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Global Ecology and Biogeography, (Global Ecol. Biogeogr.

) (2004) 13, 85 –92

Areas of endemism for passerine birds in


Blackwell Publishing, Ltd.

RESEARCH
PAPER
the Atlantic forest, South America
José Maria Cardoso da Silva*†‡, Marcelo Cardoso de Sousa†§ and
Carlos H. M. Castelletti†

†Universidade Federal de Pernambuco, Centro ABSTRACT


de Ciências Biológicas, Departamento de
Zoologia, Recife, Pernambuco, Brazil. E-mail:
Aim To use the method of parsimony analysis of endemism to identify areas of
j.silva@conservation.org.br, ‡Conservation Inter- endemism for passerine birds in the Atlantic Forest, South America, and to compare
national do Brazil, Avenida Nazaré 541/Sala the locations of these areas with areas previously identified for birds as well as other taxa.
310, 66035 –170, Belém, Pará, Brazil and Location The Atlantic Forest, eastern South America.
§Universidade Tiradentes, Centro de Ciências
Biológicas e da Saúde, Avenida Murilo Dantas Methods We analysed a matrix composed of the presence (1) or absence (0) of 140
300, 49032– 490, Aracaju, Sergipe, Brazil endemic species in 24 quadrats of 1 × 1 degree distributed along the Atlantic Forest
to find the most parsimonious area cladogram.
Results Fourteen most parsimonious cladograms were found and then summarized
in a single consensus tree. Four areas of endemism were identified: Pernambuco,
Central Bahia, Coastal Bahia, and Serra do Mar.
Main conclusions Avian areas of endemism in the Atlantic Forest have significant
generality, as they are highly nonrandom and congruent with those of other groups
of organisms. A first hypothesis about the historical relationships among the four
areas of avian endemism in the Atlantic Forest is delineated. There is a basal dichot-
omy among areas of endemism in the Atlantic Forest, with Pernambuco forming a
northern cluster and Coastal Bahia, Central Bahia and Serra do Mar comprising a
southern cluster. Within the southern cluster, Central Bahia and Serra do Mar are
more closely related to each other than to Coastal Bahia.
Keywords
Areas of endemism, Atlantic Forest, biogeography, Brazil, evolution, Neotropics,
*Corresponding author passerine birds, phylogeny.

endemism harbour unique biotas and therefore are considered


INTRODUCTION
as priority targets for conservation action (Terborgh & Winter,
Two basic patterns of geographical distribution are recognized in 1982; Fjeldså, 1993).
biogeography (Brown & Lomolino, 1998). The first is that geo- There are several methods used to identify areas of endemism
graphical distributions of organisms are limited by ecological or at a continental scale. The method more commonly used consists
historical factors; thus no taxon is completely cosmopolitan but of superimposing distribution maps for a number of taxa to
many are endemic to restricted regions. The second pattern is identify areas characterized by high concentrations of overlap-
that endemic species are not distributed randomly but they tend ping ranges (Müller, 1973). However, the overlap among species’
to be concentrated in some regions of the world, constituting a ranges may not be perfect and arbitrary decisions are taken when
phenomenon called provincialism. a great number of species are analysed (Platnick, 1991; Silva &
Regions with at least two endemic taxa are named areas of Oren, 1996).
endemism (Cracraft, 1985; Platnick, 1991). They are important Recently, a new method was proposed to identify areas of
for two reasons. The first is that they represent the smallest geo- endemism (Morrone, 1994). The method applies a parsimony
graphical units of analysis in historical biogeography, forming algorithm (commonly used in phylogenetic analyses) on matri-
the base for postulating hypotheses about the history of geo- ces with the raw distributions of organisms to identify areas or
graphical units and their biotas (Cracraft, 1985, 1994; Morrone, sets of areas that share a unique group of endemic taxa. This
1994; Morrone & Crisci, 1995). The second is that areas of method presents several advantages compared to the traditional

© 2004 Blackwell Publishing Ltd www.blackwellpublishing.com/geb 85


J. M. C. da Silva et al.

method. It is clearer, direct and can easily be improved when currently also considered as Atlantic Forest (Conservation
more information on geographical distribution becomes avail- International et al., 2000): (a) evergreen to semideciduous forest
able (Posadas & Miranda-Esquivel, 1999). islands (regionally known as ‘brejos’) located in the slopes of
The Atlantic Forest is one of the best defined biogeographical residual plateaus in the Caatinga region; (b) deciduous and sem-
regions in South America. From a continental perspective, the isolated forests along the middle section of the São Francisco
Atlantic Forest can be considered an island, because it is isolated river and in southern Piauí; and (c) deciduous and semidecidu-
from other large blocks of South American forests (Amazonian ous forests isolated along the Serra da Bodoquena, Mato Grosso
and Andean forests) by a corridor of open to semiopen forma- do Sul. In total, this area corresponds to about 1,400,000 km2.
tions, comprising Caatinga, Cerrado and Chaco (Ab’Saber, 1977).
Due to this isolation, the Atlantic Forest harbours a unique biota
Identification of areas of endemism
with many endemic genera and species (Myers et al., 2000).
The Atlantic Forest, however, is not homogeneous. Several fac- The method proposed by Morrone (1994) comprises the follow-
tors contribute to the environmental diversity of this region. One ing steps: (a) define operational geographical unites (OGU); (b)
is the latitudinal range, of about 25 degrees, thus including dif- construct a data matrix; (c) perform a parsimony analysis of the
ferent climatic regimes (Nimer, 1979). Another relevant factor is data matrix; (d) delimit the OGU or groups of OGUs defined by
altitude, as forests cover areas from sea level to 1700 m a.s.l. at least two endemic species; and (e) map the species endemic to
(Rizzini, 1997). Latitude and altitude together produce condi- each OGU or groups of OGUs to delineate the boundaries of
tions for the development of distinctive types of vegetation each area of endemism.
(Hueck, 1972; Rizzini, 1997). This, in turn, influences species’ Sample localities are the ideal OGUs for the parsimony analy-
distributions (Brown & Lomolino, 1998). sis of distribution data (Rosen, 1988), however, our knowledge of
Several attempts have been made to identify avian areas of the geographical distribution of bird species along the Atlantic
endemism in the Atlantic Forest. Although using the traditional Forest is incomplete as several places have not been adequately
methods, their results differed in several aspects. Müller (1973) sampled for birds (Conservation International et al., 2000). To
analysed several terrestrial vertebrates’ ranges (including several circumvent this problem, several authors have used as OGUs a
bird species) and considered the Atlantic Forest as a single area of previous regionalization scheme, such as provinces, districts,
endemism. However, he identified at least three subareas of interfluvial regions, or ecoregions (Cracraft, 1991, 1994; Silva &
endemism: Pernambuco, Bahia and Paulista. Cracraft (1985) Oren, 1996; Morrone & Escalante, 2002). However, Silva & Oren
identified two areas of endemism for birds along the Atlantic (1995) pointed out that this strategy is based on a critical
Forest: Serra do Mar, which stretches from Pernambuco to Santa assumption, namely that the biotic difference within an OGU is
Catarina along the coastal zone; and Paraná, which encompasses smaller than among OGUs. We used a different approach. We
the region covered by Araucaria forests in southern Brazil. Haffer selected 24 quadrats of 1 × 1 degree, which together cover most
(1985) regarded the Atlantic Forest as a single area of endemism, of the Atlantic Forest (Fig. 1). These quadrats were selected based
named South-eastern Brazil. Stattersfield et al. (1998) identified on two criteria. The first (‘sampling criterion’) is that each quad-
five avian areas of endemism in eastern Brazil: the Atlantic Slope rat must have at least one or a set of localities that have been rea-
of Alagoas and Pernambuco; Deciduous forests of Bahia; Decid- sonably sampled for birds. The second criterion (‘representation
uous forests of Minas Gerais and Goiás; Atlantic Forest lowlands; criterion’) is that these quadrats must collectively encompass the
and Atlantic Forest mountains. major forest types (according to the IBGE, 1988) and latitudinal
This paper has three main goals. The first is to use Morrone’s belts of the Atlantic Forest.
methodology to identify areas of endemism along the Atlantic The endemic passerine species of the Atlantic Forest were
Forest using passerine birds as a study group. The second is to selected from a list presented by Pacheco & Bauer (1999). Then,
evaluate the generality of the areas identified using this method the general distribution and ecological requirements of each
by comparing them with those identified for other organisms. species were separately re-evaluated to confirm that species were
The final goal is to use the area cladogram generated in the endemic to the region and also restricted to forest environments.
analysis to propose, for the first time, a general hypothesis of As a result, some species (Formicivora serrana, Oreophylax morei-
historical relationships among areas of endemism of the rae, Elaenia ridleyana, Vireo gracilirostris, Hylophilus poicilotis,
Atlantic Forest. Euphonia pectoralis, Sporophila melanogaster) listed as endemic
by Pacheco & Bauer (1999) were excluded from the final list of
species, whereas others (Lepidocolaptes wagleri, Lepidocolaptes
METHODS
squamatus, Arremon franciscanus and Phylloscartes roquettei)
were included. Species’ ranges were obtained from several
Study area
sources, such as books (Pinto et al. 1978; Ridgely & Tudor, 1994,
About 95% of the Atlantic Forest lies in Brazil, the remainder in 1997; Sick, 1997), papers on systematics and distribution
Argentina and Paraguay. The core region of Atlantic Forest corre- (Bornschein et al., 1995, 1998, 2001; Gonzaga & Pacheco, 1995;
sponds to an almost continuous zone composed of several forest Gonzaga et al., 1995; Pacheco & Gonzaga, 1995; Whitney et al.,
types along the Brazilian coast, from Rio Grande do Norte to Rio 1995a,b; Silva & Straube, 1996; Isler et al., 1997; Pacheco, 1997;
Grande do Sul (Fig. 1). In addition, other disjunct regions are Raposo, 1997; Whitney & Pacheco, 1997; Willis, 1988), regional/

86 Global Ecology and Biogeography, 13, 85 –92, © 2004 Blackwell Publishing Ltd
Bird areas of endemism in the Atlantic Forest

Figure 1 The Atlantic Forest in eastern South


America. A set of 24 quadrats was selected to
cover most of the environmental variation that
there is in this biome.

site lists (Pinto, 1952; Willis, 1979; Willis & Oniki, 1981; Scott
RESULTS
& Brooke, 1985; Belton, 1994; Rosário, 1996; Straube et al.,
1996; Aleixo & Galetti, 1997; Anjos & Schuchmann, 1997; One hundred and forty species of endemic passerines were
Magalhães, 1999; Parrini et al., 1999; Lins, 2001), unpublished included in this analysis (Appendix 1). Fourteen most parsimo-
field observations by JMCS and MCS, and specimens of the nious cladograms were found. Thus, a strict consensus cladog-
ornithological collections of the Universidade Federal de ram was generated to identify unambiguous clusters of OGUs
Pernambuco (UFPE), Universidade Federal de Minas Gerais (Fig. 2). Four areas of endemism may be identified from this
(UFMG) and Museu de Zoologia da Universidade de São Paulo analysis. The first area is composed of quadrat A, defined by six
(MZUSP). species (Myrmotherula snowi, Terenura sicki, Synallaxis infuscata,
A data matrix was built in which the columns represent species Philydor novaesi, Phylloscartes ceciliae and Tangara fastuosa). The
(analogous to characters in a phylogenetic analysis) and rows second area is composed of quadrats D and E, and is defined by
represent the quadrats (analogous to taxa in a phylogenetic four endemic species (Synallaxis cinerea, Phylloscartes beckeri,
analysis). In the matrix, the absence of species is coded as ‘0’ and Rhopornis ardesiaca and Formicivora iheringi). The third area is
the presence as ‘1.’ A hypothetical quadrat coded ‘0’ for all composed only of quadrat F, and is defined by two species (Acro-
columns is added to root the final cladogram. We used the batornis fonsecai and Scytalopus psychopompus). The fourth area
commands mh*; bb* of the computer program Hennig 86 (Farris, of endemism is composed of quadrats Q, U, J, V, S, R, P, M, and
1989) to find the most parsimonious cladograms. We used the N. This area is defined by two species (Orthogonys chloricterus
command ‘nelsen’ to generate a strict consensus tree. and Dacnis nigripes). When compared with all other areas of
The most basal quadrats or clusters of quadrats that have at endemism identified, the fourth area is the only one in which
least two endemic species were considered as areas of endemism nested subareas of endemism may be also recognized. Thus, the
(Morrone, 1994). Then, the ranges of endemic species that subcluster composed of quadrats U, J, V, S, R, P, M and N is
delimit each area of endemism were mapped by using site defined by two species (Myrmotherula gularis and Tangara des-
records processed by ARCVIEW 3.2. Finally, limits of each area of maresti); the subcluster S, R, P, M, and N is defined by two species
endemism were proposed based on the degree of overlap among (Biatas nigropectus and Drymophila rubricollis); and quadrat N is
their endemic species’ ranges. defined by four species (Myrmotherula fluminensis, Formicivora

Global Ecology and Biogeography, 13, 85– 92, © 2004 Blackwell Publishing Ltd 87
J. M. C. da Silva et al.

DISCUSSION

Avian areas of endemism

The analysis indicates that there are distinct areas of passerine


bird endemism in the Atlantic Forest. Four distinctive and basal
areas of endemism were identified and they form the base upon
which a systematic research program on avian biogeography in
this region may be developed. This result supports the prediction
by Cracraft (1985) that his ‘Serra do Mar Centre’ would be sub-
divided into smaller areas of endemism when bird distributions
were examined in more detail.
The identification of the four areas of endemism differs from
previous analyses. In contrast with Müller (1973), the area of
endemism Pernambuco does not include both banks of the river
São Francisco, because all endemic bird species that delimit this
region are restricted to the northern bank. Also, Müller’s Bahia
subcentre does not strictly follow the Atlantic coast. Finally,
although Müller’s Paulista subcentre is largely congruent with
the area of endemism Serra do Mar, it does not extend up to
Espírito Santo.
In contrast with Cracraft (1985), we could not find any
support for the Paraná Centre (encompassing central Paraná,
western Santa Catarina and northern Rio Grande do Sul) as an
area of endemism. Cracraft listed 12 bird taxa as supporting
the Paraná Centre, including six passerine species: five forest
specialists (Clibanornis dendrocolaptoides, Leptasthenura setaria,
Leptasthenura striolata, Hemitriccus kaempferi, Cyanocorax
caeruleus), and one grassland specialist (Anthus nattereri). The
ranges of these species are not restricted to Paraná Centre (see
Figure 2 Cladogram obtained from the parsimony analysis of the Appendix 1) and include also other areas of endemism. In fact,
data matrix of Appendix 1. Numbers above the branches are the our analysis suggests that at least the eastern portion of Cracraft’s
number of endemic species.
Paraná Centre (quadrat Q in Fig. 2) is part of the area of ende-
mism Serra do Mar, whilst other sectors (quadrats T, X and Z)
comprise a transition zone with other biomes.
littoralis, Tijuca condita and Calyptura cristata). By combining Stattersfield et al. (1998) recognized only one of the areas of
the ranges of the endemic species listed above, it is possible to endemism that we identified: Pernambuco (they named this area
delimit four areas of endemism (Fig. 3): Pernambuco (A), as ‘Atlantic slope of Alagoas and Pernambuco’). They also identi-
Central Bahia (D and E), Coastal Bahia (F), and Serra do Mar fied an area in central Bahia (‘Deciduous forests of Bahia’), but
(Q, U, J, V, S, R, P, M, and N). their area is smaller and does not encompass the ranges of all
Pernambuco includes all evergreen, semideciduous and decid- species that we suggest are endemic to this region. Bird species
uous forests that are orientated as a belt following the Atlantic that define the area of endemism Central Bahia inhabit different
coast, north to the river São Francisco. It comprises the coastal habitats. Two species (Synallaxis cinerea and Phylloscartes beckeri)
zone of the states of Paraíba, Pernambuco and Alagoas. Central are restricted to evergreen forests along the slopes of some high
Bahia includes a large and topographically complex area that plateaus while Rhopornis ardesiaca and Formicivora iheringi are
harbours a mosaic of evergreen, semideciduous and deciduous restricted to dry forests that surround these plateaus. Cracraft
forests, which cover both slopes and adjacent areas of the (1985) stressed that there is no reason to expect that endemic
Chapada da Diamantina and all surrounding plateaus in central species defining an area of endemism (a primarily historical
Bahia and northern Minas Gerais. Coastal Bahia encompasses a entity) should have the same ecological requirements. In
small area dominated by lowland evergreen forests roughly addition, although these four species are not syntopic, they are
between the rivers Jiquiriça and Jequitinhonha, in the state of sympatric at the spatial scale analysed herein and their ranges
Bahia. Serra do Mar includes a very heterogeneous habitat gradi- coincide spatially to define an area of endemism. Stattersfield
ent that ranges from coastal restingas at sea level to forests at et al. (1998) recognized one large area of endemism named
1700 m a.s.l. This area follows roughly the belt of high-elevation ‘Atlantic Forest lowlands’, which is largely congruent with the
ranges that is generally named ‘Serra do Mar’ and that extends areas Coastal Bahia and Serra do Mar identified herein. They also
from central Espirito Santo to Santa Catarina. identified an area of endemism named ‘Atlantic Forest mountains’,

88 Global Ecology and Biogeography, 13, 85 –92, © 2004 Blackwell Publishing Ltd
Bird areas of endemism in the Atlantic Forest

Figure 3 The boundaries of the four areas of


endemism identified for passerine birds in the
Atlantic Forest. Boundaries are based on the
percentage of overlap among ranges of the
endemic species. (a) Pernambuco (b) Central
Bahia and Coastal Bahia, and (c) Serra do Mar.

pointing out that there are differences between lowland and of endemism for bamboos along the Atlantic Forest. One (Bahia)
highland avifaunas along the Serra do Mar. We could not find is largely coincident with Coastal Bahia and another (Serra do
any evidence for this area of endemism and it is included in the Mar) is coincident with our area Serra do Mar. Tyler et al. (1994)
Serra do Mar or in Central Bahia. We found no support to recog- identified four areas of endemism along the Atlantic Forest.
nize Stattersfield’s area of endemism ‘Deciduous forests of Minas Their area of endemism Pernambuco overlaps 100% with the
Gerais and Goiás’. This area of endemism is composed of two dis- Pernambuco area identified herein. Tyler et al.’s Bahia area
junct patches of dry forests (one in the São Francisco valley and includes a large extension of Coastal Bahia and a small portion of
another in the Paranã valley) separated by a large plateau covered Central Bahia. Tyler et al.’s Rio de Janeiro and Santa Catarina
mostly by cerrado. The ranges of the two species that they used to areas are mostly included within the area of endemism Serra do
recognize this area of endemism are not fully coincident, because Mar.
Knipolegus franciscanus occurs in both São Francisco and Paranã These comparisons indicate that passerine areas of endemism
valleys, whilst Phylloscartes roquettei occurs only in the São have significant generality, because endemic passerine species
Francisco valley. along the Atlantic Forest tend to cluster in the same regions as
other groups of organisms. According to Cracraft (1985), this
generality implies that there is a pattern to be investigated,
Comparison with areas of endemism of other
namely, the origin and development of biotas as represented by
organisms
these areas of endemism.
The four areas of endemism exhibit considerable congruence
with those identified for other organisms in the Atlantic Forest.
Historical relationships among areas of endemism
Prance (1982) identified three areas of endemism for woody
plants (Pernambuco, Bahia and Rio de Janeiro) that are largely Although the analysis of species’ raw distributions using parsi-
coincident with the areas identified herein (Pernambuco, Costal mony is effectively one good method to identify the areas of
Bahia and Serra do Mar, respectively). Erwin & Pogue (1988) endemism at intracontinental scales (Silva & Oren, 1996; Posadas
suggested that all coastal Atlantic Forest south of the river São et al., 1999; Garcia-Barros et al., 2002; Morrone & Escalante,
Francisco is a single biogeographical unity that they named 2002), there are doubts if this method may be used to estimate
‘South Atlantic Coast’. This scheme is not contradictory with the historical relationships among areas of endemism (Brooks, 1981;
one suggested herein. Soderstrom et al. (1988) found two areas McLennan & Brooks, 2002). Some authors claim that the results

Global Ecology and Biogeography, 13, 85– 92, © 2004 Blackwell Publishing Ltd 89
J. M. C. da Silva et al.

from this method are congruent with those obtained using more
ACKNOWLEDGEMENTS
sophisticated biogeographical analyses based on cladistic bio-
geography methods and on the phylogenies of different groups This project was conducted with support from FACEPE, CNPq,
of species (e.g. Cracraft, 1991, 1994; Silva & Oren, 1995; Ron, Universidade Tiradentes, Universidade Federal de Pernambuco
2000). Cracraft (1991) provided a rationale for this claim, by (Programa de Pós-Graduação em Biologia Animal), and Conser-
stating that shared taxa among areas may be evidence of histo- vation International do Brazil. We thank José Fernando Pacheco
rical relatedness, because they are the consequence of failure to and Sonia A. Roda for data about some critical species, and John
differentiate once the areas became segregated. Cracraft (1994) Bates and an anonymous referee for very useful criticisms. We
also suggested that if biotic dispersion is historically constrained, particularly wish to thank Luis Barbosa for preparing the figures.
it should be expected that the distribution of natural taxa will
exhibit hierarchical congruence when examined cladistically.
SUPPLEMENTARY MATERIAL
Silva & Oren (1995) suggested that the analysis of raw distribu-
tions of species using parsimony should be a useful tool to iden- The following material is available from http://
tify preliminary hypotheses of historical relationships among www.blackwellpublishing.com/products/journals/suppmat/
areas of endemism that may later be evaluated by the methods of GEB/GEB077/GEB077sm.htm
cladistic biogeography.
Several authors have investigated the historical relationships of Appendix S1. Presence (1) and absence (0) of 140 endemic
the Atlantic Forest with other lowland forest regions in South passerine endemic species in 24 quadrats in the Atlantic Forest.
America (Cracraft & Prum, 1988; Bates, 1998; Costa et al., 2000). Lines are quadrats and columns are species. The line ‘root’ is an
In all these broad-scale analyses, the hypothesis that the Atlantic area with no taxon at all that is used to root the most parsimoni-
Forest is a composite of at least two or more areas of endemism is ous cladograms.
well supported. The realization that the Atlantic Forest is com-
posed of at least four areas of avian endemism will help refine
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New York.

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