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Cytotechnology (2007) 53:113–119

DOI 10.1007/s10616-007-9053-8

NICB SPECIAL ISSUE

Bioethics and biotechnology


Dónal P. O’Mathúna

Received: 16 November 2006 / Accepted: 25 January 2007 / Published online: 20 February 2007
Ó Springer Science+Business Media B.V. 2007

Abstract Biotechnology is at the intersection of freedoms, wisdom is needed to articulate our


science and ethics. Technological developments responsibilities towards nature and others, includ-
are shaped by an ethical vision, which in turn is ing future generations. The power and potential
shaped by available technology. Much in biotech- of biotechnology demands caution to ensure
nology can be celebrated for how it benefits ethical progress.
humanity. But technology can have a darker side.
Biotechnology can produce unanticipated conse- Keywords Bioethics  Biotechnology 
quences that cause harm or dehumanise people. Personhood  Responsibility  Rights
The ethical implications of proposed develop-
ments must be carefully examined. The ethical
assessment of new technologies, including bio- Introduction
technology, requires a different approach to
ethics. Changes are necessary because new tech- Biotechnology, at its core, is about understanding
nology can have a more profound impact on the life and using this knowledge to benefit people.
world; because of limitations with a rights-based Many see biotechnology as a significant force in
approach to ethics; because of the importance and improving the quality of people’s lives in the 21st
difficulty of predicting consequences; and because century. Obviously, biotechnology is intimately
biotechnology now manipulates humans them- tied to science and scientific knowledge. I will
selves. The ethical questions raised by biotech- argue that biotechnology is also closely tied to
nology are of a very different nature. Given the ethics. At the very least, biotechnology promotes
potential to profoundly change the future course a certain vision of life, one in which some things
of humanity, such questions require careful con- are viewed as good and to be encouraged or
sideration. Rather than focussing on rights and pursued, and other things are bad and should be
avoided or eliminated. That vision influences
people’s choices and what is viewed as ethically
D. P. O’Mathúna (&)
School of Nursing, Dublin City University, Glasnevin, appropriate. A two-way flow exists in which ethics
Dublin 9, Ireland influences biotechnology even while the science
e-mail: donal.omathuna@dcu.ie impacts ethics.
At times, the relationship between biotechnology
D. P. O’Mathúna
Biomedical Diagnostics Institute, Dublin City and ethics is portrayed as one of conflict. Some-
University, Dublin 9, Ireland times the impression is conveyed that ethics is

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needed only when someone wants to tell others misgivings and concerns is not to reject technol-
that what they are doing is wrong. To a degree, ogy. ‘‘By turning our backs on technological
this is understandable since controversy, debate change, we would be expressing our satisfaction
and argument are usually integral to ethics with current levels of hunger, disease, and priva-
discussions. tion... We simply cannot stop while there are
But ethics is just as important when there is masses to feed and diseases to conquer, seas to
consensus that a direction is good and right. The explore and heavens to survey’’ (Florman 1981,
role of ethics is often invisible at this stage. There p. 193).
wasn’t an ethical debate over whether to search The benefits of technology, realised and
for a cure for cancer. But the decision to pursue potential, point to a technological mandate:
such research was motivated by a common vision biotechnology should strive to benefit people’s
that curing cancer was the ethical thing to do. lives. Many of the concerns about technology can
Ethical examination of issues is important not be traced to the technological imperative: the
only as a form of critique but also to identify and idea that something should be developed because
celebrate the right things people do. we can, or we think we can. The distinction
The effort, resources and creativity focussed on between a technological mandate and the tech-
developing better treatments are ethically laud- nological imperative rests on the ultimate goals of
able. As such, there is much to celebrate about biotechnology. Before addressing whether it can
biotechnology. Society and individuals have ben- be done, research must answer, ‘‘Why should it be
efited in many ways from technology. Many done?’’
technological developments protect people from
illnesses and natural disasters, giving some people
‘‘liberation from the tyranny of nature’’ (Barbour The goals of biotechnology
1993, p. 4). In some parts of the world, people
have higher living standards. Travel and commu- Ethics includes assessment of the rights and
nication have developed in unprecedented ways. wrongs of specific technologies and applications
Many of these changes can be welcomed as (like cloning or genetic diagnosis). Another
ethical developments. important pursuit within ethics is examining the
Yet at the same time, other ethical consider- broader goals and aims of enterprises like bio-
ations must be considered. At what price are technology. The relief of sickness is one goal, but
some of these developments realised? Some there are others that can be more ethically
developments seem motivated by a desire to find controversial.
treatment at any price. Assisted human repro- Aubrey de Grey (2006) at Cambridge Univer-
duction is a particularly controversial area where sity has suggested that biotechnology should be
biotechnological treatment of infertility leads to directed towards ‘‘engineered negligible senes-
many ethical dilemmas. Even with less contro- cence.’’ He stated, ‘‘I’m about indefinite exten-
versial conditions like heart disease or cancer, sion of longevity... Average lifespan would be in
developments have left people with high expec- the region of 1,000 years... seriously.’’ De Grey
tations that cures should exist. Some are con- claims that over the next 25 years enough pro-
cerned that technological developments lead to gress will be made in biotechnology to allow
dehumanisation or in healthcare lead to less people to extend their lives long enough to obtain
emphasis on caring. Ethical concerns exist about the next set of benefits. In this way, little by little,
justice, and how fairly these technological benefits people will live longer and longer, effectively
are distributed—both within society and around preventing death.
the world. With all the options now available for Developing the necessary biotechnology for
some, concerns are raised about whether too engineered negligible senescence assumes that
much choice is bad for us (Schwartz 2004). indefinite life extension is good for humanity.
Overall, though, technology has a strong Even if accepted as an ethical goal, it would be
ethical foundation. The appropriate response to one goal among many. Would it be the most

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appropriate goal for biotechnology? This ques- cil on Bioethics 2004, p. 38). Therefore it is
tion is especially pertinent given the limited important to ensure that what is publicly funded
resources available for biotechnology. Resources is ethically acceptable in society. The goal of
are also needed for education, to better distribute relieving suffering is widely accepted, yet it must
the healthcare resources already available, and to be balanced against other societal goals. The
provide debt relief for poorer nations. How much ethics of proposed biotechnological developments
investment towards the goal of indefinite life- must be scrutinised carefully.
extension would be in keeping with global
justice? While people in developed countries
can expect to live into their 80s, the average life The darker side
expectancy at birth in 2003 was still in the
30s in some African countries (World Health Even such a laudable goal as relieving human
Organisation 2005). suffering cannot be taken as condoning any and
These types of questions require ethical eval- all biotechnology. Humanity’s creativeness and
uation. Time should be taken to reflect on the resourcefulness have long been recognised and
broader implications of pursuing biotechnology. praised. But human activity can have a darker
For example, the Center for Responsible Nano- side. The ancient Greek philosopher Sophocles
technology claims that ‘‘much industry can be reflected on these two sides of technological
directly replaced by molecular manufacturing.’’ development. On the one hand he noted many
The economic fall-out from such developments human accomplishments in transport, agriculture
would be immense, leading to significant social and medicine. But he also pointed to problems
changes with the potential for good and harm. with this same inventiveness.
These ethical issues need careful examination
‘‘Many the wonders but nothing more won-
even before the technological issues are resolved.
drous than man....
Taking the time to reflect on these aspects of
Clever beyond all dreams
scientific developments can be difficult, especially
the inventive craft that he has
with the pace and focus within biotechnology.
which may drive him one time or another to
The pressures of competing for funding, making
well or ill.
breakthroughs, securing intellectual property, and
When he honors the laws of the land and the
obtaining market share all push against calls for
gods’ sworn right high indeed is his city;
caution or time-consuming reflection. Technological
but stateless the man who dares to do what
development can seem like a motorway, everyone
is shameful’’ (cited in Jonas 1984, p. 2).
on the fast track to success. Ethics, even when
well intentioned, can seem like a diversion or a The human capacity for good or evil, whether
road-block that prevents biotechnology reaching intended or unintended, impacts how people view
its destination, or delays it inexcusably. the ethics of technology. Hans Jonas fled
However, there is a growing realisation that Germany during the Nazi era and eventually
ethics must be a part of the planning process taught philosophy in New York. One of his life’s
within biotechnology. In many areas of research, projects was to develop an ethics for technology.
ethics does impact the design of scientific exper- His approach was based on his conviction that the
iments. Any research involving human or animal new technological age raises several ethical chal-
participants will be scrutinised by ethics commit- lenges that earlier technology did not have to
tees. The methodology must conform with ethical address. ‘‘Modern technology has introduced
codes and guidelines. An argument can be made actions of such novel scale, objects, and conse-
that publicly funded research should be con- quences that the framework of former ethics can
ducted in ways that conform with society’s values. no longer contain them’’ (Jonas 1984, p. 6).
‘‘When the nation decides an activity is worth its Biotechnology is a particularly fitting example
public money, it declares that the activity is of technology with such fundamentally differ-
valued, desired, and favored’’ (President’s Coun- ent characteristics that it requires a careful

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re-examination of how its ethical dimensions are individual rights and personal autonomy. Yet this
evaluated. Biotechnology ‘‘raises moral questions approach does not lend itself easily to concerns
that are not simply difficult in the familiar sense about people seeking treatments that are ethically
but are of an altogether different kind’’ (Haber- questionable or of uncertain benefit. For example,
mas 2003, p. 14). individuals may want reproductive cloning, but
the concerns of future generations and society as
a whole need to be considered. Rights-based
Challenging characteristics of biotechnology approaches are problematic in these situations
since rights are typically held by individuals and
The vulnerability of nature are not given to those who do not as yet exist.
A rights-based approach to ethics must include
Jonas contends that ethics prior to the new some method of identifying those who bear rights.
technological age focussed on human–human Those who have rights place duties on others to
interactions. Human dealings with the non- uphold those rights. It has proved very difficult to
human world were regarded as ethically neutral. find consensus on how rights are to be ascribed.
The capacity for new technology to have global One approach is that all humans are inherently
impact shows that ethics needs to broaden its entitled to all human rights. This raises questions
focus. Environmental problems and the existence about when a human is given these rights (at
of nuclear technology demonstrate the impor- fertilisation or birth or some other point). It also
tance of ethical examination of more than just leaves no guidance on how to treat the non-
human–human interactions. human world. Biotechnology requires answers to
New technology also highlights the vulnerability these questions to address ethical concerns about
of nature. Previous technological developments non-human species and nature as a whole. This
appeared to assume that natural resources were in has led to an approach where rights are granted
endless supply and that nature could rebound based on particular abilities and attributes. There
from any human impact. Environmental changes is little consensus over what abilities entitle an
show these assumptions were problematic. Ethi- organism to rights. Philosophically, it is also
cal evaluations of biotechnology need to take the difficult to justify why any particular attribute
vulnerability of nature into account. These issues should lead to the granting of rights. The whole
also point to limitations in previous ethical approach is criticised as being motivated by a
approaches that focussed only on humans. At desire to treat unethically those not given rights.
the same time, a concern for these broader issues This is particularly relevant to research on human
can lead to new technological challenges and embryos, especially embryonic stem cell research.
exciting research opportunities, such as has Developments in biotechnology point to seri-
occurred with research into renewal energy ous limitations with a rights-based approach to
sources stemming from ethical concern for the ethics. Rather than providing insurmountable
environment. problems for ethics, these point to the need for
a different approach to ethics. Jonas and others
Limitations with rights point out that rather than focussing exclusively on
human rights and entitlements, the new techno-
Rights-based approaches to ethics have made logical era requires a greater focus on human
important contributions to human welfare. They responsibility.
provide a means by which vulnerable humans can
argue for more ethical treatment. However, such Future consequences
approaches have their limitations (O’Mathúna
et al. 2005). A rights-based approach can become Earlier technology impacted humans and their
very individualistic, with each party focussed on lives, but did not have the potential to change
his or her rights. Access to biotechnology and new human nature. Biotechnology does. With that
treatments can be defended on the basis of comes the potential for broader and long-range

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consequences. Predictions about these conse- cause us to pause before attempting to manipu-
quences can be difficult and unreliable. This is late life through biotechnology. It should lead to a
particularly cogent with genetic technology. The sense of caution. Yet often the very opposite is
consequences of our ability to manipulate the the case, with the pressure to rush to be the first to
human genome could impact many, if not all, develop something new. The precautionary prin-
future generations. The way genes interact with ciple is particularly pertinent with experimenta-
one another means that manipulating one gene tion on humans.
could have unintended effects on other genes or
their expressed proteins. This is especially impor- Impact on human nature and personhood
tant given the recent realisation that the human
genome contains fewer genes than originally No area of biotechnology more clearly brings to
presumed. focus the need for careful ethical reflection than
Biotechnology’s mistakes may produce prob- its potential to impact human nature. Previous
lems, but so too might its successes. As technol- technology has provided new tools that impacted
ogy has developed and spread, ‘‘the more all of human activities and society. Humans were the
reality is seen as matter-of-factly material and makers of technology. Some aspects of biotech-
hence as controllable in a completely technical nology now make humans the objects of technol-
and rational manner’’ (Schuurman 2005, pp. ogy. Humans have turned upon themselves and
16–17). Successful technological solutions could are ready ‘‘to make over the maker of all the rest’’
lead people to view all our problems as needing a (Jonas 1984, p. 18). The capacity for biotechnology
technological fix. The medicalisation of patients to create and change human lives calls for careful
and the instrumentalisation of people are conse- reflection on what it means to be human and the
quences of technology’s successes. This can have place of human personhood. According to the
a dehumanising effect on human life, which contemporary German philosopher, Jürgen
makes it easier to treat some humans as less than Habermas (2003, p. 13),
fully human. This is a way in which technology
‘‘For as soon as adults treat the desirable
can take on a life of its own and have much more
genetic traits of their descendents as a
profound ethical consequences.
product they can shape according to a design
Biotechnology has the added capacity to pro-
of their own liking, they are exercising a
duce products that literally do take on life. The
kind of control over their genetically manip-
technology humans developed in the past was
ulated offspring that ... should only be
inanimate and could be left unused if found to be
exercised over things, not persons.’’
ethically problematic—as difficult as that might
have been. However, biotechnology now makes This, he continues, ‘‘results from obliterating the
possible the creation of products that are them- boundary between persons and things.’’ Recent
selves alive. ‘‘The work of [human] hands takes developments with stem cell research and cloning
on a life of its own and independent force, no have been the lightning rod for debate over
longer figuratively but literally’’ (Jonas 2004, human personhood. These discussions point to
p. 570). The living products of biotechnology are the gulf between proponents on the different
no longer under human control in the way an sides. Some have viewed embryos as ‘‘featureless
inanimate machine was. Now the living product bundles of cells’’ (Pearson 2002, p. 15). From this
itself could influence its impact and might develop perspective the human embryo is a human non-
into new forms of life with unexpected conse- person that can be used and destroyed in
quences (although such problems have not devel- research. Others disagree and maintain that the
oped to date with genetically modified bacteria). human embryo should be treated as a person,
Such factors should remind us of the place of making it unethical to treat it merely as a means
awe and mystery in the face of nature. We to others’ ends.
humans are limited in our ability to understand, Personhood can be viewed as an inherent
control and direct nature. That realisation should attribute of all humans. This confers all humans

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with certain rights and determines how persons provide healthcare resources. Much energy has
should be treated ethically. This approach pro- been expended identifying and defending human
tects humans, especially the vulnerable, from rights. We now need a similar emphasis on human
unethical treatment. The other approach makes responsibilities.
personhood conditional on reaching some stage Responsibility is also a corollary of power.
of development or possessing certain abilities. Biotechnology brings new powers to humanity.
Only humans with those capacities are then These powers should remind us of our responsi-
entitled to protection. A fundamental problem bility to nature and the environment, to all of life,
with this approach is that it always arises to justify to the future, and to human nature and person-
killing those declared to be human non-persons. hood. To understand these responsibilities entails
How will it affect us to treat human lives as the development of wisdom. That wisdom re-
commodities to be manipulated and destroyed at quires ethical reflection before developing specific
will? When we justify doing so with embryos, will forms of biotechnology. Taking the time for that
it become easier to do so at later stages of reflection can go against the pace of biotechno-
development? logical developments and hubris over human
This debate points to the difficulty of deter- wisdom.
mining public policy when sections of society Jonas warned that new technology was propel-
have irreconcilable positions on matters of fun- ling us towards a utopian future. Aubrey de Grey
damental importance. We must also examine how exemplifies that vision for biotechnology. These
biotechnology itself impacts our view of human developments have the potential for much good,
nature. Leon Kass asks how will it affect us ‘‘to but also risk changing, harming or even destroy-
look upon nascent human life as a natural ing some species, including ourselves. To make
resource to be mined, exploited, commodified. the right ethical decisions ‘‘requires supreme
The little embryos are merely destroyed, but wisdom—an impossible situation for man in
we—their users—are at risk of corruption’’ (Kass general, because he does not possess that wisdom,
2002, p. 10). This is much more than a debate over and in particular for contemporary man, because
rights. This is about human dignity, including he denies the very existence of its object, objec-
what it means for humans to act with dignity. This tive value and truth. We need wisdom most when
changes the focus from ascribing rights to deter- we believe in it least’’ (Jonas 1984, p. 21).
mining responsibilities. Jonas was referring to the post-modern rejec-
tion of objective truth that has become so
prevalent—the idea that all answers are equally
Central place of responsibility valid. In contrast, ethics searches for better
answers to ethical questions. It acknowledges
The enormity of the potential impact of biotech- the limitations in current wisdom, and strives to
nology on human nature should cause us to improve our understanding. The way forward is
proceed cautiously. Biotechnology has the poten- muddied by our inability to accurately predict the
tial to do great good. But it also has the potential consequences of proposed biotechnological
to cause much harm. This could arise in the developments. Some argue that we should push
physical realm through unexpected consequences ahead and deal with problems as they arise. But
of the technology itself. But other harms could given the scale of disaster that biotechnological
arise through the non-physical impacts of bio- mistakes could trigger, Jonas’ guiding principle
technology. Cars and computers have affected contains much wisdom. He argued that ‘‘igno-
many aspects of human life and society. Biotech- rance of the ultimate implications becomes itself a
nology could change what it means to be human. reason for responsible restraint—as the second
A rights approach to ethics makes clear where best to the possession of wisdom itself’’ (Jonas
people have rights. Each right carries a corollary 1984, p. 22).
duty or responsibility. If people have a right to Time and resources must be committed to
healthcare, someone has the responsibility to examining the ethical implications of proposed

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biotechnological developments. The potential Habermas J (2003) The future of human nature. Polity
impact on all aspects of nature must be consid- Press, Cambridge
Jonas H (1984) The imperative of responsibility: in search
ered. The social, emotional and spiritual implica- of an ethics for the technological age. University of
tions of developments in biotechnology must also Chicago Press, Chicago
be examined. When humans themselves are the Jonas H (2004) Ethics and biogenetic art. Soc Res
objects of biotechnology, great caution is neces- 71(3):569–582
Kass L (2002) Life, liberty & the defense of dignity: the
sary lest we promote a view of ourselves and our challenge for bioethics. Encounter Books, New York
neighbours as nothing more than living bits of O’Mathúna DP, Scott PA, McAuley A, Walsh-Danesh-
technology. mandi A, Daly B (2005) Health care rights and
responsibilities: a review of the European Charter of
Acknowledgement Thanks are expressed to John Bryant Patients’ Rights. Irish Patients’ Association, Dublin.
for critically reviewing the manuscript. www.dcu.ie/nursing/patients_rights.shtml. Cited 20
October 2006
Pearson H (2002) Your destiny, from day one. Nature
418:14–15
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