Professional Documents
Culture Documents
Sydney Shoemaker
The metaphysical and semantical ideas Saul Kripke advanced in the early
1970s, in Naming and Necessity and “Identity and Necessity,” have found wide
acceptance among philosophers. But what is perhaps the most intriguing
application he made of these ideas was in his discussion of the mind/body
problem, where his arguments and conclusions are widely regarded as
Cartesian in spirit; and here many fewer have been convinced. Those who
accept the central ideas of his philosophy, but also accept materialist or
physicalist views of the sort Kripke uses these ideas to attack, face the chal-
lenge of showing that these are not, as he forcefully argued, incompatible.
The central ideas in question include Kripke’s view that the relation of
identity holds necessarily when it holds at all, that identity statements in
which the terms are “rigid designators” are necessarily true or necessarily
false, and his view that there can be knowledge of necessary truths, the
knowledge of identity statements being a case in point, that is a posteriori
(empirical) rather than a priori. A rigid designator (such as a name) is
a referring expression that is to be understood as referring to the same
thing in statements about counterfactual situations, “other possible
worlds,” as it does in statements about the actual world. So, to use one of
Kripke’s examples, in the statement “Benjamin Franklin was the inventor
of bifocals,” the name “Benjamin Franklin” is a rigid designator while the
deinite description “the inventor of bifocals” is not. The inventor of bio-
focals could have been someone else (is someone else in some possible
world), but Benjamin Franklin could not have been someone else. The
statement “Benjamin Franklin was the inventor of bifocals” is contingent,
because one of the designators in it is not rigid. But names are rigid desig-
nators, so an identity statement like “Mark Twain is Samuel Clemens,” in
327
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
328 Sydney Shoemaker
which both terms are names, is necessarily true if true. Yet the knowledge
of such a statement will be empirical. That Hesperus (the evening star)
is identical with Phosphorus (the morning star), these being two names
for the planet Venus, was an empirical discovery, though the statement
“Hesperus is Phosphorus” expresses a necessarily true proposition. The
same is true of identity statements about kinds and properties, such as
“Water is H2O” and “Heat is molecular motion,” and our knowledge of
them. Empirical knowledge of necessary truths is not limited to knowl-
edge of identity propositions; Kripke holds that statements about natural
kinds, such as “Gold is an element,” can also be necessary a posteriori.
Materialist views about the mind are often expressed in identity
statements – persons (subjects of mental states) are held to be identi-
cal with material objects of certain kinds, and mental states are held to
be identical with physical (presumably neurological) states. At one time
(in the 1950s) it was widely held that there are “contingent identities”
between mental and physical entities; the identities were thought to be
contingent because they could be known only empirically. That view was
abandoned when Kripke argued persuasively for the view that identities
hold necessarily if they hold at all, and that there are necessary truths
that can be known only empirically. So proponents of identity theories
must hold that there are necessary identities between mental and physi-
cal entities. Kripke inds that view problematic, to say the least. To the
extent that he is a Cartesian, his Cartesianism consists largely, if not
entirely, in his rejection of such identities.
Kripke’s discussion of this is in the third lecture of his Naming and
Necessity (NN) and the inal part of his “Identity and Necessity” (IN). In
both places he presents three arguments for “Cartesian” conclusions.
One is an argument against the claim that a person is identical with his
or her body. Another is an argument against the claim that particular
(“token”) mental states and events are identical with particular physical
states and events. And another is an argument against the claim that
mental state types, for example, pain, are identical with physical event
types, for example, C-iber stimulation. (In what follows, “C-iber stimu-
lation” stands in for any physical state or event that might be offered as a
candidate for being what pain is.) The general structure of all three argu-
ments is the same. Intuitively it seems possible that a person could exist
without the particular object that is her body existing (and vice versa),
that a particular episode of pain could exist without a particular episode
of C-iber stimulation existing (and vice versa), and that there should
be pains unaccompanied by C-iber stimulation and C-iber stimulation
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
Kripke and Cartesianism 329
1
It is controversial whether materialists are committed to either type-type identities or
token-token identities of the sort Kripke discusses. For a denial that they are, see Boyd
(1980).
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
330 Sydney Shoemaker
2
It should be noted that functionalists and causal theorists are not committed to this con-
tingency claim; it is open to them to hold that what is a pain necessarily has the causal
role that makes it a pain.
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
Kripke and Cartesianism 331
can be explained away – whether the appearance that there can be pain
without C-iber stimulation, or vice versa, can be explained away in a way
analogous to that in which the appearance that there can be heat with-
out molecular motion, or water without H2O, can be explained away. But
before we get to that, let us pause to consider the bearing of what has
been argued so far on the mind/body problem.
Many materialists are functionalists, and think that mental states are
“multiply realizable” in the physical. This means that pain, for example,
might be realized in one way in us – in C-iber stimulation, for example –
and in some quite different way in some other species (David Lewis imag-
ined Martians in whom pain is realized in the inlation of thousands of
tiny cavities in the feet.3) Some hold that it might be true even within
our species that pain might have different physical realizations in different
creatures, or even in the same creature on different occasions. Usually the
“realization” of a mental state in a physical state is thought to be a matter
of the physical state occupying a causal role that is somehow deinitive
of the mental state. Kripke has made it clear that he has no sympathy
with this sort of view – associated with functionalism, or causal theories
of the mind – but he has not explicitly argued against it. At any rate, pro-
ponents of such a view will agree with Kripke that there are no true type-
type identities of the form “Pain is identical with C-iber stimulation.” At
best, they will say, C-iber stimulation could be one of the realizers of pain,
not something identical with it. But while such theorists could agree with
Kripke that for any physical state type P there could be pain without P,
they could not agree with him that for any physical state P, there could be
P without pain. If indeed C-iber stimulation is one of the realizers of pain,
then while there can be pain without C-iber stimulation (for it might have
another of its possible realizations), there could not be C-iber stimulation
without pain. The realizers of a state must be suficient for it. Since on this
materialist view every mental state must be physically realized, for every
mental state type there must be one or more physical state types whose
instantiations are suficient for the instantiation of that mental state type.
If, as Kripke suggests, every physical state type is such that states of that
type could occur without pain occurring, then this materialist view is false.
So Kripke’s claims are threatening to more than just the type-type identity
theory. They are threatening to any view that says that mental states have
mental realizers, or that the mental supervenes on the physical. And that
means that they are threatening to materialism as such.
3
See Lewis (1980).
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
332 Sydney Shoemaker
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
Kripke and Cartesianism 333
would rule out any token identities between pains and C-iber stimula-
tions. And if this goes for C-iber stimulation, it presumably goes for any
other physical state type. If for any physical state type P it is possible
for P to be instantiated unaccompanied by pain, then there can be no
token-token identities between instances of pain and instances of physi-
cal types. Which is hardly surprising, given the earlier result that the
claim that this is possible entails the falsity of materialism.
But Kripke does not think that the imaginability of X without Y in
all cases establishes the possibility of X without Y and the nonidentity
of X and Y. He could hardly think this given his insistence that while
identity truths are necessary truths (when the designators involved are
rigid), knowledge of these is typically empirical. When a statement is
such that it can only be known empirically, it will always be possible for
it to seem possible to someone that it is false. And so it is with the iden-
tity statements “Hesperus is Phosphorus,” “Heat is molecular motion,”
and “Water is H2O.” Given that each of these is true, it cannot be really
possible for any of them to be false. So it must be possible to explain
away the seeming possibility of their being false. If we could in the same
way explain away the seeming possibility of “Pain is C-iber stimulation”
being false, that is, of pain without C-iber stimulation or vice versa, then
Kripke’s case against the type-type identity theory, and more generally
his case against materialism, would collapse. So Kripke’s next task is to
show that we can’t do this.
He focuses on the statement that heat is molecular motion, which he
takes to be a truth established by science. He grants that it could seem to
someone that it is possible that there should be heat without molecular
motion. The general strategy for handling the apparent contingency of
cases of necessary a posteriori truths is “to argue that although the state-
ment itself is necessary, someone could, qualitatively speaking, be in the
same epistemic situation as the original, and in such a situation a qualita-
tively analogous statement could be false” (NN, p. 150). He takes it that
the reference of the term “heat” is ixed by the sort of sensation it typi-
cally causes. This is not to say that “heat” is synonymous with some such
description as “that which produces this kind of sensation.” Rather, the
fact that heat produces such a sensation is a contingent fact about it that
serves to determine the reference (or, as Kripke puts it, “ix the refer-
ence”) of the word “heat” – oversimplifying, we might think of the word
“heat” as introduced by saying “Heat is whatever property of things is (in
the actual world) responsible for these sorts of sensations.” According to
Kripke, “When someone says, inaccurately, that heat might have turned
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
334 Sydney Shoemaker
out not to be molecular motion, what is true in what he says is that some-
one could have sensed a phenomenon in the same way we feel heat, that
is, feel it by means of its production of the sensation we call ‘the sensa-
tion of heat’ (call it ‘S’)” (NN, p. 150). He imagines creatures who get
this sensation from something else, and perhaps rigidly designate what
causes it with the word “heat.” But what they call “heat” would not be
what we call “heat”; it would not be heat. The seeming possibility of heat
without molecular motion is really the possibility of something other
than heat producing the phenomena that are for us indicators of heat.
Similarly, the seeming possibility of water not being H2O is really the
possibility of a world (for example, Hilary Putnam’s Twin Earth) where
the watery stuff – the stuff that looks and acts the way H2O does – is not
H2O.4 And the seeming possibility that Hesperus is not Phosphorus is
really the possibility of a world in which the heavenly body that appears
at a certain time in the evening is not the same as the one that appears at
a certain time in the morning.
Kripke claims that this strategy cannot be used to explain away the
apparent possibility of pain without C-iber stimulation, or vice versa. The
case is not analogous to the case of heat and molecular motion. It is pos-
sible for molecular motion not to be felt as heat and still be heat, but it is
not possible for C-iber stimulation not to be felt as pain but still be pain.
It is possible for something to be felt as heat (produce the sensation of
heat) and not be heat, but it is not possible for something to be felt as
pain and not be pain – for what is felt as pain is pain. What accounts for
the seeming possibility of heat without molecular motion (or vice versa)
is that here there is an intermediary (the sensation of heat) between the
external phenomenon (heat) and the observer – an intermediary that in
principle can be there without the external phenomenon, and can fail to
be there when the external phenomenon is present. But there is no such
intermediary between pain and the observer. Whereas heat is “picked out
contingently by the fact that it affects us in such and such a way, we cannot
similarly say that we pick out pain contingently by the fact that it affects us
in such and such a way” (IN, p. 161). One can be in the epistemic situation
one is in when heat is present without heat being present, and one can be
in the epistemic situation one is in when heat is not present when heat is
present. But “to be in the same epistemic situation that would obtain if
one had a pain is to have a pain; to be in the same epistemic situation that
would obtain in the absence of pain is not to have a pain” (NN, p. 152).
4
See Putnam (1975).
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
Kripke and Cartesianism 335
5
Wright (2002).
6
Wright and Yablo both reject the principles I have called by their names.
7
Boyd (1980).
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
336 Sydney Shoemaker
8
Nagel (1979).
9
See Hill (1997) and Hill and McLaughlin (1999).
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
Kripke and Cartesianism 337
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
338 Sydney Shoemaker
10
Papineau (2002).
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
Kripke and Cartesianism 339
or necessarily false, or doesn’t have this fact in mind, its being epistemi-
cally possible for one is likely to lead one to think it is metaphysically pos-
sible that it is true, and that if true it is contingently true. When Wright
says that for a large number of impossibilities, there are “determinate
ways things would seem if they were true,” he seems to be speaking of
the ways things could seem such that imagining things seeming in one
of those ways could make the corresponding impossibility epistemically
possible for one. Speaking of having different parents from what he in
fact has, he says “I can, it seems, lucidly imagine my inding all this out
tomorrow” (p. 435). If he had any doubts about his actual parentage,
and was ignorant of the essentiality of origins, this would make his hav-
ing those other parents epistemically possible for him, and would lead to
his having the belief that it is metaphysically possible.
So one response to Kripke’s argument, one that would seem in line
with what Wright says, is to say that what is directly shown by the imag-
inability of pain without C-iber stimulation, or vice versa, is that these
situations are, or can be, epistemically possible for us, that this does not
imply that they are metaphysically possible, but that it can easily lead to
the impression that they are. The idea is not that we irst judge that some-
thing is epistemically possible and then conclude that it is metaphysically
possible; anyone who is clear about what epistemic possibility is would
realize that this would be a bad inference. It is rather that the fact that
something is epistemically possible for one leads to the judgment “It’s
possible,” which is true if taken as a statement of epistemic possibility
but is mistakenly taken as a judgment of metaphysical possibility. The
mistake is easy to make except when one is aware, as we normally are in
the case of mathematical propositions, that the proposition in question
is either a necessary truth or a necessary falsehood. Christopher Hill’s
account can be seen as describing a kind of circumstance in which the
separability of A and B is epistemically possible for us without being meta-
physically possible; this can happen when the ways A and B are imagined
or conceived differ in the manner Hill described (for example, one is
imagined perceptually and the other is imagined sympathetically). And
Richard Boyd’s account describes a way in which it could be epistemi-
cally possible for us that there is pain without C-iber stimulation, or
vice versa, compatibly with pain being identical with C-iber stimulation.
One imagines being in pain while having good perceptual evidence that
there is no C-iber stimulation going on. This could occur even if pain
were identical with C-iber stimulation, but only because the perceptual
evidence could be due to misperception or instrument failure. Notice
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
340 Sydney Shoemaker
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
Kripke and Cartesianism 341
11
See Shoemaker (1980) and Swoyer (1982).
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014
342 Sydney Shoemaker
again, C-iber stimulation stands in for any physical event type that is a
candidate for being pain). And given that the former seeming possibility
is not a genuine one, the lack of this contrast seems to leave it open that
the latter seeming possibility is also not a genuine one.
The intuition that pain cannot be C-iber stimulation, or any other
physical state, has many sources, and most professed physicalists acknowl-
edge its force. The mind/body problem will not be fully solved until
we have an understanding of its sources suficient either to vindicate
the intuition or to convincingly explain it away. This state has not been
achieved; but such progress as has been made towards achieving it is due
in good part to the debate generated by Kripke’s arguments.
References
Boyd, R. 1980. “Materialism without Reductionism: What Physicalism Does
Not Entail.” In N. Block, ed., Readings in Philosophical Psychology, vol. I.
Cambridge: Harvard University Press.
Hill, C. 1997. “Imaginability, Conceivability, Possibility and the Mind-Body
Problem,” Philosophical Studies, 87, 61–85.
Hill, C. and McLaughlin, B. 1999. “There Are Fewer Things in Reality Than
Are Dreamt of in Chalmers’s Philosophy,” Philosophy and Phenomenological
Research, 64: 2, 445–54.
Kripke, S. 1980. Naming and Necessity. Cambridge: Harvard University Press.
1971. “Identity and Necessity.” In M. Munitz, ed., Identity and Individuation.
New York: New York University Press.
Lewis, D. 1980. “Mad Pain and Martian Pain.” In N. Block, ed., Readings in
Philosophical Psychology, vol. I. Cambridge: Harvard University Press.
Nagel, T. 1979. “What Is It Like to Be a Bat?” In Nagel, Mortal Questions.
Cambridge: Cambridge University Press.
Papineau, D. 2002. Thinking About Consciousness. Oxford: The Clarendon Press.
Putnam, H. 1975. “The Meaning of Meaning.” In Mind, Language, and Reality.
Cambridge: Cambridge University Press.
Shoemaker, S. 1980. “Causality and Properties.” In P. van Inwagen, ed., Time and
Cause. Dordrecht, Netherlands: D. Reidel Publishing Co.
Swoyer, C. 1982. “The Nature of Causal Laws,” Australasian Journal of
Philosophy, 60.
Yablo, S. 2000. “Textbook Kripkeanism and the Open Texture of Concepts,”
Paciic Philosophical Quarterly, 81, 98–122.
Wright, C. 2002. “The Conceivability of Naturalism.” In T. Szabo Gendler and
J. Hawhorne, eds., Conceivability and Possibility. Oxford: Clarendon Press.
Downloaded from https://www.cambridge.org/core. Stockholm University Library, on 09 Nov 2019 at 19:05:17, subject to the Cambridge Core
terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9780511780622.014