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Ammonia and the Neutrophil in the Pathogenesis of

Hepatic Encephalopathy in Cirrhosis


Debbie L. Shawcross, Shabnam S. Shabbir,* Nicholas J. Taylor,* and Robin D. Hughes

Hepatic encephalopathy (HE) constitutes a neuropsychiatric syndrome which remains a major


clinical problem in patients with cirrhosis. In the severest form of HE, cirrhotic patients may
develop varying degrees of confusion and coma. Ammonia has been regarded as the key precip-
itating factor in HE, and astrocytes have been the most commonly affected cells neuropathologi-
cally. Although the evidence base supporting a pivotal role of ammonia is robust, in everyday
clinical practice a consistent correlation between the concentration of ammonia in the blood and
the manifest symptoms of HE is not observed. More recently the synergistic role of inflammation
and infection in modulating the cerebral effects of ammonia has been shown to be important.
Furthermore, it has been recognized that infection impairs brain function both in the presence
and absence of liver disease. Thus it could be postulated that in the presence of ammonia, the
brain is sensitized to a systemic inflammatory stimulus and is able to elicit an inflammatory
response involving both proinflammatory and neurotransmitter pathways. Ammonia is not only
directly toxic to astrocytes but induces neutrophil dysfunction with the release of reactive oxygen
species, which contribute to oxidative stress and systemic inflammation. This may further exac-
erbate the cerebral effects of ammonia and potentially reduce the capacity of the neutrophil to
fight microbial attack, thus inducing a vicious circle. This evidence supports the neutrophil in
addition to ammonia as being culpable in the pathogenesis of HE, making the neutrophil a target
for future anti-inflammatory therapeutic strategies in addition to ammonia lowering therapies.
(HEPATOLOGY 2010;51:1062-1069.)

H
epatic encephalopathy (HE) constitutes a neu- through to more clinically apparent neurological signs
ropsychiatric syndrome associated with both and symptoms. In the most severe form of HE, patients
acute and chronic liver dysfunction. In acute may develop varying degrees of confusion, stupor and
liver failure, 25% of patients may develop significant coma.2 Minimal HE is thought to be a disorder of exec-
brain swelling and increased intracranial pressure, but in utive functioning primarily leading to impairments in se-
subacute liver failure only 9% may be affected.1 In cirrho- lective attention, response inhibition, and working
sis, HE causes a range of neuropsychiatric disturbances memory. This frequently affects quality of life and been
spanning a spectrum of subtle abnormalities apparent shown to impair the ability to drive a motor vehicle.3
only by performing psychometric testing (minimal HE)
The Ammonia Hypothesis
Abbreviations: BDL, bile duct–ligated; HE, hepatic encephalopathy; LPS, lipo- Ammonia has been regarded as the key precipitating
polysaccharide; OB, oxidative burst; ROS, reactive oxygen species; SIRS, systemic factor in HE since the first description of the development
inflammatory response syndrome; TLR, Toll-like receptor.
From the Institute of Liver Studies, King’s College London School of Medicine at of a neurobehavioural syndrome (meat intoxication syn-
King’s College Hospital, King’s College Hospital, London, UK. drome) in portocaval shunted dogs by Nencki et al. in
Received August 11, 2009; accepted October 1, 2009. their seminal paper of 1896.4 When ammonium salts
D. L. Shawcross is funded by a 5-year UK Department of Health HEFCE
Clinical Senior Lectureship and a Young Investigator Award (2008) from the
were administered to the dogs, they rapidly fell into coma
Intensive Care Society. and died. Ammonia was later confirmed as the main caus-
*These authors contributed equally to this work. ative factor of the meat intoxification syndrome by Mat-
Address reprint requests to: D. L. Shawcross, Institute of Liver Studies, King’s
College London School of Medicine at King’s College Hospital, 3rd Floor Cheyne
thews in 1922.5 The role of ammonia became increasingly
Wing, King’s College Hospital, Denmark Hill, London SE5 9RS, UK. E-mail: recognized as being important when Gabuzda, et al.6 dis-
debbie.shawcross@kcl.ac.uk; fax: (44)-020-3299-3167. covered that a cation exchange resin given to patients with
Copyright © 2009 by the American Association for the Study of Liver Diseases.
ascites that absorbed sodium and released ammonium
Published online in Wiley InterScience (www.interscience.wiley.com).
DOI 10.1002/hep.23367 ions led to significant reversible neurological dysfunction
Potential conflict of interest: Nothing to report. that was indistinguishable from the syndrome we now
1062
HEPATOLOGY, Vol. 51, No. 3, 2010 SHAWCROSS ET AL. 1063

know as HE. Blood ammonia concentration was subse- requirement in patients with HE.13 This may arise from
quently noted to be elevated in patients with liver disease an ammonia-induced reduction in brain metabolism14 or
and hepatic coma, the highest values being found in those increased GABAergic tone15 leading to an inhibition of
patients who were comatosed.7 neuronal activity.
In the presence of chronic liver dysfunction, urea syn- Alzheimer type II astrocytosis is characteristically seen in
thesis is impaired and the brain acts as an alternative ma- patients with cirrhosis. Protoplasmic astrocytes are found in
jor ammonia detoxification pathway. Astrocytes have the increased numbers in patients with cirrhosis dying of hepatic
ability to eliminate ammonia by the synthesis of glu- coma and are typically deformed. Characteristically they ex-
tamine through amidation of glutamate by the enzyme hibit a large swollen pale nucleus, prominent nucleolus, mar-
glutamine synthetase. Hyperammonemia leads to the ac- gination of the chromatin pattern, and expansion of the
cumulation of glutamine within astrocytes, which exerts cytoplasm with proliferation of cytoplasmic organelles.
an osmotic stress that causes astrocytes to take in water These neuropathological findings have been replicated in the
and swell.8 Low-grade brain edema has been demon- brains of patients with congenital abnormalities of the urea
strated in patients with minimal HE undergoing liver cycle enzymes resulting in hyperammonemia,16 in experi-
transplantation using magnetic resonance imaging. A de- mental animal models17,18 and astrocyte cultures exposed
crease in magnetization transfer ratio indicative of in- chronically to ammonia.19
creased brain water correlated with abnormalities in Unfortunately, we lack a good animal model of cirrho-
neuropsychological function and was reversed by liver sis and HE in which to study the changes in the blood–
transplantation.9 Further support for the ammonia– glu- brain barrier.20 Ammonia-fed bile duct–ligated (BDL)
tamine– brain water hypothesis has been provided by in- rats have increased cerebral ammonia and demonstrate
ducing hyperammonemia in patients with cirrhosis the presence of type II Alzheimer astrocytosis analogous
through the oral administration of an amino acid solution to patients with cirrhosis but are not representative of a
mimicking the composition of hemoglobin (upper gas- model of overt HE.21
trointestinal bleeding being a common precipitant of
HE). An increase in brain glutamine, reduction in mag- Infection Versus Inflammation in Cirrhosis
netization transfer ratio, and significant deterioration in Patients with cirrhosis are prone to developing infection,
neuropsychological function was suggestive of an increase which complicates their clinical course and frequently leads
in brain water.10 to the development of organ failure and death. Patients with
cirrhosis are functionally immunosuppressed and have im-
The Blood–Brain Barrier in Cirrhosis and pairment of host defense mechanisms. The hemodynamic
Hepatic Encephalopathy derangement of cirrhosis resembles that produced by endo-
The blood– brain barrier is a dynamic structure con- toxin, and bacteremia can greatly exacerbate this state. In-
sisting of vascular endothelial cells and pericytes, with deed, patients with cirrhosis may display a sepsis-like
astrocytes and neurons closely juxtaposed. Astrocytes pro- immune paralysis22 and a reduction in monocyte human
vide physical and nutritional support for neurons. Cere- leukocyte antigen DR expression.23
bral blood flow is modulated by contact and Neutrophils are the most abundant white blood cells
communication between these cells which ultimately in- within the body and are rapidly recruited to sites of acute
fluence the permeability of the blood– brain barrier. The infection/inflammation. Neutrophils engulf invading mi-
blood– brain barrier remains anatomically intact in HE11 crobes and cell debris (phagocytosis); they then proceed to
but positron emission tomography studies have demon- eliminate them by generating reactive oxygen species
strated an increased permeability surface area to ammonia (ROS) through a process termed oxidative burst (OB).
with increasing severity of liver disease.12 The products of OB not only eradicate invading micro-
A recent positron emission tomography study compar- organisms, but may also damage innocent bystanders
ing whole brain and regional brain oxygen consumption leading to tissue destruction and organ failure (Fig. 1).
and blood perfusion in patients with cirrhosis and an Neutrophils and macrophages have a reduced capacity
acute episode of HE demonstrated that whole brain oxy- to phagocytose and eliminate engulfed microbes and cell
gen consumption and cerebral blood flow were signifi- debris in patients with cirrhosis. Mookerjee et al.24 have
cantly reduced. This was not the case in patients with recently demonstrated neutrophil dysfunction with high
cirrhosis and no evidence of overt HE or in healthy con- spontaneous OB and reduced phagocytosis in patients
trols. Oxygen delivery was not the rate- limiting factor for with alcoholic hepatitis and cirrhosis. This was associated
oxygen consumption, suggesting that the reduced cere- with a significantly greater risk of infection, organ failure
bral blood flow results from a diminished brain oxygen and mortality.
1064 SHAWCROSS ET AL. HEPATOLOGY, March 2010

Fig. 1. An activated neutrophil


undergoing oxidative burst. Neutro-
phils engulf invading microbes and
cell debris (phagocytosis); they then
proceed to eliminate them by gen-
erating ROS through a process
termed oxidative burst. The products
of oxidative burst not only eradicate
invading micro-organisms, but may
also damage innocent bystanders,
leading to tissue destruction and or-
gan failure.

The terms infection and inflammation are frequently Sepsis-associated encephalopathy is characterized by
used interchangeably. Systemic inflammatory response changes in mental status and motor activity, ranging from
syndrome (SIRS)25 results from the release and circula- delirium to coma. Indeed, one-third of patients with sep-
tion of proinflammatory cytokines and mediators. This sis have a reduced level of consciousness, which is an in-
may result directly from liver injury and damage to hepa- dependent prognostic factor for death. Agitation and
tocytes (e.g., acetaminophen hepatotoxicity or alcoholic somnolence may occur alternately. Furthermore, para-
hepatitis) or can arise peripherally from the production of tonic rigidity, asterixis, tremor, and myoclonus are not
ROS and tissue destruction (e.g., pancreatitis or burns). infrequently observed. It occurs due to alterations in ce-
Alternatively, it arises as a sequelae from local and sys- rebral blood flow, brain metabolites, and the release of
temic infection. Although they are functionally related, inflammatory mediators; importantly, this happens with-
they should be regarded as separate entities. However, it is out direct infection of brain tissue.26 Although sepsis-
often difficult to delineate the two in patients with cirrho- associated and hepatic encephalopathy have distinct
sis and low-grade endotoxemia, who are prone to devel- pathophysiological mechanisms, it is not inconceivable
oping infection and where microbial cultures often have a that infection may influence changes in mental status in
low yield. Furthermore, the extent of inflammation is also patients with and without underlying liver disease.
dependent on the cause of the liver injury and the severity During an episode of sepsis, cytokines (15-20 kDa) can-
of liver disease. Needless to say, infection is a frequent not diffuse across the blood– brain barrier and are unable to
precipitating factor for HE and it is not unusual for have a direct effect. Nevertheless, the peripheral immune
changes in mental state to be the sole clinical manifesta- system can signal the brain to elicit a response through the
tion of infection in this population. expression of proinflammatory cytokines, both in the pe-
riphery and in the brain. Brain signaling may occur through
Infection and the Blood–Brain Barrier direct transport of the cytokine across the blood– brain bar-
The recognition that infection causes brain dysfunc- rier by way of an active transport mechanism, the interaction
tion dates back to the rudimentary observations of Hip- of the cytokine with circumventricular organs and activation
pocrates over 2,500 years ago. In 200 A.D., Galen went on of afferent neurons of the vagus nerve.27 The circumven-
to describe delirium as a condition that emanated from tricular organs express components of innate and adaptive
the effect of inflammation on the mind. These early the- immune systems and are strategically located close to neu-
ories were later consolidated by Osler, and it is now rou- roendocrine nuclei. Furthermore, the endothelial cell, along
tinely accepted that sepsis is a cause of agitation and with the astrocyte, is a major constituent of the blood– brain
delirium. barrier (Fig. 2). Endothelial cells are activated during sepsis,
HEPATOLOGY, Vol. 51, No. 3, 2010 SHAWCROSS ET AL. 1065

Fig. 2. A pictorial representation of the blood– brain barrier in the pathogenesis of HE. The relationship between the astrocyte, endothelial cell,
neuron, microglial cell, neutrophil, ammonia (NH3), microbial pathogen/LPS, and proinflammatory cytokines is depicted.

resulting in the release of various mediators into the brain. ing evidence for the role of SIRS in exacerbating the
Moreover, activated microglial cells and astrocytes have the symptoms of HE. Studies have now shown this to be
ability to produce a full repertoire of cytokines in response to the case in patients with minimal HE and across the
inflammation and injury. Interleukin-1␤ and TNF-␣ are whole spectrum of patients with varying degrees of
released early in sepsis and can also influence the permeabil- overt HE. A recent study has confirmed that the pres-
ity of the blood– brain barrier.28,29 Endothelial cells have re- ence and severity of minimal HE in cirrhosis are inde-
ceptors for interleukin-1␤ and TNF-␣ that can transduce pendent of the severity of liver disease and plasma
signals that ultimately culminate in the intracerebral synthe- ammonia concentration, but markers of systemic in-
sis of NO and prostanoids. Perivascular cells of macrophage flammation are significantly higher in those with min-
origin are also targets for these cytokine effects. imal HE compared with those without.30 In a further
study, significant deterioration of neuropsychological
Inflammation and Infection in Modulating test scores in patients with cirrhosis following induced
the Manifestation of Hepatic hyperammonemia during infection, but not after its
Encephalopathy in Cirrhosis resolution, suggested that infection may be important
Although the evidence base supporting a pivotal role in modulating the cerebral effect of ammonia in liver
of ammonia is robust, in clinical practice a consistent disease, supporting an inflammatory hypothesis.31 In
correlation between the concentration of ammonia in severe HE (grade 3/4) in cirrhosis, a prospective study
the blood and the manifest symptoms of HE is not found 46% of patients to have positive cultures, and a
always seen. In patients with cirrhosis, there is mount- further 20% had evidence of sterile SIRS. Increasing
1066 SHAWCROSS ET AL. HEPATOLOGY, March 2010

grades of HE were associated with SIRS and neutro- reduced capacity to engulf opsonized Escherichia coli, and
philia, but not arterial ammonia concentration.32 high spontaneous OB. These findings were replicated in
Lipopolysaccharide (LPS) injected into a healthy rat ammonia-fed rats and ex vivo in patients with stable cir-
hippocampus results in long-term microglial activation rhosis given an amino acid solution inducing hyperam-
and a decrease in glutamatergic transmission that leads to monemia compared with controls. These observations
learning and memory deficits without inducing neuronal were consistent with the development of neutrophil swell-
death.33 In a chronic neuroinflammation rat model in- ing. A similar reduction in phagocytosis following induc-
duced by LPS this was reversed by the administration of tion of hyponatremia, which is a well-known stimulus for
the glutamatergic antagonist memantine and an inhibitor cell swelling, supports neutrophil swelling as a potential
of cyclo-oxygenase 2.34 In a portocaval shunted rat model mechanism to explain this neutrophil dysfunction. In-
that is more akin to a model of minimal HE, Cauli et al.35 deed, hyponatremia is an independent predictor of mor-
have demonstrated an improved learning ability follow- tality and may predispose to infection in cirrhosis.39 It is
ing the administration of 5 to 6 times the normal thera- therefore perhaps not a surprise to find that the effects of
peutic dose of the nonsteroidal anti-inflammatory drug, hyponatremia and ammonia were additive, causing more
ibuprofen.35 pronounced neutrophil swelling and phagocytic dysfunc-
tion.
Infection and Inflammation Act Shawcross et al.38 were able to show evidence of
Synergistically with Ammonia in Cirrhosis p38-MAPK activation in ammonia-exposed neutrophils—
the p38-MAPK pathway being an important regulator of
As inflammation, infection, and ammonia have all cell volume, driver of transcription of inflammatory
been shown to be important in HE, the question has to be genes, and regulator of neutrophil apoptosis. A p38-MAPK
raised as to whether infection and inflammation have a agonist abrogated the ammonia-induced swelling and im-
synergistic relationship with ammonia. Ammonia-fed pairment of phagocytosis. This was at the expense of in-
BDL rats have increased brain water compared with BDL ducing spontaneous OB in unstimulated neutrophils.
controls, alluding to a potential synergistic relationship The impact of ammonia on the p38-MAPK pathway and
between ammonia and systemic inflammation.21 LPS ad- cell volume regulation has been supported by the findings
ministration increased brain water in ammonia-fed, BDL, in primary astrocyte cultures exposed to supraphysiologi-
and sham-operated animals significantly, but this was as- cal concentrations of ammonia40 and in hepatocytes.41
sociated with the progression to pre-coma only in the These observations implicate ammonia in the pathogen-
BDL animals. LPS induced cytotoxic brain swelling, but esis of neutrophil swelling and dysfunction, which may
the anatomical integrity of the blood– brain barrier was play an important role in the predisposition to infection
maintained. Nitrosation of proteins in the frontal cortex and inflammation in cirrhosis (Fig. 3).
of BDL and LPS-treated animals was demonstrated.
However, ammonia cannot be responsible alone because Cytokines, Chemokines and the Neutrophil
protein nitrosation was not demonstrated in ammonia- in Cirrhosis
fed sham-operated and ammonia-fed BDL rats in the ab-
sence of an inflammatory stimulus. Therefore, both Bacterial translocation of organisms from the gut in
ammonia and an additional inflammatory insult may patients with cirrhosis and portal hypertension results in
need to be present for nitrosation of brain proteins to chronic endotoxemia.42 This culminates in a local milieu
occur in animals with subliminal inflammation such as of proinflammatory cytokines/chemokines, which can
that which has been observed in the BDL model.11 up-regulate the adhesion receptor CD11b/CD18
(MAC-1 and complement 3b receptor), and activate neu-
trophils through Toll-like receptors (TLR) and chemo-
Are Neutrophils Culpable in HE? kine receptors (CXCR1 and CXCR2). Stadlbauer et al.43
If ammonia and inflammation/infection act synergis- demonstrated increased expression of TLR-2, TLR-4,
tically, then it is logical to question whether ammonia and TLR-9 and decreased expression of CXCR1 and
itself may directly impair immunity and predispose to the CXCR2 in normal neutrophils incubated with plasma
development of inflammation/infection. Indeed, ammo- from patients with alcoholic hepatitis. This was associated
nia impairs neutrophil chemotaxis,36 phagocytosis, de- with phagocytic dysfunction and increased spontaneous
granulation, and stimulated OB.37 In a proof of concept OB, endotoxemia, and energy depletion, which was pre-
study,38 normal neutrophils incubated with 75 ␮M am- vented by incubation with albumin, an endotoxin scav-
monium chloride (typical of the concentrations seen in enger. Inhibition of TLR-2, TLR-4, and TLR-9
patients with cirrhosis) in vitro demonstrated swelling, prevented an increase in spontaneous OB and CXCR1/
HEPATOLOGY, Vol. 51, No. 3, 2010 SHAWCROSS ET AL. 1067

Fig. 3. A diagrammatic representation of the downstream events resulting from the interaction between the neutrophil and infection/LPS that
results in neutrophil chemotaxis, adhesion, migration, phagocytosis, and the production of a full repertoire of chemokines, proinflammatory cytokines,
proteases, ROS, and transcription of inflammatory target genes. Ammonia impairs neutrophil chemotaxis and phagocytosis while up-regulating
myeloperoxidase activity and increasing spontaneous oxidative burst.

CXR2 expression but did not improve phagocytosis. Ex be logical to suppose that there will be enhanced endothe-
vivo removal of endotoxin from the plasma of patients lial–neutrophil interaction within the cerebral microcir-
with alcoholic hepatitis and cirrhosis decreased neutro- culation. This would result in neutrophil adhesion,
phil spontaneous OB and improved phagocytosis.24 migration across the blood– brain barrier and the produc-
In chronic endotoxemia, the adaptive immune system tion of chemokines, proinflammatory cytokines, pro-
plays a key role in limiting overzealous neutrophil activa- teases, ROS, and transcription of inflammatory target
tion by decreasing survival mediated by T regulatory genes (Fig. 3). It is within this inflammatory milieu that
cells.44 Therefore, the interaction of neutrophils and T the cerebral effects of ammonia (with or without super-
regulatory cells in cirrhosis and hyperammonemia war- imposed infection) will have their greatest impact. Fur-
rants further investigation. thermore, astroglial activation promotes neutrophil
recruitment by the production of neutrophil-specific che-
Neutrophils in the Pathogenesis of HE mokines.45
The rapid recruitment of activated neutrophils to the
liver in patients with alcoholic hepatitis/liver injury, and
The Neutrophil as a Therapeutic Target in
data that supports the development of organ failure in
HE
sepsis (both conditions commonly being associated with Historically, treatments for HE have been based upon
encephalopathy) results from an inappropriately vigorous the hypothesis that the colon is the primary source of
response of neutrophils to an inflammatory stimulus. ammonia and have included dietary protein restriction,
Therefore, in the context of a patient with cirrhosis, hy- the use of nonabsorbable disaccharides and nonabsorb-
perammonemia and chronic endotoxemia, where it has able antibiotics. These therapies have focused on lowering
already been shown that neutrophils are pre-primed and arterial ammonia and modulating interorgan ammonia
have a reduced ability to eliminate bacteria, then it would metabolism but remain largely ineffective.
1068 SHAWCROSS ET AL. HEPATOLOGY, March 2010

Although ammonia could potentially be responsible highlighted, and it has been demonstrated that astrocytes
for the development of neutrophil dysfunction, a patient and endothelial cells respond to a systemic inflammatory
with cirrhosis also represents a model of chronic endotox- stimulus and play a role in eliciting an inflammatory re-
emia that has direct implications on the innate and adap- sponse involving a number of proinflammatory and neu-
tive immune systems. We must therefore also look to rotransmitter pathways.
therapies that directly or indirectly target the proinflam- Ammonia is not only directly toxic to astrocytes but
matory milieu and enhance neutrophil and immune func- induces neutrophil dysfunction and the release of ROS. It
tion. However, caution must be observed in this regard, is therefore becoming increasingly recognized that neu-
because a paradox exists in terms of developing pharma- trophils play an important role in the pathogenesis of HE,
cotherapeutic agents that enhance neutrophil function and further work is merited to define their precise role. It
but that might potentially exacerbate organ damage by is clear that neutrophil dysfunction predisposes to infec-
increasing oxidative stress and bystander damage. tion but may also have a more direct pathogenic role in
Potential therapeutic strategies might include the use HE by promoting increased endothelial cell interaction in
of granulocyte colony-stimulating factor, leukodepletion, the cerebral microcirculation exacerbating astrocyte oxi-
antagonism of proinflammatory cytokines or their recep- dative stress and endothelial disruption. This supports the
tors, antioxidants, anti-inflammatories, probiotics, and neutrophil as being culpable in HE, making it a novel
hypothermia. Excitement surrounds the prospect of pharmacotherapeutic target in a condition where current
TLR-2, TLR-4, and TLR-9 inhibitors and small mole- therapies are inadequate.
cules that modulate TLR-4 signaling, which could poten-
tially down-regulate neutrophil activation and other Acknowledgment: Debbie Shawcross would like to
cellular responses. Patients with advanced cirrhosis have acknowledge Professor Rajiv Jalan, Dr. Gavin Wright,
been shown to have alterations in the functional capacity Dr. Nathan Davies, Dr. Vanessa Stadlbauer, and other
of albumin.46 This supports the exploration of the admin- members of the Liver Failure Group at the Institute of
Hepatology, University College London, for their signif-
istration of albumin as an endotoxin scavenger in large
icant contributions to the area of research discussed in this
randomized clinical trials and may explain the beneficial
review.
role of albumin dialysis on HE.47
Modulation of intestinal microbiota is an emerging
strategy to reduce the bacterial translocation of LPS and
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