Professional Documents
Culture Documents
Riesgos Asociados Al Trabajo en Minas
Riesgos Asociados Al Trabajo en Minas
Abstract: Work-related musculoskeletal disorders (WMSDs) have long been a primary cause of non-fatal injuries in construction. They
involve sudden or continuous stresses on a worker’s musculoskeletal system (e.g., muscles, tendons, ligaments, bones) and may impair the
ability of the worker to perform his or her job, or even cause permanent disability. Although assessing exposure to risk factors of WMSDs has
proven to be feasible to alleviate the incidence rate of this injury, the field remains underdeveloped because of a lack of knowledge among
construction professionals regarding the enabling techniques and their performance and limits. This paper reviews the available techniques for
WMSD risk assessments, summarizes their benefits and limitations, and identifies areas in which further studies are still needed. Current
techniques are categorized into self-report, observation, direct measurement, and remote sensing assessment. Particular interests are revealed
in the wearable-sensor and vision-based techniques within the construction community. This review helps the industry to better understand
the severity of WMSDs and the related risks in construction. This review also provides the construction research community with a holistic
view on available techniques, their limitations, and the need for research in achieving automatic assessments on construction sites. DOI: 10
.1061/(ASCE)CO.1943-7862.0000979. © 2015 American Society of Civil Engineers.
Author keywords: Construction safety; Construction ergonomics; Work-related musculoskeletal disorders; Literature review; Wearable
sensors; Remote sensing; Risk assessment; Labor and personnel issues.
Severity of WMSDs in the Construction Workplace Risk Factors in the Construction Workplace
Incidence rates are used widely in WMSD studies to denote the Construction workers tend to adapt themselves to harsh work envi-
number of injuries and illnesses per 10,000 full-time workers ronments and productivity requirements at a sacrifice to their own
during the calendar year (BLS 2013e). They are calculated as health (Lloyd and Besier 2003). Thus, WMSD risk factors in con-
ðN=EHÞ × 20,000,000, where N = number of injuries and illnesses, struction workplaces are not easily revealed until a large WMSD
EH = total hours worked by all employees during the calendar year, incidence rate is witnessed (Nunes and Bush 2012). In this study,
and 20,000,000 = base for 10,000 equivalent full-time workers the WMSD risk factors are factors in the workplace that increase
(working 40 hours per week, 50 weeks per year) (BLS 2013e). WMSD risks (Jaffar et al. 2011). They can be divided into three
A high-incidence rate (i.e., 43.7 cases of 10,000 full-time workers types: physical (biomechanical) exposures, psychosocial stressors,
in 2012) of WMSDs has been reported among workers in the con- and individual factors.
struction industry (BLS 2013e). In West Virginia, this incident rate Physical exposures, which are also referred to as physical risk
is even higher, accounting for 55.6 cases occurring per 10,000 full- factors, are hazardous operations or conditions that expose workers
time workers in 2012 (BLS 2013c). These WMSD statistics are to WMSD risks. They involve repetitive motions, high force
Construction tasks
Poured concrete foundation
Drywall
Highway, street and bridge
Electrical
Residential construction
Structural steel
Nonresidential construction
Utility system construction
Construction and gravel mining
Painting and wall covering
0 10 20 30 40 50 60 70 80 90
WMSD incidence rate (# of cases per 10,000 FTE workers per year)
Fig. 1. WMSD incidence rates of typical construction tasks, 2011 forward (data from BLS 2014)
Incidence rate (# of cases per 10,000 FTE workers
35
per year) / days away from work (# of days)
Incidence rate
30 Median days away from work
25
20
15
10
0
Trunk Shoulders Legs Ankles Arms Abdomen Wrists Hands Neck
Body parts
Fig. 2. Distribution of WMSD incidence rates and days away from work by body parts in private industry, West Virginia, 2012 (data from
BLS 2013c)
exertions, awkward postures, and poor working conditions such as repetition and WMSDs in the wrist. The correlation corresponds
extreme temperature and high vibration (Devereux et al. 2002). with the fact that construction workers are exposed to a higher risk
Table 1 lists the most common physical risk factors, their symp- of low back injuries than assembly and health workers (CPWR
toms, and construction task examples. In many cases, multiple 2013a).
physical risk factors may function together to expose the workers In addition to physical exposures, psychosocial stressors and
to a WMSD risk. Of these factors, handling heavy objects and individual factors can also increase WMSD risks. Psychosocial
repetitive tasks are the most common causes for WMSDs in con- stressors can come from social issues such as family problems,
struction (HSE 2014). safety worries, and time pressure. Individual factors can vary
So far, research conducted on physical work factors has dem- among individuals in many aspects and they include gender,
onstrated a strong correlation between physical factors and WMSD age, poor physical/mental health conditions, or bad habits (Jaffar
risks in specific body parts (Table 2). A study conducted on over et al. 2011). It has been reported that the risk of human body in-
2 million WMSD cases found that, among injuries resulting from juries can be measured by the total amount of physical and psycho-
overexertion in lifting or handling objects, over half affected the social exposures over the body endurance (i.e., individual factors)
back; among injuries resulting from repetitive motion, 55% af- (Gatchel and Schultz 2012). However, so far no studies have re-
fected the wrist, whereas 6% affected the back (Putz-Anderson et al. searched how psychosocial and individual factors contribute to
1997). These statistics indicate a potential correlation between the development of construction WMSD risks. It is also unknown
overexertion and WMSDs in the back, and a correlation between what role the gender plays in attribution of WMSDs because very
Table 2. Evidence for Causal Relationship between Physical Work Factors Legislation
and MSDs (Adapted from Putz-Anderson et al. 1997)
In the United States, the first ergonomics regulation (i.e., CA
Evidence Repetition Force Posture Vibration Combination Labor Code Section 6357 and 8 CCR Section 5110) was estab-
Neck and ++ ++ +++ + N/A lished in California. This regulation was created by the state Oc-
neck/shoulder cupational Safety and Health Standards Board as the result of a
Shoulder ++ + ++ + 1997 legislative mandate. Its aim was to minimize repetitive motion
Elbow + ++ + +++ injuries in the workplace. Although this standard was challenged, a
Hand/wrist state appeals court upheld it [Occupational Safety and Health
Carpal tunnel ++ ++ + ++ +++ Administration (OSHA) 1998]. The other significant ergonomics
syndrome legislation was L&Is (the Washington State Department of
Tendinitis ++ ++ ++ N/A +++
Labor & Industries) ergonomics rule [Washington State Department
Hand-arm vibration N/A N/A N/A +++ N/A
syndrome
of Labor and Industries (WSDLI) 2003], which required a critical
Back N/A +++ + +++ ++ review of the ergonomics risk factors in the workplace before starting
a project. In addition, ergonomics caution zones and hazard risk-
Note: +++ = strong; + = insufficient. factor levels, such as bending flexion angle, lifting loads and repeti-
tive frequency, were intended to be set as a legal restriction. This rule,
however, was repealed by Washington voters on December 4, 2003
(WSDLI 2003), partially because of the high cost and the lack of
little data exist. Because the percent of women in construction is training in ergonomics practice.
low, there is not much interest in analyzing this factor. However,
studies are still needed to obtain a comprehensive understanding
of the effects of the psychosocial and individual factors on the Practical Solutions
development of construction WMSDs. Construction ergonomics practice is also promoted by safety and
health organizations (e.g., OSHA, HSE, and NIOSH), both in the
United States and European countries. Numerous programs exist
Construction Ergonomics Practice for revealing and eliminating risk factors in different specific oc-
cupations. Thus far, efforts on construction WMSD risk manage-
Ergonomics study the human physical and cognitive abilities, lim- ment have been primarily categorized into engineering controls
itations, and characteristics in the workplace to enable the design of (e.g., redesign of work methods and tools), administrative and
safe, comfortable, and effective tools, machinery, systems, tasks, workplace controls (e.g., work breaks, job rotation), and personal
jobs, and work environments [UMass Lowell Hardhat Ergonomics protective equipment for self-protection [Albers and Estill 2007;
(UMLHE) 2000]. Construction ergonomics practice normally in- Ohio Bureau of Workers’ Compensation (OBWC) 2014; North
volves enforcing federal and state regulations, and establishing Carolina Department of Labor (NCDOL) 2014; Hoe et al. 2012;
numerous programs and guidelines from safety and health OSHA 2012]. For example, NIOSH (National Institute for Occupa-
organizations. tional Safety and Health) has published a booklet to suggest simple
50 50.7
48.5
Fig. 3. WMSD incidence rates by exposure in construction, 2002–2010 (data from BLS 2013b)
and inexpensive ways to aid in the prevention of injuries on con- Risk Assessment Methods of Work-Related
struction sites (Albers and Estill 2007). OSHA (Occupational Musculoskeletal Disorders
Safety and Health Administration) has offered training courses
and programs to help workers recognize, avoid, and prevent of There have been a plethora of efforts from employee representa-
safety and health hazards in their workplaces (OSHA 2012). In ad- tives, regulating authorities, and researchers in measuring exposure
dition, OSHA and NIOSH have provided detailed guidelines for to known risk factors as the basis for risk detection and reduction.
WMSD prevention in typical workplaces such as retail grocery In the fields of ergonomics, medical care, and information technol-
stores, foundries, nursing homes, shipyards, and other workplaces ogy, researchers have been working on WMSD prevention and
involved with manual material handling. However, to date, there mitigation for decades, primarily focusing on risk assessment in
are still no guidelines specifically for construction; therefore, it relation to awkward posture, repetitive motion, and high force ex-
is the contractors’ obligation under the General Duty Clause to ertion as the main factors. Intervention has been developed for
keep their workplaces free from recognized serious hazards, in- providing new instrumentation or enabling redesign to change the
cluding ergonomic hazards (OSHA 2014). way a high-risk task is carried out. In general, risk-assessment
Effective practice of construction WMSD hazard control should methods to WMSDs can be categorized into (1) self-report, (2) ex-
be able to eliminate or reduce the effect of risk factors as much as pert observation, (3) direct measurement, and (4) remote-sensing
technically and practically feasible until health and job surveys method. Biomechanical models are associated with these methods
indicate that the problem is under control (Albers and Estill to measure internal exposures.
2007; Albers et al. 2006). Based on this criterion, some promoted Table 3 summarizes and compares the main risk-assessment
guidelines and measures still lack practicality: (1) most guidelines methods with respect to focused risks, tasks, assessment accuracy,
are written briefly and generically, which cannot guide on-site advantages, limitations, lab/field applicability, cost, labor, and time
WMSD risk assessments without the experts’ explication requirement. Although a large number of existing methods in
(CCOHS 2013); (2) the practice mostly relies on the experts’ ex- survey, observation, and direct measurement and their accuracies,
perience or precedent medical records, leaving those that are not focused body parts, advantages, and limitations may vary. There-
easily identifiable untouched, such as vibration and contact fore, we have summarized the characteristics that are most in
force; and (3) customization is required to make the guidelines common for each type.
fit a specific construction task. For example, almost all guidelines
state that adding additional workers will reduce WMSD risks.
Self-Report
However, a recent study found that the ergonomic influence of
an additional worker is task-dependent and position-dependent Self-report was developed initially to assess the WMSD problems
(Kim and Nussbaum 2013). In other words, an additional worker and is used widely in epidemic and ergonomic studies (Spielholz
standing at a certain location for lifting may increase WMSD et al. 2001; Dane et al. 2002; David 2005; CDPH 2014; Inyang
risks (Kim and Nussbaum 2013). Therefore, the existing guide- et al. 2012). Self-report takes time for workers to finish and inter-
lines can be misleading for contractors. rupts ongoing work. It sometimes is a face-to-face interview be-
Although investments in ergonomic practices have been in- tween the workers and an investigator. Historically, a number of
creasing annually, limited effects have been achieved. Fig. 3 questionnaires have been developed to assess musculoskeletal symp-
provides a statistical view of the WMSD incidence rates in con- toms in occupational settings such as the Nordic Musculoskeletal
struction from 2002 to 2010 (BLS 2013b). Fig. 3 shows that the Questionnaire (Kuorinka et al. 1987; Aarås et al. 1998; Kucera et al.
WMSD incidence rate resulting from overexertion has reduced to 2009; Reme et al. 2012), Borg Scale (Borg 1970; Vieira et al. 2006;
a considerable extent, but has come to a standstill recently; the Jones and Kumar 2010; Li and Yu 2011), and Job Requirements
incidence rate of WMSDs resulting from repetitive motion has and Physical Demands Survey (JRPDS) (Dane et al. 2002). In
almost remained unchanged over the past years. These facts in- the construction industry, Task Analysis (Silverstein 1985) was
dicate that there would be a bottleneck that exists in current prac- used to develop surveys to quantify the perceived injury risk of
tice and advanced risk-assessment methods are needed. various site tasks such as painting and hammering nails (Killough
© ASCE
methods Example techniques Focused risks Applicable tasks Reported accuracy Advantages Limitations field cost Time/labor
Self-report Questionnaire Injured body General Moderate; self- Perceived injury Imprecise Lab/field Instrument Time for interview;
(Spielholz et al. part report construction reported symptom report; suitable for perceptions; personal free; sufficient subjects
2001); interview tasks description (pain and large survey implications; inter- available required
(Dane et al. 2002); postural discomfort, population; easy to rater difference online
body map (UWO and/or levels of use; high (interviewees); low
2011) subjective exertion) applicability repeatability
Observation OWAS/PATH Whole-body Typical High; mostly for Inexpensive and Partial risk analysis Lab/field Expert Site visit; trained
(Buchholz et al. or upper- construction static posture or practical for use in (mostly postures); employment; ergonomist required
1996); RULA limb posture- tasks: masonry, lesser repetitive workplaces; low inter-rater toolkit
(McAtamney and oriented drywall, framing, movement; minimum work reliability (experts); available
Corlett 1993); REBA risk electrical, approximate flexion disturbance unable to detect online
(Hignett and assessment plumbing, angle detection slight movement:
McAtamney 2000) painting, utility (error: ∼10–20°) vibration, typing;
system large observed
construction, sample population
lifting, and (min: ∼15–25)
handling
Direct (Wireless) EMG Whole-body Short and Very high; accurate Accurate and various Makers attached Indoor/ Equip. Time for
measurement (Lloyd risk- repetitive muscle signal exposure data directly and tightly outdoor approx. experiments;
and Besier 2003) assessment, movements: detection for collection; automatic on the skin; extensive $2,000 sufficient subjects
analysis and bend, squat, repetitive motion technical support; and experiments
prevention stoop time/cost-consuming required
Vicon (Richards Whole-body Whole-body Very high; skeleton Accurate data Markers attached Lab only Equip. Time for
1999) awkward movement: bend, joint location: collection; automatic directly on human approx. experiments;
04015008-6
posture squat, stoop, lift, 0.1 mm body; discomfort and $96,000– research practitioners
detection and handle; interruption of work; $120,000 required
typical extensive technical
construction support; time/cost-
tasks: flooring, consuming
roofing, framing
Remote-sensing Kinect (Han et al. Awkward Basic whole- Moderate; skeleton Automatic, cost- Short range for Indoor Equip. Time for algorithm
measurement 2013) posture body movement: joint location: 0.2- effective, real work detection (0.8–4 m); approx. development and
detection of bend, squat, 0.3 mm environment sensitive to $150–$250 testing; research
shoulders, stoop, lift, deployment illumination and investigators
back, and legs handle, and occlusion required
ladder climbing
Stereo camera Awkward Unsafe actions Depends on the Automatic; cost- Challenged post-data Indoor/ Equip. Time for algorithm
system posture detection: reach, motion image effective; real work processing; sensitive outdoor approx. development and
(Han et al. 2012) detection of bend, squat, processing environment to illumination, $1,500– testing; research
shoulders, stoop, lift, and deployment viewpoints, noises; $2,500 investigators
back, and legs handle extensive technical required
support
Biomechanical OpenSim (Delp Whole-body Basic static and Accurate estimate of User-interface Motion data Computer- Open source Time for modeling
models et al. 2007) joint loading dynamic human motion friendly, required; based on based and analysis;
and force movement (e.g., elbow flexion, visualization, risky rigid human models research
estimation analysis extension) during movement investigators
static and low- simulation and required
velocity range-of- analysis
this system has the potential for physical exposure detection of Remote-Sensing Techniques
handling jobs and is applicable to both indoor and outdoor settings.
Advanced remote-sensing techniques concern markerless sensor-
However, it suffers from joint-estimation errors at the extremity based biomechanics, in which range or image/video sensors are
of joint movements. Another example is the physical status mon- used to capture human movements. The collected motion or
itor, which is used to monitor the physiological parameters kinematics data can serve as the input not only for existing obser-
(e.g., heart rate) of construction workers (Gatti et al. 2010). Combined vational risk-assessment tools to determine the risk levels on site,
with environmental conditions such as temperature and humidity, but also for biomechanical models to compute the joint or tissue
this system was applied to estimate the physical strains of site crew. loading that is highly associated with WMSD risks. These tech-
Other methods such as the use of exoskeletons and electromag- niques do not need human subjects to be directly attached with
netic sensors are not used as frequently because of the high cost markers or signal receivers (Chang et al. 2003; Coenen et al. 2011);
or restrictive-use environments. Moreover, a stretchable carbon thus, they are viable to use for assessments in real work settings.
nanotube strain sensor made from stretchable electronic materials To analyze complex and dynamic human motions, 3D-sensing
has been developed to track the stretching or strains of fingers and technologies have been developed using range sensors such as
joints of upper and lower limbs (Yamada et al. 2011). Microsoft Kinect (Redmond, Washington) (Warade et al. 2012;
Direct-measurement methods provide detailed information, but Wang et al. 2012) to collect the depth of each image pixel inside
the equipment cost, data storage, and time needed for data analysis the device to its corresponding location in the scene. Based on the
preclude their use on a large number of subjects or for long-term depth values, the human skeleton can be extracted by coding the
data collection windows. In general, the accuracy of applying direct 20-joint human model through the development of the software
measurement is high, and the post-processing of data collected development kit (SDK) (Diego-Mas and Alcaide-Marzal 2014).
by the instrument is relatively simple (Moeslund et al. 2006). Fig. 5 provides an example of the coded 20-joint human model,
However, most direct-measurement systems require sophisticated based on which human body segments and joints can be sub-
instrumentation and laboratory (indoor) environments to collect sequently detected and tracked.
body motion and muscle activity data (McGill and Norman Many studies have also been working on the feasibility of ap-
1986; Marras et al. 1992; Kingma et al. 1996; Marras and Granata plying video streams to perform WMSD-related assessments.
1997b; Ning et al. 2012; Hu et al. 2013). The body-attached mark- Initially, studies focused on two-dimensional (2D) images for re-
ers may also interfere with the workers’ behavior and undermine cording human motion and obtaining kinematic data (e.g., joint
the performance of regular activities on sites. In addition, direct angle, body segment acceleration) by manually identifying the lo-
measurement requires considerable initial investment on equip- cation of human joint centers from each frame (Chang et al. 2003;
ment, and the resources needed to maintain and employ highly Solomonow et al. 2003; Coenen et al. 2011). Although the optical
trained and skilled technical staff to ensure their effective operation sensors are suitable for both indoor and outdoor environments, the
are expensive (David 2005). Overall, direct measurement is suitable procedure involved in processing the video data is not considered
for lab assessment, in observation of the characteristics of risky fully automatic because it still relies on manual input in determin-
postures, motions, investigating injury causes, and understanding ing the posture and joint angles for joint loading estimation. In ad-
how injury develops. For continuous assessment and monitoring dition to computing joint loadings, researchers have also attempted
of on-site WMSD risks, direct measurement is bound to its con- to apply training models of motions as a benchmark to compare
straints of functioning properly. with human skeleton models extracted from videos (Han and
two main ongoing streams. Table 4 provides a state-of-the-art over- (Han et al. 2013). Through correspondence and synchronization,
view in the achievements of a variety of works in construction in the Kinect and Vicon data were mapped into the same coordinate
terms of sensors, focused risks, and data processing. system and a discrepancy of up to 10.7 cm in joint location and
16.7° in rotation angle was detected. The performance of Kinect
data for motion analysis and action recognition (i.e., ascending
Vision-Based Methods and descending) was also evaluated, and only one case of an as-
As a markerless-based assessment method, the vision-based cending action was detected incorrectly (i.e., accuracies of 98%
method relies on depth sensors or multiple cameras to perform and 100% for ascending and descending actions, respectively).
3D reconstruction of objects. Computer vision methods are applied Kinect has proven to have potential in daily risk assessment on
for skeleton extraction and motion tracking. In terms of evaluation construction sites (Han et al. 2012), but it has the downside of
of performance of the vision-based methods, the accuracy of short-range applicability (i.e., less than 4 m). In addition, the
captured motion data (e.g., rotation angles, joint angles, position post-processing classification and recognition at the current phase
vector, and movement direction) is used as a metric, which is fun- are only applied to relatively simple postures and motions in a re-
damental to the body part tracking and post motion analysis. stricted range. Occlusion by objects and the high illumination may
also severely reduce the accuracy of the classification. These limits
Kinect solicit future extension, which are needed to build an automated
As an emerging vision-based motion capture tool, Microsoft Kinect vision-based risk assessment system with robust classification.
has been applied to collect 3D information of the human body since
it was first introduced in 2010 (Ning and Guo 2013; Goetsch and Stereo Camera System
Goetsch 2003; Ray and Teizer 2012; Han et al. 2013). Significant A computer vision-based method using stereo cameras to collect
research efforts have been led in site-unsafe action detection using 3D human postures was proposed by Han and Lee (2013). This
Kinect (Han et al. 2012; Ray and Teizer 2012; Han et al. 2013; Han method applied computer vision to extract features from 2D images
and Lee 2013). For analysis, the classification algorithm was de- and estimate correspondences on images taken from two view-
veloped based on spatial-temporal similarity, and motion data types points. This way, depth values of the joints were generated for
(e.g., rotation angles, joint angles, position vector, movement direc- reconstruction of human skeleton in 3D space. Relevant motion tem-
tion) were selected as features for classification (Han et al. 2013). plates were used and site videos of safe and unsafe actions were col-
Through data-set training and testing, action patterns were then lected as the training data for motion recognition. This method was
modeled and recognized. To the authors’ knowledge, the method tested using a case study of reaching far to a side on the ladder. In the
has been applied to relatively simple indoor construction ergonomic test, 22 out of 25 trails were correctly detected, which indicated a
analysis, such as ladder climbing (Han et al. 2013) and simple pos- detection precision of 88%. Nevertheless, the effects of occlusion
ture classification (i.e, stand, sit, stoop, crawl) (Ray and Teizer 2012). and viewpoints of the cameras were not validated, and the robustness
Kinect outperforms the traditional optical-marker-based sys- of the vision-based method was not tested on real construction sites.
tems such as Vicon in its cost-effectiveness and high precision.
Performance of Kinect in construction safety monitoring was tested
Wearable Sensor System
in a ladder climbing experiment of 25 trials of ascending and
descending by a subject, and the error of motion data fell in a A plethora of trials of applying wearable sensor systems to assess
range compared with the ground truth collected using Vicon WMSDs were also undertaken. The sensors used consisted of