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Article abstract-The neuropsychological tests developed for the Consortium to Establish a Registry for Alzheimer’s
Disease (CERAD) are currently used to measure cognitive impairments of Alzheimer’s disease (AD) in clinical investi-
gations of this disorder. This report presents the normative information for the CERAD battery, obtained in a large
sample (n = 413) of control subjects (ages 50 to 89) who were enrolled in 23 university medical centers in the United
States participating in the CERAD study from 1987 to 1992. We compared separately the performance of subjects with
high (212) and low ( d 2 ) years of formal education. For many of the individual cognitive measures in the highly edu-
cated group, we observed significant age and gender effects. Only the praxis measure showed a significant age effect in
the low-education group. Delayed recall, when adjusted for amount of material acquired (savings), was relatively unaf-
fected by age, gender, and level of education. Our findings suggest that the savings scores, in particular, may be useful
in distinguishing between AD and normal aging.
NEUROLOGY 1994;44:609-614
There are many brief mental status instruments approximately) and relative ease of administration
used to measure the degree and types of cognitive and scoring, have suggested a broader clinical ap-
impairments in the Most of these instru- plicability than its original intended use in re-
ments were validated on institutionalized patients search. In clinical settings where factors such as
and differentiate definite cases of dementia from patient fatigue, motivation, or incapacity prohibit
normal controls. Because many mental status tests more extensive neuropsychological examination of
have a restricted range of values in normal elderly cognitive capacities, the CERAD battery would ap-
subjects (ie, ceiling effects), they have limited sensi- pear to be a favorable alternative. However, in clin-
tivity and specificity in detecting mild cognitive syn- ical settings, as well as in research studies de-
d r o m e ~ .In
~ ,addition,
~~ there are high false-positive signed to detect dementia, use of the CERAD bat-
tendencies for many of these measures when used tery has been limited by the lack of normative val-
in community samples of normal elderly subjects ues needed for clinical interpretation.
with less education and of lower socioeconomic sta- Normative information is critically important for
tus.11 deciding who, on the basis of performance on the
The Consortium to Establish a Registry for Alz- battery, may be demented and who is not. Without
heimer’s Disease (CERAD) developed a neuropsy- a clear indication of the normal range of perfor-
chological battery that is more extensive than a mance on the CERAD measures and the effects of
simple mental status screen, is sensitive to early- age and education on performance, interpretation
stage dementia,12J3and has substantial interrater is subjective and prone to error. For patients with
agreement (0.92 to L O ) , high test-retest reliability, early-stage dementia or those who are very old or
and longitudinal validity.14J5These findings, along who have limited formal education, the need for ob-
with the instrument’s brevity (20 to 30 minutes, jective information on the normal range of perfor-
From the Duke University Medical Center (Drs. Welsh, Fillenbanm, and Heyman), Durham, NC; Veterans Administration Medical Center and Univer-
sity of California at San Diego (Dr. Butters), La Jolla, CA; Mount Sinai School of Medicine (Dr. Mohs), New York, NY;and University of Washington (D.
Beekly and S. Edlandf, Seattle, WA.
Supported by NIA grants AGO6790 and AGO5128 to Duke University Medical Center by funds from the Veterans Administration, Washington, DC, and
NIA grants AGO8024 and AGO5131 to the University of California at San Diego, CA.
Received August 4, 1993. Accepted for publication in final form September 15, 1993.
Address correspondence and reprint requests to Dr. Kathleen Welsh, Bryan Alzheimer’s Disease Research Center, Duke University Medical Center,
2200 West Main Street, Suite A-230, Durham, NC 27705.
Table 2. Raw scores and cumulative percentages on CERAD measures:Distribution for total population
T = 413)
Raw
score MMSE Naming Fluency Praxis Trial 1 Trial2 Trial3 Delay Rec-Yes Rec-No
231 5 (100%)
30 169(100%) 4 (99%)
29 127(61%) 3 (99%)
28 66(30%) 6 (99%)
27 32(14%) 6 (98%)
26 14(6%) 7 (97%)
25 2(<3%) 7 (95%)
24 2(<2%) 15 (93%)
23 1(<1%) 16 (89%)
22 26 (85%)
21 19 (79%)
20 28 (74%)
19 28 (67%)
18 34 (60%)
17 32 (52%)
16 48 (44%)
15 284 (100%) 36 (32%)
14 100 (32%) 23 (23%)
13 22 (8%) 20 (17%)
12 4 (3%) 22 (12%)
11 2 (<2%) 15 (6%) 221 (54%)
10 1(<1%) 6(2%) 94 (23%) 3 (100%) 34 (100%) 86 (100%) 41 (100%) 323 (100%) 381 (100%)
9 6 (1%) 55 (13%) 9 (99%) 52 (92%) 105 (78%) 54 (89%) 64 (21%) 24 (8%)
8 - 24 (6%) 30 (97%) 111 (79%) 112 (53%) 105 (76%) 14 (6%) 8 (2%)
7 1(<l%) 14 (3%) 47 (90%) 104 (52%) 66 (26%) 81 (51%) 7 (3%)
6 5 (1%) 85 (79%) 66 (26%) 29 (10%) 62 (31%) 4 (1%)
5 109 (58%) 32 (11%) 11(3%) 39 (16%) 1 (<l%)
4 75 (31%) 8 (3%) 4 (<l%) 14 (7%)
3 39 (13%) 4 (1%) - 12 (4%)
2 13 (3%) 2 (<1%) - 2 (1%)
1 3 (<l%) - - 1 (<l%)
0 2 (<1%)
The number of individuals scoring a t each level of the various psychometric measures is indicated. Values in parentheses indicate the percentage
of subjects in the sample scoring a t that level or lower.
MMSE 28.9 (1.1) 29.4 (0.8) 28.6 (1.3) 28.9 (1.3) 28.4 (1.3) 27.6 (2.2) ED*
Fluency 18.4 (5.8) 19.0 (4.8) 18.3 (4.5) 17.2 (4.2) 16.6 (4.4) 14.4 (3.7)
Naming 14.7 (0.7) 14.7 (0.6) 14.6 (0.7) 14.5 (0.7) 14.4(1.1) 14.3 (1.1) ED**
Praxis 10.3 (0.9) 10.3 (1.0) 10.3 (1.0) 10.0 (1.3) 9.9 (1.2) 8.8 (1.9) A*, ED**
Trial 1 5.1 (1.5) 6.1 (1.5) 4.6 (1.5) 5.1 (1.6) 4.1 (1.2) 4.8 (1.6)
learning
Trial 2 7.1 (1.5) 8.0 (1.4) 6.6 (1.5) 7.3 (1.2) 6.4 (1.7) 6.6 (1.7)
learning
Trial 3 8.0 (1.3) 8.8 (1.0) 7.7 (1.5) 8.2 11.4) 8.1 (1.3) 7.6 (1.9) ED*
learning
Delay 7.0 (2.1) 7.9 (1.6) 6.3 (1.8) 6.9 (1.7) 7.0 (1.9) 6.7 (1.9)
recall
Savings 86.7 (21.7) 89.9 (15.5) 81.5 (19.6) 85.3 (18.9) 86.8 (17.8) 89.7 (17.3)
Rec-Yes 9.7 (0.8) 9.8 10.5) 9.5 (0.8) 9.7 (0.7) 9.3 (1.0) 9.3 (1.2) ED**
Rec-No 9.9 (0.5) 9.9 (0.2) 9.8 (0.5) 9.9 (0.3) 9.9 (0.3) 9.9 (0.3)
Means and SDs (presented in parentheses) for each of the CERAD measures in the high- (N = 367) and low- ( N = 46) education groups. For the
high-education strata (left side of table), the data for men and women are presented separately, and age, gender, and age X gender effects were
explored. In the low-education strata (right side of table), only age effects could be explored because of limited sample size. Overall education
effects were examined in the entire sample, composed of both high- and low-educated subjects.
A = age factor. G = gender factor. ED = education factor. Statistically significant overall group differences (ANOVA) are indicated (*I for each
factor. * p < 0.05, * * p < 0.01, ***p < 0.001.
cated significant age and gender effects on some cation effects emerged, the more highly educated
measures where no serious restrictions in range group, as expected, outperformed the lower-edu-
were present (MMSE, p < 0.01; each of the three cated group. In contrast with these measures, there
learning trials and the Delay measure, p's < 0.001). were no significant differences between the low-
In each of these instances, the younger groups out- and high-education groups on the Fluency measure
performed the older groups and women tended to or on most of the learning and memory measures,
score higher than men did. Similar but milder de- including Trial 1 and Trial 2 learning, Delay, Sav-
clines with age were noted on the Savings measure ings, and recognition of distractors (Rec-No). The
and on the Naming test and one of the recognition only memory measures affected by education were
memory measures (Rec-Yes);no gender differences, Trial 3 learning and Rec-Yes.
however, were seen on any of these measures. Fi-
nally, performance on the Fluency and Praxis mea- Discussion. The results of these analyses indicate
sures were not influenced by age or gender in this that the neuropsychology measures in the CERAD
highly educated group. battery are differentially affected by age, education,
Low-education group. The neuropsychological and gender. This is particularly evident in the sub-
performance of individuals with <12 years of edu- jects with 12 years' or more education, of whom
cation is presented in the far-right columns of table there are sufficient numbers to evaluate all the fac-
3. Because of the small size of this sample, the ef- tors. In this group, tests of verbal learning and
fects of gender were not analyzed. Unlike the re- memory were most affected by age, education, and
sults in the highly educated group, no significant gender. Performance scores on the memory mea-
differences emerged between the age groups on s u r e s decreased with age a n d were higher in
tests of learning or memory. The only measure af- women. The memory measures were largely unaf-
fected by age in this sample was Praxis ( p < 0.05). fected by education, a finding consistent with other
Education effects. To explore the effects of educa- reports.23There were similar results with the
tion on the various neuropsychological measures, MMSE, confirming many previous s t ~ d i e s . ~ ~ In- ~ O
each education stratum (<12 years, 212 years) was contrast to these results, several measures of cogni-
collapsed across age and gender, and performance tive function were affected by some but not all de-
on the measures was then compared between the mographic factors. For example, Praxis was affected
two education groups. The results of these analyses by education but not by age or gender; Naming was
are presented in the far-right column of table 3. affected by age and education but not gender; and
Analysis of MMSE scores across groups revealed Savings, although slightly vulnerable to age, was
significant differences ( p < 0.051, and highly signifi- not affected by either education or gender. In the
cant differences were also seen on Naming and subjects with fewer than 12 years' education, of
Praxis (p's < 0.01). In each instance, whenever edu- whom the sample size is small, we did not analyze
612 NEUROLOGY 44 April 1994
gender. The Praxis measure was the only measure sure). The level of education did not affect the Delay
affected by age in this group. or Savings memory measures. The amount of edu-
The lack of an age effect in either the high- or cation did affect performance on the Naming and
low-education groups on the Fluency measure was the Praxis procedures. When applying these find-
somewhat surprising and appears to conflict with ings to the clinical evaluation of the elderly, particu-
other reports that indicate age-related declines in lar attention should be directed to the Delay mea-
verbal p r o d u ~ t i o n .Those
~ ~ , ~ studies,
~ however, in- sure and the Savings scores. In the early stages of
cluded a broader range of ages. Thus, the apparent dementia (such as AD), cognitive loss caused by this
conflict between studies may actually indicate that disorder should be suspected if both the Delay score
little additional age-related change in fluency oc- and the Savings score are significantly decreased.
curs after age 67 or so (the average age of our Modest impairments in delayed recall, when associ-
youngest subgroup), an interpretation supported by ated with adequate Savings scores, would be less di-
other studies using similar fluency procedure^.^^-^^ agnostic. These considerations, however, should de-
Of special importance in this study are the find- pend on the results of the clinical examination and
ings obtained with the Savings scores. Unlike the other neuropsychological findings.
other learning and memory measures, including
Delay, the Savings scores showed only minimal ef-
fects of age, and then only in the highly educated
Acknowledgments
group. This finding is consistent with other reports We would like to acknowledge the various CERAD centers and
u s i n g s i m i l a r memory m e a s u r e s i n t h e el- the many investigators (neurologists, psychiatrists, neuropsy-
chologists, and clinical coordinators) a t each site who con-
derly,23,31,36-38 which indicate that Delay, particu- tributed data to this work. The centers include Burke Rehabili-
larly when adjusted for acquisition, is fairly resis- tation Center, White Plains, Ny, Baylor University College of
tant to decline with age. This measure, which is Medicine, Houston, TX; Case Western Reserve University,
very sensitive to early AD12J3fortunately is rela- Cleveland, OH; Columbia University, New York, Ny, Duke Uni-
versity Medical Center, Durham, NC; Emory University School
tively unaffected by age, education, and gender. of Medicine, Atlanta, GA; Graduate Hospital, Philadelphia, PA,
Since the learning and Delay measures are some- Johns Hopkins University, Baltimore, MD; Massachusetts Gen-
what depressed as a function of normal aging (and eral Hospital, Boston, M A Mount Sinai Medical Center, New
to a greater extent as a function of AD), the pres- York, Ny; University of Alabama, Birmingham, AL; University
ence of ambiguous performance, such as partial for- of Kentucky Medical Center, Lexington, Ky; University of Pitts-
burgh Medical School, Pittsburgh, PA; University of Rochester
getting, poses a difficult diagnostic dilemma. How- Medical Center, Rochester, Ny, University of Southern Califor-
ever, since the ratio of the measures (Savings) de- nia, Los Angeles, CA; University of Texas, Southwestern Medi-
creases only slightly with age and is unaffected by cal Center, Dallas, Tx; University of Washington, Seattle, WA;
gender and education, which often confound inter- Veterans Administration Medical Center and University of Cali-
fornia at S a n Diego, La Jolla, CA, Veterans Administration
pretation, the decrease in Savings may be particu- Medical Center, Minneapolis, MN; and Washington University
larly helpful in diagnosing cognitive impairment. School of Medicine, St. Louis, MO. We also wish to acknowledge
Performance on both Delay and Savings should be the contributions to this work of the various members of the
impaired in cases of AD. Thus, considering both CERAD steering committee: Leonard Berg, MD, coprincipal in-
measures together should increase the likelihood of vestigator of the CERAD study, and Mokhtar Gado, MD (Wash-
ington University School of Medicine, St. Louis, MO); Patricia
detecting and differentiating this disorder from the Davis, MD, and Suzanne Mirra, MD (Emory University School
benign cognitive impairment in aging. of Medicine, Atlanta, GA); Gerald van Belle, PhD (University of
Some caveats are necessary, however, when ap- Washington, Seattle, WA); and Marilyn Albert, PhD (Harvard
plying the above findings to clinical practice. The Medical School, Boston, MA). We appreciate the helpful com-
ments of Florence Nash and William Wilkinson, PhD, and the
present sample consists entirely of white subjects technical assistance of Kathleen Keating and Ron Nelson of the
who are, for the most part, well educated. The Bryan Alzheimer's Disease Research Center.
number of subjects with lower educational attain-
ment was very small, and for this reason, the
norms for this subgroup must be considered only References
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