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Abstract
Despite a strong tradition of viewing coded equivalence as the underlying principle of linguistic
semiotics, it lacks the power needed to understand and explain language as an empirical phenome-
non characterized by complex dynamics. Applying the biology of cognition to the nature of the
human cognitive/linguistic capacity as rooted in the dynamics of reciprocal causality between an
organism and the world, we can show language to be connotational rather than denotational. This
leaves no room for the various ‘code-models’ of language exploited in traditional linguistics.
Bio-cognitive analysis leads to deeper insights into the essence of language as a biologically based,
cognitively motivated, circularly organized semiotic activity in a consensual domain of interactions
aimed at adapting to, and, ultimately, gaining control of the environment. The understanding that
cognition is grounded in the dynamics of biological self-organization fits both the integrational
model of communication and distributed cognition. A short discussion of the key notions of repre-
sentation, sign and signification, interpretation, intentionality, communication, and reciprocal cau-
sality is offered, showing that the notion of ‘code’ is only misleadingly applied to natural language.
Ó 2007 Elsevier Ltd. All rights reserved.
1. The goal
0388-0001/$ - see front matter Ó 2007 Elsevier Ltd. All rights reserved.
doi:10.1016/j.langsci.2007.01.004
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cognition (Heschl, 1990); autopoietic principles, therefore, are essential in making sense of
the distributed process that we call language.
In what follows I offer a short discussion of some essential properties of language as
understood in the framework of the bio-cognitive philosophy of language, hoping to show
that this approach may serve as a methodological consensus for both distributed cognition
and integrational linguistics. They all share some central notions and ideas, as becomes
obvious in the distributed language approach. At the same time, the approach leaves
hardly any room for a code model in understanding language and communication.
2. Representations
1
The notions of ‘ontogenetic structural coupling’ and ‘consensual domain’ are conceptually consonant with
Clark and Chalmers (1998) and Cowley (2004) distrubutionist account of cognition and Cowley (2002)
integrational perspective of language.
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2
A very similar understanding of representation was later proposed by Bickerton (1990): 76: ‘‘Representation
= ‘responding or having a permanent propensity to respond to x, an entity or event in the external world, in terms
of y, a particular pattern of neural activity’’’. Likewise, Cowley (2004) stresses the dependence of human
representational capacities on environmentally driven neural synergies. However, the traditional ‘telementation’
doctrine (Harris, 1996) continues to hold strong in much of the literature devoted to the nature and function of
language.
3
This ‘value’ is typically referred to as ‘conceptual structure’ understood to be composed of hierarchically
arranged abstract meaning primitives (Wilkins, 2005)
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4
Of course, there is no real ‘recursion’ of one and the same (identical) stimulus over time – rather, we should
speak of a more or less adequate match between the already existing ER and the recurring stimuli which are
recognized as co-variants of the stimulus that originally triggered a particular neuronal activity.
5
The fact that the term representation has at least three distinctly different readings – in Peirce’s semiotics,
analytic philosophy, and autopoiesis – may, at times, be confusing, so I’ll specify it where necessary as ‘semiotic’,
‘traditional/philosophic’, and ‘autopoietic’.
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As may be seen, the emphasis in this definition is laid on the phenomenological nature of
signs (including linguistic signs), that is, their cognitive dynamics, the one aspect that until
recently has been outside the scope of interest of language sciences. However, even Hera-
clitus paid attention to the trivial empirical fact about the world (and, by inclusion, about
language as part of the world) determined by the phenomenological basis of cognition, in
his famous observation Everything is in flux.
The study of indexicality as a property of signs at different functional levels in the
framework of a unified theory of indication (Kravchenko, 1992) gives solid grounds to
believe that this property is characteristic of any sign, although to different degrees.
Indeed, as Peirce stressed at the time, there are no pure symbols. Further, as Putnam
(1986: 234) observes, ‘‘indexicality extends beyond the obviously indexical words and mor-
phemes (e.g., the tenses of verbs). . . .Words like ‘water’ have an unnoticed indexical com-
ponent: ‘water’ is stuff that bears a certain similarity relation to the water around here.’’
Verbrugge, as quoted by Hodges (this volume), claims that nouns are better understood
as indexical, rather than symbolic:
‘‘Linguistic actions are not arbitrarily related to their settings or to other actions of
the person who is talking. The relationships are systematic and constrained; they are
properties of social events that are perceptible’’ (1985: p. 179).
be odd to describe, for example, such adaptively adequate sensorimotor activity as cross-
country running in terms of computations on abstract symbols representing (encoding) all
the relevant aspects of the physical environment in which the running occurs. Yet this is pre-
cisely what orthodox linguists do when they describe language processing – just because to
them, linguistic signs are abstract symbols with fixed meanings. But are they, really?
The idea that signs must of necessity be abstract entities if their presumed purpose is to
serve as a socially approved stable means of storing information in the form of conceptual
structure and transferring it through communication, is very appealing. Moreover, it is
supported by the conceptual metaphor COMMUNICATION IS TRANSFER OF IDEAS built in our
everyday language – and linguists, just like other people, also ‘live by metaphors’ (Lakoff
and Johnson, 1980). To many, most linguistic signs identified as symbols in the spirit of F.
de Saussure, i.e. as arbitrary signs with conventional meanings, indeed seem to meet this
condition. Thus, the unprecedented spread and dominance of generative grammar in its
many versions took place as an aspiring rationalist enterprise which gave rise to first-gen-
eration cognitive science (Gardner, 1985). Schematically, the conventionality of meaning is
illustrated by the semantic triangle (Ogden and Richards, 1927: 11) in Fig. 1.
As suggested by the diagram, there is a direct relation between the Symbol and the
Thought and between the Thought and the Referent, whereas the Symbol and the Refer-
ent are only indirectly related insofar as someone must use the symbol to stand for a ref-
erent. If language is viewed from a structuralist angle, i.e., as an autonomous sign system,
such understanding of linguistic signs does not cause any particular objections. Yet if we
reject Saussure’s principle of distinguishing between langue and parole as to a large degree
artificial and empirically unsustainable, doubts about the empirical validity of the seman-
tic triangle begin to appear (Kravchenko, 2006b).
First, the definition of linguistic sign as a unit of language used to denote things and
phenomena in the world does not answer the question in what relation language itself
stands to these things and phenomena. Ontologically, language seems to be both a
dynamic phenomenon (communicative activity) and a thing, that is, a system of ‘linguistic
items’ identified and singled out by the classical linguist as a result of efforts to ‘construe’
language from texts – which are a kind of thing, after all. Texts can be described as
THOUGHT OR REFERENCE
bottle, it will not therefore stop being what it is to us (viz. beer). It is a different question
what goal the user in this case is trying to achieve (different users have very different goals),
but if we assume that the person is not insane, we will most probably start looking for a
possible reasonable explanation for such unconventional use of beer, trying to relate what
we observe to our experience and knowledge – which, in the case of the older generation at
least, will tell us that a few decades ago women used to use beer in such a way when curling
their hair.
Seemingly deviant uses of signs are very similar in this respect. If we possess sufficient
experience, if we have shared experience with the sign user and experience of the world in
which we, the sign user, and the sign exist (that is, if we operate in a consensual domain),
we can, as a rule, identify, to some degree, the grounds on which one particular sign has
been chosen rather than any other of the signs available (cf. Grice’s ‘conversational impli-
catures’).6 In particular, this process underlies such typical natural language phenomena as
metonymy and metaphor. Yet this identification, by default, is never a relationship of
equivalence. The cognitive effort of the interpreter of linguistic signs (the observer of com-
municative verbal behavior), although reducing the degree of indeterminacy characteristic
of the sign use and hence its purported ‘meaning’, yields results which are, to an extent,
predetermined by one’s unique experience of the relevant physical, biological, social, his-
torical, cultural, etc. parameters of the communicative situation (viz. what structural cou-
pling is all about). This experience characterizes the current state of the language user as an
organism (either in the stance of speaker or interpreter), this organism being a structurally
determined system.
In autopoiesis, structural determinism is defined as follows:
‘‘A structure determined system is a system such that all that happens in it or with it
arises as a consequence of its structural dynamics, and in which nothing external to it
can specify what happens in it, but only triggers a change in its structure determined
by its structure’’ (Maturana, 2000: 461).
6
I particularly like the example given by Hodges (2007) of the situationally determined context grounded use of
the word bachelor.
7
In biology of cognition, an organism is a living system as long as it is autoreferential and specified by its
circular organization. A cell is simply a first order living system, an individual human – a second order, and a
human community – a third order living system.
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another will think of rice boiled in milk, yet in another it will spark association of buck-
wheat, barley, millet or oat meal boiled in water, with salt and butter added and, for a
fourth, it will be something else. Unless another retrieves these associations from the sign,
one cannot say that the interpreter has received the full meaning intentionally attached to
the sign by the sign user. Russell wrote in this connection:
You can learn by a verbal definition that a pentagon is a plane figure with five sides,
but a child does not learn in this way the meaning of everyday words such as ‘‘rain’’,
‘‘sun’’, ‘‘dinner’’, or ‘‘bed’’. These are taught by using the appropriate word emphat-
ically while the child is noticing the object concerned. Consequently the meaning that
the child comes to attach to the word is a product of his personal experience, and
varies according to his circumstances and his sensorium. A child who frequently
experiences a mild drizzle will attach a different idea to the word ‘‘rain’’ from that
formed by a child who has only experienced tropical torrents. A short-sighted and
a long-sighted child will connect different images with the word ‘‘bed’’ (Russell,
1948: 4).
Thus, our understanding of linguistic signs (such as words) is an interpretive process
which crucially depends on the degree to which the sign user and the sign interpreter share
similar life experiences. Our meaning-making ability as one of the aspects of the complex
cognitive dynamics that characterizes us as structure determined systems, is predetermined
by our unique histories of ontogenetic structural coupling with the (linguistic) environ-
ment and cannot be reduced to the simplistic notion of mapping ‘external’ signs (spoken,
or ‘physical’ words) against internal signs (the ‘mental lexicon’) in search of the so-called
equivalence.
To sum up what so far has been said about signs and meaning:
dynamics of the organism as a living system. On these grounds, signs cannot be abstrac-
tions, but if they are not abstractions, they have no content and the problem of represen-
tation (in the traditional/philosophic sense) ‘simply does not arise’.
Now I want to focus on the notion of intentionality invoked in the previous section with
the objective to explain what the term stands for in biology of cognition and what is to be
gained by it in trying to understand and explain language.
The term ‘intentionality’ is used in modern science in at least three separate areas: lin-
guistic semiotics, philosophy, and autopoiesis as a theory of self-organized living systems.
I am not going to dwell on the decades-long debate among rationalists about intentionality
as a specific psychological category (‘aboutness’) which connects thoughts with things and
mind with the world (Putnam, 1988; Haldane, 1989; Priest, 1991 inter alia) for a rather
obvious reason: to me and those who reject the code model of language, the Fodorian
(Fodor, 1987; Fodor, 1998) problem of intentionality is a dead issue.
As for linguistic semiotics, intentionality is defined as a necessary constitutive property
of sign. A sign becomes an artifact intentionally produced for the purpose of performing a
communicative function and is, in this sense, intentional. However, speaking about the
intended ‘‘producibleness’’ of linguistic signs, orthodox linguists overlook the essential dif-
ference between spoken and written language (Linell, 2005). Admittedly, a written word is
a bona fide artifact, but how justified is inclusion of spoken words in the class of artifacts?8
Is it just because one out of a number of existing hypotheses about language origins claims
man to be its conscious creator? But a hypothesis, no matter how appealing, remains a
hypothesis until it has received sufficiently reasonable and convincing proof. As of today,
science does not have solid proof that language is the product of man’s purposeful activity.
By contrast, researchers into the origins of language are inclined to think that language
is the evolutionary property of man as a biological species (Hurford et al., 1998). It is not a
cultural artifact that we learn (Pinker, 1995), but a complex adaptation for communication
(Pinker and Jackendoff, 2005). In this case, the artificial origins of linguistic signs (the spo-
ken word) is struck from the agenda. Indeed, it would hardly occur to anyone to speak of
artificial origins of laughter, crying, or screams of pain, despite the fact that each of these
can be considered as a means of communication as they produce orientational influences
in a consensual domain of interactions. Here we are reminded of the inadequacy of the
commonly accepted definition of the function of language as one of communication as,
for example, given by Malinowski (1927: 297): ‘‘Language, in its developed literary and
scientific functions, is an instrument of thought and of the communication of thought’’.
Such understanding of the function of language prevails in contemporary linguistic liter-
ature (see Millikan, 1984; Carruthers, 1996; Van Valin and LaPolla, 1997; Origgi and
Sperber, 2000 inter alia). Yet this definition does not cover all the essential properties of
language. According to Zvegintsev,
language is an activity that involves all the functions which make humans human.
And language is an activity that generates the means for its realization in concord
with the diverse functions possessed by language. [...] To limit the study of language
8
For a relevant discussion see Wheeler (2004).
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9
For more details see Kravchenko (2006a)
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in the world. Then we have no alternative but to consider intentionality as a biological cog-
nitive function when it becomes a cognitive phenomenon of the living organism’s self-reg-
ulation. Furthermore, the problem of intentionality cannot be separated from the problem
of meaning because, in fact, it is the key to understanding the genesis of meaning. Further,
if we assume the causal nature of sign relations, we must acknowledge that a causal rela-
tion (such as the relation between smoke and fire, for example) is already signification
brought into the world by a living (cognitive) system in its movement to in-formation
through its definition of identity in the organism’s environment. In the case of humans,
much of this in-formation occurs in communication.
4.1. Communication
10
Note how close this integrationist definition of communication is to Varela’s definition of intentionality as ‘a
mode of self-organization of a living system’ given above.
11
Conceptually, the autopoietic view on communication is very similar to Ross’s (2004) view on communication
as signalling moves aimed at reaching equilibria in coordination games with others. In Linell’s dialogical theory
other-orientation is one of the key concepts, along with interaction and contexts – all of which reveal a striking
parallelism with the autopoietic view on language and communication (Linell, 2007).
12
In this respect, Ross’s (2004) game-theoretic approach to communication is quite compatible with the
autopoietic one.
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in the long run, it is determined by the first existential priority of a living system – survival.
‘‘For the organism, the environment is a set of processes and components that have to be
recognized and manipulated in order to be capable to survive and reproduce’’ (Moreno
et al., 1992: 66).
Everything occurs in a physical context (a consensual domain); when individuals are co-
present, each influences the other. Modification of the behavior of an organism to be ori-
ented (or influenced, to use a more familiar word) is possible under the following
conditions:
13
Again, the autopoietic model of communication stands very well with the integrationist perspective which
views communication as ‘‘a process by which semiological values are created sur place through the integration of
human activities’’ (Harris, 2004: 734).
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The answer evidently lies in the understanding that representations as specific states of
neuronal activity possess signification in the sense that they modify the behavior bearing
on interactions between one organism and another as components of the world with which
the first organism stands in a relation of reciprocal causality.14 Positing reciprocal causality
as an ontological given allows us to speak of ‘‘various modes of self-organization where the
local [an organism] and the global [the world] are braided together’’ (Varela, 1992: 6).
The significance of reciprocal causality consists in that a change (as a result of interac-
tions) of one element in the relation effects a change in the other element, modifying the
medium which, in turn, exerts a modifying influence on the organism, and so on in recur-
sive order. Once again we are dealing with circular organization:
14
For a discussion of some specific manifestations of reciprocal causality see Menary’s contribution to this issue
(Menary, 2007).
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5. Conclusion
The conclusion that the biological function of representations is adaptation to the med-
ium by managing information, agrees very well with Linell’s thesis (Linell, 2007) that
rather than being primarily engaged in modeling, imaging and imagining outside reality
as the (first-generation) cognitivist would have it, the brain ‘‘is designed to control and
monitor the interaction with the environment’’, and ‘‘representations are there to serve
the superordinate purposes of interaction with and intervention into the world’’. It also
undermines the grand palace of orthodox linguistics built around the concept of sign in
general, and linguistic sign in particular. For truly, if natural (spoken) language is a kind
of adaptive behavior of an organism (a description of an organism’s interactions with rep-
resentations which are in a causal relation with the changes in the environment in its phys-
ical, biological, social and cultural dimensions), then linguistic signs appear to be not signs
of environmental components but of representations which themselves are signs by defini-
tion. Consequently, language can be defined as a system constituted by signs of signs (cf.
Peirce’s ‘‘a sign for a sign’’ principle).
In turn, linguistic signs as a totality of environmental components constitutive of an
organism’s particular (communicative) behavior as a description of the niche of cognitive
interactions, are subject to change to the extent that the organism and the medium are in a
state of reciprocal causality. This explains, in particular, the historical change of language
as its salient feature. In addition, since language is a specific medium (a subdomain of the
cognitive domain of interactions), or part of the world, and at the same time an activity of
which this medium is the product, its state is determined, in quite a natural way, by the
state (the sum total of specific features) of the world, which helps understand the dynamics
of the developmental history of human languages and their diversity.
Language is adaptive behavior which re-represents neural activity that is (partly)
derived from linguistic experience. Cognitive dynamics use reciprocal causation and the
mode of self-organization (intentionality) that shapes biological function. This fits Harris’
(1981) principle of co-temporality and the distributionists’ refusal to separate the linguistic
from the non-linguistic.
While interaction and languaging are biological, they are also a phenomenal dimension.
Although words are, at root, sensory stimuli, they arise from bonding and mediating the
components of structural coupling: they stabilize associations between things (the physical
context) and ‘phenomena in the world’ (the experienced world). Physical words, therefore,
are phenomenological, indexical and serve an organism in self-constructing neural activity
(representations) in interdependence with contexts. So (what we call) language is connota-
tional. When we communicate, we draw on a history of the organism and the world’s
braiding together to establish resonance rooted in our individual histories of structural
coupling.
Finally, in view of the fact that language is a dynamic semiotic dimension of cognition
(as it is understood in autopoiesis) whose essential properties defy the coded equivalence
principle cherished by traditional linguistics, it cannot and must not be regarded as a kind
of code, whether digital or some other kind. Because ‘‘we live by metaphors’’, and because
the code metaphor has been deeply ingrained in the minds of linguists since the time of the
first cognitive revolution about 50 years ago (just like Turing’s conceptual metaphor
‘thinking is computation’), it is hard to let go of something so dearly familiar and closely
nurtured. But let go we must, for the child has grown.
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