1 Trabajo de Grado PDF

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5.1. OBJETIVO GENERAL .............................................................................................................................27
5.2. OBJETIVOS ESPECÍFICOS .......................................................................................................................27
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7.1. MAPA CONCEPTUAL ............................................................................................................................31
7.2. MAGERIT ....................................................................................................................... .......................32
7.3. OBJETIVOS ............................................................................................................................................32
7.4. COMPOSICIÓN .....................................................................................................................................33
7.5. ANÁLISIS DE RIESGOS ........................................................................................................... ................34
7.5.1. Algunas definiciones: ......................................................................................................... ..................35
7.5.2. Fronteras del riesgo .............................................................................................................................37
7.5.3. La curva del riesgo ...............................................................................................................................39
7.5.4. Activos..................................................................................................................................................40
7.5.5. Dependencias .................................................................................................................. .....................43

7.5.6. Amenazas.............................................................................................................................................44
7.5.7. Determinación Del Impacto .................................................................................................................47
7.5.8. Determinación Del Riesgo ....................................................................................................................47
7.5.9. Salvaguardas .......................................................................................................................................48
7.6. GESTIÓN DE RIESGOS ...........................................................................................................................52
7.6.1. Enfoque de las tres barreras o anillos de seguridad para las amenazas de riesgo ..............................56
7.7. PILAR ......................................................................................................................... ...........................57
7.8. MARCO TEÓRICO ................................................................................................................. ................58
7.9. MAPA LEGAL ........................................................................................................................................61
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8.1. ALCANCES ............................................................................................................................................33
8.2. LIMITACIONES ......................................................................................................................................33
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9.1. ENFOQUE .............................................................................................................................................34
9.2. TIPO DE INVESTIGACIÓN ......................................................................................................................34
9.3. TÉCNICAS E INSTRUMENTOS................................................................................................................34
9.4. FASES DE LA INVESTIGACIÓN ...............................................................................................................35
9.5. .CRONOGRAMA....................................................................................................................................41
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10.1. PERSONAL ............................................................................................................................................42
10.2. HARDWARE ...................................................................................................................... ....................43
10.3. SOFTWARE ...........................................................................................................................................43
10.4. BIBLIOGRÁFICOS ..................................................................................................................................44
10.5. MATERIALES E INSUMOS .....................................................................................................................44
10.6. COMUNICACIONES ...............................................................................................................................44
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12.1. TIPOLOGÍA DE ACTIVOS .......................................................................................................................48
12.1.1. Estudio de oportunidad ...................................................................................................................48
12.1.1.1. Determinar la oportunidad.........................................................................................................48
12.1.2. Determinación del alcance del proyecto .........................................................................................48
12.1.2.1. Objetivos y restricciones generales ............................................................................................48

12.1.2.2. Determinación del dominio y límites .......................................................................................... 49
12.1.2.3. Identificación del entorno...........................................................................................................49
12.1.2.3.1. Análisis y descripción interna de los procesos de TI en Gran Tierra Energy ...............................50
12.1.2.3.2. Matriz “Perfil de capacidad institucional (PCI)” .........................................................................60
12.1.2.3.3. Análisis y Descripción Externa en Gran Tierra Energy (Matriz “Perfil De Oportunidades Y
Amenazas (POAM)”) ...............................................................................................................................................65
12.1.2.3.4. Matriz DOFA ...............................................................................................................................70
12.1.2.4. Estimación de dimensiones y costos ........................................................................................... 72
12.1.3. Planificación del proyecto ...............................................................................................................72
12.1.3.1. Evaluar cargas y planificar encuestas ........................................................................................ 72
12.1.3.2. Organizar a los participantes .....................................................................................................73
12.1.3.2.1. Equipo Empresa Gran Tierra Energy...........................................................................................73
12.1.3.2.2. Equipo Universidad Católica .......................................................................................................74
12.1.3.2.3. Equipo Estudiantil ............................................................................................................ ...........75
12.1.3.3. Planificar el trabajo ....................................................................................................................76
12.2. DIMENSIONES DE SEGURIDAD RELEVANTES Y CRITERIOS DE EVALUACIÓN ........................................77
12.2.1. Lanzamiento del proyecto ...............................................................................................................77
12.2.1.1. Adoptar los cuestionarios ...........................................................................................................77
12.2.1.1.1. Resultados de la Encuesta (general)........................................................................................... 77
12.2.1.1.2. Resultados Estratégicos..............................................................................................................85
12.2.1.1.3. Resultados Tácticos ....................................................................................................................89
12.2.1.1.4. Resultados Operativos ................................................................................................................92
12.2.2. Criterios de evaluación ....................................................................................................... .............95
12.2.2.1. Tipos de activos ..........................................................................................................................95
12.2.2.2. Dimensiones de valoración de activos ........................................................................................95
12.2.2.3. Criterios valoración de activos ...................................................................................................97
12.2.2.4. Niveles de valoración de activos .................................................................................................97
12.2.2.5. Niveles de valoración de las amenazas: frecuencia y degradación ..........................................102
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13.1. MODELO DE VALOR ...........................................................................................................................103
13.1.1. Caracterización de los activos .......................................................................................................103
13.1.1.1. Identificación de los activos................................................................................................. .....103
13.2. MAPA DE RIESGOS .............................................................................................................................112
13.2.1. Caracterización de las amenazas ..................................................................................................112

13.2.1.1. Identificación de las amenazas................................................................................................. 112
13.2.1.2. Valoración de las amenazas .....................................................................................................114
13.3. EVALUACIÓN DE LAS SALVAGUARDAS ............................................................................................... 118
13.3.1. Caracterización de las salvaguardas .............................................................................................118
13.3.1.1. Identificación de salvaguardas existentes ................................................................................119
13.3.1.2. Valoración de salvaguardas .....................................................................................................123
13.4. ESTADO DEL RIESGO ..........................................................................................................................126
13.4.1. Estimación del Impacto .................................................................................................................126
13.4.1.1. Impacto Acumulado ............................................................................................................. ....128
13.4.1.2. Impacto Repercutido ................................................................................................................130
13.4.2. Estimación del riesgo ....................................................................................................................133
13.4.2.1. Riesgo Acumulado ....................................................................................................................133
13.4.2.2. Riesgo Repercutido ...................................................................................................................135
13.5. INFORME DE INSUFICIENCIAS ............................................................................................................138
13.5.1. Interpretación de resultados 4.1 Y 4.2 ..........................................................................................138
13.5.2. Interpretación resultados impacto (sin dependencia entre activos) antes y después de controles ....
............................................................................................................................. .........................138
13.5.3. Interpretación resultados impacto potencial (con dependencia entre activos) antes y después de
controles .................................................................................................................... ..................................141
13.5.4. Interpretación resultados riesgo (sin dependencia entre activos antes y después de controles) .146
13.5.5. Interpretación de resultados riesgo (con dependencia entre activos) antes y después de controles .
............................................................................................................................. .........................155
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13.6. CONTROLES Y/O SALVAGUARDAS ......................................................................................................165
13.6.1. Toma de decisiones ............................................................................................................ ...........165
13.6.1.1. Calificación de los riesgos .........................................................................................................165
13.6.2. Controles ..................................................................................................................... ..................165
13.6.2.1. Diseño de medidas de seguridad ..............................................................................................165
ϭϯ͘ϲ͘Ϯ͘ϭ͘ϭ͘ WƌŽƚĞĐĐŝŽŶĞƐŐĞŶĞƌĂůĞƐ .............................................................................................................166
ϭϯ͘ϲ͘Ϯ͘ϭ͘Ϯ͘ WƌŽƚĞĐĐŝſŶĚĞůŽƐƐĞƌǀŝĐŝŽƐ ........................................................................................................167
ϭϯ͘ϲ͘Ϯ͘ϭ͘ϯ͘ WƌŽƚĞĐĐŝſŶĚĞůŽƐĚĂƚŽƐͬŝŶĨŽƌŵĂĐŝſŶ ........................................................................................169
ϭϯ͘ϲ͘Ϯ͘ϭ͘ϰ͘ WƌŽƚĞĐĐŝſŶĂůĂƐĂƉůŝĐĂĐŝŽŶĞƐŝŶĨŽƌŵĄƚŝĐĂƐ;^tͿ .......................................................................170
ϭϯ͘ϲ͘Ϯ͘ϭ͘ϱ͘ WƌŽƚĞĐĐŝſŶĂůŽƐĞƋƵŝƉŽƐŝŶĨŽƌŵĄƚŝĐŽƐ;,tͿ .............................................................................172
ϭϯ͘ϲ͘Ϯ͘ϭ͘ϲ͘ WƌŽƚĞĐĐŝſŶĚĞůĂƐĐŽŵƵŶŝĐĂĐŝŽŶĞƐ .............................................................................................174

ϭϯ͘ϲ͘Ϯ͘ϭ͘ϳ͘ WƌŽƚĞĐĐŝſŶĚĞůŽƐĞůĞŵĞŶƚŽƐĂƵǆŝůŝĂƌĞƐ .....................................................................................176
ϭϯ͘ϲ͘Ϯ͘ϭ͘ϴ͘ WƌŽƚĞĐĐŝſŶĂůŽƐƐŽƉŽƌƚĞƐĚĞŝŶĨŽƌŵĂĐŝſŶ .................................................................................176
ϭϯ͘ϲ͘Ϯ͘ϭ͘ϵ͘ WƌŽƚĞĐĐŝſŶĂůĂƐŝŶƐƚĂůĂĐŝŽŶĞƐ ...................................................................................................178
ϭϯ͘ϲ͘Ϯ͘ϭ͘ϭϬ͘ WƌŽƚĞĐĐŝſŶĚĞůĂƐƉĞƌƐŽŶĂƐ ...................................................................................................180
ϭϯ͘ϲ͘Ϯ͘ϭ͘ϭϭ͘ WƌŽƚĞĐĐŝſŶĂůĂŽƌŐĂŶŝǌĂĐŝſŶ͞ŽƌŐĂŶŝǌĂĐŝŽŶĂůŵĞŶƚĞ͟...........................................................181
ϭϯ͘ϲ͘Ϯ͘ϭ͘ϭϮ͘ WƌŽƚĞĐĐŝſŶĐŽŶůĂƐƌĞůĂĐŝŽŶĞƐĞǆƚĞƌŶĂƐ .................................................................................182
13.6.2.2. Diseño de Anillos de seguridad. ................................................................................................184
13.7. Situación Objetivo de las recomendaciones de seguridad .................................................................190
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INTERNAS

FORTALEZAS DEBILIDADES

SUBSISTEMA VARIABLE CLAVE SUBSISTEMA VARIABLE CLAVE

Dirección Inversión en Tecnologías de la Información Dirección Realización de planes de mejoramiento en el área de TI.

Dirección Tiempo de respuesta disponibilidad de los servicios de TI Dirección Realización de programas de capacitación en materia de seguridad informática y el uso de Tics

Adaptabilidad Competitividad de los empleados Adaptabilidad Planes de seguridad informática

Adaptabilidad Evaluación y verificación de los productos y servicios de TI Adaptabilidad Planes de Contingencia

Apoyo Aplicación de nuevas tecnologías. Apoyo Auditorías Externas en materia de seguridad informática

Dirección Inversión en Tecnologías de la Información Dirección Realización de planes de mejoramiento en el área de TI.

Mantención Liquidez, disponibilidad de fondos internos del organización Dirección Realización de programas de capacitación en materia de seguridad informática y el uso de Tics

Mantención Imagen de los productos y servicios de TI Dirección Cultura organizacional en seguridad informática.

Mantención Inversión en Investigación

Mantención Capacitación de los Empleados

Mantención Capacitación a empleados orientado al uso de herramientas tecnológicas y seguridad informática

Apoyo Auditorías Internas en materia de seguridad informática

Entorno Variables Claves Especificas ESTRATEGIAS FO ESTRATEGIA DO
tecnológico Disposición de la infraestructura tecnológica 1 Adaptarse a nuevos entornos 1 formar al personal en Auditoria de sistemas, seguridad informática y riesgos
Social Seguridad social del personal de la organización 2 Mejoramiento de la comunicación entre organizaciones del 2 definición de lineamientos TI perdurables en el tiempo
mismo sector
Social Valoración del gobierno y las diferentes poblaciones en las regiones en cuanto a los 3 Adaptarse a nuevos entornos 3 Fortalecimiento de la seguridad informática sobre los activos de información
productos y servicios de la organización y del área de TI
Político situación política actual del gobierno 4 Fortalecimiento de la cultura organizacional 4 búsqueda de mecanismos para fortalecer la cultura de la seguridad Informática
Político Políticas de estímulo a las compañías petroleras
Jurídico Regímenes generales (Constitución nacional, normativa Laboral, Comercial, Civil, Penal,
Aduanero, etc.)
Jurídico Marco legal de la organización.
Económico Incentivos del gobierno para el sostenimiento y crecimiento de la organización
Económico Políticas económicas en pro del sostenimiento de la Organización
OPORTUNIDADES
Económico Presupuesto de la Organización a nivel regional
Económico Fuentes de financiación de la organización
Económico Tratados de Libre Comercio
Económico Salario de los funcionarios de la organización
Económico Estrategias de negocio y crecimiento de la organización
EXTERNAS
Cultural Valores y patrones de comportamiento de los directivos de la organización y del jefe de TI
Cultural Ética profesional y empresarial
Cultural Reputación e imagen pública

Entorno Variables Claves Especificas ESTRATEGIAS FA ESTRATEGIAS DA

Social Políticas y programas de desarrollo relacionados con el sector y en área de TI y seguridad (De supervivencia) (De Fuga)
informática
Cultural Ambiente sociocultural en el apoyo de las actividades efectuadas en la Organización. 1 adaptación a situación económica del país 1 Mejoramiento de la cultura de seguridad informática al interior de TI
Cultural Efectos culturales sobre la organización 2 Implementar marcos como la ISO 27000. 2 Mejoramiento de los procesos de auditoria enfocándolos al área de TI
Cultural Reservas por parte de la organización en cuanto a recursos humanos capacitados 3 iniciar alineación con otros estándares de Mercado 3 Posicionar medios de seguridad física para sitios apartados óptimos
AMENAZAS
Político Política de seguridad del país
tecnológico implementación de buenas prácticas o marcos de trabajo en materia de seguridad
informática y de riesgos

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HQWUHJDGRVSRUODKHUUDPLHQWDORVFXDOHVQRVSHUPLWLUiQGDUODVUHFRPHQGDFLRQHVSDUDORVULHVJRV
PiVFUtWLFRVDQDOL]DGRV
,QWHUSUHWDFLyQUHVXOWDGRVLPSDFWRVLQGHSHQGHQFLDHQWUHDFWLYRVDQWHV

\GHVSXpVGHFRQWUROHV

'HVSXpVGHLGHQWLILFDUODVVDOYDJXDUGDVFRQODVTXHFXHQWD*UDQ7LHUUD(QHUJ\\HYDOXDUHOQLYHO
GHPDGXUH]GHFDGDVDOYDJXDUGDVHHYDOXyHOLPSDFWR\ULHVJRUHVLGXDOREWHQLHQGRORVVLJXLHQWHV
UHVXOWDGRV
$FRQWLQXDFLyQVHGHWDOODHOLPSDFWRVREUHORVDFWLYRVGHLQIRUPDFLyQDQWHV\GHVSXpVGHORV
FRQWUROHVHQODGLPHQVLyQ',6321,%,/,'$'HVWHLPSDFWRHVFDOFXODGRVLQGHSHQGHQFLDVHQWUH
ORVDFWLYRV
$17(6'(&21752/(6 '(638e6'(&21752/(6
[0]
[0] [A-]
17% 3% 1
15%
5
[A-]
12%
% [B]
35% 6%
%
[B] [B+]
24% [B+] 15% 25% [M]
[M] [M-]
10% 6%
7%7
7% 7%
% [M+] 18% [M+]
(en blanco)
,OXVWUDFLyQ'LVWULEXFLyQ,PSDFWRVLQGHSHQGHQFLDVDQWHVGHGHVSXpVGHLPSOHPHQWDU
FRQWUROHVGLPHQVLyQ',6321,%,/,'$'

3RGHPRVREVHUYDUTXHORVDFWLYRVSXQWXDGRVFRQ,PSDFWR>0@OXHJRGHODLGHQWLILFDFLRQ \
HYDOXDFLRQGHORVFRQWUROHVSDVDURQGHUHSUHVHQWDUHODUHSUHVHQWDUHOSRUFHQWDMHUHVWDQWH
VHUHGLVWULEX\RHQODVHVFDODVGHLPSDFWRLQIHULRUHV
FRQWUROHVHQODGLPHQVLyQ,17(*5,'$'HVWHLPSDFWRHVFDOFXODGRVLQGHSHQGHQFLDVHQWUHORV
DFWLYRV
$17(6'(&21752/(6 '(638e6'(&21752/(6
7% [0] 3% [0]
7%
% 12%
%
[B] [B]
9%
24% [B+] [B+]
59% 6%
6%
[M-] [M-]
70%
3% (en blanco) (en blanco)
FRQWUROHVGLPHQVLyQ,17(*5,'$'

(Q HVWD GLPHQVLyQ HO FRPSRUWDPLHQWR GHO ,PSDFWR DQWHV \ GHVSXpV GH OD LGHQWLILFDFLRQ \
HYDOXDFLRQGHORVFRQWUROHVVREUHORVDFWLYRVGHLQIRUPDFLyQDQDOL]DGRVHQIRUPDLQGHSHQGLHQWH
HVPiVPDUFDGDORVDFWLYRVVLQYDORUDSUHFLDEOHSDVDQGHODO
FRQWUROHVHQODGLPHQVLyQ&21),'(1&,$/,'$'HVWHLPSDFWRHVFDOFXODGRVLQGHSHQGHQFLDV
HQWUHORVDFWLYRV

$17(6'(&21752/(6 '(638e6'(&21752/(6
[0]
[0]
[A-]
7% [A-] %3%
6%
14%
% 24% 3%
3
%%
3%
3 [B]
[B]
9%
9% [B+]
[B+] 52%
14% [M]
[M] 12%
21% [M-]
10% [M+]
12%
10%
10 [M+]
(en blanco)
(en blanco)
FRQWUROHVGLPHQVLyQ&21),'(1&,$/,'$'

(QODGLPHQVLyQ&21),'(1&,$/,'$'ORVDFWLYRVFRQSXQWXDFLyQGHLPSDFWRGH>$@DQWHV
GH OD LGHQWLILFDFLRQ \ HYDOXDFLRQ GH ORV FRQWUROHV UHSUHVHQWDEDQ HO OXHJR VH UHGXMHURQ
DSUR[LPDGDPHQWH D OD PLWDG SDVDQGR D VHU XQ GHO WRWDO DGLFLRQDO ORV DFWLYRV VLQ YDORU
DSUHFLDEOHVHGXSOLFDURQOXHJRGHODHYDOXDFLRQGHORVFRQWUROHV
FRQWUROHVHQODGLPHQVLyQ$87(17,&,'$'HVWHLPSDFWRHVFDOFXODGRVLQGHSHQGHQFLDVHQWUHORV
DFWLYRV
$17(6'(&21752/(6 '(638e6'(&21752/(6
[0] [0]
41% 41% 36%

[B] [B]
[M-]
52% [M-]
(en blanco) (en blanco)

6%
14% 4
4%
% 6%
6%
FRQWUROHVGLPHQVLyQ$87(17,&,'$'

(QOD'LPHQVLyQGH$87(17,&,'$'ORVDFWLYRVSXQWXDGRVFRQLPSDFWR>0@SDVDURQGH
UHSUHVHQWDUHODUHSUHVHQWDUVRORHOHOGHORVDFWLYRVOXHJRGHODLGHQWLILFDFLRQ \
HYDOXDFLRQGHORVFRQWUROHVTXHGDQSRQGHUDGRVFRQLPSDFWRVLQYDORUDSUHFLDEOH
FRQWUROHVHQODGLPHQVLyQ75$=$%,/,'$'HVWHLPSDFWRHVFDOFXODGRVLQGHSHQGHQFLDVHQWUHORV
DFWLYRV
$17(6'(&21752/(6 '(638e6'(&21752/(6
7%
%
10% [0]
[0] 36%
[B]
[B+] 52% [M-]
(en blanco)
(en blanco)
83% 6%
6%
6%
FRQWUROHVGLPHQVLyQ75$=$%,/,'$'

(QOD'LPHQVLyQGH75$=$%,/,'$'ORVDFWLYRVSXQWXDGRVFRQLPSDFWR>%@GLVPLQX\HURQ
FRQVLGHUDEOHPHQWHOXHJRGHODLGHQWLILFDFLyQ\HYDOXDFLyQGHORVFRQWUROHV
,QWHUSUHWDFLyQUHVXOWDGRVLPSDFWRSRWHQFLDOFRQGHSHQGHQFLDHQWUH
DFWLYRVDQWHV\GHVSXpVGHFRQWUROHV
&RQODLQFOXVLyQGHODVGHSHQGHQFLDVHQWUH DFWLYRVODGLVWULEXFLyQ GHORVLPSDFWRV FDPELD \
DXPHQWD OOHJiQGRVH D SUHVHQWDU &DVRV GH ,PSDFWRV SRQGHUDGRV FRQ >$@ VLWXDFLyQ TXH HV GH
HVSHUDUSXHVODGHSHQGHQFLDHQWUHDFWLYRVGHLQIRUPDFLyQ$XPHQWDHOLPSDFWR

FRQWUROHVHQODGLPHQVLyQ',6321,%,/,'$'SDUDHOFXDOVHWLHQHHQFXHQWDODVGHSHQGHQFLDV
HQWUHDFWLYRV
$17(6'(&21752/(6 '(638e6'(&21752/(6
6% [A]
[A]
[A-]
%3% 1
7% 14%
4 [A-] %3%
9%
14%
% [A+]
16% [A+]
17% 16% [B+]

4% [B]
[M]
[B+] 6%
31% [M-]
41% [M] 13%
13%
[M+]
[M+]
(en blanco)

,OXVWUDFLyQ'LVWULEXFLyQ,PSDFWRSRWHQFLDODQWHVGHGHVSXpVGHLPSOHPHQWDUFRQWUROHV
GLPHQVLyQ',6321,%,/,'$'

(QODGLPHQVLyQ',6321,%,/,'$'HOGHORV$FWLYRVWLHQHQXQDSRQGHUDFLyQGH,PSDFWR
>$@OXHJRGHODLGHQWLILFDFLyQ\HYDOXDFLyQGHORVFRQWUROHVHVWHYDORUEDMDDVLVHREVHUYD
GHWHQLGDPHQWHORVDFWLYRVSRQGHUDGRVFRQLPSDFWRDOWRGHVSXpVGHORVFRQWUROHVORVDFWLYRV
SRQGHUDGRVFRQLPSDFWR$OWRHTXLYDOHQDO
FRQWUROHVHQODGLPHQVLyQ,17(*5,'$'SDUDHOFXDOVHWLHQHHQFXHQWDODVGHSHQGHQFLDVHQWUH
DFWLYRV

$17(6'(&21752/(6 '(638e6'(&21752/(6
[0]
[0]
7% [B] 3%
13%
% [B+]
17%
% 28% [B+]
6%% [M]
[M] 6%
6%
3% [M-]
14% [M-] 9%
% 63%
[M+]
14% 17% [M+]
(en blanco)
(en blanco)

GLPHQVLyQ,17(*5,'$'

(QODGLPHQVLyQLQWHJULGDGODLGHQWLILFDFLRQ\HYDOXDFLRQGHORVFRQWUROHVUHGXFHGHOGH
DFWLYRV GH LQIRUPDFLyQ FRQ LPSDFWR FRQVLGHUDEOH DO HV GHFLU VH FRQWUROD HO GH OD
DIHFWDFLRQHVDORVDFWLYRVGHLQIRUPDFLyQ
FRQWUROHV HQ OD GLPHQVLyQ &21),'(1&,$/,'$' SDUD HO FXDO VH WLHQH HQ FXHQWD ODV
GHSHQGHQFLDVHQWUHDFWLYRV

$17(6'(&21752/(6 '(638e6'(&21752/(6
[0]
[0]
[A]
[A]
3%%7% 1
10%
0 3%
3%3% [A-]
[A+] 13%
% 28%
14%
4%
% [A+]
[B]
28% 9% [B]
10% [M]
6% [B+]
13%
7%
7% [M-]
21% 13 9
13% 9%
3% [M]
[M+]
[M-]
(en blanco)
[M+]

GLPHQVLyQ&21),'(1&,$/,'$'

(QODGLPHQVLyQGHOD&21),'(1&,$/,'$'ODLGHQWLILFDFLyQ\HYDOXDFLyQGHORVFRQWUROHV
UHGXFHHO,PSDFWR>$@GHODOORTXHHVXQDUHGXFFLyQPX\LPSRUWDQWH\QRVSHUPLWHYHU
ODHIHFWLYLGDGGHORVFRQWUROHV
FRQWUROHVHQODGLPHQVLyQ$87(17,&,'$'SDUDHOFXDOVHWLHQHHQFXHQWDODVGHSHQGHQFLDVHQWUH
DFWLYRV
$17(6'(&21752/(6 '(638e6'(&21752/(6
[0] [0]
24% [B] [B]
41% [B+]
38% 41% [B+]
4%
4% [M-] [M-]
3%
[M+] [M+]
14% 3%6
14% (en blanco)
6%
%6 %6%
6% 6% (en blanco)

GLPHQVLyQ$87(17,&,'$'

(QORTXHUHILHUHDOD$87(17,&,'$'ODLGHQWLILFDFLRQ\HYDOXDFLRQGHORVFRQWUROHVDXPHQWD
ORVDFWLYRVVLQYDORUDSUHFLDEOHGHLPSDFWRGHODO\UHGXFHORVDFWLYRVTXHWLHQHLPSDFWR
>$@GHODOFRPSUREDQGRQXHYDPHQWHODHIHFWLYLGDGGHODPHWRGRORJtDXWLOL]DGD
FRQWUROHVHQODGLPHQVLyQ75$=$%,/,'$'SDUDHOFXDOVHWLHQHHQFXHQWDODVGHSHQGHQFLDVHQWUH
DFWLYRV

$17(6'(&21752/(6 '(638e6'(&21752/(6
4%
%
3%
% [0]
10% [0]
38% [B]
[B]
47% [M-]
[M+]
[M+]
(en blanco)
83% 6% 6 (en blanco)
6%
%
3%

GLPHQVLyQ75$=$%,/,'$'

(Q OD GLPHQVLyQ GH OD WUD]DELOLGDG OD LGHQWLILFDFLRQ \ HYDOXDFLRQ GH ORV FRQWUROHV VREUH ORV
DFWLYRVFRQLPSDFWR>0@UHGXFHQVXSRUFHQWDMHGHDO

,QWHUSUHWDFLyQUHVXOWDGRVULHVJRVLQGHSHQGHQFLDHQWUHDFWLYRVDQWHV\
GHVSXpVGHFRQWUROHV

'HVSXpVGHLGHQWLILFDUODVVDOYDJXDUGDVFRQODVTXHFXHQWD*UDQ7LHUUD(QHUJ\\HYDOXDUHOQLYHO
GHPDGXUH]GHFDGDVDOYDJXDUGDVHHYDOXyHOULHVJRSRWHQFLDO\UHVLGXDO
$ FRQWLQXDFLyQ VH GHWDOOD ORV ULHVJRV LGHQWLILFDGRV VREUH ORV DFWLYRV GH LQIRUPDFLyQ DQWHV \
GHVSXpVGHORVFRQWUROHVHQODGLPHQVLyQ',6321,%,/,'$'SDUDHOFXDOQRVHWLHQHHQFXHQWD
ODVGHSHQGHQFLDVHQWUHDFWLYRVHVGHFLUORVULHVJRVSURSLRVGHODFWLYRGHLQIRUPDFLyQDQDOL]DGRVH
REWXYRORVLJXLHQWH
ACTIVO ANTES DESPUÉS

DE DE
CONTROLES CONTROLES
[SW.dbms] servicios de DB 4,7 1,4
[info_vr] datos vitales (registros de la organización 4,7 4
[backup] Copias de Respaldo 4,7 3,3
[D] informacion 4,7 4
[SW.sub] ERP IDEAS 4,2 3,2
[classified] datos clasicos 4
[essential] datos vitales 4
[vdisk] Discos Virtuales 4 3,2
[WAN] canal terrestre Bogota Campo 3,8 3,8
[HW.pabx] IPBX principal 3,5 3,5
[HW.switch] SW Core 3,5 2,1
[HW. Router] Router Principal 3,5 3,5
[HW.firewall] FireWall Principal 3,5 3,5
[SW.av] Sophos EndPoint 2,8 3,2
[SW.Intr] Intranet 2,8 2,6
[HW.host] Domain Controller 2,8 4
[HW.vhost] Blade GTEC 2,2 4
[Offices] Instalaciones 1,8 3
[COM.Internet] Acceso a Internet 1,8 4,2
[COM.LAN] red Lan Piso 16. 17 y 11 1,7 4,7
[D_conf] datos de Configuracion 1,7 1
[AUX.ups] UPS centro de Computo 1,2 0,71
[Sub] Subcontratistas 1,2 2,4

[HW.peripheral] equipos perifericos 1,1 1,1
[AUX.robot] Librería LTO6 1 4
[AUX.ac] Equipos de Aire Acondicionado 0,92 1,3
[auth] datos de validacion de credenciales 0,88 0,88
[AUX.cabling] Cableado Estructurado 0,8 3
[ui] usuarios internos 0,8 0,68
[HW.mobile] Equipos moviles 0,78 0,78
[adm] administradores de sistemas 0,68 0,96
[COM.vpn] enlace VPN 0
7DEOD&RPSRUWDPLHQWRULHVJRVVLQGHSHQGHQFLDVHQGLPHQVLyQ',6321,%,/,'$'

'H ORV DQWHULRUHV ULHVJR KHPRV VHOHFFLRQDGRV ORV ULHVJRV TXH DQWHV GH DSOLFDFLyQ GH ORV
FRQWUROHV SURSXHVWRV SXQWXDURQ SRU HQFLPD GH FRQ HO ILQ GH JUDILFDU VX FRPSRUWDPLHQWRV \
DQDOL]DUORV
DISPONIBILIDAD
Despues de Controles Antes de Controles
[vdisk] Discos Virtuales
[essential] datos vitales
[classified] datos clasicos
[SW.sub] ERP IDEAS
[D] informacion
[backup] Copias de Respaldo
[info_vr] datos vitales (registros de la organización
[SW.dbms] servicios de DB
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5

',6321,%,/,'$'

7RGRVORVULHVJRVPiVUHSUHVHQWDWLYRVTXHHQODGLPHQVLyQGH',6321,%,/,'$'VHUHGXMHURQ
OXHJRGHODLPSOHPHQWDFLyQGHORVFRQWUROHV
$ FRQWLQXDFLyQ VH GHWDOOD ORV ULHVJRV LGHQWLILFDGR VREUH ORV DFWLYRV GH LQIRUPDFLyQ DQWHV \
GHVSXpVGHORVFRQWUROHVHQODGLPHQVLyQ,17(*5,'$'SDUDHOFXDOQRVHWLHQHHQFXHQWDODV
GHSHQGHQFLDVHQWUHDFWLYRVHVGHFLUORVULHVJRVSURSLRVGHODFWLYRGHLQIRUPDFLyQDQDOL]DGR

ACTIVO ANTES DE DESPUES DE
CONTROLES CONTROLES
[info_vr] datos vitales (registros de la 3 3
organización
[D] informacion 2,2 2,2
[essential] datos vitales 1,4
[auth] datos de validacion de 1,2 1,2
credenciales
[vdisk] Discos Virtuales 0,96 2
[D_conf] datos de Configuracion 0,89 0,89
[HW.vhost] Blade GTEC 0,41 1,6
[HW.host] Domain Controller 0,29 1,6
[AUX.robot] Librería LTO6 0,29 1,6
[AUX.ups] UPS centro de Computo 0,01 0

[AUX.ac] Equipos de Aire Acondicionado 0,01 0
[AUX.cabling] Cableado Estructurado 0,01 0,67
[Offices] Instalaciones 0,01 0,63
7DEOD&RPSRUWDPLHQWRULHVJRVVLQGHSHQGHQFLDVHQGLPHQVLyQ,17(*5,'$'

DQDOL]DUORV
INTEGRIDAD
[D] informacion
0 0.5 1 1.5 2 2.5 3 3.5

,OXVWUDFLyQULHVJRVUHSUHVHQWDWLYRVVLQGHSHQGHQFLDVHQGLPHQVLyQ,17(*5,'$'

GHVSXpV GH ORV FRQWUROHV HQ OD GLPHQVLyQ &21),'(1&,$/,'$' SDUD HO FXDO QR VH WLHQH HQ
FXHQWD ODV GHSHQGHQFLDV HQWUH DFWLYRV HV GHFLU ORV ULHVJRV SURSLRV GHO DFWLYR GH LQIRUPDFLyQ
DQDOL]DGR

CONTROLES CONTROLES
[info_vr] datos vitales (registros de la 4,6 4,6
organización
[classified] datos clasicos 3,7
[auth] datos de validacion de 2,7 2,7
credenciales
[SW.sub] ERP IDEAS 1,2 3
[SW.av] Sophos EndPoint 0,94 3
[vdisk] Discos Virtuales 0,94 3,7
[HW. Router] Router Principal 0,68 2
[HW.firewall] FireWall Principal 0,68 2
7DEOD&RPSRUWDPLHQWRULHVJRVVLQGHSHQGHQFLDVHQGLPHQVLyQ
&21),'(1&,$/,'$'

DQDOL]DUORV
CONFIDENCIALIDAD
[D] informacion
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5

&21),'(1&,$/,'$'

GHVSXpVGHORVFRQWUROHVHQODGLPHQVLyQ$87(17,&,'$'SDUDHOFXDOQRVHWLHQHHQFXHQWDODV

CONTROLES CONTROLES

[backup] Copias de Respaldo 0,75 0
organización
[Offices] Instalaciones 0 0
[HW.mobile] Equipos moviles 0 0
[AUX.ups] UPS centro de Computo 0 0
[AUX.ac] Equipos de Aire Acondicionado 0 0
[HW.peripheral] equipos perifericos 0 0
[ui] usuarios internos 0 0
[HW.pabx] IPBX principal 0 0
[AUX.cabling] Cableado Estructurado 0 0
[HW. Router] Router Principal 0 0
[adm] administradores de sistemas 0 0
[HW.firewall] FireWall Principal 0 0
7DEOD&RPSRUWDPLHQWRULHVJRVVLQGHSHQGHQFLDVHQGLPHQVLyQ$87(17,&,'$'

DQDOL]DUORV

AUTENTICIDAD
[D] informacion
0 0.5 1 1.5 2 2.5

,OXVWUDFLyQULHVJRVUHSUHVHQWDWLYRVVLQGHSHQGHQFLDVHQGLPHQVLyQ$87(17,&,'$'

GHVSXpVGHORVFRQWUROHVHQODGLPHQVLyQ75$=$%,/,'$'SDUDHOFXDOQRVHWLHQHHQFXHQWDODV

CONTROLES CONTROLES
[SW.dbms] servicios de DB 0,98 0
[HW.switch] SW Core 0,63 0
[SW.Intr] Intranet 0,61 0
[info_vr] datos vitales (registros de la 0,51 0
organización
[WAN] canal terrestre Bogota Campo 0,41 0
[COM.LAN] red Lan Piso 16. 17 y 11 0,4 0

[auth] datos de validacion de credenciales 0,4 0
7DEOD&RPSRUWDPLHQWRULHVJRVVLQGHSHQGHQFLDVHQGLPHQVLyQ75$=$%,/,'$'

DQDOL]DUORV
TRAZABILIDAD
[D] informacion
0 0.5 1 1.5 2 2.5

,OXVWUDFLyQULHVJRVUHSUHVHQWDWLYRVVLQGHSHQGHQFLDVHQGLPHQVLyQ75$=$%,/,'$'

,QWHUSUHWDFLyQGHUHVXOWDGRVULHVJRFRQGHSHQGHQFLDHQWUHDFWLYRV
DQWHV\GHVSXpVGHFRQWUROHV

GHVSXpVGHORVFRQWUROHVHQODGLPHQVLyQ',6321,%,/,'$'SDUDHOFXDOVHWLHQHHQFXHQWDODV

CONTROLES CONTROLES
organización
[vdisk] Discos Virtuales 6 5,7
[essential] datos vitales 6
[AUX.ups] UPS centro de Computo 3,9 2,2
[AUX.robot] Librería LTO6 3,1 6

7DEOD&RPSRUWDPLHQWRULHVJRSRWHQFLDOHQGLPHQVLyQ',6321,%,/,'$'

DQDOL]DUORV
DISPONIBILIDAD
[HW.firewall] FireWall Principal
[HW. Router] Router Principal
[HW.pabx] IPBX principal
[D] informacion
0 1 2 3 4 5 6 7

,OXVWUDFLyQ ULHVJRV UHSUHVHQWDWLYRV FRQ GHSHQGHQFLDV HQ GLPHQVLyQ
',6321,%,/,'$'

GHVSXpV GH ORV FRQWUROHV HQ OD GLPHQVLyQ ,17(*5,'$' SDUD HO FXDO VH WLHQH HQ FXHQWD ODV

CONTROLES CONTROLES
organización
[D_conf] datos de Configuracion 3 3

7DEOD&RPSRUWDPLHQWRULHVJRSRWHQFLDOHQGLPHQVLyQ,17(*5,'$'
DQDOL]DUORV
INTEGRIDAD
[D_conf] datos de Configuracion
[auth] datos de validacion de credenciales
[D] informacion
0 1 2 3 4 5 6

,OXVWUDFLyQULHVJRVUHSUHVHQWDWLYRVFRQGHSHQGHQFLDVHQGLPHQVLyQ,17(*5,'$'

GHVSXpVGHORVFRQWUROHVHQODGLPHQVLyQ&21),'(1&,$/,'$'SDUDHOFXDOVHWLHQHHQFXHQWD
ODVGHSHQGHQFLDVHQWUHDFWLYRV

CONTROLES CONTROLES
organización
7DEOD&RPSRUWDPLHQWRULHVJRSRWHQFLDOHQGLPHQVLyQ&21),'(1&,$/,'$'

DQDOL]DUORV

CONFIDENCIALIDAD
[D] informacion
0 1 2 3 4 5 6 7 8

,OXVWUDFLyQULHVJRVUHSUHVHQWDWLYRVFRQGHSHQGHQFLDVHQGLPHQVLyQ
&21),'(1&,$/,'$'

GHVSXpVGHORVFRQWUROHVHQODGLPHQVLyQ$87(17,&,'$'SDUDHOFXDOVHWLHQHHQFXHQWDODV

CONTROLES CONTROLES

organización
[SW.sub] ERP IDEAS 1 2,7
[AUX.robot] Librería LTO6 0,77 4
[COM.Internet] Acceso a Internet 0,77 1
7DEOD&RPSRUWDPLHQWRULHVJRSRWHQFLDOHQGLPHQVLyQ$87(17,&,'$'

DQDOL]DUORV

AUTENTICIDAD
[D] informacion
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5

,OXVWUDFLyQULHVJRVUHSUHVHQWDWLYRVFRQGHSHQGHQFLDVHQGLPHQVLyQ$87(17,&,'$'

GHVSXpVGHORVFRQWUROHVHQODGLPHQVLyQ75$=$%,/,'$'SDUDHOFXDOVHWLHQHHQFXHQWDODV

CONTROLES CONTROLES
[SW.dbms] servicios de DB 3,3 0
[SW.Intr] Intranet 1,5 0
[HW.switch] SW Core 1,5 0
organización

[auth] datos de validacion de credenciales 0,86 0
[COM.LAN] red Lan Piso 16. 17 y 11 0,86 0
[WAN] canal terrestre Bogota Campo 0,85 0
7DEOD&RPSRUWDPLHQWRULHVJRSRWHQFLDOHQGLPHQVLyQ75$=$%,/,'$'

DQDOL]DUORV
TRAZABILIDAD
[D] informacion
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5

,OXVWUDFLyQULHVJRVUHSUHVHQWDWLYRVFRQGHSHQGHQFLDVHQGLPHQVLyQ75$=$%,/,'$'

(VWRVUHVXOWDGRVSHUPLWHQLGHQWLILFDUORVDFWLYRVGHLQIRUPDFLyQTXHVHHQFXHQWUDQHQULHVJRGH
PDWHULDOL]DFLyQGHODVDPHQD]DVSDUDORFXDOVHGLVHxDUDQODVUHFRPHQGDFLRQHVGHVHJXULGDGTXH
SHUPLWDQGLVPLQXLU\DVHDODSUREDELOLGDGGHRFXUUHQFLDRODGHJUDGDFLyQGHODPDWHULDOL]DFLyQGH
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13.6.2.1.1. Protecciones generales

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13.6.2.1.2. Protección de los servicios

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13.6.2.1.3. Protección de los datos/información

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13.6.2.1.4. Protección a las aplicaciones informáticas (SW)

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13.6.2.1.5. Protección a los equipos informáticos (HW)

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13.6.2.1.6. Protección de las comunicaciones

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13.6.2.1.7. Protección de los elementos auxiliares

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13.6.2.1.8. Protección a los soportes de información

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13.6.2.1.9. Protección a las instalaciones

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ACTIVO RESIDUAL OBJETIVO
[backup] Copias de Respaldo 6.1 1.8
[D] información 6.1 1.8
[info_vr] datos vitales (registros de la organización 6.1 1.8
[SW.dbms] servicios de DB 6.1 1.8
[SW.sub] ERP IDEAS 5.5 1.1
[WAN] canal terrestre Bogotá Campo 5.5 1.1
[SW.av] Sophos EndPoint 4.9 0.81
[SW.Intr] Intranet 4.9 0.81
[HW.switch] SW Core 4.9 0.92
[HW.host] Domain Controller 4.9 0.81
[Offices] Instalaciones 4.4 0.73
[HW.vhost] Blade GTEC 4.3 0.69
[Sub] Subcontratistas 3.9 0.69
[AUX.ups] UPS centro de Computo 3.9 0.62
[HW.peripheral] equipos perifericos 3.7 0.58
[AUX.ac] Equipos de Aire Acondicionado 3.3 0.5
[D_conf] datos de Configuracion 3.2 0.57
[COM.LAN] red Lan Piso 16. 17 y 11 3.2 0.57
[COM.Internet] Acceso a Internet 3.2 0.55
[AUX.robot] Librería LTO6 3.1 0.46
[AUX.cabling] Cableado Estructurado 2.7 0.38
[ui] usuarios internos 2.7 0.38
[auth] datos de validación de credenciales 2.5 0.34
[HW.mobile] Equipos móviles 2.5 0.34
[adm] administradores de sistemas 2.1 0.26
[vdisk] Discos Virtuales 6 1.3
[essential] datos vitales 6 1.3

[classified] datos clásicos 6 1.3
[HW. Router] Router Principal 6 1.3
[HW.firewall] FireWall Principal 6 1.3
[HW.pabx] IPBX principal 6 1.3
7DEOD5,(6*265(6,'8$/(6YV2%-(7,926(1',0(16,Ï1
',6321,%,/,'$'
RIESGO RESIDUAL vs OBJETIVO DIMENCION DISPONIBILIDAD
[WAN] canal terrestre Bogota Campo
[SW.sub] ERP IDEAS
[D] informacion
0 1 2 3 4 5 6 7
OBJETIVO RESIDUAL

,OXVWUDFLyQ 5,(6*26 5(6,'8$/(6 YV 2%-(7,926 0$6 5(35(6(17$7,926

(1/$',0(16,Ï1'(',6321,%,/,'$'
,17(*5,'$'
[classified] datos clásicos 4.5 0.84
[essential] datos vitales 3.9 0.72
[vdisk] Discos Virtuales 3.3 0.6
[D_conf] datos de Configuracion 3 0.48

[HW.firewall] FireWall Principal 0.76 0.01
[HW. Router] Router Principal 0.64 0.01
[HW.pabx] IPBX principal 0.64 0.01
7DEOD5,(6*265(6,'8$/(6YV2%-(7,926(1',0(16,Ï1,17(*5,'$'

RIESGO RESIDUAL vs OBJETIVO DIMENCION
INTEGRIDAD
[D] informacion
0 1 2 3 4 5 6
OBJETIVO RESIDUAL

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(1/$',0(16,Ï1'(,17(*5,'$'

&21),'(1&,$/,'$'
[HW. Router] Router Principal 2.8 0.37
[HW.firewall] FireWall Principal 2.8 0.37
[HW.pabx] IPBX principal 2.2 0.26
7DEOD5,(6*265(6,'8$/(6YV2%-(7,926(1',0(16,Ï1
&21),'(1&,$/,'$'

RIESGO RESIDUAL vs OBJETIVO DIMENSION
CONFIDENCIALIDAD
[D] informacion
0 1 2 3 4 5 6 7 8
OBJETIVO RESIDUAL

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(1/$',0(16,Ï1'(&21),'(1&,$/,'$'
$87(17,&,'$'
[SW.sub] ERP IDEAS 1 0.34

[HW. Router] Router Principal 0
[HW.firewall] FireWall Principal 0
[HW.pabx] IPBX principal 0
[HW.mobile] Equipos móviles 0
[HW.peripheral] equipos perifericos 0
[AUX.ups] UPS centro de Computo 0
[AUX.ac] Equipos de Aire Acondicionado 0
[AUX.cabling] Cableado Estructurado 0
[Offices] Instalaciones 0
[ui] usuarios internos 0
[adm] administradores de sistemas 0
7DEOD5,(6*265(6,'8$/(6YV2%-(7,926(1',0(16,Ï1$87(17,&,'$'


AUTENTICIDAD
[D] informacion
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5
OBJETIVO RESIDUAL

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(1/$',0(16,Ï1'($87(17,&,'$'

75$=$%,/,'$'
[HW. Router] Router Principal 0
[HW.firewall] FireWall Principal 0
[HW.pabx] IPBX principal 0
[HW.mobile] Equipos móviles 0
[HW.peripheral] equipos perifericos 0
[AUX.ups] UPS centro de Computo 0
[AUX.ac] Equipos de Aire Acondicionado 0
[AUX.cabling] Cableado Estructurado 0
[Offices] Instalaciones 0
[ui] usuarios internos 0
[adm] administradores de sistemas 0
7DEOD5,(6*265(6,'8$/(6YV2%-(7,926(1',0(16,Ï175$=$%,/,'$'

TRAZABILIDAD
[D] informacion
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5
OBJETIVO RESIDUAL

,OXVWUDFLyQ5,(6*265(6,'8$/(6YV2%-(7,9260$65(35(6(17$7,926
(1/$',0(16,Ï1'(75$=$%,/,'$'

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[B] [B]
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6%
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