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Origins of Agriculture PDF
Origins of Agriculture PDF
C H A PT E R OU T L I N E
Foraging Societies and Their Diets 178
Early Foragers 178
Modern Foragers 179
A CLOSER LOOK 11.1 Forensic
Botany 180
Agriculture: Revolution or Evolution? 181
Early Sites of Agriculture 181
The Near East 181
The Far East 182
The New World 183
Characteristics of Domesticated
Plants 184
Centers of Plant Domestication 184
Chapter Summary 185
Review Questions 186
Further Reading 186
K EY C O N CE P T S
1. Early human societies were based on a
foraging lifestyle in which wild plants
were gathered and animals were hunted.
2. Agriculture evolved independently in
several areas of the world, most likely
as a natural consequence of intensified
foraging.
3. The earliest evidence of agriculture
dates back at least 10,000 years in the
Near East, Far East, and Mesoamerica.
4. Domesticated plants are genetically
different from their wild counterparts,
and many can no longer survive without
human intervention.
C H A P T E R
11
ORIGINS OF
AGRICULTURE
Starch grains, which exhibit a characteristic cross in polarized light, can be used to identify
species and distinguish wild from cultivated forms. Starch grains of arrowroot
(Maranta arundinacea) have been found in Ecuador that are 6000 years old. 177
Levetin−McMahon: Plants III. Plants As a Source of 11. Origins of Agriculture © The McGraw−Hill
and Society, Fifth Edition Food Companies, 2008
T
he human species, known as Homo sapiens, has Tanzania are largely vegetarian, rarely hunting for meat.
existed for about 250,000 years. For most of that time, Other groups such as the !Kung (the exclamation point is
humans survived as foragers or hunter-gatherers, pronounced as a click) of southern Africa, however, have had
gathering wild plants and hunting animals in their natural a more varied diet, largely plant based but supplemented by
environment (fig 11.1). Around 10,000 years ago in many eggs, insects, fish, small animals, and meat from the hunt.
areas of the world, there was a shift in human endeavor from Many hunter-gatherers have utilized plants by gathering
foraging to farming. Most authorities agree that agriculture seeds, flowers, roots, and tubers and have a fairly thorough
arose independently in different areas over several thousand knowledge of the botany in the area. From experience, they
years. Why this shift occurred can only be theorized, but the know which plants are edible, which are poisonous, which
development of agriculture formed the basis of advanced have medicinal properties, which are sources of dyes, which
civilization in both the Old and the New Worlds. Over the could be used for weaving or building materials, and even
centuries, agricultural societies spread into those environ- which have psychoactive properties. By looking for certain
ments that could be easily adapted to agriculture, and forag- visible clues such as flowering on so-called calendar plants,
ers gradually became restricted to marginal areas. By the late foragers know if tubers are ready to be dug up or if turtles are
twentieth century, foraging societies had largely disappeared, laying their eggs. They have developed remarkable methods
constituting only a tiny percentage of the human population to prepare edible foods, even from plants with toxins, such as
and limited to a few tropical rain forests, deserts, savannas, cassava, which contains poisonous hydrocyanic acid.
tundras, and boreal forests.
Early Foragers
Archeological investigations have supplied knowledge about
FORAGING SOCIETIES the diet of early humans from many sources, and radiocar-
AND THEIR DIETS bon dating of artifacts can provide an estimated time frame.
Foraging societies are by no means all alike in the types of Fossilized remains of both plants and animals have been
food they eat. Some groups, such as the Arctic Inuit, subsist found in early settlements (fig. 11.2). Plants in the diet have
almost entirely on meat; at the other extreme, the Hadza of been identified from charred seeds and preserved fruits or
(a) (b)
Figure 11.1 Native North Americans of the Pacific Northwest foraging in the early twentieth century. (a) A Hupa man hunts salmon
with a spear. (b) A Pomo woman uses a beater to gather seeds into a basket.
Levetin−McMahon: Plants III. Plants As a Source of 11. Origins of Agriculture © The McGraw−Hill
and Society, Fifth Edition Food Companies, 2008
(a) (b)
other plant parts while bones, teeth, feathers, scales, fur, and tubers of wild nut grass, a type of sedge. Analysis of modern
shells indicate the animals in the diet. Microscopic remains samples of these tubers indicates that they are high in carbo-
include plant fibers, plant crystals, and pollen, with crystals hydrates and fiber but low in protein; however, the protein is
and pollen especially useful in identification. Coprolites, of good quality because it is high in lysine, one of the essen-
fossilized fecal materials, provide direct evidence of the diet tial amino acids. Mature nut grass tubers also contain toxins,
because some plant materials, especially seeds and pollen, but these could be easily removed by various methods still in
can pass through the digestive tract largely intact. Often use today. It is believed that this tuber served as one of the
middens, or dump sites, from a human encampment provide dietary staples, along with acacia seeds, cattail rhizomes, and
a concentrated source of plant and animal remains. (See A palm fruits. Evidence from this and other Paleolithic (Old
Closer Look 11.1—Forensic Botany.) Stone Age or preagricultural societies) sites indicates that
Grinding stones, sickles, and digging implements pro- early foraging groups had a remarkably varied plant diet.
vide information on the food in the diet but do not indicate
if the plants harvested were wild or domesticated. Tools of
the hunt also provide some information on the size of the Modern Foragers
animals hunted and the method of the kill. Depictions in Much of the knowledge about the foraging way of life has
cave paintings (of animals as well as hunting and gathering been documented by studying modern foraging societies such
activities), pottery fragments, and clay figurines are other as the !Kung San of the Kalahari Desert of southern Africa.
windows to the past. These people live in the tropical savannas that border the
In some excavations at Wadi Kubbaniya in the Nile Valley Kalahari in what is now southeastern Angola, northeastern
of Upper Egypt, archeologists have dated plant remains of a Namibia, and northwestern Botswana. The !Kung have for-
hunter-gatherer settlement from 17,000 to 18,000 years ago. aged in this area for at least 10,000 years, continuing the
The charred remains of fruits, seeds, and tubers from 25 plant hunter-gatherer way of life until recent times (fig. 11.3).
species have been found; interestingly, contemporary forag- Extensive studies of the !Kung during the 1960s revealed
ing societies have utilized these same plants or closely related that they utilized over 100 species of plants and 50 animal
species. The most abundant plant remains found were the species; two-thirds of their diet was plant based. The plants
Levetin−McMahon: Plants III. Plants As a Source of 11. Origins of Agriculture © The McGraw−Hill
and Society, Fifth Edition Food Companies, 2008
180
Levetin−McMahon: Plants III. Plants As a Source of 11. Origins of Agriculture © The McGraw−Hill
and Society, Fifth Edition Food Companies, 2008
included a mixture of fruits, nuts, berries, melons, roots, and They reasoned that hunter-gatherers knew the wild plants,
greenery; one particular nut, the mongongo nut, was a very knew how they grew, and would incorporate farming along
important high-protein component of their diet. The !Kung with foraging as part of an overall food-collection strategy
diet was very nutritious; they consumed an average of 2,355 when necessary. For example, certain aboriginal groups in
kilocalories per person per day, with 96 grams of protein coastal Peru abandoned their farming practices whenever fish
and adequate vitamins and minerals. This diet more than became plentiful.
meets the nutritional requirements established for people of Many archeologists believe that there was a transitional
the !Kung stature and physical activity. As in most foraging stage between simple foraging, in which small nomadic
societies, the division of labor was along gender lines, with bands followed the wild plants and animals, and agricultural
women doing most of the gathering and men the hunting. societies with their sedentary lifestyle. During this transi-
Surprisingly, the amount of time spent on foraging activities tional stage, foraging groups formed settlements but sent out
averaged only about 2.5 days per week, which left plenty of members to hunt and gather. This more complex strategy
time for leisure and socializing. resulted in changes in the social organization of the groups
and permitted populations to increase. This transitional stage
lasted for several thousand years in some locations until
resource stress or environmental change led to the switch to
Concept Quiz agriculture. Archeologists believe that in the Near East, for
example, the climatic dry period around 11,000 years ago
Humans survived as foragers of wild plants and animals for
brought about a change in the distribution of cereal grains
hundreds of thousands of years. Agriculture arose relatively
(wheat and barley). Applying their botanical knowledge,
recently, roughly 10,000 years ago, in the course of human
these foragers gradually changed from collecting these wild
history.
cereals to cultivating them.
Explain the success of foraging as a survival strategy for early
humans.
Fertile
Eastern North
Cresent Yangtze and Yellow
America
River Basins
Mesoamerica
New Guinea
South American Highlands
Highlands
Figure 11.4 Evidence of the beginnings of agriculture have been found in eastern North America, the Tehuacan and Oaxaca valleys in
Mexico (Mesoamerica), the South American highlands, the Fertile Crescent of the Near East, the Yangtze and Yellow River valleys of China
(Far East), and the New Guinea Highlands.
CHARACTERISTICS OF
DOMESTICATED PLANTS
Plants that have been domesticated are genetically distinct
from their wild progenitors. Through the process of natural
selection (see Chapter 8), wild plants have evolved mecha-
nisms that ensure their survival in the environment, but once
a plant has been domesticated, traits are artificially selected
to suit human needs and do not necessarily have a survival
value. In fact, some of these traits might be detrimental to sur-
vival in the natural environment. For example, modern corn,
with its ensheathing husks, cannot disperse its seeds; also, Figure 11.6 Two-rowed wild barley (left) is contrasted with
domesticated wheat and other cereals have fruiting heads that six-rowed domesticated barley (right).
are nonshattering, a trait that limits seed dissemination.
Most wild grasses have shattering fruiting heads, which
will break apart at a slight touch or breeze and scatter their
seeds over a wide area. A recessive gene is responsible for a Concept Quiz
tough spike with a nonshattering head. It would be natural Domesticated plants are genetically different from their wild
for early foragers to gather those seeds attached to the tougher relatives.
spikes. When agriculture began, the seeds most easily gath-
ered would be planted and so pass on the nonshattering trait. The fruits of wild cherry trees are sour tasting, yet the
In 2006, researchers pinpointed the exact gene mutation in domesticated varieties derived from wild populations produce
domesticated rice which codes for the nonshattering fruiting deliciously sweet cherries. Explain the difference between wild
head. By comparing the DNA sequences of domesticated and domesticated cherries by explaining the difference between
rice to its wild relatives with the shattering trait, researchers artificial and natural selection.
found a single gene on chromosome 4 with one difference in
the nucleotide bases. The wild rice species had a G (guanine)
which had been replaced by a T (thymine) in domesticated
rice. After the researchers genetically engineered domesticated
rice and restored the G, the shattering trait was also restored. CENTERS OF PLANT
Likewise, early foragers would select for larger seeds,
fruits, or tubers, and over time the domesticated varieties DOMESTICATION
would become larger than their wild counterparts. For exam- Within each area of the world where agriculture evolved, the
ple, wild barley has two rows of grains while the domesti- native peoples developed indigenous crops for a staple food
cated varieties have six rows (fig. 11.6). In fact, archeological supply. Crops that were particularly suitable for agriculture
evidence of six-row barley is indicative of agriculture at that slowly spread to surrounding regions as people traded with
excavation. Loss of seed dormancy is another general char- others or migrated to new areas, bringing their crops with
acteristic of domesticated plants. Seeds of most wild plants them. This diffusion led to the emergence of principle crops
are dormant. For example, wild seeds formed at the end of associated with major centers of the world. In the Near East,
autumn typically do not germinate immediately. Instead ger- wheat and barley were the dietary staples; in the Far East,
mination is delayed via chemical means (hormonal control) rice; in Africa, it was sorghum and millet; in Mesoamerica,
or mechanical means (a tough seed coat) until the next spring corn; and in South America, it was the potato and other root
when the environmental conditions are favorable for seedling crops. As civilization continued to develop, trading and
growth and survival. Plant breeders continue to select for migration expanded the range of crops far from their origin,
desired traits today, using traditional as well as more sophis- and today many crops are even more successful outside their
ticated genetic manipulations (see Chapter 15). native range. Potatoes, which became associated with the
Levetin−McMahon: Plants III. Plants As a Source of 11. Origins of Agriculture © The McGraw−Hill
and Society, Fifth Edition Food Companies, 2008
Rye
Almond
Strawberry Grape Apple
Sunflower
Soybean
Sugarbeet
Corn
Cotton Rice
Tomato
Alfalfa
Tobacco
Sorghum Cotton
Dry bean
Sugarcane
Potato
Barley
Peanut
Strawberry Onion
Wheat
Figure 11.7 Centers of origin as first defined by N. I Vavilov are indicated by the shaded areas. More recent work has shown that
some crops were domesticated outside these areas or were domesticated independently in several regions.
Irish, are actually native to the highlands of Peru; coffee, Recent work has expanded the number of centers and
actually native to the mountains of Ethiopia, is most fre- questioned Vavilov’s conclusions. Evidence suggests that
quently linked to Colombia and Brazil; and the tomato, so although some crops have been domesticated more than once
essential to Italian cuisine, was first domesticated in the New in different places, others did not originate where Vavilov
World. The agricultural harvest of the United States would be indicated, and still others were developed over vast regions.
meager if limited to commercial crops of native origin such as For example, certain New World crops such as cotton and cas-
blueberries, cranberries, sunflower, pecan, and maple syrup. sava appear to have been independently domesticated in both
Pinpointing the exact origin of important crops has Mesoamerica and South America. This search for the origin of
intrigued scientists for many years. The name most frequently certain crops is even more important today as plant geneticists
associated with this endeavor is Nikolai I. Vavilov, a Russian strive to improve the gene pool of domesticated plants by tap-
botanist. Vavilov directed plant-collecting expeditions around ping the genetic resources of wild strains (see Chapter 15).
the world and examined thousands of plants, looking for pat-
terns of variation in crop plants and their wild relatives. He CHAPTER SUMMARY
reasoned that areas that had the greatest diversity of a par-
ticular crop would most likely be the center of origin for that 1. The first human societies were based on a foraging life-
crop. On the basis of his research from 1916 to 1936, Vavilov style, gathering wild plants and hunting animals for food.
proposed eight centers of origin for the major domesticated Archeological investigations have determined that the
plants, six in the Old World and two in the New World. diet of Stone Age foragers was varied, especially in the
Examples of crops known to have originated in these centers variety of plants consumed. Studies on the diet and life-
are indicated in Figure 11.7. Vavilov’s life ended tragically style of extant foragers, especially the !Kung San of the
in a Soviet gulag. Biology in the Soviet Union under Stalin Kalahari Desert, reinforce the viewpoint that the foraging
was dominated by Trofim Lysenko, who rejected established lifestyle more than satisfies the nutritional requirements
genetic theory in favor of his own outdated views. Vavilov’s yet allows time for activities not directed to food gather-
adherence to Mendelian genetics clashed with the established ing and preparation.
policies of the Soviet state, and he was sentenced to a Soviet 2. The archeological record indicates that, at least in some
prison camp where he died in 1943, a martyr to the cause of parts of the world, certain groups began to shift from
scientific freedom. the nomadic, foraging lifestyle to the sedentary one of
Levetin−McMahon: Plants III. Plants As a Source of 11. Origins of Agriculture © The McGraw−Hill
and Society, Fifth Edition Food Companies, 2008
agriculture. Many theories to explain this shift have been FURTHER READING
presented and discarded over the years, but the currently
held view believes that the switch to agriculture was Balter, Michael. 2007. Seeking Agriculture’s Ancient Roots.
gradual. A prolonged transitional stage ensued in which Science 316 (5833): 1830–1835.
groups formed settlements but sent out members to hunt Braidwood, Robert J. 1960. The Agricultural Revolution.
and gather. Scientific American 203(3): 130–148.
3. The earliest agricultural settlements, approximately Bryant, Vaughn M., and Glenna Williams-Dean. 1975. The
11,500 years old, have been found in the Far East along Coprolites of Man. Scientific American 232(1): 100–109.
the Yellow and Yangtze River valleys. Sites in the Near Diamond, Jared. 1998. Guns, Germs, and Steel: The Fates of
East, in an area known as the Fertile Crescent, also docu- Human Societies. W. W. Norton, New York, NY.
ment early agriculture. The New World dates from the Diamond, Jared and Peter Bellwood. 2003. Farmers and Their
Tehuacan and Oaxaca valleys of Mexico show that agri- Languages: The First Expansions. Science 300: 597–603.
culture started at approximately the same time.
Fritz, Gayle J. 1995. New Dates and Data on Early Agriculture:
4. Domesticated plants and animals are genetically different The Legacy of Complex Hunter-Gatherers. Annals of the
from their wild relatives because they have been shaped Missouri Botanical Garden 82(1): 3–15.
by artificial selection. Many of the traits, such as nonshat-
Gilbert, Robert I., and James H. Mielke. 1985. The Analysis
tering fruiting heads, do not enhance a plant’s survival
of Prehistoric Diets. Academic Press, Orlando, FL.
value but have been selected to suit humanity’s needs.
Harlan, Jack R. 1976. The Plants and Animals That Nourish
5. Because domesticated plants have been modified greatly Man. Scientific American 235(3): 88–97.
from their wild ancestors after thousands of years of
artificial selection, it has often been difficult to pinpoint Harlan, Jack R. 1992. Crops and Man, 2nd Edition. American
their area of origin. Nikolai I. Vavilov laid the foundation Society of Agronomy. Madison, WI
for detecting the centers of origin of domesticated plants Harris, David R., and Gordan C. Hillman, eds. 1989. Foraging
when he proposed eight centers, six in the Old World and and Farming: The Evolution of Plant Exploitation.Unwin
two in the New. Hyman, London.
Heiser, Jr. Charles B. 1979. The Gourd Book. University of
Oklahoma Press, Norman, OK.
REVIEW QUESTIONS Lane, Meredith A., Loran C. Anderson, Theodore M. Barkley,
1. What has been learned about foraging societies of the past Jane H. Bock, Ernest M. Gifford, David W. Hall, David
by studying the !Kung? O. Norris, Thomas L. Rost, and William L. Stern. 1990.
Forensic Botany. BioScience 40(1): 34–39.
2. Describe an early agricultural community in the Near
East. MacNeish, Richard S. 1964. The Origins of New World
Civilization. Scientific American 211(5): 29–37.
3. How do archeologists reconstruct diets of prehistoric
Nash, Steve. 2004. Seeds of Time. Archaeology 57(1): 24–29.
peoples?
Piperno, Dolores, and Deborah Pearsall. 1998. The Origins of
4. How have the theories about the origin of agriculture
Agriculture in the Lowland Neotropics.Academic Press,
changed in recent decades?
New York, NY.
5. What crops were domesticated in the New World? Pringle, Heather. 1998. The Slow Birth of Agriculture.
6. You are an archeologist on a dig and discover in a cave Science 282: 1446–1450.
the preserved seeds and fruits of a type of squash. These Smith, Bruce D. 1995. The Emergence of Agriculture. Scientific
remains are dated to between 8,400 and 10,000 years old. American Library. W. H. Freeman and Co., New York, NY.
What characteristics would you look for to determine
Yellen, John E. 1990. The Transformation of the Kalahari
whether this squash was a wild type, gathered by forag-
!Kung. Scientific American 262(4): 96–105.
ing, or a domesticated plant, cultivated in the fields?
7. A national seed company offers a reward of $10,000 to ONLINE LEARNING CENTER
the first gardener who develops a pure white chrysanthe-
mum. How would you go about breeding a chrysanthe- Visit www.mhhe.com/levetin5e for online quizzing, web links
to chapter-related material, and more!
mum for its color? What is the underlying process and its
mechanism of action?