Professional Documents
Culture Documents
Artigo Frega
Artigo Frega
ROBERTO FREGA
INSTITUT MARCEL MAUSS, CENTRE NATIONAL DE LA RECHERCHE
SCIENTIFIQUE
I. INTRODUCTION:
PRAGMATISM AND CRITICAL THEORY CROSS PATHS
In recent years we have seen a trend toward a merging of themes and concepts drawn
from pragmatism and Critical Theory.1 This began with a series of published and unpub-
lished exchanges that Jürgen Habermas had with Richard Bernstein: the conversation
prompted Habermas to initiate the pragmatic and detranscendentalizing turn pursued
much later by Honneth, and now several scholars are exploring ways to fruitfully bridge
these two traditions.2 My aim in this paper will be to move this fruitful conversation one
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have been the right solution, making it possible to heed “the moral requirements
of the perspective circumscribed by Kant, without thereby having to surrender
the guiding orientation provided by the trajectory of the Aristotelian question”
(Honneth 1998a, 705).
This is the point where one would expect Honneth to serve up some evidence
in support of his criticism, but he does no more than point us to some “hidden
references that indicate that Dewey has still not completely relinquished the pre-
sumption of a necessary connection between self-realization and being oriented
by community well-being” (ibid.). Honneth believes he has found independent
support for this claim in Dewey’s appeal to the notion of growth as an Aristotelian
way to understand the “inclusive good,” concluding that what ultimately prevents
Dewey from wholeheartedly embracing a procedural account of the normative is
his naturalism. This turns out to be a key point, with Honneth arguing that Dewey’s
naturalistic approach prevented him from understanding the autonomy of morality,
thus blinding him to the need to distinguish personal ends from duties, the former
furthering the broader goal of self-realization, the latter arising out of the need for
mutual respect among moral agents. It follows that for Honneth the idea of growth
cannot mediate between individual drives and the need to constrain these forces
for the sake of social flourishing. In this framework, “the aim of ethical reflection
is no longer the exploration of meaningful and valuable restrictions to one’s own
freedom to act but rather the unconstrained development of an individual need
potential that, because of the natural disposition of human beings, is so constituted
that social disharmony cannot really be generated” (Honneth 1998a, 707). Here
Honneth seems to completely miss the point that just as Mead’s naturalism is so-
cial, so is Dewey’s, and that for this very reason the two pragmatist thinkers can
both embrace a morality of duty within a social-naturalistic account of normativity
that can indeed take conflict and disagreement into account. In fact, Dewey saw
his philosophical task as consisting precisely in an endeavor to solve the modern
problem of reconciling competing and incompatible ethical projects, among which
Dewey listed virtue ethics, deontology, and utilitarianism. In a way that Honneth
fails to see, Dewey accomplishes the very feat precisely where Honneth claims he
fell short of the mark. For Dewey can complete his account of the normative without
in any way breaking the normative world down into two separate spheres—morality
on the one hand, ethical life on the other—and this, in the end, explains Honneth’s
failure to appreciate the logic of Dewey’s argument.
lw.5.284)—a point that alone ought to have tipped off Honneth to just how far
Dewey did go in exploring the third avenue that Honneth himself singles out as the
most promising solution. Dewey closes his argument by concluding: “There is an
intrinsic difference, in both origin and mode of operation, between objects which
present themselves as satisfactory to desire and hence good, and objects which
come to one as making demands upon his conduct which should be recognized.
Neither can be reduced to the other” (Dewey 1930, lw.5.284). He then brings to
bear a third dimension—virtue ethics, set in the social context of mutual esteem and
appreciation—and with that comes a further, independent normative source. In this
way, the personal, the social, and the legal come to be clearly distinguished. These
passages, along with others that readily suggest themselves, show in no uncertain
terms that Dewey’s moral theory does not risk falling back on the Aristotelian
conception of a conventional ethos, and that flanking that theory is a conception of
rationality offering a critical and reflective basis on which to distinguish a morality
of duty from an ethics of self-realization—precisely what Honneth was looking for
in laying out the question of the distinction between the two normative standpoints
of the good and the right.
That was the first of Honneth’s two questions: the second one was whether
Dewey’s theory can ground a normative notion of right or duty not undermined
by communitarian themes. And this is not a question that can be addressed by
relying on Dewey’s moral writings alone—the only ones Honneth appears to take
into account, save for a single reference to Human Nature and Conduct—because,
as was remarked at the beginning of this section, Dewey’s ethics is framed from
a first-person perspective: he is interested in explaining moral conflict from the
standpoint of the moral agent. This is a perspective from which the validity of
rights, duties, and other moral obligations is taken for granted, in that the agent
experiences such rights and duties as givens in any social situation. And so,
if we are to understand how Dewey conceives of morality and ethical life as
concurrent normative standpoints, we will have to look elsewhere in his oeuvre.
Specifically, and much to Honneth’s surprise, or so I would suspect, we will have
to turn precisely to those writings where the naturalistic standpoint comes into
the foreground, as neither Dewey’s nor Mead’s accounts of normativity are intel-
ligible outside a social-naturalistic framework. In these works, and especially in
Human Nature and Conduct, Dewey develops a conception of social practices as
self-reflective processes, in such a way that not only escapes Honneth’s objec-
tions but, crucially, also lays the groundwork for a more compelling account of
the nature of normativity, without having to rely on the problematic dualism of
ethical life and morality.
The distinction Dewey draws is that between our human constitution and
our social constitution, the former explaining our individual striving for our own
good, the latter necessarily entailing obligations for us. As Dewey explains in
chapter 26 of Human Nature and Conduct, morality is inescapably social, and it
is so insofar as we depend on others for most of what we do. Dewey’s explanation
of this connection is not particularly sophisticated, but it is sufficient to ground
proceduralism without having to encase it in the framework of universal moral-
ity. Just like Mead, Dewey sees the individual and the social as two interfacing
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in internalizing that sort of ‘generalized other,’ one can only understand oneself
as a person with the same characteristics of morally responsible agency that all
other members of society possess” (Honneth 1995, 87). As a consequence, it is
to another psycho-social dimension that Honneth will have to look to explain the
functioning of the ethical life. The exclusionary condition introduced with the
“only” entails a spurious distinction between two kind of “me’s,” a distinction
not to be found in Mead but prompted by a need to fit him neatly into a Hegelian
distinction among three separate and autonomous normative spheres. As in his
treatment of Dewey, in reading Mead Honneth equally refuses to accept that the
distinct needs of autonomy and self-realization are answered by the pragmatist
through a monist account of normativity. He finds therefore himself compelled
to wedge into Mead’s argument a spurious distinction that winds up “doctoring”
Mead’s account of normativity.
As anticipated, Honneth’s solution to the problem he finds in Mead’s concep-
tion of normativity consists in introducing a distinction between two supposedly
different conceptions of the “me,” a distinction based on a structurally analogous
distinction he assumes to hold between two supposedly different attitudes of the
“I,” corresponding to the normative contexts of ethics and morality. As Honneth
puts it, “the demands of the ‘I’ can be distinguished on the basis of whether the
context in which they are to be met is that of individual autonomy or personal
self-realization” (Honneth 1995, 82). Honneth therefore assumes that next to the
“me” that instantiates the universality of legal norms and constitutes the response
to the main or dominant dimension of the “I”—the moral dimension and not the
ethical—there should be another, different “me,” one not tied to the universalistic
process of generalization of norms but to the particular communities the individual
belongs to. Honneth is convinced that Mead’s account of the generalized other
is unsuited to explain self-realization, because it conceptualizes the interaction
between the agent and society merely in terms of integration with society in its
present or future form: “If one is to realize the demands of one’s ‘I,’ one must
be able to anticipate a community in which one is entitled to have those desires
satisfied” (Honneth 1995, 82). An agent’s ability to anticipate such a community,
Honneth submits, takes place entirely within the normative context of morality
and autonomy, and so it does not make for self-realization. Hence the distinction
between two conceptions of the “me”: there is the me of “normative control,”18 and
next to it is “the ‘me’ of individual self-realization,” which “requires that one be
able to understand oneself as a unique and irreplaceable person” (Honneth 1995,
87). On this second interpretation, “the ethical concept of the ‘generalized other’
that Mead would have arrived at, had he considered the idealizing anticipation of
subjects who know themselves to be unrecognized, serves the same purpose as
Hegel’s conception of ethical life” (Honneth 1995, 88).
Honneth expresses himself in counterfactuals here because he realizes he is
stretching Mead’s text beyond what Mead could possibly have meant. And the
reason he cannot find an “ethical me” alongside the standard “moral me” is simply
that no such distinction can be found in Mead’s writings. This is why Honneth ap-
pears to have had a tough time producing textual evidence for his reconstructive
argument. In fact, this whole argument rests on a single supporting passage he
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believes holds the key to the problem of finding in Mead’s system the grounds of
an ethically oriented normative standpoint: the solution, Honneth contends, lies
in the principle of the division of labor, for we can find here a form of recognition
based on an individual’s fulfillment of social expectations.19 And so, at the price
of predicating an entire argument on a single passage, Honneth can finally claim
that “Mead’s idea represents a post-traditional answer to the Hegelian problem of
ethical life. The relationship of mutual recognition in which subjects can know
themselves to be confirmed not only with regard to their moral commonalities but,
beyond this, with regard to their particular qualities, is to be found in a transparent
system of the functional division of labour” (Honneth 1995, 89). Mead, according
to Honneth, fails to see that through the generalized other we can pursue ethical
goals, rather than only acting in light of moral norms:
Just as one can understand oneself, in light of shared norms of action, as a
person possessing certain rights vis-à-vis all others, one can see oneself, in
light of shared value-convictions, as a person of unique significance to all.
But, for understandable reasons, Mead tries to equate the ethical goals of a
post-traditional community so completely with the objective requirements of
the functional division of labour that the problem actually challenging him
slipped through his fingers unnoticed. What he lost sight of was the issue of
how to define the ethical convictions found in a “generalized other” in such
a way that, on the one hand, they are substantive enough to allow any and
every individual to become conscious of his or her particular contribution to
the societal life-process and yet, on the other hand, they are formal enough
not to end up restricting the historically developed latitude for personal self-
realization. . . . The difficulty, therefore, that Mead broached (only to ignore
it again) consists in the task of equipping the “generalized other” with a
“common good” that puts everyone in the same position to understand his
or her value for the community without thereby restricting the autonomous
realization of his or her self. For only this sort of democratized form of
ethical life would open up the horizon within which subjects with equal
rights could mutually recognize their individual particularity by contribut-
ing, in their own ways, to the reproduction of the community’s identity.
(Honneth 1995, 90)
as our model, living up to that standard in our way of playing that sport. Through
the same activity, therefore, sportspersons gain recognition by understanding what
they share with others (autonomy) and by developing their own distinctive person-
ality within the group (self-realization). Yet both dimensions have to be accounted
for by the same generalized other, which explains not only how we interiorize
duties and norms—a “universal” morality—but also how we realize ourselves by
forging a unique personality. We each introject a group’s norms; we each identify
with its values, narrative, and self-image; and we each contribute to the group’s
success by our way of playing. Now, this is a typical form of I-me relationship that
is molded according to what Honneth has called the ethical or evaluative I, rather
than the moral one, for what comes into play here is an “expressive me” in search
of identity and recognition. We are in Hegel’s third stage, where recognition takes
place exactly as it should according to Honneth’s model, and self-realization can
come about only on condition of espousing a community’s values and principles
and taking them as the normative standard for our actions.
What puts Honneth on the wrong track as concerns Mead’s conception of
normativity, aside from relying on a single passage, is that in this single passage,
appearing under the heading of “self-realization,” Mead is actually discussing the
psychological need to achieve superiority. Yes, Mead does bring up the functional
division of labor, but not to exemplify self-realization per se: he is rather looking
to show that the drive to be superior and outstrip everyone or otherwise assert
oneself can be consistent with communal life so long as it does not get in the way
of social ends.20 Indeed, the meaning of Mead’s argument in that passage is quite
different from what Honneth supposes: Mead wants to show that the feeling of
superiority need not be judged through a moral lens: it is also amenable to ex-
planation in naturalistic terms, and that is how it can be constructed as consistent
with social life. As Mead puts it, “the superiority is not the end in view. It is a
means for the preservation of the self.” And if we choose this means, then “we
have to distinguish ourselves from other people and this is accomplished by doing
something which other people cannot do, or cannot do as well” (Mead 1934, 208).
This can be done in several ways and settings: in any area of life—professional
or otherwise, among friends and family or in public, even in recreational activi-
ties—we can strive to excel and stand out or make a statement, and this is okay
so long as it winds up contributing to the wellbeing of the relevant community.
This is even understood by Mead as an essential function of normative social
orders, that they let this drive express itself in socially useful ways. Here the
term community as used by Mead is to be understood as a broad concept ranging
from small groups bound by affective ties to the whole of humanity, as can be
appreciated by Mead’s treatment of patriotism and internationalism.21 Mead’s
point applies equally to the division of roles within a family, to the social division
of labor, and to the contribution we can each make by volunteer and community
work, among other ways, in what would now be referred to as civic society. Here,
as well as in work activities, we seek to distinguish ourselves from others, and if
we have been properly socialized, we would achieve such distinction by actually
“soaking up” communal values.
Beyond Morality and Ethical Life: Pragmatism and Critical Theory
This argument is so conspicuously and clearly stated in Mead that one cannot
but wonder, again, how Honneth could have missed it. I take the view, as previ-
ously noted, that if Honneth fails to see the pervasiveness of self-realization in
Mead’s thought, it is because he is concerned to preserve the dualism of ethical
life and morality, and this concern forces Honneth to eject self-realization from its
natural home, which is to be found in the relation between the individual and the
community where the social self is shaped, and where autonomy is consequently
also achieved, in combination with self-realization. As we saw with Dewey, Mead
himself avoids drawing any sharp and formal distinction between the normative
context of universal morality and that of conventional ethical life: the two contexts
are viewed as inextricably intertwined, combining to form the complex web of
relationships that binds individuals to the different communities they belong to.
For Mead self-realization is inextricably personal and social, in accordance with a
model closer to that of Hegelian ethical life than Honneth admits. In a fragment on
ethics from 1927, Mead writes: “Those ends are good which lead to the realization
of the self as a social being. Our morality gathers about our social conduct. It is as
social beings that we are moral beings. On the one side stands the society which
makes the self possible, and on the other side stands the self that makes a highly
organized society possible” (Mead 1934, 385–386). Or, as Mead points out in an
article published in 1915, “even the most selfish end must have the form of a public
good, to have any value to the private individual, otherwise it cannot be his to have
and to hold” (Mead 1964, 164).
In Mead’s social conception of the self there is no conceptual space for dichoto-
mizing the individual and society in the way Honneth implies. Self-realization is
something we inevitably do from the start by engaging with various communities
and with their generalized others. That self-realization is our own realization as
social beings means precisely that we can accomplish as much only insofar as we
integrate into these communities. Which is precisely the opposite of what Honneth
claims in his contention that Mead “wants to uncouple the intersubjective precondi-
tions for self-realization from the contingent value-premises of a particular com-
munity. The ‘generalized other’ upon whose ethical goals I depend in wanting to be
assured of social recognition for my chosen way of life is supposed to be replaced
by the rules of a functional division of labour, as something more objective” (Hon-
neth 1995, 89). Nothing could be farther from Mead’s thought. We should bear
in mind, too, that our taking the role of the generalized other does not, in Mead’s
view, amount to an uncritical endorsement of traditional values and norms. Mead
does not decouple the normative process of becoming autonomous from that of
self-realization through social integration, because our relating to the generalized
other is not—as Honneth would have it—confined to the normative dimension in
which we interiorize norms. As Mead clearly explains, what the social relation
involves is our taking the attitudes of the generalized other (Mead 1934, 158),
and these attitudes involve the whole menu of items that go into the making of the
social self: this includes our engagement not only with norms but also with values.
Honneth fails to appreciate the conceptual richness of Mead’s notion of attitude,
thus failing to see that the moral and the ethical, autonomy and self-realization,
are both included in the process Mead describes as our taking the attitude of the
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generalized other. This means that we embark on a path at once moral and ethical,
the former having its ideal limit in our recognition of universal human rights, the
latter finding that limit in our construction of a cosmopolitan self.
Another aspect to be borne in mind for a correct grasp of Mead’s original
normative standpoint is that if we still want to maintain a distinction between self-
realization and autonomy, then we should look at the way Mead analyses not the
relation of the I to the me, but that of self to society. As the reader may know, the
dialectic between the I and the me does not get much attention in Mead’s published
works, where Mead rather focuses on two other kinds of dialectic: one between
the self and society, the interaction between which yields action, and the other be-
tween impulses and reflectivity, whose interaction instead is what makes possible
our self-realization and moral autonomy.22 Likewise, when Mead comments that
“we import the conversation of the group into our inner sessions and debate with
ourselves” (Mead 1964, 358), and in so doing we bring society in conversation with
our impulses, he is not taking us through an exercise in Kantian moral theory: the
society we bring within ourselves to give shape to our impulses is the society that
through the generalized other speaks to us not only about norms and duty but also
about values and the good. As we have seen, the generalized other acts as a source
of norms as well as of values, and that makes the Hegelian dualism of ethical life
and morality quite useless as a theoretical device for explaining normativity. That
an individual sees as his own goods what he takes to be good for the community is
a thesis that Mead generalizes up to the level of rights, bringing autonomy and self-
realization to an exceptional degree of proximity. As Mead comments in an article
on the theory of rights that Honneth does not consider, “the individual in society
does in large measure pursue ends which are not private, but are in his own mind
public goods and his own good because they are public goods. . . . Insofar as the
end is a common good, the community recognizes the individual’s end as a right
because it is also the good of all, and will enforce that right in the interest of all.”23
And now we come to the third way in which Honneth winds up superimposing
his dualism of morality and ethical life onto Mead’s conception of the normative
world. Very simply stated, Honneth’s dualist premises prevent him from seeing
that Mead firmly rejects any view of morality as the sphere of self-critical autono-
mous attitudes over against ethical life as the sphere of conventionality. I will not
elaborate on this point, for I have insisted enough on Mead’s aversion to categorial
dualisms, but it would be remiss on my part not to point out, in this regard, how
Mead subscribes to the thesis that distinctions ought to be conceived in functional
rather than substantive terms, and this is how he uses the qualifier universal: he
so qualifies the generalized other such as it applies not only to the “logical com-
munity of discourse,” or humanity,24 but also to any group of any size, no matter
how tight-knit it may be as a community of values.
Mead for having a too weak conception of legal validity, believing that Mead
reduces that concept to the fact of collective acceptance, “the fundamental fact
that one can count as the bearer of rights of some kind only if one is socially rec-
ognized as a member of a community” (Honneth 1995, 109). Honneth considers
that universal morality is required to disentangle our moral and legal personality
from our social individuality. Following Hegel, Honneth endorses a “diachronic”
narrative according to which modernity brings in a new way of conceiving the
legitimacy of legal norms and the ascription of rights and duties: no longer is such
ascription based on one’s class or status in the social hierarchy but rather rests on
a principle of universal equality under the law; no longer is the relevant criterion
one’s place within the community, or what is expected of one who occupies that
station, or again the “social esteem accorded to individual members of society in
light of their social status” (Honneth 1995, 110–111), but rather an idea of universal
citizenship. A second theme is then superposed to this historical narrative: it is that
of the “synchronic” distinction between the two coexisting normative spheres of
norms and values, the former being the locus of autonomy and the latter of self-
realization. So, whereas the first theme unfolds entirely within the normative context
of the law, the second theme juxtaposes two normative contexts: those of ethical
life and morality. It is at this level that we find the distinction, made possible by
the emergence of post-conventional morality, between the ethics of self-realization
and the morality of autonomy as separate yet interdependent dimensions of an
agent’s standing.
This reconstruction clashes however with the Meadian analysis, which care-
fully avoids any superposition between the diachronic and the synchronic theme:
autonomy he addresses through his theory of universality, while self-realization he
addresses through his two-layered conception of the generalized other. Although
Mead would certainly agree with Honneth in treating modernity as characterized by
a tendency toward universalization, in a manner unknown to any previous epoch,25
he replaces however the distinction between ethical life and morality by a functional
distinction between forms of social interaction. On the one hand, we belong to local
communities to which we are bound in personal ways and in which we develop our
ethical as well as our moral dispositions. On the other hand, our bonds and sense
of belonging are constantly being put to the test, both as a result of our individual
impulses and as a result of our bringing different types of generalized other into
conflict. With modernity, this latter trend has seen an impressive upswing, to be
sure, but has not changed in nature. Thus in modernity we have come to inhabit a
much larger number of local communities than was customary in the past, and we
are also increasingly exposed to the need to emancipate ourselves from each of
these communities, in a self-transcending effort whose limit lies in the cosmopolitan
embrace of humanity as the highest and most abstract form of generalized other,
understood as the largest community and all-inclusive context of ethical life. This
historical and psychosocial process of abstraction from the local “helps to generate
the ‘impartial spectator’ that assists us in making moral decisions by transcending
the provincial” (Aboulafia 2010, 81).
It bears pointing out, however that what is essential here is the avoidance of
any stark opposition of the local against the universal, of ethical community against
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Critical Theory builds its own conception of normativity.27 And with that done we
can look to the possibility of an alternative account of normativity, a possibility that
Honneth comes close to seeing when he locates pragmatism outside the classification
that would have us choose between communitarian and proceduralist approaches
to normativity. What Honneth is not ready to concede, however, is that if we are
to overcome the dualisms he urges us to dismiss, we have to also drop the dualism
of morality and ethical life he maintains at the heart of his theory of normativity.
It is this conflict that drives his reading of the pragmatists astray. As the foregoing
reconstruction of the debate between pragmatism and Critical Theory has shown,
pragmatism succeeds in avoiding dichotomizing norms and values precisely be-
cause it embraces a nondualistic understanding of normative contexts. The idea
deserves to be further explored, and that is what I will be doing in this last section,
by generalizing some of the conceptual implications that flow from a pragmatist
account of normativity as it emerges out of Dewey and Mead.
For pragmatism in general, and specifically for Dewey and Mead, this dichoto-
mization of normative contexts is both puzzling and unnecessary. Not only does
it introduce an unneeded discontinuity between contexts of justification that from
an agent’s perspective are instead continuous, but it also gets in the way of any
finer analysis aimed at introducing further distinctions among normative contexts
of different types. Pragmatism essentially asks here: Once we have acquired the
Hegelian normative standpoint, and once we have acknowledged that modernity
has dramatically multiplied our forms of reflectivity, what is the point of main-
taining a conceptual opposition between morality and ethical life, or of confining
autonomy and self-realization to distinct and compartmentalized spheres of social
life? As I commented earlier, both Mead and Dewey would readily admit that the
revolutions of the modern era have profoundly and irreversibly transformed our
self-understanding and ways of life.28 Yet neither of them would agree that this
transformation consists in our having acquired a hitherto unavailable critical ca-
pacity. (And a lot of ethnographic work in recent decades has shown the extent to
which premodern ways of life are indeed neither traditional nor conventional, and
that reflectivity, rationality, and criticism can be found in most human societies.)
As Dewey has shown in The Quest for Certainty, the central issue is rather the
extent to which the resources of critical thinking have been turned to advantage.
And that is why pragmatism resists the effort to set up dichotomizing contrasts
between universality and contextuality, autonomy and self-realization, morality
and ethical life.
To understand why the pragmatists need not rely on this dualism, we need
to recall the pragmatist conception of society, marking its difference from that
which one finds at the root of Critical Theory. Specifically, we need to consider
that pragmatism methodologically avoids setting traditional ways of life against
the forms of life distinctive to modern society.29 This approach owes its origin to
the distinction Ferdinand Tönnies (Toennies 2001) drew in the late 1800s between
Gemeinschaft and Gesellschaft, a distinction that has since been part of the basic
vocabulary in European sociology, especially through the discipline’s founding
fathers, Emile Durkheim and Max Weber. The distinction and the accompanying
approach are rejected by Dewey and Mead alike, who accordingly see no need to
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conceive communities as the custodians of ethical life, and who likewise have no
qualms about recognizing the community as a locus of reflective and procedural
practices, either—precisely what Critical Theory cannot bring itself to do, for it
cannot turn its back on the idea of community as the abode of conventional ethical
life, a phenomenon that modernity would have irreversibly swept away.30
Certainly, the concept of community tends to blur distinctions between differ-
ent dimensions of social life, and to this extent Critical Theory—building on the
Hegelian analysis of ethical life and taking advantage of contemporary sociological
analysis not available to Mead and Dewey—has done us an invaluable service in
providing a conceptually more sophisticated understanding of social life. Habermas
and Honneth have both given us an armamentarium of socio-theoretic concepts
much more accurate and pliant than what we could previously have looked to, and
they have shown us a way to bring philosophical and sociological perspectives to
bear in tackling the problem of normativity, yielding results that outstrip anything
the pragmatist camp has so far produced. In reading the process of modernization,
however, both of these philosophers tend to superpose the historical-sociological
theme of the progressive differentiation of the spheres of social life onto the
conceptual-analytical problem of the distinction between normative contexts,
and paradigmatically between ethical life and morality, as if the former theme
(historical-sociological evolution of morality from ethical structures) directly
implied the latter (conceptual-analytical difference between the two). Worthy of
consideration in this respect is Honneth’s tripartite classification of relationships
into the personal, the legal, and the communal, a classification which Honneth
derives from Hegel’s Jena writings, and which serves as a way to identify different
and partly autonomous social spheres where individuals act, build their identities,
and engage in normative practices. Still within the tradition of Critical Theory, this
tripartition can be further expanded, by following Rainer Forst (2002) in adding to
these three spheres a fourth, what he calls ‘political deliberation’—and with that
we have four distinct normative contexts.
With that differentiation among normative contexts before us, we are prompted
to ask at least two related questions. The first one, which I cannot take up here, is
whether these four spheres actually cover the whole normative field or whether we
should seek out distinctions identifying further normative dimensions, thus plural-
izing normative contexts in such a way as to obtain a view of the normative world
even richer and more granular than that offered by Critical Theory.31 This, however,
would require that the idea of normative contexts or spheres be replaced by that
of normative practices.32 The second question is how to interpret the distinction
originally set out between ethical life (Sittlichkeit) and morality (Moralität), and in
particular whether the two spheres the distinction marks out are to be understood
as continuous or discontinuous. As we have seen, Critical Theory would go with
this latter solution, for it sees a basic discontinuity between the two and thus sets
out to lay the foundation on which to justify that separation,33 whereas pragmatism
takes the opposite view, finding the different normative contexts to be bound by a
basic continuity, and considering universality as a limit-concept, thus envisaging
a progression from local communities to the most general of all communities, that
of humanity as a whole.
Beyond Morality and Ethical Life: Pragmatism and Critical Theory
Both of these strategies answer the need for a conception of universality suited
to the needs of normative theory: the former is a substantive conception, the latter
a functional one. To be sure, these two conceptions, and the accompanying un-
derstanding of rationality, continue to be at odds with each other and to yield two
contrasting sets of normative implications. But I think that this is where we can see
at their best the respective potentials of pragmatism and Critical Theory in facing
the momentous issues of normativity that the legitimation crisis of modernity lays
at our doorstep.
the established scholarship that views abstract right, morality, and ethical life as
complementary spheres in Hegel.37 He highlights by contrast the alienating character
of abstract right and morality as incomplete and merely negative forms of liberty
liable to bring about that particular social pathology he calls underdetermination,
this in contrast to ethical life, which in this reading is entrusted with liberating
us from that condition. So, whereas in reading the pragmatists Honneth tended
to lay emphasis on right and morality as the distinguishing marks of modernity,
in this reading of Hegel’s later philosophy, Honneth is instead very much on the
side of ethical life as a complete, liberating, and reconciling form of social life. In
his remarkable effort at redeeming Hegel’s philosophy of right interpreted as the
theoretical framework for a theory of justice, he insists on Hegel’s understanding
of morality as essentially based on our individual capacity to grasp the rational
content of norms that are social in content. Here, in speaking of our ability to
rationally assess norms embedded in the social situation, Honneth is no longer
invoking the emancipatory power of post-conventional and procedural forms of
moral reasoning: he is instead now explicitly referring to forms of social normativ-
ity that belong to ethical life and that individuals find already out there, and that
are nevertheless rational.
The forms of social normativity making up this substratum belong to our
ethical life, and yet Honneth is providing this as an account of morality, not of
ethical life. And what explains this peculiarity is that Honneth’s reading empha-
sizes Hegel’s critique of Kant’s categorical imperative, found to be inadequate as
a context-blind criterion. Honneth accordingly rejects the solipsistic ideal of the
individual appealing to a universal conscience removed from the worldly affairs of
the moment: this is only seen in rare times of crisis, when the individual does have
to look beyond the scope of existing social norms; but otherwise, in the ordinary
course of practice, we have to see morality as tacitly embedded in our ethical life.
Far from being an overarching normative standpoint, morality embodies an appeal
to moral consciousness that we must resort to selectively, “whenever there are
sufficiently good reasons to question the rationality of institutionalized practices”
(Honneth 2010, 40).
Honneth has thus come around to a view of normativity as a fully socialized
phenomenon, with no further need to resort to the independent standpoint of moral-
ity, whose absence he previously took to be evidence that the pragmatist normative
program failed to do what it set out to do. Indeed, in reading the mature Hegel,
Honneth now proceeds from the view that “our norms and values have absorbed
enough rationality to be regarded as a social context whose moral guidelines we must
generally consider to be beyond doubt” (Honneth 2010, 41). Morality is reframed
as a negative, incomplete concept of liberty, whose modern autonomization and
absolutization in a positive concept becomes a major cause of social ills that social
philosophy is called in to remove by reconciling us with the rational sources found
in our forms of social life (Honneth 2010, 44). Having pushed freedom and abstract
right into the background, Honneth is finally in a position to claim—in accord with
the pragmatists—that interpersonal obligations and the personal good, autonomy
and self-realization, are bound up as inextricable parts of our ethical life (Honneth
2010, 56), so much so that the latter is now conceived by him as encompassing not
Beyond Morality and Ethical Life: Pragmatism and Critical Theory
only the conditions for personal self-realization but also the norms and obligations
we must heed in pursuing our own good. One is therefore prompted to ask: what
else is this reality—understood as “objective spirit,” as the object of a process of
“normative reconstruction”—if not an illustration of the kind of normative account
I have shown to be at the heart of the pragmatist conception of normativity?
By way of a closing remark, it is quite something to see how in this conscious
effort to bring Hegel back into the contemporary conversation, Honneth applauds
Hegel’s attempt to locate universality within socially situated normative practices in
accord with a normative paradigm that in crucial respects feeds right into Dewey’s
metaphor of the spiral and into Mead’s ideal of cosmopolitanism. What is remark-
able about this moment of agreement is the turnabout that in 2001 Honneth did
to get there, endorsing what only a few years earlier he had rejected, namely, the
idea of a society-centered normative standpoint, which does not require shoving
society aside to reach morality, in that universality can be found within our forms
of social relation, provided “a subject’s chances of individualization will grow in
proportion to his capacity for generalizing his own orientations.” As a consequence,
“for Hegel, this decentration of the subject can meaningfully advance only as far
as the boundary drawn by the general concerns of a concrete community, for he
believes that the strict form of universalization . . . is appropriate only to a special
case in which a social lifeworld has lost all generalizable norms and practices”
(Honneth 2010, 62).
I cannot go further into this analysis. But the quoted passages do reveal the
extent to which Honneth’s appropriation of the later Hegel (setting aside the
earlier Hegel) falls in line with the pragmatist account of normativity. And this
program—that Honneth conceives in 2001 and completes in his last book (Honneth
2014)—by taking a resolutely Hegelian standpoint and abandoning any residual
Kantian inflection, reveals a vision of normativity decidedly closer to that of the
pragmatists. Although neither Dewey nor Mead assigned any prominent role to
Hegel’s Philosophy of Right, the concepts and ideas presented in that work do offer
a basis on which to proceed in bringing out some of the deep convergences that can
be found to exist between Critical Theory and the pragmatist tradition. So, what
I hope to have accomplished here is to show the extent to which pragmatism and
Critical Theory share common concepts and principles in the theory of normativity,
in that both of these traditions try to locate the emergence of norms within normative
practices whose main epistemological trait lies in their being self-reflective. This
shared paradigm enables both traditions, each in its own way, to assert the social
foundation of normativity,38 but in a way that does not amount to reducing norma-
tive justification to de facto legitimacy. The one point to note is that the pragmatist
solution is more sure-footed in locating the normative resources of critical thinking
and reflectivity within society and practices than are any of the solutions devised
by the proponents of Critical Theory, including Honneth.
V. CONCLUSIONS
What conclusions can be drawn from this extensive comparison between the ap-
proaches that pragmatism and Critical Theory take to normativity? What I think is
Roberto Frega
ENDNOTES
1. The term Critical Theory will be uppercased throughout this article to signal the fact that
I only use it to refer to the Frankfurt School and to those who directly draw on that tradition.
2. Among the several contributions to this debate from a pragmatist perspective, see del
Castillo (2011); Decker (2012); Midtgarden (2012); Ray (2004); Shalin (1992). For a cri-
tique of pragmatism from the perspective of critical theory, see White (2004). For a reply
to White’s critiques, see Hildreth (2009). For a cross-reading of pragmatism and critical
theory see Owen (2007) and Markell (2007). Andreas Hetzel (Hetzel et al. 2008) argues
persuasively that important lines of convergence between pragmatism and critical theory
can already be found in the works of those thinkers in the first generation of the Frankfurt
school. (Jaeggi 2014) confirms this trend.
3. A theme I have explored in (Frega 2013a).
4. In Honneth’s first published book (1993), Mead is quoted only once and no reference
is made to Dewey.
5. Honneth will resort again to Dewey’s theory of democracy in his last book, (Honneth
2014), where Dewey remains the central reference for his vision of democratic ethos.
6. Honneth (1998a). It is remarkable, even baffling, that none of the three extensive
monographs devoted to Dewey’s ethics published in the last decade should take Honneth’s
analysis into account: Pappas (2008) makes no more than a passing reference to Honneth’s
text in a footnote, and not even a single mention anywhere can be found in either Lekan
(2003) or Fesmire (2003). This reflects the pragmatist tradition as a whole, which has overall
disregarded Honneth’s contribution to its own advancement.
7. The social-theoretic bases of this account have been laid out by Habermas in his mas-
terwork, The Theory of Communicative Action, which grounds an account of normativity
by drawing heavily on Durhkeim’s and Weber’s understanding of modernity. I examine this
theme and criticize Habermas’s unresolved dualism of morality and ethical life in (Frega
2013b). The view that pragmatist social theory cannot be reduced to the Durkheimian and
Weberian conceptions of modernity is aptly illustrated in two recent articles by Hans-Joachim
Schubert. See Schubert (2006; 2011).
8. This is a position Dewey arrived at under the influence of an idealist reading of Hegel.
As recent works have pointed out, Dewey’s move away from Hegel should rather be seen
Beyond Morality and Ethical Life: Pragmatism and Critical Theory
as a move away from idealist readings of Hegel. Like Mead, Dewey will remain faithful
to a social conception of normativity and rationality traceable to Hegel. In an important
sense, this constitutes what Dewey called “the permanent deposit” of Hegelian thought in
his philosophy. See Good (2006) and Shook and Good (2010).
9. Honneth (1998a, 698). The expressions within single quotation marks are from Dewey
and Tuft (1932).
10. See Pappas (2008).
11. Dewey (1930, lw.5.279). On Dewey’s treatment of conflict and more generally on his
moral theory, see also (Dewey and Tuft 1932).
12. In an even more sophisticated way, Dewey observes that habits result from an ongo-
ing negotiation between the individual and society, and so that “conduct is always shared”
(Dewey 1922, mw.14: 16).
13. What Peirce dubbed methods for the fixation of beliefs and Dewey termed “stages in
logical thought.”
14. Dewey (1922, mw.14.165). For a detailed account of Dewey’s conception of normativity
along these lines, see (Frega 2012b).
15. Joas (1985) has cautioned us against reading Mead on the basis of such a restrictive
pool of sources. Compare da Silva (2010), stressing the need to rely more extensively on
Mead’s published writing. As I discuss in the reconstructive part of this section, Honneth
could easily have avoided some of the mistakes he makes if he had not confined himself to
Mead’s posthumously published lectures and had instead also taken into account the work
Mead published during his lifetime.
16. On Mead’s understanding of universality, see Aboulafia (2001), offering what is argu-
ably the most compelling account to date: through the concept of “functional universality,”
Aboulafia shows that Mead’s contexualism is compatible with a claim to universality. As I
have shown above, a functional conception of universality can already be found in Dewey’s
conception of normativity as a correlate of his conception of rationality as inquiry.
17. In so doing, Honneth appears to take a direction opposite to the one he followed with
Dewey, even though the underlying logic is the same: instead of viewing Mead as exclusively
and reductively concerned with communitarian forms of normativity, he views him as having
what appears to be an equally exclusive and reductive concern with universalistic forms of
normativity.
18. This is a conception of Mead’s “me” that Honneth shares with Habermas. Aboulafia
(2001, 67–73) offers a critique of Habermas’s account of Mead’s dialectic between the “I”
and the “me” and discusses the philosophical implications of that account in shaping the
debate on conventional and post-conventional approaches to normativity. As I illustrate in this
section, Honneth’s misreading of Mead is not entirely consistent with Habermas’s, but the
two are strikingly similar in their forcing Kantian themes on the pragmatists. Like Habermas,
Honneth tends to see the “me” essentially as a device for explaining social control and the
interiorization of norms. But unlike Habermas, he “concocts” a second “me” to deal with
those expressive and identitarian traits of the “I”-“me” relationship that cannot be reduced
to social control.
19. It should be remarked that in (Honneth 1998b) Honneth equally overemphasizes the role
of the division of labor in Dewey’s political philosophy.
20. One has to wonder whether Mead, had he been around to edit his lectures, would have
organized his discussion more cohesively, so as not to risk throwing the reader off course.
Roberto Frega
32. See (Frega 2013b; 2014) for more extended analyses of the theoretical implications of
a practice-based approach to normativity.
33. As I will be discussing shortly, Honneth takes a more complex view: while in the texts
so far considered he explicitly defends the thesis of a basic discontinuity, in Honneth (2010)
and especially in Honneth (2014) he appears to move much closer to the pragmatist view,
for the residual function is now left to morality instead.
34. See (Frega 2012b) for an extended account of this notion.
35. See Frega 2012a and Frega 2014.
36. The English translation of this book was published in 2010. I will not venture here into
the much more complex question of how close the pragmatists are to the “real” Hegel, as
Honneth’s reading of Hegel is certainly far from uncontroversial.
37. See Neuhouser (2003); Wood (1990); Hardimon (1994) for recent examples in this
tradition.
38. In Dewey’s apt framing of the point, “Morality is Social” (Dewey 1922).
39. Torjus Midtgarden, Filipe Carreira da Silva, and Mitchell Aboulafia have read previous
versions of this papers. I’m grateful for their useful suggestions as well as for those of two
anonymous reviewers of this journal.
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