ANTIOXIDANT PROPERTIES OF SORGHUM,
A Dissertation
by
JOSEPH MOBUTU AWIKA
Submitted to the Office of Graduate Studies of
Texas A&M University
in partial fulfillment of the requirements for the degree of
DOCTOR OF PHILOSOPHY
May 2003,
Major Subject: Food Science and TechnologyUMI Number: 3088114
UMI
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ProQuest Information and Learning Company
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P.O. Box 1346,
‘Ann Arbor, MI 48106-1346ANTIOXIDANT PROPERTIES OF SORGHUM
by
A Dissertation
JOSEPH MOBUTU AWIKA
Submitted to Texas A&M University
in partial fulfillment of the requirements
for the degree of
DOCTOR OF PHILOSOPHY
Approved as to style and content by:
: Tow ‘Rodney
(Chair of Committ
eo Bide,
Ronald Richter
(Member)
Lloyd’W. Rooney {
(Chair of Food Science an
Technology Faculty)
May 2003
GLE@
(Member)
er ogee
Luis Cisneros-Zevallos
(Member)
(eave
‘Mark Hussey
(Head of Department)
Major Subject: Food Science and Technologyiii
ABSTRACT
Antioxidant Properties of Sorghum. (May 2003)
Joseph Mobutu Awika, B.Sc., Egerton University;
MS., Texas A&M University
Chair of Advisory Committee: Dr. Lloyd W. Rooney
Sorghum varieties grown in Texas between 1998 and 2002, as well as processed
sorghum products, were analyzed for antioxidant potential using three methods; oxygen
radical absorbance capacity (ORAC), 2,2’-azinobis (3-ethyl-benzothiaziline-6-sulfonic
acid) (ABTS) and 2,2-diphenyl-1-picrylhydrazyl (DPPH). Phenolic antioxidants from
these samples were separated and characterized by HPLC. Two extraction solvents, 1%
HCI in methanol (Me-HCh, and 70% aqueous acetone (Ac-aq), were compared. The
Me-HCl generally extracted sorghum antioxidants better than Ac-aq. This effect was
more significant in black sorghums than brown sorghums.
The ORAC activities (Trolox equivalents, TE) among black and brown sorghum
brans were high (1,000 ~ 3,100 mol TE/g) compared to common fruits and vegetables
(80-900 mol TE/g). Retention of antioxidant activity after processing was 57 — 78% for
baked, and 70 100% for extruded sorghum products relative to raw samples.
Antioxidant values by the ORAC method were 2-3 times higher than ABTS or DPPH
values for the sorghums. However, the three methods correlated highly with one another
(R’> 0.95). The ABTS method was overall the most suitable for sorghums.Brown sorghum grains and brans had high procyanidin contents (21-58 mg/g)
compared to blueberry (20 mg/g), as measured by HPLC. Polymers with DP>10 were
the major procyanidin constituents (66-84%) of brown sorghums. The relative ratio of
oligomers (DP<10) to polymers (DP>10) increased significantly in processed products.
Black sorghum brans had high anthocyanin content (4.5-11.0 mg/g) compared to
commercial sources (0.8-10.0 mg/g). Luteolinidin and apigeninidin were the major
anthocyanins in the black sorghums, accounting for about 50% of total anthocyanins.
‘The red sorghum bran had high levels of naringenin (1.0 mg/g) compared to the other
sorghum brans (0.17-0.26 mg/g).
Specialty sorghums are a rich source of different phenols with high antioxidant
potential and are a commercially viable source of these compounds for foods or
pharmacological applications. High retention of antioxidant activity in processed
products implies the sorghums are valuable food ingredients.ACKNOWLEDGEMENTS
I wish to extend big thanks to Dr. Rooney for making all this possible. Special
thanks to Dr. Waniska for being very helpful through all stages of the study. Sincere
gratitude goes to Dr. Richter and Dr. Cisneros for serving on my committee and general
help. I especially thank Dr. Cisneros for allowing me the use of his laboratory facilities,
and also his invaluable help with the initial DPPH analysis.
Special thanks to Dr. Prior of the Arkansas Children’s Hospital, Little Rock, AK,
and his staff, Dr. Gu and Dr. Wu for being very helpful with time and resources for
normal phase HPLC and ORAC analysis. Many thanks go to Dr. Senseman, and Audie
Sciumbato (Soil & Crop Sciences) for generous help with the initial HPLC analysis. 1
also thank Dr. Keeton and Bryan (Meat Science) for allowing me access to facilities in
their laboratory.
The CQL lab crew was all very helpful at various stages of this study. Thanks to
Cassandra for helping with acquisition of most of the ‘tools’ for the work and her
general advice. Many thanks to Linda Dykes for being very helpful with parts of the
analysis, I salute David Acosta and Mark Baron for assisting with the dirty work!
Thanks to the rest of CQL members for their general support.vi
TABLE OF CONTENTS
Page
ABSTRACT... esse cceeceeee
ACKNOWLEDGEMENTS.
TABLE OF CONTENTS.
wi
LIST OF TABLES.. viii
LIST OF FIGURES .
CHAPTER
I INTRODUCTION ............
I LITERATURE REVIEW........
Sorghum tannins and their antioxidant potential 3
Sorghum anthocyanins and their potential benefits 9
Extraction of phenolic compounds... wl
Separation of phenolic compounds using HPLC... 15
Evaluating antioxidant activity of phenolic compounds 220
Ill MATERIALS AND METHODS...
Samples...
Sample extraction.
Analytical procedures.........
HPLC analysis.
Special note.
IV RESULTS AND DISCUSSION...
Extraction of sorghum antioxidants
Methods for measuring antioxidant activity
Comparing ABTS and DPPH antioxidant methods on sorghum
extracts. :
Use of antioxidant activity to compare extraction efficiency of
Ac-aq with Me-HCI
Antioxidant properties of pure phenols
HPLC separation of sorghum phenolics .vii
CHAPTER Page
Environmental and varietal effects on phenol and antioxidant
levels of sorghums ..... _
Effect of processing on antioxidant activity of sorghum
Dietary implications of the phenol and antioxidant status of the
processed sorghums
Comparison of sorghum products with other dietary sources
Vv SUMMARY, 100
LITERATURE CITED ..... 103
APPENDIX A. AIS
APPENDIX B.. 116
APPENDIX C... 7
VITA ... 118viii
LIST OF TABLES
TABLE Page
1
1
rit
Vv
VI
vu
vill
Ix
XI
x
XI
xIV
xv
XVI
‘Tannin and phenol levels in Me-HICI and Ac-aq extracts of brown
sorghums
Anthocyanin levels in sorghum brans extracted with Me-HCl and Ac-aq.
Antioxidant activity of sorghum grains, brans and products measured by
ORAC, ABTS and DPPH.. . .
A summary comparison of the different antioxidant methods .AT
Comparing antioxidant activity of brown sorghums extracted for
different times .
Antioxidant activity of flavonoids...
Antioxidant activity of phenolic acids. 53)
Molar characteristics anthocyanin molecules . 61
Anthocyanin contents of black and red sorghum brans determined by
HPLC. 64
Procyanidin content of brown sorghums compared to those of freeze-
dried cocoa and blueberry 70
ABTS antioxidant and phenol levels among sorghums and other cereals.........75,
Effect of processing on procyanidin polymer contents of Sumac (SU99)
bran measured by normal phase HPLC. —
Change in measurable phenolics due to extrusion ..
ORAC levels per serving of bread and cookies made with sorghum brans........94
ORAC levels in sorghum brans and extracts relative to common fruits...... 97
Anthocyanin content of sorghum brans relative to common fruits and
vegetables... 98ix
LIST OF FIGURES
FIGURE
1. Che
al structure of common anthocyanidins....
2. Typical crude anthocyanin spectra for black sorghum bran extracted with
Me-HCI and Ac-ag. «.....esssssssess
3. Correlation coefficients for the three antioxidant methods used. 42
4, Comparing antioxidant
DPPH methods
ivities of brown sorghum brans using ABTS and
5. Comparing antioxidant activities of black sorghum brans using ABTS and
DPPH methods . 43
6. Antioxidant activities of brown sorghum brans extracted in Me-HCl and
Ac-aq 50
7. Antioxidant activities of black sorghum brans extracted in Me-HCI and
Ac-aq
8. Comparing antiradical activity of phenolic compounds in DPPH versus
ABTS-EtOH and ABTS-PBS systems.
9. Correlation coefficients between ABTS in ethanol (ABTS-EtOH) and
aqueous buffer (ABTS-PBS) versus DPPH for different phenol groups....0.0...56
10, Effect of the number of OH substituents on the antioxidant activity of
phenolic compounds in DPPH, and alcoholic (EtOH) and aqueous buffer
(PBS) ABTS systems. 58
11. Absorption spectra for selected anthocyanin standards in pH 1.0 buffer
solution seceeeeeneenene 60
12, HPLC profiles of Me-HCI anthocyanin extracts from black and red sorghum
brans...
13. HPLC anthocyanin profiles of black sorghum (BKO1) bran extracts
monitored at 375 nm ..... 265
14, Spectral characteristics of luteolinidin and apigeninidin peaks isolated
from black sorghum (BK01) bran by HPLC 66FIGURE Page
15, Normal phase HPLC procyanidin profiles of two brown sorghum grains,
Sumac (SU99), and Hi Tannin (HTO1), 69
16. HPLC profiles of Me-HCl flavonoid extracts from brown (SU99) and red
(RDO) sorghum brans monitored at 280 nm .. sevens
17. Phenol levels for various sorghum brans compared to wheat bran...
18. ABTS values for various sorghum brans compared to wheat brat...uc.ssssssss000.77
19, Changes in antioxidant activity of sorghum brans after baking. 81
20. Normal phase HPLC procyanidin profiles of Sumac (809s) bran before and
afier baking in cookies and bread... es
21, Change in Sumac (SU99) bran procyanidins due to processing in cookies
and bread. 84
22. Change in ABTS activity of sorghums due to extrusion. 88
23. Normal phase HPLC procyanidin profiles of Hi Tannin (HTO1) grain before
and after extrusion. . 89
24. Change in Hi Tannin (H'T01) grain procyanidins due to extrusion. 1CHAPTERI
INTRODUCTION
Interest has increased in phenolic compounds from plants due to their potential
benefits as antioxidants. Sorghum, like many other cereal plants, contains phenols that
are thought to provide natural defense mechanisms against insects and diseases. In
sorghum, these phenols are concentrated in the outer layers of the kernel. Decortication
to remove outer layers of the kernel can concentrate these compounds 3-7 fold (Hahn
and Rooney 1985, Awika 2000). Such fractions possess antioxidant properties
comparable to those of berries (Awika 2000) and can be used in foods to provide
nutraceutical benefits. Sorghum offers a cost effective source of phenolics due to its
storage stability and high grain yield. This is especially important given the rapidly
increasing demand for natural sources of nutraceuticals for food.
Condensed tannins are a major phenolic component of sorghums with a pigmented
testa. They are concentrated in the testa and pericarp of such sorghums. The superior
ability of tannins over simple phenols as antioxidants is known (Hagerman et al 1998,
Bors et al 2000). Hagerman et al (1998) found tannins were 15-30 times more powerful
at quenching peroxy radicals than simple phenols. Bors et al (2000) also reported an
exceptionally high radical scavenging potential of condensed and hydrolysable tannins
in their reaction with hydroxyl radicals. The tannin contents of sorghums correlated
This dissertation follows the style and format of Cereal Chemistry.positively with their antioxidant properties as measured by the ORAC method (Awika
2000). Isolation of these polyphenols from sorghum and measuring their antioxidant
ability in purified forms is necessary. This will give a better understanding of how they
influence the antioxidant activity of bran fractions.
Anthocyanins are becoming increasingly important not only as food colorants, but
also as antioxidants. There is a growing commercial need for alternative natural sources
of food colorants (Boyd 2000, Francis 2000). Awika (2000) found black sorghum,
(Tx430 variety) bran had significantly more anthocyanins than other sorghums, with
good antioxidant properties comparable to those of berries. This was the only non-tannin
sorghum with such high antioxidant activity, which suggests anthocyanins played an
important part in its antioxidant activity. The potential of this sorghum for commercial
exploitation cannot be overestimated. It is important to isolate and determine the
antioxidant properties of the anthocyanins in more purified forms.
‘Numerous other phenolic compounds exist in sorghum brans (Hahn 1984, Gous
1989), Data is needed on the antioxidant properties of these sorghum phenols. Such
phenols are known to have different antioxidant properties and their relative proportions
can affect the overall antioxidant activity of bran samples.
In order to determine the antioxidant activity of the sorghum phenols, itis essential
to extract them in a consistently efficient manner. This will allow for accurate estimation
of their activity as well as allow for comparison with other natural antioxidant sources,
Several methods are available for extraction of phenols from different sources. In
sorghums, acidified methanol is reported as most efficient (Hahn and Rooney 1985,Gous 1989), whereas for fruits and vegetables 70% aqueous acetone is reportedly most
efficient (Kallithraka et al 1995, Garcia-Viguera et al 1998). However, the acidified
‘methanol and aqueous acetone methods are seldom compared side by side.
The main goal of studying natural antioxidants is to improve human health. The
most effective way to deliver the antioxidants to consumers is through foods that are
consumed widely and consistently. Prior investigations in our lab have shown that
specialty sorghum brans high in phenolics can produce good quality breads (Gordon
2001), and cookies (Mitre-Dieste et al 2000). However, the rate of retention of sorghum
antioxidants in these products is not known. This information is important if the
specialty sorghums are to be promoted as a viable source of antioxidants for human
health,
Numerous methods are available for estimating antioxidant activities of compounds
in vitro, However, since the main goal is to improve human health, methods that would
most closely predict the bioeffects of these compounds are preferable. So far ORAC is
the only in vitro method that has correlated in vitro activities of various antioxidants
with in vivo plasma antioxidant status (Cao et al 1996). However the method is
expensive and hence not widely available. Other methods with similar or better
predictive value for sorghum antioxidants should be assessed.
‘This work aims to detail the effects of sorghum phenolic components on overall
antioxidant activity of sorghum brans, and how processing affects their activity. Itis a
continuation of preliminary work done in our laboratory as reported by Awika (2000).Specific objectives were
»
2)
3
4)
To determine the most efficient method for extracting sorghum antioxidants.
‘To compare different methods for antioxidant analysis to determine the most
suitable for sorghum.
Isolate and identify the sorghum compounds responsible for antioxidant
activity using HPLC.
To determine the effects of processing on antioxidant activity of sorghum.CHAPTER IL
LITERATURE REVIEW
Sorghum tannins and their antioxidant potential
‘Tannins are high molecular weight polyphenols, and are classified as hydrolyzable
or condensed. Hydrolyzable tannins contain a central core polyhydric alcohol such as
glucose and hydroxyl groups which are esterified wholly or partially by gallic acid or
hexahydroxydiphenic acid. Condensed tannins, found in sorghum, are mainly
polymerized products of flavan-3-ols and/or flavan 3,4-diols.
Sorghum tannins have generally been viewed as undesirable due to theit
antinutritive properties, i., they complex with food macromolecules reducing their
digestibility Price and Butler 1980, Salunkhe et al 1982, King-Thom et al 1998).
However, current data suggest that tannins may have nutraceutical benefits due to their
powerful antioxidant activity (Kinsella et al 1993, Clifford 1996, Hagerman et al 1998,
Heinennonen et al 1998). Consequently research efforts are directed at understanding
their precise mode of action and bioavailability in biological systems and how their
consumption can be enhanced in human diets. Specialty sorghum brans rich in these
‘compounds (Awika 2000) need detailed analysis to determine how they can be used in
foods.
The activity of tannins as antioxidants is thought to be two-fold; i) they may chelate
transition metals (Cu and Fe) making them unavailable for Fenton-type reactions (Bors
et al 1990, Carbonaro et al 1996); ii) they may act as scavenger antioxidants by donating
an electron to highly reactive free radicals and quenching the reactivity of the radical by6
delocalizing the unpaired electron on the phenolic ring (Husain et al 1987, Chimi et al
1991). Conflicting data exist, however, on ability of tannins to chelate transition metals.
Carbonaro et al (1996) found no evidence to suggest that the ability of tannins to reduce
hydroxyl radical formation was due to a chelating activity. They concluded it was purely
due to a direct interaction of the polyphenol molecule with hydroxyl radicals. On the
other hand, Hagerman et al (1998) found both condensed and hydrolysable tannins were
able to chelate iron (Fe™) at a pH range of 6.4 ~ 8.4, besides reacting directly with free
radicals. Similar results were reported by Moran et al (1997) for low molecular weight
polyphenols at pH 5.8 and 7.4.
Hagerman et al (1998) found tannins were 15-30 times more powerful at quenching
peroxy radicals than simple phenolics or Trolox.
ce condensed and hydrolyzable
tannins are structurally different, but were equally effective as antioxidants, they
concluded that high molecular weight and the proximity of many aromatic rings and
hydroxyl groups are more important to free radical scavenging by tannins than specific
functional groups. Ariga and Hamano (1990) found that the ability of oligomeric,
flavonoids to scavenge azobis-generated peroxyl radicals was proportional to their
degree of polymerization. Hagerman et al (1998) also showed that tannins, unlike simple
phenols, were unable to act as prooxidants or were very weak prooxidants. Similar
results were reported by Bors et al (2000), who suggested this could be because
procyanidin and gallate o-quinone, unlike flavan(ol) 0-quinones which can act as
prooxidants by forming reactive oxygen species through futile redox cycling, are capableof producing oligomeric compounds by various pathways. Such phenolic coupling
reactions retain the number of hydroxy groups which enhance their antioxidant capacity.
‘An important factor to consider in assessing the activity of dietary components is
their availability and/or activity after ingestion. Since tannins complex with proteins and
other macromolecules making them resistant to digestion, they are likely to remain in the
digestive tract and not be absorbed and transported to other tissues (Jimenez-Ramsye et
al 1994). This way, they may serve a unique role as antioxidants by sparing other
antioxidants and thus indirectly increase antioxidant level in other tissues (Hagerman et
al 1998). They may also be able to protect proteins, carbohydrates and lipids in the
digestive tract from oxidative damage during digestion (Marshall and Roberts 1990). To
evaluate antioxidant ability of tannins when complexed with proteins, Hagerman et al
(1998) used tannin-gelatin complexes as antioxidants in metmyoglobin assay. These
complexes retained at least half the activity of free tannins. It is possible proteins
complexed this way may be less susceptible to oxidative damage.
Recent data suggest that tannins and other flavonoids are absorbed by humans in
larger quantities than previously thought (Pietta 2000, Ross and Kasum 2002). Deprez et
al (2001) reported that procyanidins could be absorbed through the intestinal cell
monolayer, but only up to trimers. However, the interflavan bond in the procyanidins
‘was found to be unstable in acid environments, suggesting the higher molecular weight
procyanidins could be broken down in the stomach (Spencer et al 2000). These authors
tested depolymerization of procyanidins in simulated gastric juice (pH 2) and found that
tetramers to hexamers degraded to monomers and dimers in 1.5-3.5 hr. This wouldpotentially improve the absorption of the procyanidins in the small intestine, and hence
their bioavailability.
‘A major part of the ingested flavonoids is, however, apparently not absorbed
directly, but is largely degraded by the intestinal microflora. The bacterial enzymes
catalyze several reactions, including hydrolysis, cleavage, of the heterocyclic oxygen-
containing ring, dehydroxylation, and decarboxylation (Pietta 2000). The net products
are several phenolic acids which can be reabsorbed through the colon, enter circulation
and offer antioxidant protection (Pietta et al 1997, Deprez et al 2000, Tapiero et al 2002)
In general, tannins appear to be the most effective natural phenolic antioxidants in-
vitro. Available data suggest that tannins may also produce health benefits in-vivo
through direct absorption or degradation into phenolic acids in the colon, or by
complexing with and protecting food molecules from oxidative damage. Since specialty
sorghum brans are a rich source of these compounds (Hahn 1984, Awika 2000), they
could be incorporated in diets as part of natural food ingredients. Work in our laboratory
using these sorghum brans in bread and cookies has shown they produce good quality
products (Mitre-Dieste et al 2000, Gordon 2001, Rudiger 2003). It is essential to assess
the nutraceutical properties of such products to determine how processing and storage
affect the interaction of tannin with food macromolecules and its antioxidant properties.
This may help determine significance of sorghum as a source of tannins for nutraceutical
applications.Sorghum anthocyanins and their potential benefits
Anthocyanins are natural colorants belonging to the flavonoid family. They are
widely distributed in flowers, fruits and vegetables, and are thought to play a role in
plant resistance to insect attack (Strack and Wray 1993). All anthocyanins are natural
glycosides and acylglycosides of anthocyanidins (Wang et al 1997), Figure 1 shows the
general structure of common anthocyanidins found in nature. Most of these
anthocyanidins have an OH group on the C-3 of the C ring. However, some
—— Ri Ry
H H ‘OH H
H on ou H
OCH OCHs ou H
Delphinidin OH OH OH H
Petunidin OH OCH OH H
Peonidin H OCH; on H
Luteolinidin On H H H
Apigeninidin H H H H
Fig 1. Chemical structure of common anthocyanidins.10
anthocyanidins, with a small distribution in nature, lack the OH group on C-3 and are
normally referred to as 3-deoxyanthocyanidins. These include luteolinidin and
apigeninidin (Fig. 1) (Sweeny and Iacobucci 1981, Clifford 2000). The common
anthocyanins are either 3- or 3,5- glycosylated, When the number of sugar residues is
higher than three, they may be attached to the basic molecule with altemating sugar and
acyl linkages.
‘Anthocyanins are thought to have some therapeutic benefits including,
vasoprotective and anti-inflammatory properties (Lietti et al 1976), anti-cancer and
chemoprotective properties (Karaivanova et al 1990), as well as antineoplastic properties
(Kamei et al 1995), Anthocyanins are considered to contribute significantly to the
beneficial effects of consuming fruits and vegetables (Wang et al 1997).
Most of the anthocyanins that have been identified were isolated from fruits and
vegetables, Limited data exists on the types and levels of anthocyanins in cereals,
probably because they have never been regarded as a commercially significant source.
Nip and Bums (1969, 1971) were able to isolate and identify apigeninidin, apigeninidin-
S-glucoside, luteolinidin and pelargonidin-3,5-diglucoside in red and white sorghum
varieties by paper chromatography. Gous (1989) also reported luteolinidin and
apigeninidin from a black sorghum variety. Cyanidin and pelargonidin were also
reported in corn (Francis 1989), and sorghum (Yasumutsa et al 1965)
Available quantitative data on anthocyanins vary widely from author to author,
partly because of different standards used. In general, values of 1.2-23.6 mg/g forblueberries (Prior et al 1998, Mazza and Miniati 1993), blackberries 3.9-15.5 mg/g,
cranberry 3.5 mg/g, raspberry 0.9-19.5 mg/g (Mazza and Miniati 1993), and red cabbage
1.6 mg/g (Timberlake and Henry 1988) have been reported (all values converted to dry
‘weight basis), Gous (1989) reported anthocyanin levels of 3.7 mg/g for a black sorghum
variety. However, comparing values across authors may not be valid due to widely
varying standards and extinetion coefficients, as well as extraction methods used by each
author.
Antioxidant properties of anthocyanins have been reported (Wang et al 1997, Satué-
Gracia et al 1997, Lapidot et al 1999, Saint-Cricq de Gaulejac et al 1999). Awika (2000)
also attributed high antioxidant properties of a black sorghum variety, which had a very
Jow tannin level, to its anthocyanin content.
Data from several authors on the antioxidant activity of anthocyanins and their
aglycons are conflicting. Tsuda et al (1994) found that aglycons were better antioxidants
than glucosides, whereas Wang et al (1997) reported that some glucosides were better
antioxidants than aglycons. Different systems and catalyst used by different authors may
be responsible for the conflicting data. For example, Lapidot et al (1999) reported that in
a system catalyzed by H2O>-activated myoglobin, malvidin-3-glucoside was the best
antioxidant, followed by catechin, whereas in a system catalyzed by an iron redox cycle
catalyzer, resveratrol was the most efficient and catechin the least efficient among four
flavonoids they tested (malvidin, catechin, resveratrol and malvidin-3-glucoside)
In general, mechanistic studies of antioxidant activity of individual anthocyanin
molecules have not provided meaningful information. Apparently, differenthydroxylation and glycosylation patterns modulate the antioxidant properties of
anthocyanins. Saint-Cricq de Gaulejac et al (1999) reported that anthocyanins in red
wine act synergistically to provide radical scavenging activity compared to pure
anthocyanin molecules. This shows that measuring antioxidant activities of individual
anthocyanin molecules, though insightful, may not give a good picture of the
effectiveness of anthocyanins as antioxidants in their natural form. Such data would need
to be compared against the crude forms of anthocyanins as they exist in nature.
Antioxidant properties of sorghum anthocyanins and their individual constituents
have not been reported. Such data is essential if sorghum anthocyanins are to be
promoted as a viable commercial source of natural food pigments. This is becoming
increasingly important with the rising demand for natural sources of food colorants
(Boyd 2000),
‘A major concern over the exploitation of natural food pigment sources is the
stability of anthocyanins in food systems. Anthocyanins have poor color stability relative
to synthetic food colorants which presents a challenge to scientists. Use of natural
anthocyanins in beverages is hampered by their sensitivity to light, pH changes, and
especially their bleaching by sulfur dioxide which is a common preservative (Harborne
1988). However, the 3-deoxyanthocyanidins (which include apigeninidin and
luteolinidin) were reportedly very stable in acidic solutions relative to other
anthocyanidins commonly found in fruits and vegetables (Sweeny and Iacobucci 1981).
The lack of oxygen at the C3 is believed to improve their stability. These 3-
deoxyanthocyanidins are not widely distributed in food plants (Clifford 2000), but haveB
been identified as major anthocyanins in sorghums (Nip and Burns 1969, Gous 1989).
This points to the potential of sorghum anthocyanins as a viable commercial source of
anthocyanins.
Mechanisms for improving anthocyanin stability are known. Timberlake and Bridle
(1980) reported that reacting anthocyanins with other flavonoids such as flavan-3-ols
could stabilize the quinonoidal base and improve resistance to SO. Such reactions may
occur during extraction of anthocyanins from samples that contain flavan-3-ols (Haslam
1980, Dallas et al 1996, Remy et al 2000), like brown sorghums, and this may further
improve stability of such sorghum anthocyanins. Acetylation also improves stability of
anthocyanins (Francis 1989). Sugar attachment and methylation of one or more of the
free hydroxyl groups may also improve pigment stability (Cooper-Driver 2001. Co-
pigmentation is another mechanism that improves stability of anthocyanins. Co-
pigments are important since under very weakly acidic conditions (pH 4-6) as is typical
in plant cell vacuole, and in absence of other substances, most anthocyanins exist
substantially in stable colorless forms (Cooper-Driver 2001). At this pH range
anthocyanin structural types exist in equilibrium as follows:
quinonoidal anhydro base <> flavylium cation <= carbinol bases
Co-pigments may act either inter- or intramolecularly (Figueiredo et al 1996). They have
little or no color in themselves, but probably stabilize and enhance the color of
anthocyanins by intermolecular hydrophobically reinforced x-x stacking of their
aromatic nuclei with those of the pigment (Brouillard et al 1991, Mistry et al 1991).14
Such a-7 interactions may stabilize the flavylium cation/anhydro base forms which
prevent reaction with water to form the colorless carbinol base forms (Cooper-Driver
2001). Various molecules have been identified as good natural copigments, including
hydroxycinnamoyl esters such as chlorogenic acid, galloyl esters (tannins) and flavone
and flavonol glycosides (Figueiredo et al 1996)
Extraction of phenolic compounds
Several methods are used to isolate phenols and assess their antioxidant activity.
Since most sorghum phenols are concentrated in the bran fractions (Hahn and Rooney
1985, Awika 2000), separation of these fractions through abrasive decortication is an
effective way of concentrating the phenols. These fractions are also rich in dietary fiber
and phytin that can provide additional benefits in foods.
Extraction of phenols from fruits and vegetables for quantitative determination is
usually achieved using a polar solvent like methanol, acetone, ethanol and acidic
methanol, among others (Kanner et al 1994, Prior et al 1998, Velioglu et al 1998). Hahn
1984, and Gous (1989) found 1% HCI in methanol to be the most efficient solvent for
extracting sorghum phenolics. On the other hand, 70% aqueous acetone is reported as
the most efficient at extracting fruit phenolics (Kallithraka et al 1995, Garcia-Viguera et,
al 1998), Kallithraka et al (1995) found 70% aqueous acetone to be most effective at
extracting grape seed procyanidins.
However, most of the solvent comparisons have not involved the acidified methanol
and aqueous acetone side by side. Garcia-Viguera et al (1998) compared 1% HCI in1s
‘methanol with 70% aqueous acetone, among other solvents, for extraction of strawberry
anthocyanins. They concluded that the aqueous acetone was most efficient at extracting
the anthocyanins, However, they stated that their conclusion may have been due to the
difficulty involved in post-extraction processing (prior to analysis) of acidified methanol
and other solvents relative to aqueous acetone, rather than their actual extracting power.
Also, recently Lu and Foo (2001) observed significant anthocyanin reaction with
aqueous acetone to form pyranoanthocyanins during extraction. They reported that the
degree of the re:
jon depended largely on duration of solvent-anthocyanin interaction,
as well as temperature. For example, they found that blackcurrant anthocyanin HPLC
peaks almost completely disappeared after three days in 70% aqueous acetone at 40°C,
with a concomitant increase in pyranocyanin peaks. Hence depending on the extraction
regimen, aqueous acetone may greatly underestimate anthocyanin content of a sample.
Due to the controversies, it is essential to compare the two solvents side by side on
sorghum fractions to determine the most effective method for extracting sorghum
phenols. This information is not only essential for consistent analysis and comparison of
different samples, but also for potential extraction for commercial exploitation.
Separation of phenolic compounds using HPLC
High performance liquid chromatography (HPLC) has become very popular due to
its versatility, precision and relatively low cost. Most frequently the method uses
reversed-phase Cs or Cx columns in conjunction with an aqueous mobile phase; and
methanol and acetonitrile buffers as modifiers (Escarpa and Gonzalez 2001, Chen et al
2001). However, quantitative comparison of results as reported in literature is not easy16
because the extraction and chromatographic techniques vary. There is controversy in.
sample preparation methods; some authors use solid-phase extraction with Cis or strong
anion-exchange (SAX) cartridges; others use liquid-liquid extraction with different
organic solvents like ethyl acetate or diethyl ether; while some inject samples directly
without any preparation steps (Rodriguez-Delgado et al 2001). Depending on the nature
” of the compounds, recoveries are different.
Sample preparation procedures for HPLC analysis have been studied (Schieber et al
2001, Malovand et al 2001). Malovand et al (2001) concluded that liquid-liquid
extraction was more efficient than solid-phase extraction for analysis of trans-resveratrol
and other polyphenols in wine by HPLC. Schieber et al (2001) used a stationary phase
with polar endcapping to separate phenolic acids and flavonoids of apple and pear, and
obtained good resolution of flavonol glycosides. Mataix and Ludue de Castro (2001)
used a method based on coupling of continuous liquid-solid extraction, evaporation,
HPLC individual separation and photometric detection to separate and determine
anthocyanins in wine, The method was more sensitive than the batch manual method,
with a wider determination range and better linearity of calibration curves. Chen et al
(2001) used an acid-catalyzed hydrolysis process to liberate flavonoids and phenolic
acids from their bound form and help overcome low resolution between flavonoids and
phenolic acids. They were able to simultaneously determine flavonoids and phenolic
acids in cranberry juice using this method.
Putman and Butler (1989) developed a HPLC procedure to fractionate high
molecular weight procyanidins (condensed tannins) from sorghum. They used a short7
reversed-phase C18 column to elute procyanidins through a combination of linear and
step gradient coupled with a fast flow rate. Solvents used were acetic acid, methanol, and
water. They included phytic acid and EDTA (ethylene diaminetetraacetic acid) in
solvents to counter the effect of trace metals that may reside in the column. Through this
method, they were able to identify three procyanidin polymers; B-2 (epicatechin dimer),
B-3 (catechin dimer), and B-9 (epicatechin trimer), and isolate several other higher
molecular weight procyanidins. Using a diode array detector they were able to show that
peak separation was due to procyanidin chain length, with the lower molecular weight
polymers eluting first. The monomers of catechin and epicatechin were not retained by
the column (eluted with solvent front).
Rigaud et al (1993) developed a normal phase HPLC method coupled with UV
detection to separate procyanidins on a molecular weight basis. They were able to
separate procyanidins up to tetramers for grape seed and up to pentamers for cacao
beans. Oligomers and polymers beyond tetramers tended to fuse into broad unresolved
humps, making the method unsuitable for quantification. Improvements of Rigaud et al
(1993) method that coupled the normal phase HPLC with fluorescence detection was
used to successfully separate oligomers up to pentamers from cocoa beans on a
molecular weight basis (Adamson et al 1999, Hammerstone et al 1999). The authors
proposed the method as a more effective tool for quantification of procyanidins over the
less specific spectrophotometric methods like the Vanillin-HCI. However, since they
were unable to resolve polymers with DP>10, the method underestimated procyanidin
content,18
Gu et al (2002) further optimized the method used by Adamson et al (1999) and
Hammerstone et al (1999) for berries, cocoa, and sorghum procyanidins. They were able
to resolve the polymers with DP>10 as a single peak that could be quantified, in addition
to the monomers and DP 2 ~ DP 10 oligomers. They found the high molecular weight
polymers were the major procyanidins in brown sorghum bran, cocoa, cranberries and
blueberries. This method allowed for a more effective quantification of procyanidins by
HPLC than the previous methods. Using reversed phase HPLC-ESI MS, the authors
identified epicatechin as the polymer extension unit and catechin as the major chain
terminating unit (89%) in the sorghum bran procyanidins. This agreed with data obtained
by Gupta and Haslam (1978), and Gujer et al (1986).
HPLC presents a powerful tool for quantification of procyanidins in sorghums due
to its specificity and ability to detect contribution of different chain length procyanidins
to the total procyanidin content of a sample. This is important in health and food
applications since polymer chain length affects organoleptic, antioxidant and other
health properties of procyanidins (Rigaud et al 1993, Tebib et al 1997, Lotito et al 2000).
Several phenolic acids have been isolated from sorghum using HPLC. Hahn (1984)
used a multistep gradient with acetic acid-water, and butanol-methanol as solvents; and a
non-polar C18 column to separate phenolic acids in sorghum. He was able to isolate and
identify gallic, protocatechuic, gentinsic, p-hydroxybenzoic, chlorogenic, caffeic,
syringic, p-coumaric, sinapic and ferulic acids. To obtain crude phenolic acids extracts,
he used aqueous acetone and ethyl acetate for free phenolic acids, and base (NaOH)
hydrolysis to extract bound and esterified phenols. Waniska et al (1989) and Gous19
(1989) used similar methods to isolate phenolic acids from sorghum. They additionally
identified salicylic, vanillic, sinapic and cinnamic acids from their sorghum samples.
However, most phenolic acids in sorghum are bound to cellular matrix and are only
extractable in minor quantities without acid/alkaline hydrolysis. Their contribution to
antioxidant activity of sorghum extracts may thus be minimal.
Schieber et al (2001) used a recently available column (Aqua 5 um C18) coupled
with a diode array detector to separate polyphenols in apple juice and pomace. The
column was developed for the separation of very polar analytes which were usually not
sufficiently retained on common reversed phases. Using acetic acid in water, and
acetonitrile as solvents with simultaneous monitoring at 280, 320 and 370 nm, they were
able to isolate and identify 26 phenolic compounds including procyanidins, catechin,
flavonols and phenolic acids. Similar work using reversed-phases have consistently
given fewer peak resolutions (Lopez et al 2001, Martinez-Ortega et al 2001, Mateos et al
2001, Ferrara et al 2001).
Coupling of HPLC and UV-visible spectroscopy (HPLC/photodiode array
detection) has been the most common method to identify and quantify anthocyanins
(Anderson 1985, Dallas et al 1996, Garcia-Viguera et al 1997, Wang et al 2000). Wang,
et al (2000) identified 13 anthocyanins in highbush blueberries using a reversed phase
column with a photodiode array detector. They used aqueous formic acid and 100%
methanol as solvents. Revilla et al (2001) on the other hand used acetonitrile in water at
pH 1.3, and perchloric acid as solvents for determination of anthocyanins in red grapes
and red wine, They were able to obtain 15 peaks with 9 identified anthocyanins. Use of20
formic acid and acetonitrile as solvents also gave a good resolution and identification of
15 anthocyanins and anthocyanin esters in red table grapes (Carrefto et al 1997). Various
solvent systems are apparently effective for separation of anthocyanins in HPLC
systems, However, quantitative comparison of results may be a problem
Evaluating antioxidant activity of phenolic compounds
Numerous methods are used to evaluate antioxidant activities of phenolic
compounds in foods or biological systems. Most antioxidant activity assays consist of
accelerating oxidation in a lipid system, usually by heat and excess oxygen supply, then
monitoring oxygen consumption, substrate loss or product formation (Bondet et al 1997,
Fukumoto and Mazza 2000). Because many factors affect oxidation, including
temperature, oxygen pressure, metal catalyst, composition and form of fat, results vary
depending on oxidation condition used (Frankel 1993). Assays measuring substrates or
products can also give varying results depending on their specificity. Moreover, such
methods are not always representative of the natural evolution of lipids in foods (Frankel
1993), Also, for many antioxidants, the risk of degradation during testing is high
(Bondet et al 1997),
Osawa and Shibamoto (1992) developed a HPLC method to measure
malonaldehyde formed in lipid emulsion systems oxidized by FexCly/H20>,
Malonaldehyde was derivatized by reaction with urea under acidic conditions to form 2-
hydroxypytimidine which could be measured by HPLC. This method was used by Tsuda
et al (1994) to measure malonaldehyde formed in various lipid systems, and by
Fukumoto and Mazza (2000) to measure antioxidant and prooxidant activity of phenolic24
compounds. However, in the latter case, sensitivity of HPLC method was poor relative
to free radical methods.
Beta-carotene bleaching is a quick and simple method to measure antioxidant
activity, Antioxidant activity is measured by the ability of a compound to minimize loss
of B-carotene during the coupled oxidation of linoleic acid and i-carotene in an
emulsified aqueous system. The reaction is usually initiated using heat (50°C)
(Fukumoto and Mazza 2000). The method has good sensitivity, but is non-specific and is
subject (o interference from oxidizing and reducing agents in crude extracts, and the
linoleic acid used is also not representative of typical food lipids (Frankel 1993).
‘Two free radicals that are commonly used to assess antioxidant activity are 2,2
azinobis (3-ethyl-benzothiaziline-6-sulfonic acid) (ABTS) and 2,2-diphenyl-1-
picrylhydrazyl (DPPH"), The ABTS assay measures the relative ability of antioxidant to
scavenge the ABTS" generated in aqueous phase, compared with a Trolox (vitamin E
water-soluble analog) standard. The ABTS" is generated by reacting a strong oxidizing
agent (c.g., potassium permanganate or potassium persulfate) with the ABTS salt. The
reduction of the blue-green ABTS” radical by hydrogen-donating antioxidant is
measured by the suppression of its characteristic long wave absorption spectrum.
Antioxidant reduces absorbance of the radical cation (ABTS") to an extent and on a
1e-scale dependent on the antioxidant capacity of the substance being investigated
(Miller and Rice-Evans 1997), Results are usually expressed as Trolox equivalent
antioxidant capacity (TEAC). The method is rapid and can be used over a wide range ofpH (Amao ct al 1999, Lemanska et al 2001), and in both aqueous and organic solvent
systems. It also has good repeatability, and hence is widely reported. The method
however, has not been correlated with biological effects, and hence its actual relevance
to in vivo antioxidant effects of vi
‘The DPPH is a stable free radical with an absorption band at 515 nm. It loses this
absorption when reduced by an antioxidant;
(DPPH* + A > DPPHH + A*)
or a free radical species;
(DPPH’ + R* > DPPH-R).
‘The DPPH’ method is widely used to determine antiradical/antioxidant activity of
purified phenolic compounds as well as natural phenol extracts (Brand-Williams et al
1995, Sripriya et al 1996, Bondet et al 1997, Mahinda and Shahidi 2000, Peyrat-Maillard
et al 2000, Fukumoto and Mazza 2000). Brand-Williams et al (1995) observed three
reaction kinetics for reaction of DPPH" with different phenolic compounds, The first
kinetic reaction proceeded quickly, reaching a steady state immediately; the second
kinetic reaction was a bit slower, reaching a steady state in 30 min. The third kinetic
reaction involved longer periods of time, reaching a steady state in 1-6 hr, which
suggests a complex reaction mechanism (Bondet et al 1997). Most of the phenols they
tested followed the third kinetics. This suggests that antioxidant activity using DPPH”
should be evaluated over time. The method also has good repeatability and is widely
reported. However, like ABTS, its relevance to biological systems is unknown.