline for orga-
with the family exerting relatively more parenting adversely affects adolescent nizing and implementing the SFP 10–14 and
influence on young adolescents than adjustment (Conger et al., 1991). a list of needed equipment and materials
on older adolescents. are also included. Master copies of each
These models support family-risk-focused
and youth resiliency approaches to pre- parent, youth, and family worksheet and
The curriculum was adapted for young
adolescents and their parents (SFP 10– vention using strategies to reduce or homework assignment are provided at the
buffer the known, overlapping precursors end of each session. Materials for the first
14), guided by the resiliency model of
Kumpfer (1994, 1996) and Richardson of conduct and substance use problems seven sessions also include the nine video-
in adolescents that originate in the family. tapes described above—six for parent ses-
et al. (1990). The model includes
greater focus in families on protective The strategies also help youth build pro- sions, one for youth sessions 5 and 6, and
tective coping skills through positive two for family sessions. The manual also
processes that are associated with
basic resiliency characteristics in youth. rather than negative behaviors. The SFP includes master copies of a program flier,
10–14 authors (Molgaard, Kumpfer, and ordering information, and evaluation in-
Thus, the program includes instruction
in seven associated coping or life Fleming, 1997) have incorporated empiri- struments. A separate 215-page manual
cally supported techniques for improving contains the four booster sessions for par-
skills—emotional management skills,
interpersonal social skills, reflective family management practices and youth ents, youth, and families. Two additional
skill enhancement to address selected videotapes are required for the booster
skills, academic and job skills, ability to
risk and resiliency factors in the models. sessions.

Program
visually express concepts such as appre- stand together in a circle and respond to Implementation
ciating each other’s strengths and identi- an open-ended statement based on ses-
fying family values. Teaching games help sion content, such as “One thing we like Facilitators
parents and youth empathize with each to do as a family is . . . .”
Group leaders. Three group leaders are
other and learn skills in family problem
The following methods are used to en- needed—one for the parent session and
solving. Two of the family sessions use
courage participants to maintain the skills two for the youth session. The roles of
instructional videotapes to demonstrate
they learned through the program. During the group leaders change from teacher
how to institutionalize positive family
the final family session, group leaders to facilitator during the family sessions.
change and maintain SFP 10–14 program
show slides of the youth, parent, and fam- Each group leader is responsible for three
benefits by holding regular family meet-
ily sessions taken during the course of the or four families and works with the same
ings and working together to help youth
program. This slide show serves as a re- group of families for the duration of the
deal with peer pressure. The leaders fa-
view of program content in a format that program. The group leader spends time
cilitate discussions and group activities
is attractive to both young people and with each family during the session and
between videotape segments. Two-thirds
adults. During the final review session, a offers help when needed.
of each family session is spent within indi-
framed certificate with a photograph of
vidual family units in which parents and Group leaders must have strong presen-
youth participate in discussions or proj- parent(s) and child(ren) taken during pro-
tation and facilitation skills, experience
gram sessions is given to each participat-
ects. The remaining time is spent in large- working with parents and/or youth, enthu-
group skill-building activities and games. ing family. The families are asked to display
siasm for family skill-building programs,
the certificates in their homes to serve as
Each family session ends with a closing and the ability to be flexible with individu-
circle in which all youth and parents a reminder of concepts and skills learned
als and activities within the confines of the

4
standardized program. They must have
good organizational skills and a strong
sense of responsibility for carrying out
the program as designed. Their responsi-
bilities include attending at least 2 days
of training in which they learn about the
program and gain practical experience
with the teaching activities, preparing for
each session by reviewing the activities
and assembling needed materials, teach-
ing youth or parent sessions for 7 weeks
(plus four booster sessions), and helping
to facilitate the family session. Effective
group leaders can be drawn from the fol-
lowing: family and youth service workers,
mental health staff, teachers, school coun-
selors, ministers, church youth staff, skilled
parents who have previously attended the
program, and staff from the Cooperative
Extension Service. Affiliated with the U.S. Additional staff. In addition to the three churches, schools, the YMCA and YWCA,
Department of Agriculture, the Cooperative group leaders, local coordinators can and other youth- and family-serving agen-
Extension Service is administered through help recruit families; arrange for, locate, cies and groups. Coordinators can be ei-
each State’s land-grant university. As it and oversee childcare workers and trans- ther community volunteers or paid from
relates to youth and families, the mission portation; and make arrangements for small local or State grants.
of the Cooperative Extension Service is building access and equipment. These
local coordinators can be recruited by the Training. Facilitators receive at least 2
to provide preventive education through days of training to learn about the back-
county-based services throughout the sponsoring agencies, which may include
the local Cooperative Extension Service, ground, evaluation, goals, and content of
United States. the program and to take part in session
activities. Training also includes informa-
tion on practical considerations for imple-
Table 2: Session Topics menting the SFP 10–14, such as recruiting
families and handling challenging parents
Primary Sessions Booster Sessions and youth during program sessions. Onsite
trainings by a team of experienced train-
Parent
ers can be scheduled. Consultation and
Using Love and Limits Handling Stress technical assistance for facilitators are
Making House Rules Communicating When You available after the training at no cost.
Encouraging Good Behavior Don’t Agree
Using Consequences Reviewing Love and Limits Skills
Recruitment
Building Bridges Reviewing How To Help With
Protecting Against Substance Peer Pressure Recruitment is carried out by a local family-
Abuse serving agency such as a substance abuse
Getting Help for Special prevention agency, the Cooperative Exten-
Family Needs sion Service, a church, a school, the YMCA
or YWCA, or another community group. An
Youth active coalition of such groups has been
Having Goals and Dreams Handling Conflict shown to provide the most effective re-
Appreciating Parents Making Good Friends cruitment. The suggested procedure for
Dealing With Stress Getting the Message Across recruiting begins by identifying a core
Following Rules Practicing Our Skills group of parents in the targeted group,
Handling Peer Pressure I meeting together to motivate them to re-
Handling Peer Pressure II cruit other families, and then asking them
Reaching Out to Others to invite other families to the program.
Recruitment materials include program
Family
brochures and a short motivational video-
Supporting Goals and Dreams Understanding Each Other tape with footage from an actual program
Appreciating Family Members Listening to Each Other that illustrates program features and in-
Using Family Meetings Understanding Family Roles cludes positive comments from parents
Understanding Family Values Using Family Strengths who have participated.
Building Family Communication
Reaching Goals When grant money from State and local
Putting It All Together and Graduation funds is available, families are given in-
centives such as $5 grocery certificates

5
for parents and $2 or $3 fast-food coupons one with tables for family activities. One a 13-week format suitable for a Sunday
for youth. In addition, a weekly drawing TV and one VCR are needed for parent ses- morning education hour. In this format,
may be held for a gift that includes snacks sions 1–6. The same units can be used for the 1-hour parent and youth sessions are
and a family game to encourage families family sessions 3 and 6. An additional TV followed by the family session a week
to spend time together at home. Grant and VCR are needed for youth sessions 5 later. Booster sessions may be held 3 to
money can also be used for family meals and 6. Flipcharts or an erasable board are 12 months after session 7.
during program sessions and for childcare. needed for all sessions. A slide projector is
The program has also been carried out needed for session 7. Program materials, Meals or Snacks
successfully without incentives. If grant including flipcharts, markers, and other
A meal or snack before or during the pro-
funds are not available, families can take supplies, cost about $15 per family.
gram session can be a powerful incentive
turns bringing snacks for program sessions.
for attendance if grant money is available
Scheduling or if the food can be donated and prepared
Location and Equipment Many group leaders who have taught the by volunteers. Meals should begin at about
A school, church, or community center program have found that it is best to sche- 6 p.m., and the program sessions should
with at least two separate rooms is appro- dule the sessions in October and November begin at about 6:30 p.m. Group leaders for
priate. Parents and youth meet in separate or from January to March. This timing groups that do not have funds for meals or
rooms during the first hour. The family avoids competition with either spring and volunteers to prepare them should arrange
session that follows requires a room large summer activities or busy holiday sched- for snacks to be served during the last 20
enough to hold both groups, preferably ules. Others have adapted the lessons to minutes of the family session or between

6
Participating parents say:
“It was fun and moved along quickly.”
“I liked listening to what has worked
with other families.”
“Outstanding! Has been very helpful
to us as a family unit.”
“I wish I could have attended when
my two older kids were this age. We
benefited very much.”
“I learned that I have to follow
through with what I say and not back
down on the rules we have set.”
“I learned that I’m not alone with my
fears of raising my children. I have
the same questions and fears that all
the youth and parent sessions and the completed approximately 11/2, 21/2, and the other parents have.”
family session. Group leaders can bring 4 years after pretesting. Selected schools
snacks for the first and last sessions and were located in rural communities with Participating youth say:
can ask participating families to bring and populations of less than 8,500; these com- “I didn’t realize how much my mom
serve snacks for the other sessions. In munities had a relatively high percentage cared about me.”
some cases, local restaurants have pro- of low-income families participating in the
vided food for one or more sessions. school lunch program. “I learned that my parents are fun to
be with.”
The experimental design entailed ran-
Childcare and dom assignment of 33 schools to 1 of 3 “I learned to respect your parents
Transportation conditions: (1) the ISFP; (2) Preparing for and realize money doesn’t grow on
The availability of childcare for younger the Drug Free Years (PDFY) (Catalano trees.”
children will allow some families to partici- and Hawkins, 1996), a 5-session youth
“I learned what to say if someone is
pate in the program and attend regularly. and family program; or (3) a minimal-
trying to get you in trouble.”
If funds are not available for childcare contact control condition, with a total of
workers, the support of a church, 4–H 22 schools in the ISFP and control condi- “I liked to hear about what my dad
Club, or other group can be enlisted. Child- tions. Families in the control condition was like when he was my age.”
care providers should be encouraged to received a set of four parenting guide-
lines written by Cooperative Extension “I liked the activities with my parents
bring games, books, and craft materials.
Service personnel; the guidelines pro- in the family session.”
Transportation can also be an important vided information on developmental “I found out how to handle stress
factor for some families. Depending on changes of preteens and teens in physi- when I’m all frustrated.”
local program resources, one of the fol- cal, emotional, cognitive, and relational
lowing options may be chosen. If several domains. (See Spoth, Redmond, and
families need transportation, it may be Shin, 1998, for further information on
possible to borrow or rent a van from a evaluation design and methods.) The tasks, in-home interviews that included
local family-serving agency. If grant funds scales from standardized instruments
results that follow include those from
allow, families can be given money for a ISFP families and control families.3 such as the SCL–90–R (Derogatis, 1983),
bus or taxi. As an alternative, group lead- and commonly used measures such as the
ers can ask about transportation needs at National Survey of Delinquency and Drug
the first session, and some families may Measures and Data Use (Elliott, Huizinga, and Ageton, 1982).
be able to offer rides to other families. Collection
A total of 161 families participated in 21
Outcome evaluations entailed the use of
ISFP groups at 11 different schools. Groups
multi-informant, multimethod measure-
Scientific Evaluation ment procedures at pretest, posttest, and
ranged in size from 3 to 15 families; the av-
erage group consisted of 8 families, with
Following the content revisions to the ori- followup data collection points (Spoth
an average of 12 adults and 8 youth. Both
ginal SFP and the subsequent feasibility and Redmond, 1996; Redmond et al., 1999;
single-parent and two-parent families par-
studies (Kumpfer, Molgaard, and Spoth, Spoth, Redmond, and Shin, 1998). Assess-
ticipated. Participation rates were high
1996), a large-scale prevention trial of the ments included in-home videotapes of
among pretested families. Among more
ISFP, including long-term followup evalua- families in structured family interaction
than half of the two-parent families, both
tions, was conducted in public schools
parents attended at least some of the ses-
in the rural Midwest. In addition to a
3
For results from PDFY, see Haggerty et al. (1999). sions. Ninety-four percent of attending
posttest, followup data collections were

7
pretested families were represented by a thesized effect paths at posttesting were lems (e.g., physical aggression, minor theft,
family member in five or more sessions.4 significant at the 0.01 level. The effect size property damage), school-related problem
Unannounced observations of the program of the intervention on the ITPB’s was mod- behaviors (e.g., truancy, cheating), peer
implementation procedures of each team erate, and the indirect effects of the inter- resistance, and affiliation with antisocial
of group leaders confirmed that the teams vention on the global parenting constructs peers at 11/2 and 21/2 years following pre-
covered all of the key program concepts. were statistically significant (Russell et al., testing (Spoth, Redmond, and Project
1998; Spoth, Redmond, and Shin, 1998). Family Research Group, 1997, 1998). De-
Results Similar results were obtained when the tailed analyses of individual substance
model was evaluated with 11/2 -year use behaviors showed noteworthy differ-
An analysis of data collected in the longi-
followup data (Redmond et al., 1999). ences between the intervention and con-
tudinal, controlled study demonstrated
trol groups. For example, at the 11/2 -year
positive results for both parents and youth. The two general parenting constructs em-
followup, there was a 60-percent relative
Comparisons between the intervention and ployed in the structural equation model reduction in the first-time use of alcohol
control groups showed significantly im- (general child management and parent-
without parental permission in the inter-
proved parenting behaviors directly tar- child affective quality) were also assessed vention group (Spoth, Redmond, and
geted by the intervention (e.g., clarification individually through multilevel analysis
Lepper, 1999). Continued divergence of
of substance use rules and consequences, of covariance (ANCOVA), employing 11/2 - the intervention group and the control
increased level of positive parent-child and 21/2 -year postbaseline followup assess-
group on this outcome variable has been
involvements). These behaviors, in turn, ment data. Reports from the target child, observed at the 21/2 - year postbaseline
were strongly associated with general child mother, and father, along with observer
followup and beyond (see figure 1).
management (e.g., standard setting, moni- ratings, were standardized and combined
toring, effective discipline) and parent-child to construct the measures for the 11/2 -year In addition, the probability of transition-
affective quality (e.g., expressions of posi- followup analyses; all except observer ing from nonuse of tobacco, alcohol, or
tive affect). Analyses of youth substance ratings were also available for the 21/2 -year other drugs was examined. This exami-
use and use-related child outcomes (e.g., followup analyses. Results indicated signifi- nation focused on a five-status, stage-
gateway substance use, conduct problems, cant parenting outcome differences be- sequential model of substance use initia-
school-related problem behaviors, affilia- tween the intervention and control groups tion and progression, adapted from a
tion with antisocial peers, peer resistance) at both the 11/2 - year followup (on ITPB’s model previously tested by Graham and
have demonstrated positive outcomes at and parent-child affective quality) and the colleagues (1991). Findings suggested
followup assessments. 21/2 - year followup (parent-child affective that ISFP group children who had not
quality) (Spoth, Redmond, and Project initiated substance use at the 11/2 -year
Following confirmation that randomiza-
Family Research Group, 1997). followup assessment were significantly
tion resulted in equivalent groups at pre-
less likely to initiate use by the 21/2-year
test, differential attrition was assessed Because of the young age of children in the followup assessment than were control
and found to be nonsignificant. Subse- study, significant intervention-control dif-
group children (Spoth et al., 1999). Finally,
quent posttest analyses of parenting out- ferences in problem behavior outcomes recent analyses of substance use initia-
comes included indicators for three con- were expected to be initially detectable at
tion and levels of use (alcohol, tobacco,
structs: intervention-targeted parenting the 11/2 - year postbaseline followup and in and marijuana) and other problem behav-
behaviors (ITPB’s), general child manage- subsequent assessments. Consistent with
iors (hostile and aggressive behaviors)
ment, and parent-child affective quality. this expectation, multilevel ANCOVA’s at 4 years postbaseline have also shown
A latent variable measurement model in- showed significant intervention-control
positive results. Specifically, as compared
corporating multiple self-report and ob- differences in substance use, conduct prob- with youth in the control group, those in
servational indicators of the parenting
outcomes was developed. This measure-
ment model was then employed in a test
of a theory-based structural model exam-
ining a sequence of direct and indirect
intervention effects. According to this
model, ITPB’s were expected to be directly
affected by the intervention, whereas
parent-child affective quality and general
child management were expected to be
primarily indirectly influenced by the in-
tervention through effects on ITPB’s. Re-
sults supported the hypothesized model.
When controlling for pretest levels and
measurement method effects, all hypo-

4
Other findings concerning participation in ISFP can
be found in Spoth, Goldberg, and Redmond (1999);
Spoth et al. (1996, 1997); and Spoth (1999).

8
the ISFP group showed significantly de-
layed initiation of alcohol, tobacco, and
marijuana use (Spoth, Redmond, and Shin,
2000a); lower frequency of alcohol and to-
bacco use (Spoth, Redmond, and Shin,
2000a); and lower levels of overt and co-
vert aggressive behaviors and hostility in
interactions with parents (Spoth, Redmond,
and Shin, 2000b). (See figure 1 for a com-
parison of intervention and control group
alcohol use initiation rates across data
collection points.)

Replications
In addition to its implementation in the
Project Family study described previously,
the curriculum has been effectively carried
out by local communities without external
funding. Most of these programs have been
determine whether involving families in and their parents. The program seeks to
implemented by schools, churches, sub-
the SFP 10–14 in addition to a school-based reduce adolescent substance abuse and
stance abuse prevention agencies, and the
substance abuse prevention program other problem behaviors, enhance paren-
Cooperative Extension Service. In addition,
(Botvin, 1996) is more effective than the ting skills, and build stronger families. The
a controlled study with 110 African Ameri-
school-based training alone. curriculum has seven 2-hour sessions and
can families is being conducted with funding
four booster sessions (to be delivered 3
from the National Institute on Alcohol Abuse
months to 1 year after the first seven ses-
and Alcoholism. It is part of the Families Summary and sions). In each session, youth and parents
and Communities Health Study funded by
NIMH through the ISU Institute for Social Conclusion meet separately for the first hour to in-
The SFP 10–14 is an adaptation of the origi- crease understanding and learn skills. Dur-
and Behavioral Research. Another longi-
nal SFP by Kumpfer and colleagues for a ing the second hour, they meet together
tudinal, controlled Project Family study,
general population of young adolescents in a family session to practice these skills.
funded by NIDA, is designed in part to
All session topics are based on risk and
protective factors identified by relevant
research with youth and families.
Figure 1: Alcohol Use Without Parental Permission* The early version of SFP 10–14 (the Iowa
Strengthening Families Program) has
1.0 been scientifically tested in a random-
ized, controlled study of 446 families
through Project Family at the Institute
for Social and Behavioral Research at
0.8
ISU. Results of the multimethod, multi-
Proportion Initiating

informant longitudinal study have shown


that the program is effective in reducing
0.6 adolescent substance abuse and other
Control group
problems, improving parent-child rela-
tionships, and building parenting skills.
0.4 The program also has been successfully
ISFP conducted in multiple community set-
tings in the Midwest and in other areas.
0.2 Although findings from studies with ur-
ban and ethnically diverse families are
not yet available, the current version of
0 the video-based curriculum is appropri-
0 6 18 30 48 ate for diverse audiences and has been
(6th grade, (6th grade, (7th grade) (8th grade) (10th grade)
pretest) posttest)
used in both urban and rural settings.
Trainings may be scheduled at local sites
Months by contacting Dr. Molgaard. More infor-
*ISFP youth compared with youth who did not attend the program. mation about the program is available at
Source: Spoth, Redmond, and Shin, 2000a. www.exnet.iastate.edu/Pages/families/
sfp.html.

9
For Further framework. In Resiliency and Development: Abuse Prevention Through Family Interven-
Positive Life Adaptations, edited by M. tions, edited by R. Ashery, E. Robertson,
Information Glantz, J. Johnson, and L. Huffman. New and K. Kumpfer. Rockville, MD: National
For more information about the Strength- York, NY: Plenum. Institute on Drug Abuse, pp. 459–510.
ening Families Program: For Parents and
Youth 10–14, contact Virginia K. Molgaard, Kumpfer, K.L., and Alvarado, R. 1998. Ef- Spoth, R., Goldberg, C., and Redmond, C.
Ph.D., Iowa State University, Institute for fective Family Strengthening Interventions. 1999. Engaging families in longitudinal pre-
Social and Behavioral Research, 2625 Bulletin. Washington, DC: U.S. Department ventive intervention research: Discrete-
North Loop Drive, Suite 500, Ames, IA of Justice, Office of Justice Programs, Of- time survival analysis of socioeconomic
50010; 515–294–8762 (phone), 515–294– fice of Juvenile Justice and Delinquency and social-emotional risk factors. Journal
3613 (fax); vmolgaar@iastate.edu (e-mail). Prevention. of Consulting and Clinical Psychology
67(1):157–163.
Kumpfer, K.L., DeMarsh, J.P., and Child, W.
1989. Strengthening Families Program: Spoth, R., and Redmond, C. 1996. Illustrat-
References Children’s Skills Training Curriculum ing a framework for rural prevention re-
Botvin, G.J. 1996. Life Skills Training: Pro- Manual, Parent Training Manual, Children’s search: Project Family studies of rural
moting Health and Personal Development. Skills Training Manual, and Family Skills family participation and outcomes. In
Princeton, NJ: Princeton Health Press. Training Manual. Salt Lake City, UT: Uni- Preventing Childhood Disorders, Substance
versity of Utah, Social Research Institute, Abuse, and Delinquency, edited by R.D.
Catalano, R.F., and Hawkins, J.D. 1996. The
social development model: A theory of anti- Graduate School of Social Work. Peters and R.J. McMahon. Thousand Oaks,
CA: Sage Publications, pp. 299–328.
social behavior. In Delinquency and Crime: Kumpfer, K.L., Molgaard, V., and Spoth, R.
Current Theories, edited by J.D. Hawkins. 1996. The Strengthening Families Program Spoth, R., Redmond, C., Hockaday, C., and
New York, NY: Cambridge University Press. for the prevention of delinquency and Shin, C. 1996. Barriers to participation in
Conger, R., Lorenz, F.O., Elder, G.H., Melby, drug use. In Preventing Childhood Disorders, family skills preventive interventions and
Substance Abuse, and Delinquency, edited their evaluations: A replication and exten-
J.N., Simons, R.L., and Conger, K.J. 1991.
A process model of family economic pres- by R.D. Peters and R.J. McMahon. Thou- sion. Family Relations 45:247–254.
sand Oaks, CA: Sage Publications, pp.
sure and early adolescent alcohol use. Spoth, R., Redmond, C., Kahn, J., and Shin,
Journal of Early Adolescence 11(4):430–449. 241–267.
C. 1997. A prospective validation study of
Molgaard, V., Kumpfer, K., and Fleming, E. inclination, belief, and context predictors
Derogatis, L.R. 1983. SCL–90–R: Adminis-
tration Scoring and Procedures Manual II. 1997 (Revised). The Strengthening Families of family-focused prevention involvement.
Program: For Parents and Youth 10–14. Family Process 36:403–429.
Towson, MD: Clinical Psychometric
Research. Ames, IA: Iowa State University Extension.
Spoth, R., Redmond, C., and Lepper, H.
National Institute on Drug Abuse. 1997. 1999. Alcohol initiation outcomes of uni-
Elliott, D.S., Huizinga, D., and Ageton, S.S.
1982. Explaining Delinquency and Drug Use. Preventing Drug Use Among Children and versal family-focused preventive interven-
Adolescents: A Research-Based Guide. NIH tions: One- and two-year follow-ups of a
Report No. 21. Boulder, CO: Behavioral
Research Institute. Publication No. 97–4212. Rockville, MD: controlled study. Journal of Studies on
National Institute on Drug Abuse. Alcohol (Supplement 13):103–111.
Graham, J.W., Collins, L.M., Wugalter, S.E.,
Chung, N.K., and Hanson, W.B. 1991. Mod- Redmond, C., Spoth, R., Shin, C., and Spoth, R., Redmond, C., and Project Fam-
Lepper, H. 1999. Modeling long-term parent ily Research Group. 1997. Rural youth at
eling transitions in latent stage-sequential
processes: A substance use prevention outcomes of two universal family-focused risk: Extension-based prevention efficacy.
preventive interventions: One year follow- Unpublished manuscript (proposal for
example. Journal of Consulting and Clinical
Psychology 59(1):48–57. up results. Journal of Consulting and Clini- grant funded by the National Institute of
cal Psychology 67(6):975–984. Mental Health).
Haggerty, K., Kosterman, R., Catalano,
R.F., and Hawkins, J.D. 1999. Preparing for Richardson, G.E., Neiger, B.L., Jensen, S., Spoth, R., Redmond, C., and Project Fam-
and Kumpfer, K.L. 1990. The resiliency ily Research Group. 1998. Rural family and
the Drug Free Years. Bulletin. Washington,
DC: U.S. Department of Justice, Office of model. Health Education 21(6):33–39. community drug abuse prevention project.
Unpublished manuscript (proposal for
Justice Programs, Office of Juvenile Jus- Russell, D.W., Kahn, J., Spoth, R., and
tice and Delinquency Prevention. grant funded by the National Institute on
Altmaier, E.M. 1998. Analyzing data from Drug Abuse).
experimental studies: A latent variable
Kumpfer, K.L. 1994 (December). Predictive
validity of resilience for positive life adap- structural equation modeling approach. Spoth, R., Redmond, C., and Shin, C. 1998.
Journal of Counseling Psychology 45(1): Direct and indirect latent variable parent-
tations. Paper presented at National Insti-
tute of Drug Abuse Resiliency Symposium, 18–29. ing outcomes of two universal family-
focused preventive interventions: Extend-
Washington, DC. Spoth, R. 1999. Family-focused preventive
ing a public health-oriented research base.
Kumpfer, K.L. 1996. Factors and processes intervention research: A pragmatic per- Journal of Consulting and Clinical Psychology
spective on issues and future directions.
contributing to resilience: The resiliency 66(2):385–399.
In NIDA Research Monograph on Drug

10
Spoth, R., Redmond, C., and Shin, C. 2000a.
Randomized trial of brief family interven- Acknowledgments
tions for general populations: Reductions
in adolescent substance use four years The research reported in this Bulletin was supported by grant DA 070 29–01A1
following baseline. Manuscript under review. from the National Institute on Drug Abuse and by grant MH 49217–01A1 from the
National Institute of Mental Health (R. Spoth, Principal Investigator). Development
Spoth, R., Redmond, C., and Shin, C. 2000b. of the revised program materials was supported by gifts from Pioneer Hi-Bred
Reducing adolescents’ hostile and aggres- International, Inc.; Polk County Decategorization; State of Iowa Family Preserva-
sive behaviors: Randomized trial effects tion Services and Support; and the Wellmark Foundation (V. Molgaard, Program
of a brief family intervention four years Director). All grants and gifts were awarded to Project Family at the Institute for
past baseline. Manuscript under review. Social and Behavioral Research, Iowa State University, Ames, IA.
Spoth, R., Reyes, M.L., Redmond, C., and Virginia K. Molgaard, Ph.D., is Director of Prevention Program Development and
Shin, C. 1999. Assessing a public health Implementation at the Institute for Social and Behavioral Research at Iowa State
approach to delay onset and progression University. She is first author of the Strengthening Families Program: For Parents
of adolescent substance use: Latent tran- and Youth 10–14. She is also the State Family Life Specialist for the Cooperative
sition and loglinear analyses of longitudi- Extension Service at Iowa State University, and she oversees parent education
nal family preventive intervention out- efforts by the Cooperative Extension Service in Iowa.
comes. Journal of Consulting and Clinical
Psychology 67(5):619–630. Richard L. Spoth, Ph.D., is a Senior Research Scientist in Prevention at the
Institute for Social and Behavior Research at Iowa State University. He also directs
Project Family, an interrelated series of studies designed to assess needs for
Points of view or opinions expressed in this
family-focused preventive interventions, factors influencing participation in these
document are those of the authors and do not
interventions, intervention efficacy, and strategies for dissemination. He recently
necessarily represent the official position or
received a MERIT Award from the National Institute on Drug Abuse for a Project
policies of OJJDP or the U.S. Department of
Family study.
Justice.
Cleve Redmond, Ph.D., is an Associate Research Scientist at the Institute for
The Office of Juvenile Justice and Delin- Social and Behavioral Research at Iowa State University. He is currently a
quency Prevention is a component of the Of- coinvestigator on two large-scale longitudinal efficacy studies of interventions
fice of Justice Programs, which also includes designed to prevent substance use and other problem behaviors among rural
the Bureau of Justice Assistance, the Bureau adolescents.
of Justice Statistics, the National Institute of
All photos courtesy of Dr. Molgaard.
Justice, and the Office for Victims of Crime.

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