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Protocol for the clinical handover

of ambulance patients in the ED


June 2014

Standardised clinical handover of ambulance A working group was established in March 2014 to
patients arriving in the ED impacts positively develop the standardised handover protocol.
on: Representation on the working group included ED
nurse unit manager, triage nurse, ED Directors, nurse
• patient outcomes and safety educators and AV paramedics.
• timely and high quality care
As a result of this process, a state-wide standardised
• paramedic and ED staff collaboration process for clinical handover by ambulance
• paramedic availability to meet community paramedics to ED clinicians has been developed in
needs. Victoria to achieve effective, high quality
communication of relevant clinical information when
responsibility for patient care is transferred.
Purpose
The purpose of this protocol is to outline a Who should use this document?
standardised clinical handover process to ensure the
This document is to be used by ED clinicians and
safe, timely, and structured exchange of information
ambulance paramedics as a protocol for the clinical
during handover of ambulance patients in the
handover of patients arriving by ambulance in the ED.
emergency department (ED).
Health service and AV executive staff are responsible
Clinical handover refers to “the transfer of for ensuring this protocol is applied at each respective
professional responsibility and accountability for some health service.
or all aspects of care for a patient, or group of
patients, to another person or professional group on a Case for change
1
temporary or permanent basis.”
Clinical handover is a high risk area for patient safety.
Clinical handover is a separate and distinct Failures in clinical handover have been identified as a
process from triage. This is outlined in further detail major preventable cause of patient harm.
below.
Research into handover practice suggests clinical
handover should be more complete and concise,
Background
utilise effective communication, and structured
In July 2013, the Minister for Health commissioned an according to a handover tool in order to provide high
Ambulance Transfer Taskforce to develop policy 2
quality patient care and reduce adverse events.
directives on the roles and responsibilities for health
In 2013, the National Safety and Quality Health
services and Ambulance Victoria (AV) on the transfer
Service standards identified the need for established
of ambulance patients into the ED.
systems and strategies for clinical handover.
The Taskforce recommended a number of
A standard clinical handover process improves
improvements to support quality and timely handover
patient safety as critical information is more likely to
of ambulance patients, including the development of a
be transferred and acted upon.
standardised handover protocol for patients arriving
by ambulance into the ED.

2
1 Dawson, King and Grantham, et al, Improving the hospital
Australian Commission on Safety and Quality in Health Care
clinical handover between paramedics and emergency
(ACSQHC). National Safety and Quality Health Service department staff in the deteriorating patient, Emergency
Standards. Sydney, 2012. Medicine Australasia (2013) 25, 393–405.

Department of Health
Information transfer - triage vs. clinical handover uninterrupted. This is particularly
handover important in the case of trauma or time criticality
when multiple clinicians may be in the receiving
Triage is the process of rapid patient assessment on area.
arrival to ED to determine their clinical acuity and an
• Agreement
appropriate treatment space allocation. Triage is a
Health services should establish processes which
separate and distinct process to clinical handover,
clearly outline roles and responsibilities of the
with different objectives.
receiving clinician and ensure agreement of
Although there is some overlap in information clinical handover.
required at triage with that required for clinical At the point of agreed handover time, the receiving
handover, in most cases the detail required for triage clinician accepts full responsibility for the patient.
is substantially less.
Receiving clinicians should take the opportunity to
3
The Emergency Triage Education Kit (ETEK) ask clarifying questions as part of the standardised
provides a nationally consistent approach to the handover.
educational preparation of emergency clinicians for • Concise
the triage role, and promotes the consistent Clinical handover information should be timely,
application of the Australasian Triage Scale (ATS). accurate and completed only once and use an
Triage should continue to occur according to ETEK easily understood language with minimal accepted
specifications. abbreviations.

It is recognised that in some circumstances (e.g. • Consistent structure and content


when a patient is triaged to the waiting room), clinical All handovers are to have a consistent structure to
handover will occur in the triage location. In these guide the content and flow of information in a
cases, the additional information can be given to the manner that suits the clinical context and contain a
responsible clinician once the request for clinical minimum standard of information.
handover has been made.
It is recommended that clinical handover content
reflect the IMIST-AMBO handover model explored in
Key clinical handover principles further detail below.
It is widely recognised that clinical handover efficiency
and effectiveness can be improved with a Clinical handover protocol
standardised model of delivery. Health services may
Ambulance paramedics and hospital staff have a
already have some formal or informal standardised
shared responsibility for ensuring effective, high
handover process in use.
quality communication of relevant clinical information
The following are considered key principles for at clinical handover.
effective clinical handover of ambulance patients in
Victoria: Model of clinical handover
• Appropriate environment Many models of clinical handover (sometimes
The health service clinician is responsible for referred to as structured handover tools) exist in
providing an appropriate environment for Victoria, nationally, and internationally.
handover. The area should preserve patient The IMIST-AMBO model was selected by the sector
confidentiality and limit non-critical interruptions to working group for use by Victorian health services
communication during handover. and AV when communicating clinical handover of
• Staff availability ambulance patients in the ED.

Health services should ensure appropriate staff The IMIST-AMBO model should be followed during
are available to receive clinical handover. clinical handover of ambulance patients in the ED
The clinician receiving handover should be irrespective of IT systems in place at health services.
clearly identifiable and prepared to receive the

3
Gerdtz M, Considine J, Sands N, Stewart C, Crellin D, Pollock W,
Tchernomoroff R, Knight K & Charles A (2007) Emergency Triage
Education Kit. Australian Government Department of Health and
Ageing, Canberra

Department of Health Page 2


The model includes: Key clinical handover responsibilities
• I – Identification The following table outlines the shared responsibility
• M – Mechanism of injury / Medical complaint between ambulance paramedics and emergency staff
• I – Injuries / Information related to the complaint in ensuring effective, high quality communication of
• S – Signs relevant clinical information when patient care
responsibility is transferred.
• T – Treatment and Trends
• A – Allergies Ambulance paramedics are asked to:
• M – Medication
• Review handover details pre-arrival
• B – Background history
• Remain with the patient during handover
• O – Other information
Further information is included at Attachments 1, 2
• Reach agreement with the ED clinician on
‘ambulance handover complete’.
and 3 in the Appendix.
• Enter agreed time in VACIS.
Ambulance handover complete
From July 2014, ‘ambulance handover complete’ will Hospital staff are asked to:
be recorded in the Victorian Emergency Minimum • Ensure staff are available for handover
Dataset (VEMD) which will be used to calculate and
• Provide a suitable handover environment
report ambulance patient transfer times. Ambulance
• Agree on ‘ambulance handover complete’
paramedics and hospital staff have a shared
time
responsibility for collecting and recording this time
stamp. • Acknowledge and accept responsibility for
the patient
Definitions and detailed case studies for ‘ambulance
handover complete’ are available in the VEMD • Enter agreed time in VEMD.
manual 2014-15 at:
http://www.health.vic.gov.au/hdss/vemd/index.htm Health service chief executives are asked to:

Mutual agreement of ‘ambulance handover • Ensure an environment exists to receive


complete’ ambulance patients immediately on arrival to the
ED.
On completion of clinical handover, the ED clinician
Health service managers, executive directors, and
and ambulance paramedic must mutually agree on
other senior management are asked to:
the time ‘ambulance handover complete’ occurs.
Handover is considered complete when: • Provide organisational governance and leadership
in relation to effective clinical handover
• Clinical handover has been finalised, and
• Develop, implement and monitor local processes
• The patient has been moved from the ambulance
that support effective clinical handover
stretcher to the hospital bed, care area or waiting
room. • Ensure full implementation of this policy locally.
The agreed ‘ambulance handover complete’ time is .
entered into the Victorian Ambulance Clinical
Information System (VACIS) and the ED information
system for reporting into the VEMD.
Health services will need to establish processes
clearly outlining mutual agreement and recording of
the ‘ambulance handover complete’ timestamp as
part of this process.

Department of Health Page 3


Clinical handover process map

Supporting documentation Acknowledgements


• Attachment 1 – IMIST-AMBO Handover Protocol The Victorian Department of Health would like to
• Attachment 2 – Common handover models: acknowledge the valuable work of New South Wales
ISBAR and IMIST-AMBO – Working together Health and New South Wales Ambulance in
• Attachment 3 - Standardised handover protocol – developing the IMIST-AMBO handover model.
Factsheet NSW Health and NSW Ambulance have approved the
• Attachment 4 - VEMD manual – Concept and use of the model for clinical handover in the Protocol
derived item definitions – 2014/15 for the clinical handover of ambulance patients in the
ED for the Victorian Health system.

Department of Health Page 4


IMIST-AMBO Handover Protocol

June 2014

Using IMIST-AMBO during clinical handover


Ambulance paramedics are asked to:
The IMIST-AMBO model was selected by a Standardised Handover Protocol working
group, compromising of sector representation, for use by health services and Ambulance • Review handover details pre-arrival
Victoria (AV) when communicating clinical handover of ambulance patients in the ED. • Remain with the patient during handover
The model includes: • Reach agreement with the ED clinician on ‘ambulance handover
complete’
– Identification (e.g. patient’s name, age, sex)
• Enter agreed time in VACIS.
– Mechanism of injury or Medical complaint (e.g. presenting
problem, how it happened)
– Injuries or Information related to the complaint (e.g. symptoms
and/or injuries)
– Signs (e.g. vital signs, such as HR, RR, BP, Temp, BGL, GCS,
etc.)
– Treatment and Trends (e.g. treatment administered and
patient’s response to treatment, trends in vital signs) Hospital staff are asked to:
• Ensure staff are available for handover
– Allergies • Provide a suitable handover environment
• Agree on ‘ambulance handover complete’ time
– Medications (e.g. patient’s regular medications)
• Acknowledge and accept responsibility for the patient
– Background history (e.g. patient’s medical history) • Enter agreed time in VEMD.

– Other information (e.g. social, scene, relatives present, EAR


result).

Department of Health
Common handover models: ISBAR
and IMIST-AMBO - Working together

June 2014

Clinical handover models – ISBAR and IMIST-AMBO


ISBAR and IMIST-AMBO are common tools to aid the safe transfer of patient information in clinical handover.

The Department of Health Protocol for the clinical handover of ambulance patients in the emergency department (2014) supports
the use of the IMIST-AMBO model by Victorian health services and Ambulance Victoria when communicating handover of
ambulance patients. ISBAR is considered a valuable structured tool for handover in non-ambulance settings.

This table below looks at both models of clinical handover and explores key differences and similarities.

Component ISBAR IMIST-AMBO

Part 1 Introduction Can include introduction of Identification Introduction of the patient,


Relate similarly across both the clinician and the including the patient’s
models, although each patient. name and age.
performs a different function.

Part 2 Situation Asks the person handing Mechanism of Asks the person handing
Relates to the explanation of over to explain the injury over to give a specific
what has occurred for this immediate situation of the or explanation of the patient’s
handover to be taking place. patient, including chief Medical presenting problem and
complaint and patient why they have been
complaint
stability. transported to hospital.

Part 3 Background Defined as including the Injuries Information relating to


Broader focus in ISBAR date of admission, or injuries or present
compared to IMIST-AMBO diagnosis, treatment and Information complaint related
test results up to this point relating to the information.
in the patient’s hospital
complaint
journey.

Part 4 Assessment Requires the person Signs Looks at assessment of the


Focusses on the provision of handing over to give a patient, however, quite
clinical assessments and clinical assessment of the specifically requires
recording of vital signs patient’s condition. detailing of the patient’s
vital signs and GCS.

Part 5 Recommendation Person handing over Treatment Identifies the treatment that
Focusses on transfer of provides an outline of and trends was required and how the
responsibility and recommendations and risk patient’s condition has
accountability for patient (patient and occupational changed.
care health and safety).
Point of transition of
Point of transition of responsibility and
responsibility and accountability for patient
accountability for patient care.
care.

Part 6 - - AMBO Further components of


Applies only in IMIST-AMBO IMIST-AMBO include:
Allergies
Medications
Background, and
Other issues.

Department of Health
Safe Clinical Handover

Factsheet - Information to assist handover of ambulance patients in the ED

Clinical handover of ambulance patients Ambulance handover complete


Victoria is introducing a state-wide standardised process Completion of handover requires mutual agreement
for the clinical handover of ambulance patients to the between the ED clinician and ambulance paramedic on
emergency department (ED). the ‘ambulance handover complete’ time. This occurs
when:
Objective
• Handover has been finalised, and
• To create standardised high level principles for • The patient has been moved from the ambulance
handover stretcher to the hospital bed, care area or waiting
• To ensure safe, timely and high quality care for all room.
ambulance patient transfers
The agreed ‘ambulance handover complete’ time is
• To ensure effective transfer of responsibility from entered into Victorian Ambulance Clinical Information
paramedics to health service staff. System (VACIS) and the ED information system for
reporting into the Victorian Emergency Minimum Dataset
Case for change (VEMD).
Clinical handover is a high risk area for patient safety. In Health services will need to establish processes clearly
2013, the National Safety and Quality Health Service outlining mutual agreement and recording of the
(NSQHS) standards identified the need for established ‘ambulance handover complete’ timestamp.
systems and strategies for clinical handover.
The following are considered key principles for Who should use this document
handover: This document is to be used by ED clinicians and
ambulance paramedics to improve clinical handover for
Handover principles patients arriving by ambulance in the ED.
• Appropriate environment What can be done to improve clinical
• Staff availability handover?
• Agreement A number of steps can be undertaken to ensure an
• Concise effective clinical handover processes and limit variability
of practice.
• Consistent structure and content
This includes:

Model of clinical handover • Establishing and maintaining structured and


documented processes for clinical handover,
The IMIST-AMBO model was selected by a including policy, procedures and protocols, and tools
Standardised Handover Protocol working group, and guides for localised use
compromising of sector representation, for use by health
services and Ambulance Victoria (AV) when • Regular monitoring and evaluation of clinical
communicating clinical handover of ambulance patients handover processes, tools and guides
in the ED. • Establishing a supportive culture which values clinical
This includes: handover

• I – Identification • Provision of training to all relevant staff in clinician


handover processes.
• M – Mechanism of injury / Medical complaint
• I – Injuries / Information related to the complaint
• S – Signs Clinical handover is a separate and distinct process
• T – Treatment and Trends from triage. Triage should continue to occur according
to Emergency Triage Education Kit specifications.
• A – Allergies
• M – Medication
• B – Background history
• O – Other information

Department of Health

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