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Investment Law Sllaybus
Investment Law Sllaybus
Course Description:
Investment Law is gaining importance day by day with the increase of trade and industry in
our country. The course contains various aspects of investment related laws and regulations
in our country. In fact, investment decision is very important aspect of financial market. The
course will not only give ideas about shares, debentures, venture capital, Mutual Fund
Investment, Depository system, Investors protection, NBFC, & FEMA, but also Investors
protection and Securities and Exchange Board of India. This course, however, will give detail
knowledge about investment related laws, rules and regulations to the students. It will help in
understanding the students the position, role, importance, power; and functions of SEBI also.
Course Objectives
To analyze and impart the basic principles of investment law and its historical
development in India to the students;
To impart to the students an understanding of investment in the form of share
and debentures;
To help in understanding the students the position, role, importance, power;
and functions of SEBI;
To acquaint students regarding Investors protections and their rights;
To provide the students the venture capital, Mutual fund, depository system
and FEMA.
Pedagogy
The pedagogy of the course will be as below:
Class Room Discussion
Teaching Assignment
Presentations
2
Case Studies
Projects
Seminar
Panel Discussion
Evaluation Scheme:
Text Books:
1. Dr. S.R. Myneni, Law of Investment and Securities, Asia Law House.
2. M.Y. Khan, Indian Financial System, The Mc Graw-Hill company.
3. Avtar Singh, Company Law, Eastern Book Company,
4. A.K. Majumdar and G.K. Kapoor, Company Law and Practice, Taxman.
5. E. Gordon & K. Natarajan, Financial Markets and Services, Himalaya Publishing House.
6. Taxman’s SEBI Manual, Taxman.
7. Guruswami, Financial Services, Mc Graw Hill Education.
8. Taxman’s Foreign Exchange Management Manuals, Taxman.
Reference Books:
1. Misra-Puri, Indian Economy, Himalaya Publishing House.
2. Sangeet Kedia, Capital Market and securities Laws, Pooja Law Publishing Co.
3. G.Y. Shitole, Gomathy Thyagarajan, Performance evaluation of mutual funds in India,
Adhyan Publishers & Distributors, Financial Markets and Services,
4. Barry G. Dolgin, A handbook of mutual fund investing, A new perspective, A new paradigm.,
Createspace,
5. Gomez, Clifford, Financial Markets, Institutions and Financial Services, PHI Learning Pvt. Ltd.
6. E-Resource Materials e.g. relevant research articles etc. [will be supplied to the students
during class].
Course Contents:
Module III: Securities and Exchange Board of India (SEBI) [08 Lectures]
Constitution
Powers and Functions of SEBI
Securities Appellate Tribunal
SEBI (Disclosure & Investor Protection) Guidelines.
Depository;
Bank and Depository- Comparison;
Depository Participant(DP);
Depository(Demat) Services;
Demat (Beneficiary) Account;
Dematerialization and Re materialization;
Role of CDSL;
Role of NSDL;
Legal framework for Depositories in India [SEBI Guidelines].
[08 Lectures]