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871

Moderate-Heeled Shoes and Knee Joint Torques Relevant to


the Development and Progression of Knee Osteoarthritis
D. Casey Kerrigan, MD, MS, Jennifer L. Johansson, MS, Mary G. Bryant, MD, Jennifer A. Boxer, BA,
Ugo Della Croce, PhD, Patrick O. Riley, PhD
ABSTRACT. Kerrigan DC, Johansson JL, Bryant MG, HE POSSIBILITY THAT different types of shoe wear
Boxer JA, Della Croce U, Riley PO. Moderate-heeled shoes
and knee joint torques relevant to the development and pro-
T contribute to the development and/or progression of knee
osteoarthritis (OA) deserves consideration, because shoe wear
gression of knee osteoarthritis. Arch Phys Med Rehabil 2005; is a potentially controllable and easily modifiable factor for this
86:871-5. prevalent and disabling disease.1,2 We3 previously found that
Objective: To determine if women’s dress shoes with heels stiletto high-heeled shoes with heels averaging 2.5in (6.35cm)
of just 1.5in (3.8cm) in height increases knee joint torques, in height exaggerate knee external varus and flexor torques
which are thought to be relevant to the development and/or during walking—torques that are thought to be relevant to the
progression of knee osteoarthritis (OA) in both the medial and development and/or progression of knee OA. Specifically, we
patellofemoral compartments. showed an increase in varus torque during walking with high-
Design: Randomized controlled trial. heeled shoes. This increase implies exaggerated compressive
Setting: A 3-dimensional motion analysis gait laboratory. forces through the medial aspect of the knee,4-6 the typical
Participants: Twenty-nine healthy young women (age, tibiofemoral site for knee OA.7 An increased varus torque is
26.7⫾5.0y) and 20 healthy elderly adult women (age, likely to be clinically significant, given animal data showing
75.3⫾6.5y). that increasing knee varus torque leads to degenerative changes
Interventions: Not applicable. in the knee’s medial compartment.8 Because repetitive loading
Main Outcome Measures: Peak external varus knee torque is believed to be an important etiologic factor in the develop-
in early and late stance and prolongation of flexor knee torque ment of OA, and walking is by far the most common daily
in early stance. Three-dimensional data on lower-extremity activity causing the greatest force about the knee,6 an increase
torques and motion were collected during walking while (1) in varus torque is likely to be important.
wearing shoes with 1.5-in high heels and (2) wearing control Similarly, we showed a prolongation of the knee flexor
shoes without any additional heel. Data were plotted and qual- torque in early to midstance, implying increased work of the
itatively compared; major peak values and timing were statis-
quadriceps muscles,4,9,10 increased strain through the patella
tically compared between the 2 conditions using paired t tests.
Results: Peak knee varus torque during late stance was tendon, and increased pressure across the patellofemoral
statistically significantly greater with the heeled shoes than joint.11 During walking, the increased strain that occurs
with the controls, with increases of 14% in the young women through the patella tendon, with its associated patellofemoral
and 9% in the elderly women. With the heeled shoes, the early pressures, may be important with respect to the development of
stance phase knee flexor torque was significantly prolonged, by degenerative joint changes within the patellofemoral compart-
19% in the young women and by 14% in elderly women. Also, ment. A study12 comparing women’s wide-based high-heeled
the peak flexor torque was 7% higher with the heeled shoe in shoes with narrow-based high-heeled shoes (each with an av-
the elderly women. erage heel height of 2.8in [7.1cm]) found that both types of
Conclusions: Even shoes with moderately high heels (1.5in) shoes exaggerated the knee varus torques (by an increase of
significantly increase knee torques thought to be relevant in the 26%) and the sagittal torques (by an increase in peak torque of
development and/or progression of knee OA. Women, partic- 30%).
ularly those who already have knee OA, should be advised Having learned that shoes with heels averaging 2.5 to 2.8in
against wearing these types of shoes. in height significantly increase knee joint torques, we hypoth-
Key Words: Biomechanics; Gait; Kinetics; Knee; Osteoar- esized that even moderately high heels would increase these
thritis; Rehabilitation; Shoes; Women. knee joint torques for the reasons noted previously3,12: that the
© 2005 by American Congress of Rehabilitation Medicine shoe’s heel so compromises foot and ankle kinetics that bio-
and the American Academy of Physical Medicine and mechanic compensations to maintain stability and forward
Rehabilitation progression during walking must occur at the knee. Many
women, both young and old, continue to wear shoes with
moderately high heels that are less than 2in (5.1cm) high, in the
belief that these are sensible shoes. In fact, it is typically
From the Department of Physical Medicine and Rehabilitation, University of
Virginia, Charlottesville, VA (Kerrigan, Bryant, Boxer, Della Croce, Riley); Spaul-
recommended that shoes with heels less than 2in are safe to
ding Rehabilitation Hospital, Boston, MA (Johansson); and Department of Biomed- wear.13,14 We have observed in our clinical experience that
ical Sciences, University of Sassari, Sassari, Italy (Della Croce). even women who already have knee OA often wear dress shoes
Supported by the Ellison Foundation and by the Public Health Service (grant no. with heels (that are typically wide) that are slightly less than
NIH HD01351).
No party having a direct interest in the results of the research supporting this article
2in high. We hypothesized that dress shoes with heels only
has or will confer a benefit on the author(s) or on any organization with which the 1.5in (3.8cm) high significantly increase the same knee joint
author(s) is/are associated. torques believed to be relevant to the development and/or
Reprint requests to D. Casey Kerrigan, MD, MS, Dept of Physical Medicine and progression of knee OA. To test our hypothesis, we used
Rehabilitation, University of Virginia School of Medicine, 545 Ray C Hunt Dr,
Charlottesville, VA 22908, e-mail: dck7b@virginia.edu.
standard 3-dimensional gait analysis techniques, commonly
0003-9993/05/8605-9141$30.00/0 used in gait laboratories, to evaluate joint torques and motion at
doi:10.1016/j.apmr.2004.09.018 the knee.12,15-20

Arch Phys Med Rehabil Vol 86, May 2005


872 MODERATE-HEELED SHOES AND KNEE JOINT TORQUES, Kerrigan

Fig 1. Custom shoes, size 9, with (A) moderate heel (1.5-in heel height) and (B) no heel (control).

METHODS newton meters per kilogram meters (Nm/kg-m). Sagittal knee


Healthy, able-bodied young (age, 18 –35y) and elderly (age, joint angle motion was also studied and was reported in de-
⬎65y) women were studied. We posted fliers to recruit sub- grees.
jects from the general population. Subjects had to be accus- Knee joint torque and sagittal plane motion data were
tomed to walking while wearing shoes with 1.5-in heels and graphed over the walking cycle (0%–100%). Averaged torque
not suffer from musculoskeletal, cardiac, or pulmonary disease. values (in the sagittal, coronal, and transverse planes) and
The study protocol was approved by both the institutional motion values (in the sagittal plane) for each subject for both
review board where the data were collected and by the insti- conditions were obtained from 3 trials (average of both right
tutional review board where the data were analyzed. Written and left lower extremities, providing an average of 6 values for
informed consent was obtained from each subject. Each subject each condition). We used a Student paired t test for both the
was asked to walk at her comfortable walking speed across a young group and the elderly group to compare knee torque and
10-m gait laboratory walkway under 2 conditions: with 1.5-in– motion values between the 2 conditions. Specifically, in the
heeled shoes and with control shoes, the order of which was coronal plane, we examined peak knee varus torques in both
randomized. early and late stance phases. We also examined prolongation of
Both the heeled and control shoes were custom-made by the sagittal flexor knee torque, calculating the time from initial
Lerness Shoes.a The heeled shoes (fig 1A) had a consistent contact until the sagittal torque became extensor as a percent-
1.5-in heel height across all sizes, and the control shoes (fig 1B) age of the gait cycle. Although the peak knee varus torques and
had zero heel height. All shoes had an identical upper and the timing of the knee flexor torque were our main variables of
midsole design. Although we previously found no difference in interest, we also evaluated the peak knee flexor torque during
effect of knee torques between wide- and narrow-heeled early stance, peak internal rotation torque, and peak knee
shoes,12 we decided to use a shoe with a wide heel in this study, flexion in stance and in swing. Applying a Bonferroni adjust-
because this style is conventionally believed to be especially ment for the use of multiple t tests, 3 variables in 2 groups, we
sensible and is commonly worn by both young adult and defined statistical significance at P less than .008 (.05/6).
elderly women. Subjects were fitted with test shoes by the
study staff based on the subject’s self-reported size. The sub- RESULTS
jects practiced walking with each test shoe to assure adequate A total of 50 subjects, 30 healthy young women and 20
fit and comfort and to become accustomed to the shoe. healthy elderly subjects, were assessed and found eligible for
Knee joint torque data in 3 planes (sagittal, coronal, trans- the study. One young subject was excluded from the final
verse) were collected bilaterally, over 3 trials, for each of the 2 analysis because of technical problems with her data set. Fur-
conditions. The procedures are based on standard techniques ther, 1 young and 3 elderly subjects were not included in the
reported elsewhere.3,12,15,16,19,21,22 We used a 6-camera video- analysis of knee flexor torque prolongation. Thus, most of the
based motion analysis system (Vicon 512 system)b to measure results reflect the analysis of data from 29 young and 20 elderly
the 3-dimensional position of 15-mm diameter markers, at 120 subjects, with a subgroup of 28 young and 17 elderly women
frames per second. Markers were attached to the following for the analysis of knee flexor torque prolongation. The young
bony landmarks on the pelvis and lower extremities during women averaged (mean ⫾ standard deviation [SD]) 26.7⫾5.0
walking: the bilateral anterior and posterior superior iliac years in age, 1.65⫾0.06m in height, and 58.7⫾8.99kg in body
spines, lateral femoral condyles, lateral malleoli, and forefeet. mass. The elderly women averaged 75.3⫾6.5 years in age,
Additional markers attached to lateral wands were placed over 1.60⫾0.07m in height, and 63.4⫾13.3kg in body mass. There
the midfemur and midshank. Ground reaction forces were was no significant difference in walking speed between the
measured synchronously with the motion analysis data using 2 heeled-shoe and control-shoe conditions for either the young
staggered force platformsc imbedded in the walkway. Joint women (1.32⫾0.13m/s and 1.32⫾0.12m/s, respectively;
torques in each plane were calculated by a commercially avail- P⫽.990) or the elderly adult women (1.25⫾0.15m/s and
able full-inverse dynamic model.b Accordingly, joint torque 1.25⫾0.16m/s, respectively; P⫽.768). The elderly women
calculations were based on 3 things: (1) the mass and inertial walked more slowly in both conditions, as would be expected,
characteristics of each lower-extremity segment, (2) the de- but the differences were not significant (control shoe, P⫽.069;
rived linear and angular velocities and accelerations of each heeled shoe, P⫽.089).
lower-extremity segment, and (3) the ground reaction force and The torque values (mean ⫾ SD) and P values for compari-
joint center position estimates. Joint torques, normalized for sons between heeled and control shoes, for young adult and
body weight and overall barefoot height, were reported in elderly women, are listed in table 1. Graphs of the coronal

Arch Phys Med Rehabil Vol 86, May 2005


MODERATE-HEELED SHOES AND KNEE JOINT TORQUES, Kerrigan 873

Table 1: Knee Torque Parameters


Young Women Elderly Women

Parameters Heeled Shoes Control Shoes P* Heeled Shoes Control Shoes P*

Peak varus torque, early stance (Nm/kg-m) 0.33⫾0.07 0.32⫾0.06 .021 0.33⫾0.07 0.31⫾0.07 .001
Peak varus torque, late stance (Nm/kg-m) 0.25⫾0.05 0.22⫾0.05 ⬍.001 0.25⫾0.05 0.23⫾0.05 ⬍.001
Flexor torque prolongation (% gait cycle) 31⫾4.4 26⫾3.8 ⬍.001 33⫾3.3 29⫾4.4 ⬍.001
Peak flexor torque, early stance (Nm/kg-m) 0.28⫾0.11 0.28⫾0.11 .490 0.31⫾0.10 0.29⫾0.11 .007
Peak internal rotation torque (Nm/kg-m) 0.11⫾0.02 0.11⫾0.02 .104 0.10⫾0.03 0.10⫾0.03 .319

NOTE. Values are mean ⫾ SD.


*Applying a Bonferroni adjustment for multiple tests; P⬍.008 is significant.

(varus) knee torque with heeled and control shoes, averaged subjects and 19 of 20 elderly subjects showed an increase in
over the gait cycle, are illustrated in figure 2A (young women) either the early stance (not significantly increased) or late
and figure 2B (elderly women). Similarly, graphs of the sagittal stance (significantly increased) peak knee varus torque when
knee (flexor and extensor) torque with heeled and control shoes wearing heels. In 21 young and 14 elderly subjects, both varus
are illustrated in figure 3A (young women) and 3B (elderly torque peaks increased with heels.
women). The peak knee varus torque in late stance was signif- In 1 young woman and 3 elderly women, the sagittal knee
icantly greater for the heeled shoe compared with the control torque remained flexed with the heeled shoe throughout the
shoe for both the young and elderly women. The rate of entire stance period. These subjects were excluded from the
occurrence of increased late stance knee varus torque was quite analysis of flexor torque prolongation, because an appropriate
high, with 24 of 29 young and 16 of 20 elderly subjects. The value for crossover time could not be assigned. For the remain-
early stance peak knee varus torque was not significantly ing subjects, the sagittal knee flexor torque was prolonged with
higher in either group when the Bonferroni adjustment was heeled shoes in both the young and elderly women.
applied. Although the increase in early stance varus torque was Among the other variables evaluated there were some inci-
not significant, 22 young subjects and 16 elderly subjects dental findings of interest. The peak sagittal knee flexor torque
showed an increase in this peak value. Twenty-six of 29 young

Fig 2. Knee varus torque during walking plotted over an averaged Fig 3. Knee sagittal torque during walking plotted over an averaged
gait cycle. Effect of moderate-heeled shoe (solid line) versus control gait cycle. Effect of moderate-heeled shoe (solid line) versus control
shoe (dotted line) in (A) young women and (B) elderly women. shoe (dotted line) in (A) young women and (B) elderly women.

Arch Phys Med Rehabil Vol 86, May 2005


874 MODERATE-HEELED SHOES AND KNEE JOINT TORQUES, Kerrigan

was significantly greater for the heeled shoe than for the control motion and torques,27 it is important to note that even though
shoe for the elderly women but not for the young. No signif- subjects chose their own comfortable walking speeds, they
icant differences existed in peak internal rotation torque in late tended to walk at similar speeds with the heeled and control
stance in either group. Knee flexion angle in early stance was shoes.
greater with the heeled shoe in the elderly women (16°⫾5° vs The methods used in this study are considered to be the best,
14°⫾6°, P⫽.003) but not in the young women (15°⫾4° vs most technologically advanced, noninvasive techniques avail-
15°⫾4°, P⫽.758). Peak knee flexion angle in swing was re- able to assess biomechanics during walking. Nevertheless, a
duced with the heeled shoe in both young women (59°⫾3° vs limitation of our study, and of noninvasive gait analysis in
63°⫾3°, P⬍.001) and elderly women (57°⫾4° vs 61°⫾4°, general, is that we must infer rather than measure directly the
P⬍.001). joint contact forces from the measured net joint torques. Bio-
DISCUSSION mechanic modeling has shown that differences in net knee
As hypothesized, the late stance peak varus knee torque varus torques are the major determinants of differences in
increased significantly with moderately high heels of 1.5in in medial and lateral compartment contact forces.4 Similarly, the
both young adult and elderly women. There was no significant knee extension torque determines patellofemoral contact
increase in the early stance peak knee varus torque, but an forces. Thus, it is appropriate that these torques, rather than the
increase occurred in over half the subjects in both groups. The net joint forces, become the focus in looking for the cause of
late stance varus torque was increased, with a magnitude of medial compartment and patellofemoral joint OA. However,
increase compared with the control shoe of 14% in the young the development of new procedures that directly assess joint
women and 9% in the elderly women. Although in prior studies forces about the patellofemoral interface and medial compart-
with higher heels (2.5- and 2.8-in height) we found 23% and ment of the knee would be useful in at least corroborating the
26% increases in both early and late stance peak knee varus joint torque information obtained using current methods.
moments, the increases found here with moderate-heeled shoes This study is the first to use a standard shoe for all subjects
are still clinically notable. Often an aim of rehabilitation in to wear, rather than relying on the shoes that the subjects
patients with medial knee OA is to reduce the knee varus normally wore. This approach allowed us to construct and use
torque, to reduce the medial compartment loading. For in- a control shoe with no heel. (In previous studies, we used
stance, a lateral shoe wedge is often prescribed for patients barefoot walking as the control.) The advantage of the design
with medial compartment OA and has been reported to help in our study was that we could evaluate more purely the effect
reduce symptoms of knee OA.23,24 We25 showed that a 5° of the added heel. We28 previously showed that men’s sneakers
lateral shoe wedge reduces knee varus torque by a significant and dress shoes with an average 0.5-in heel do not, in men,
5% and 7% in early and late stance, respectively. Crenshaw exaggerate knee joint torques compared with walking barefoot.
et al26 similarly found in subjects with no knee OA that a lateral Thus, it is likely that shoes with heels up to 0.5in high do not
shoe wedge reduces knee varus torque by approximately 7%. significantly affect knee joint torques in women; however, it is
This amount of change is of similar magnitude to what we unknown what effect of heels between 0.5 and 1.5in high may
found in this study, albeit in an opposite direction. have on knee joint torques. Moreover, it is unclear what type of
Also as hypothesized, we found a significant prolongation of relation exists between heel height and knee torques at higher
the early external knee flexor torque. Although the heeled heel heights. Future study should include varying heel heights
shoes were associated with prolongation of the knee flexor across a wide range using a controlled shoe design. This
torque throughout the entire stance period in 1 young woman approach would show whether a relation, linear or otherwise,
and 3 elderly women, the characteristic early peak knee flexor exists between heel height and knee torques. Such a study
torque was prolonged by 19% and 14% in the remaining young would require special fabrication of shoes over a range of heel
and elderly women, respectively. Further, in the elderly women heights, controlled for design of everything except heel height.
the heeled shoe was associated with a significant 7% increase This is an expensive and time-consuming endeavor, requiring
in peak knee flexor torque. Although the magnitudes are different lasts to be made for each heel height. Nonetheless,
smaller, these findings are similar to those we found previ- knowing the precise relation between heel height and knee joint
ously: with stiletto 2.5-in high-heeled shoes knee flexor torque torques would allow proper epidemiologic studies to evaluate
is prolonged but there is no increase in the peak torque,3 and the effect of heel height on the predisposition for knee OA.
with the narrow and wide 2.8-in high-heeled shoes peak torque Having precise biomechanic data to guide epidemiologic stud-
is both prolonged and increased.12 ies is essential, because women tend to wear shoes with vary-
The current study is the first on the effects of shoes on knee ing heel heights that likely have varying effects on knee joint
biomechanics that has included a group of elderly women with torques. Future epidemiologic studies also must consider the
ages similar to those with knee OA. The heeled shoes had length of time and conditions under which different heel
essentially the same effect in the elderly women as in the young heights are worn.
adult women, with 2 additional effects in the elderly women.
One was the increase in peak knee flexor torque, already noted
above. The second was an increase in peak knee flexion in CONCLUSIONS
stance, which is likely related to the increased knee flexor Shoes with heels 1.5in high significantly increase peak ex-
torque. Although the reason for these age-related differences is ternal varus knee torque in late stance and prolong knee flexor
not clear, it is clear that overall, the elderly women’s knee torque in early to midstance. These are the same knee joint
biomechanics were affected by the heeled shoes to the same torques believed to be related to the development and/or pro-
degree as the younger women, if not more so. gression of knee OA. Our findings show that even moderately
As was observed with the higher-heeled shoes, we found in high-heeled shoes cause alterations in knee joint torques that
this study no changes in internal rotation torque. Also as are similar to those caused by women’s dress shoes with heel
observed with the higher-heeled shoes, we found here a reduc- heights averaging 2.5 and 2.8in. Women, particularly those
tion in peak knee flexion in swing in both the young and elderly who already have knee OA, should be advised against wearing
women. Because speed can affect the magnitude of both joint these types of shoes.

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MODERATE-HEELED SHOES AND KNEE JOINT TORQUES, Kerrigan 875

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