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Policy View

Research priorities to reduce the global burden of dementia


by 2025
Hiral Shah*, Emiliano Albanese*, Cynthia Duggan, Igor Rudan, Kenneth M Langa, Maria C Carrillo, Kit Yee Chan, Yves Joanette, Martin Prince,
Martin Rossor, Shekhar Saxena, Heather M Snyder, Reisa Sperling, Mathew Varghese, Huali Wang, Marc Wortmann, Tarun Dua

At the First WHO Ministerial Conference on Global Action Against Dementia in March, 2015, 160 delegates, including Lancet Neurol 2016; 15: 1285–94
representatives from 80 WHO Member States and four UN agencies, agreed on a call for action to reduce the global See Comment page 1202
burden of dementia by fostering a collective effort to advance research. To drive this effort, we completed a globally *First coauthors, contributed
representative research prioritisation exercise using an adapted version of the Child Health and Nutrition Research equally
Initiative method. We elicited 863 research questions from 201 participants and consolidated these questions into Department of Neurology,
59 thematic research avenues, which were scored anonymously by 162 researchers and stakeholders from 39 countries Columbia University, New
York, NY, USA (H Shah MD);
according to five criteria. Six of the top ten research priorities were focused on prevention, identification, and Department of Psychiatry,
reduction of dementia risk, and on delivery and quality of care for people with dementia and their carers. Other University of Geneva, Geneva,
priorities related to diagnosis, biomarkers, treatment development, basic research into disease mechanisms, and Switzerland
public awareness and understanding of dementia. Research priorities identified by this systematic international (Prof E Albanese MD);
Department of Neurology,
process should be mapped onto the global dementia research landscape to identify crucial gaps and inform and Washington University School
motivate policy makers, funders, and researchers to support and conduct research to reduce the global burden of of Medicine, St Louis, MO, USA
dementia. Efforts are needed by all stakeholders, including WHO, WHO Member States, and civil society, to (C Duggan PhD); Centre for
continuously monitor research investments and progress, through international platforms such as a Global Dementia Global Health Research and
WHO Collaborating Centre for
Observatory. With established research priorities, an opportunity now exists to translate the call for action into a Population Health Research
global dementia action plan to reduce the global burden of dementia. and Training, The Usher
Institute, University of
Edinburgh, Edinburgh, UK
Introduction global health4 to chronic non-communicable diseases5 and
(I Rudan PhD, K Y Chan PhD);
Population ageing will lead to a dramatic increase in mental health.6 These initiatives have had great merit in Department of Internal
dementia prevalence across all world regions. By 2050, spurring research progress, because the identification of Medicine, VA Center for Clinical
more than 131·5 million people are expected to be research priorities is crucial to inform governments, Management Research,
Institute for Social Research,
affected.1 Dementia is already a heavy burden for those funding agencies, and the private sector about how to
Institute for Healthcare Policy
living with the disease, their families, and society. The prioritise investments systematically. A fully transparent, and Innovation, University of
burden and global annual costs of US$818 billion are systematic, rigorous, replicable, and fair prioritisation Michigan, Ann Arbor, MI, USA
expected to increase substantially in the next few process, that is globally representative and involves all (Prof K M Langa MD); Medical
and Scientific Relations
decades.1 relevant stakeholders, is needed to guide a coordinated
Division, Alzheimer’s
An unprecedented coordinated global response is international response to the existing complex and Association, Chicago, IL, USA
imperative to effectively address the burden and sizeable challenges in dementia research. The Child (M C Carrillo PhD,
challenges of dementia. The public health approach to Health and Nutrition Research Initiative (CHNRI) method H M Snyder PhD); Nossal
Institute for Global Health,
dementia called for by WHO in 2012 has rapidly gained was developed to respond to this need for methodological
Melbourne School of
widespread support among world leaders, researchers, rigour and has been successfully used as a tool to assist Population and Global Health,
and stakeholders.2 At the historic G8 Dementia Summit decision making and consensus development in child University of Melbourne,
held in London in December, 2013, the G8 countries health and nutrition,7 and subsequently in several other Melbourne, VIC, Australia
(K Y Chan); Institute of Aging,
launched a Global Action Against Dementia. The priority-setting exercises,8 including research into Canadian Institutes of Health
12 agreed specific commitments included the disability9 and global mental health.10 Research, QC, Canada
identification of strategic research priority areas and the Past research prioritisation exercises in the specialty of (Y Joanette PhD); World
development of a coordinated international research dementia have been insightful and have used various Dementia Council, London, UK
(Y Joanette); Centre for Global
action plan,3 and culminated in the First WHO approaches and methods, but they have not been done Mental Health, Health Service
Ministerial Conference on Global Action Against on a global scale. For example, in both the USA and and Population Research
Dementia in March, 2015, which brought together Europe, unmet needs and research priorities for Department, King’s College
stakeholders (ie, policy makers, patients’ representatives, neurodegenerative diseases or Alzheimer’s disease have London, London, UK
(Prof M Prince MD); Dementia
funders, and advocates) and experts from research, been identified by non-systematic consultations with Research Centre, Department
clinical practice, and non-governmental organisations. selected groups of experts,11–13 or with health and social of Neurodegeneration, UCL
Since resources and funding for research are scant care professionals and patients’ and carers’ Institute of Neurology,
despite increases in recent years, research priorities need representatives.14 London, UK (Prof M Rossor MD);
Department of Mental Health
to be set to guide policy makers and funding organisations In this Policy View, we report the research priorities and Substance Abuse, World
as they work to advance the dementia research agenda. In that need to be addressed in the next 10 years to Health Organization, Geneva,
the past decade, several efforts, including the Grand substantially reduce the global burden of dementia on Switzerland (S Saxena MD,
Challenges initiatives, have been made successfully to patients, their families, and society. These priorities were T Dua MD); Center for
Alzheimer Research and
identify research priorities in various specialties, from identified through an adapted CHNRI exercise done

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Treatment, Brigham and under the auspices of WHO in preparation for the First of stakeholders, including policy makers, patients’
Women’s Hospital, WHO Ministerial Conference on Global Action Against representatives, funders, and advocates.
Massachusetts General
Hospital, Harvard Medical
Dementia. In panel 1, we list the aims of this Policy View.
School, Boston, MA, USA In panel 2, we describe the context, purpose, and remit of Methods
(R Sperling MD); Department of the present CHNRI exercise adapted to the specialty of Identification of dementia research priorities
Psychiatry, National Institute dementia. WHO initiated a dementia research prioritisation exercise
of Mental Health and Neuro
Sciences, Bangalore, India
and entrusted an advisory group of internationally
(Prof M Varghese MD[Psych]); Current status of dementia research recognised experts and stakeholders in the specialty of
Dementia Care and Research Although no systematic analysis is available of global dementia to lead the development of the scope, methods,
Center, Peking University data that details the full scope of ongoing dementia and implementation of the exercise. The group was
Institute of Mental Health,
Beijing Municipal Key
research projects, research expenditures, and the balanced in terms of sex, technical expertise, and regional
Laboratory for Translational number of individuals with dementia or their carers representation, with inclusion of experts, advocates, and
Research on Diagnosis and participating in research, many individual national and patients’ representatives from low-income and middle-
Treatment of Dementia, international efforts have been made to map assets income countries (LMICs; appendix pp 2). Income
National Clinical Research
Center for Mental Disorders,
devoted to dementia research. For example, the category was designated according to World Bank criteria.
Peking University Sixth International Alzheimer’s Disease Research Portfolio15 The advisory group considered available methods to set
Hospital, Beijing, China was launched in 2010 by the US National Institute on research priorities, including stakeholder interviews,
(H Wang MD); and Alzheimer’s
Aging and the US Alzheimer’s Association to categorise expert consultation, and Delphi consensus methods, and
Disease International, London,
UK (M Wortmann Master of Law) research supported by public and private organisations ultimately chose the widely used CHNRI method because
Correspondence to:
both in the USA and internationally using the Common it could address all the aims of the exercise.18 Closely
Dr Tarun Dua, Programme for Alzheimer’s Disease Research Ontology (CADRO).16 working with its key methodologist (IR), the advisory
Neurological Diseases and The EU Joint Programme for Neurodegenerative group adapted the CHNRI method—which has previously
Neuroscience, Evidence, Disease Research (JPND) aims to draw together focused on the elicitation of research questions and
Research and Action on Mental
and Brain Disorders, Department
researchers, existing research evidence, and national scoring of those questions by researchers alone—to this
of Mental Health and Substance funding bodies to align national programmes by dementia priority-setting exercise, including the
Abuse, World Health identification of common goals and to establish a involvement of stakeholders (ie, policy makers, patients’
Organization, CH-1211 framework for coordinated future investment. The representatives, funders, and advocates) in the scoring
Geneva 27, Switzerland
duat@who.int
Canadian Consortium on Neurodegeneration in Aging step, because their viewpoints were felt to be crucial to
For more on the Grand
was established by the Canadian Institutes of Health shaping the global dementia research agenda and
Challenges initiatives see Research to bring together leading Canadian researchers informing the exercise.
http://grandchallenges.org/ in neurodegenerative diseases to promote inter- Figure 1 describes the key steps of the CHNRI method
For more on the US Alzheimer’s institutional and interdisciplinary collaborative work adapted to dementia research prioritisation. Briefly, we
Association see https://www. across Canada and internationally. Furthermore, the combined several structured and unstructured strategies
alz.org/
Organisation for Economic Co-operation and to identify experts in dementia, ensuring global
For more on the JPND initiative
Development (OECD) has done an analysis of representation and the widest possible range of
see http://www.
neurodegenerationresearch.eu/ G7 dementia research funding and identified key disciplinary expertise and perspectives. We identified the
For more on the Canadian objectives of dementia policy for countries to consider.17 most productive dementia researchers worldwide in the
Consortium on An additional example of efforts to map dementia past 5 years using Web of Science (appendix pp 3). Other
Neurodegeneration in Aging research is the UK National Institute for Health stakeholders were identified through WHO, OECD,
see http://ccna-ccnv.ca/
Research (NIHR) analysis of dementia research Global Action Against Dementia, Interdem, International
See Online for appendix participation in G7 countries (unpublished). Similar to Alzheimer’s Disease Research Funder Consortium,
previous research prioritisation exercises, most existing G7 Dementia Summit legacy events, World Innovation
For more on Interdem see
http://interdem.org/ research portfolio analyses have had little involvement Summit for Health, advisory group networks, and other
experts using a snowballing technique. In an effort to
reach out as much as possible to LMICs, Chinese
Panel 1: Aims of this Policy View academic and scientific databases were systematically
• To describe the adapted Child Health and Nutrition searched and suitable experts invited to participate, and
For more on Alzheimer’s
Research Initiative method used to identify global members from Alzheimer’s Disease International (the
Disease International see global umbrella organisation of all national Alzheimer’s
https://www.alz.co.uk/ dementia research priorities for the next 10 years
• To present our results on the top research priorities across disease associations) and the 10/66 Dementia Research
For more on the 10/66
research domains and discuss the limitations of our study Group of clinicians, health and care workers, and
Dementia Research Group see
https://www.alz.co.uk/1066/ • To compare our findings with those of previous researchers from LMICs were actively involved, in both
priority-setting exercises for dementia research elicitation and scoring of research questions. We
• To suggest implications for and provide recommendations contacted the identified experts and stakeholders via
to policy makers, funding agencies, and other stakeholders email to solicit three to five research questions, and
for future research investments chased non-responders up to two times to increase
response rates.

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Policy View

Three researchers (HS, EA, and CD) independently


categorised all questions received according to three Panel 2: Context, purpose, and remit of the dementia research prioritisation project
predefined domains and four themes. The predefined Motivation
domains were basic science research (ie, discovery Dementia is severely disabling and affects patients, carers, families, and society. The
research that underpins investigations into the cause, estimated number of people living with dementia is expected to reach 131·5 million by
development, detection, and treatment of disease), 2050. The G8 Dementia Summit declaration called for development of a coordinated
clinical–translational research (ie, patient-oriented work international action plan for research to better understand and track the full societal burden
done with living people), and implementation research of dementia, and to identify a cure or effective disease-modifying treatment by 2025.
(ie, provision and delivery of health and social care
services). The four themes were prevention, diagnosis, Long-term goal
treatment, and care. The advisory group, convened in a To enhance dementia prevention and care to avoid or delay the clinical manifestations of
2-day workshop held in London in January, 2015, the disease, and to improve the quality of life and social wellbeing of those affected, to
consolidated the research questions, which were renamed prepare for and reduce the social and economic burden on families and nations globally.
thematic research avenues to avoid confusion, and Population of interest
identified overarching research domains through iterative Those with or at risk of dementia, their carers and families, the community in which they
discussion while being mindful of consistency in the level live, health and social workers, and society in general, worldwide.
of granularity and specificity of the questions (figure 1).
Scoring of the final list of consolidated thematic Timeframe
research avenues took place over 2 weeks using an The timeframe of 10 years (2015–25) was chosen in accordance with the political will
online platform and Microsoft Excel spreadsheets when expressed at the G8 Dementia Summit, and was applicable to all key dementia research
internet access was problematic. Scorers were asked to domains.
answer “Yes” (score 1), “No” (0), or “Not sure/I do not Research domains and themes
know” (0·5) to five queries that defined the five scoring Three research domains: basic, clinical–translational, and implementation science. Four
criteria devised for this priority exercise: (1) potential for research themes: dementia prevention, diagnosis, treatment, and care.
success (“To the best of your knowledge and experience,
would you say that the proposed research would likely Audience
be successful in reaching the proposed endpoint within Governments, international funding agencies, research communities, society, and other
the next decade?”); (2) effect on burden reduction (“If relevant stakeholders.
successful, would you say that this research has a
potential to markedly reduce the burden of dementia on mean of the five intermediate scores without applying any
patients, caregivers and the society as a whole?”); weights, and ranked the thematic research avenues
(3) potential for conceptual breakthrough (“If successful, accordingly. Additionally, for each thematic research
would you say that this research is likely to result avenue, we calculated the percentage of scorers choosing
in a paradigm shift [‘game changer’] that would the most common response between “Yes”, “No”, and
fundamentally change our thinking or approach to the “Not sure/I do not know”. We then calculated the mean of
challenge of dementia?”); (4) potential for translation these percentages across the five criteria to obtain the
(“If successful, would you say that the proposed research mean expert agreement, a measure of cohesiveness or
would likely lead to practical application, implementation dispersion in the scorers’ opinion around the overall
of new knowledge and/or be deliverable at scale?”); and priority score.
(5) equity (“If successful, would you say that the
proposed research outcome is likely to benefit people Role of the funding source
living with or at risk of dementia, their carers, and The UK Department of Health provided funding for the
societies as a whole in an equitable manner? Please study, but had no role in study design, data collection,
consider countries, cultures, ethnicities, socio-economic data analysis, data interpretation, or writing of the report.
status, gender, age, and any other relevant factors”). TD had full access to all the data in the study and
had final responsibility for the decision to submit for
Analysis of thematic research avenue scores publication.
Consistent with previous CHNRI exercises,18 intermediate
scores were calculated for each thematic research avenue Results
as the sum of the scores (“Yes”=1, “No”=0, and “Not sure/I We identified 2004 experts (672 researchers and
do not know”=0·5) divided by the number of scorers, 1332 stakeholders; appendix pp 3–4). We successfully
separately for each of the five scoring criteria. This resulted contacted 1386 (69%) experts, of whom 201 (15%)
in five numbers (one for each of the five scoring criteria) submitted their research questions. Experts were from
ranging from 0 (low) to 1 (high), which represent the 33 countries (23 high-income countries [HICs] and
collective wisdom of the scorers that a given thematic ten middle-income countries in the WHO regions of
research avenue would fulfil a given scoring criterion. We Europe, southeast Asia, Africa, the west Pacific, and the
then computed the overall priority score by calculating the Americas), and they proposed 863 individual research

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questions, a mean of four questions each (appendix 162 scorers, including 82 (41%) of 201 who had also
pp 3, 15–37). The consolidation process led to 59 thematic previously provided questions for the exercise, took part
research avenues (appendix pp 6–12) that were grouped in the survey to score the 59 thematic research avenues.
across seven overarching research domains (figure 2). Scorers were from 39 countries (21 HICs and 18 LMICs);
142 (88%) were researchers or clinicians; 59 (36%) were
from the Americas, 60 (37%) were from Europe, 27 (17%)
CHNRI steps Activities and actors Relevant events
were from the western Pacific, 11 (7%) were from Africa,
G8 Dementia
three (2%) were from southeast Asia, and one (1%) was
Initiator of the dementia priority-setting process—G8 member
states (December, 2013) Summit (London, from the eastern Mediterranean; and 90 (56%) were
December, 2013) between 41 and 60 years of age. However, 18 (11%) of the
scorers also designated themselves as carers of someone
Definition of Establishment of a group of technical experts* (WHO dementia with dementia, 23 (14%) as policy makers, 15 (9%) as civil
scopes and research prioritisation working group, October, 2014) society representatives, and one (1%) self-identified as a
methods
person with dementia.
Definition of the context, Review of previous G7 legacy events
Overall research priority scores for the 59 thematic
purpose, and remit dementia priority-setting, (Japan, Canada, research avenues ranged from 0·81 to 0·49 (appendix
exercises, and methods and the USA, pp 9–12). The mean expert agreement revealed that
2014)
53–78% of scorers shared their views on the 59 proposed
Creation of the WHO dementia research prioritisation advisory
thematic research avenues (appendix pp 9–12). The top
group (November, 2014) three research avenues in each overarching research
domain are shown in table 1, ranked according to their
overall research priority score.
Adaptation of the CHNRI method with assistance from its
inventor (IR) The theme of dementia risk reduction was the most
prevalent among the thematic research avenues that
received the highest overall research priority scores,
spanning basic research (eg, “Understand the
Elicitation of 2004 researchers 1386 participants 863 questions
research and stakeholders successfully received from contributions of vascular conditions to neurodegenerative
questions identified contacted 201 participants diseases causing dementia”); epidemiological research
(first contact (1185 did not
failed in respond)
(into risk and protective factors); clinical trials or public
618 participants†) health research, or both (eg, the exploration of the efficacy
of evidence-based interventions for primary and secondary
prevention of dementia, which was identified as the
leading research priority overall); and translational
Consolidation of Consolidation of Identification Definition of five Experts’ and
research questions into of overarching scoring criteria stakeholders’ research (to establish the best strategies to translate
questions 59 research goals and scoring workshop knowledge of modifiable risk factors into brain health
avenues procedures (London,
January, 2015) promotion in different cultures and settings).
The top thematic research avenues on quality and
delivery of care emphasised that high priority should be
given to psychosocial research into models of care in the
Scoring of Identification of Scoring surveys 162 participants
consolidated 106 independent open over (82 who had
community and across the disease course, including late-
research avenues scorers 2 weeks for provided life and end-of-life care (table 1). Also highlighted were
307 participants questions and multifaceted interventions, including e-health and
(201 who 80 independent
provided scorers) scored mobile health technologies for people with dementia;
questions and the 59 research burden reduction; education, training, and support of
106 independent avenues
scorers)
formal and informal carers and the health and social
workforce; and targeting of behavioural and psychological
symptoms of dementia. In the domain of diagnosis,
highest priority was given to research that would promote
Computation of Computation of Ranking of Dissemination of WHO Ministerial
priority scores priority scores research priorities identified
a timely and accurate diagnosis of dementia in primary
Conference on
according to according to research Global Action care practices through the development and validation of
scoring criteria overall scores priorities Against Dementia genetic, biological, and clinical biomarkers, and the
(Geneva, March,
2015) longitudinal cognitive surveillance of healthy individuals
to detect the earliest changes that distinguish normal
ageing from premanifest neurodegenerative diseases
Figure 1: Steps of the adapted Child Health and Nutrition Research Initiative method and relevant political
and policy events that cause dementia (table 1). The top research priority in
CHNRI=Child Health and Nutrition Research Initiative. *Researchers, health and social workers, and other the domain of pharmacological and non-pharmacological
stakeholders. †Could not identify contact information. translational research was the diversification of

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therapeutic approaches, followed by methodological


improvement of clinical trials, including adaptive designs 9 (15%)
and better outcome measures (table 1).
6 (10%) Prevention, indentification, and reduction of
Overall scores varied substantially by scoring criteria. risk (ie, genetic, lifestyle, or environmental)
8 (14%)
For instance, when considering ranking by the burden Diagnosis, biomarker development, and
disease monitoring
reduction criterion, scores were highest for the Pharmacological and non-pharmacological
4 (7%)
overarching research domains of quality of care and clinical–translational research
delivery of care, whereas for the criterion of potential for 6 (10%)
Quality of care for people with dementia and
their carers
conceptual breakthrough, the highest score was for the Delivery of care and services for people with
domain of physiology and progression of normal ageing dementia and their carers
12 (20%) Physiology and progression of normal ageing
and disease pathogenesis. For the equity criterion, the and disease pathogenesis
highest scores were for the overarching domains of Public awareness and understanding
public awareness and delivery of care (figure 3). 14 (24%)

Furthermore, although the potential for success and the


potential for translation criteria were both scored highly
for most thematic research avenues, the potential for Figure 2: Number (%) of thematic research avenues by overarching research domain
conceptual breakthrough criterion was considered less
likely (priority score 0·56), particularly for the thematic domains, and then ranked according to explicit priority
research avenues pertaining to quality of care (priority criteria by more than 160 experts and stakeholders. Our
score 0·35; figure 3). CHNRI exercise included between two times and ten
The scorers rated the potential effect on burden times more people than did previous CHNRI exercises,7
reduction as the most important (mean score 3·7 [SD 1·2]), and is, to our knowledge, the first time that research
followed by potential for success (3·4 [1·3]), potential experts and stakeholders from all world regions have
for translation (3·0 [1·5]), potential for conceptual contributed and scored specific research questions in the
breakthrough (2·8 [1·5]), and equity (2·1 [1·3]; p<0·0001). dementia specialty.11–14,19 Nevertheless, some limitations
are worth noting. The application of the CHNRI method
Priority-setting exercises for dementia research: to the specialty of dementia needed some contextual
strengths and limitations adaptations of the selection of experts and scorers,
WHO dementia research prioritisation project classification and consolidation of questions, and scoring
To address the reduction of the burden of dementia processes. However, the CHNRI method was originally
globally in the next 10 years, this Policy View presents conceived to be adaptive and has been similarly
priority scores for the 59 thematic research avenues and customised previously.7–9,20,21 Our adaptations were
seven overarching research domains identified by the collectively discussed and agreed under the guidance of
WHO dementia research prioritisation project. On the the CHNRI key methodologist (IR).
basis of potential for success, equity, burden reduction, Despite efforts to include several disciplines and
and translation, six of the top ten research priorities, represent all geographical regions and resource levels,
ranked by overall score, were focused on prevention, respondents were predominantly clinicians and
identification, and reduction of dementia risk, and on researchers, and the southeast Asian, African, and eastern
quality of care and delivery of care for people with Mediterranean regions were under-represented. Although
dementia and their carers (table 1). The extended list of this low representation might reflect low dementia
top 20 priorities includes seven questions related to research and advocacy efforts and potential barriers to
diagnosis and biomarkers and to treatment development participation that exist in these settings, we acknowledge
(appendix pp 13–14). Basic research into disease that priorities are likely to vary by culture, region, and
mechanisms was judged to have the greatest potential resource level. In this exercise, we were not able to
for conceptual breakthrough. The dementia experts and capture and examine these differences, and culture-
stakeholders, including policy makers and funders, who specific and system-specific research is needed. Never-
took part in this globally representative CHNRI exercise theless, participants were from 39 countries and global
concurred that most of these thematic research avenues representation was substantially higher than in other
could be successfully answered by 2025. CHNRI exercises.7,9,22 A global view was not sought in
The CHNRI method is transparent, systematic, previous dementia research prioritisation efforts.11–14,19
rigorous, replicable, democratic (ie, gives equal voices to Furthermore, Delphi consensus and expert consultation
all those who take part in it), and has been validated and methods might be biased by potential circularity because
widely used to set research priorities in several specialties of the restricted number of participants and their potential
of global health.8 The main output of our modified influence on both selection and ranking of research
CHNRI exercise is a list of meaningful research questions topics. The CHNRI method does not allow any single
provided by a group of more than 200 experts and person to have any appreciable influence on the outcome.
stakeholders, organised by defined overarching research The large number of scorers compared with the number

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of research questions implies that each participant our results. However, the mean expert agreement was
contributed to the final results by less than 1% (ie, one of higher than 70% for most of the top 20 priorities.
201 at the elicitation step and one of 162 at the scoring Moreover, too broad an inclusiveness of non-experts (ie,
step). Additionally, we used a combination of non- not research experts or clinicians), which is crucial at the
structured and structured strategies to identify dementia research topics elicitation step, might be counter-
experts, only a proportion of whom were researchers, and productive at the scoring step in CHNRI exercises, and
the groups of those respondents who proposed the might dilute the differences in priority scores across
research questions and who scored the thematic research research topics through regression towards the mean.22
avenues did not coincide. Yet, because participants were Equity was judged to be the least important of the five
mainly clinicians and researchers, we cannot exclude the scoring criteria. Nevertheless, the general concern for
possibility that their perspective might have influenced translation was substantial, because our results show

Overall score (mean


expert agreement)
Prevention, identification, and reduction of risk
Explore single and multi-domain approaches for primary and secondary prevention of dementias based on evidence on risk/protective factors and the relationship 0·81 (76%)
with other chronic diseases
Understand the influence and interactions of non-modifiable (eg, gender, genetics, age) and modifiable (eg, physical activity, diet, and cognitive stimulation) risk and 0·76 (70%)
protective factors for dementia in population-based samples
Determine the feasibility, optimal mode of administration, and effectiveness of interventions to address risk factors for dementia (including physical activity, 0·75 (69%)
cognitive activity, education, nutritional factors, and others)
Quality of care for people with dementia and their carers
Determine the most effective interventions for educating, training, and supporting formal and informal carer(s) of people with dementia 0·74 (76%)
Determine and ensure optimal use of psychological and pharmacological treatments for behavioural and psychological symptoms of dementia (BPSD) to maximise 0·73 (69%)
patients’ quality of life and caregiver burden reduction
Develop and evaluate policies, investments, and plans for increasing the capacity, knowledge, skills, and interest of the health and social care workforce in the field of 0·69 (71%)
dementia
Delivery of care and services for people with dementia and their carers
Evaluate the relative effectiveness and identify the optimal models of care and support for people with dementia and their carers in the community (eg, collaborative 0·75 (74%)
care, integrated health and social care, case management) across the disease course
Identify strategies to anticipate and deliver effective and cost-effective late-life and end-of-life care for people with dementia, including advance care planning 0·74 (74%)
Understand the role of assistive and technological devices, including e-health and mobile health technology strategies, for people with dementia and/or their carer(s) 0·71 (66%)
Diagnosis, biomarker development, and disease monitoring
Identify clinical practice and health system-based interventions that would promote a timely and accurate diagnosis of dementia in primary health-care practices 0·79 (78%)
Establish longitudinal cognitive surveillance of healthy individuals to detect earliest changes that distinguish premanifest neurodegenerative diseases causing 0·73 (65%)
dementia from normal ageing, and which may be used as endpoints in primary prevention clinical trials
Develop and validate biomarkers—including biological, genetic, behavioural, and cognitive markers—for neurodegenerative brain diseases causing dementia, to 0·71 (67%)
identify similarities and differences between diseases and dementia subtypes, and assess progression from premanifest (presymptomatic) to late-stage diseases
Pharmacological and non-pharmacological clinical–translational research
Diversify therapeutic approaches (eg, pharmacological and non-pharmacological interventions) for discovery and development in clinical trials for neurodegenerative 0·77 (70%)
and other brain diseases that cause dementia
Promote collaborations to explore more efficient trials, adaptive trials, and combination therapy for dementia 0·73 (64%)
Identify, validate, and apply better outcome measures for clinical trials of cognition, function, and other biomarkers for neurodegenerative diseases causing dementia 0·70 (64%)
Public awareness and understanding
Determine how knowledge of modifiable risk factors for dementia can be translated into effective brain health promotion and dementia prevention messages, and 0·77 (71%)
coupled with communication strategies to effect behavioural change in different cultures and countries
Determine the effectiveness and cost-effectiveness of dementia-friendly communities, and other population strategies that target stigma and discrimination, and 0·67 (63%)
promote inclusion and quality of life
Understand cultural differences in attitudes towards people with dementia to determine culturally appropriate ways to promote carer support and reduce stigma 0·66 (64%)
Physiology and progression of normal ageing and disease pathogenesis
Understand the contributions of vascular conditions to neurodegenerative diseases causing dementia 0·77 (70%)
Identify underlying mechanisms of resilience to neurodegenerative diseases causing dementia at all stages (such as cognitive reserve, protective genotypes, and 0·73 (66%)
neuroprotection)
Understand the role of inflammation and of the immune system in the initiation/onset and progression of neurodegenerative diseases that lead to dementia 0·68 (64%)*
Investigate biological processes of neurodegenerative diseases to understand their contributions to dementia to optimise individualised therapeutic strategies 0·68 (60%)*

*Joint third priority.

Table 1: Top three thematic research avenues for each of the seven overarching research domains

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that there was a widespread and serious concern among Prevention, indentification, and reduction of risk
the 162 scorers that many research avenues are unlikely Diagnosis, biomarker development, and disease monitoring
to benefit those with or at risk of dementia and their Pharmacological and non-pharmacological clinical–translational research
Quality of care for people with dementia and their carers
families in an equitable manner. Delivery of care and services for people with dementia and their carers
Although the prevalence of dementia will increase Physiology and progression of normal ageing and disease pathogenesis
Public awareness and understanding
steeply in the coming decades because of population 1·0
ageing,1 epidemiological evidence suggests a potential 0·9
reduction in dementia incidence in recent years,23,24 and 0·8
the results of the FINGER trial25 suggest that multidomain
0·7

Main priority score


interventions could halt cognitive decline in at-risk older
0·6
adults. These findings might increase the general
0·5
optimism of the scientific community, expressed in 2011,
that the risk of dementia seems to be decreasing.26 This 0·4

optimism is somewhat echoed in our results, which 0·3

suggest a general confidence that the worldwide burden 0·2


of dementia can be substantially reduced in the next 0·1
10 years, particularly through improved prevention and 0
care. However, similarly to a widespread concern Potential for Effect on Potential for Potential for Equity
success burden conceptual translation
expressed by all stakeholders at the time of the launch of reduction breakthrough
the US National Alzheimer’s Project Act in 2011,26 the
scorers seemed to have little hope that any of the Figure 3: Mean of the priority scores for the top 20 thematic research avenues for each of the seven
59 thematic research avenues can lead to a “significant overarching research domains across the five scoring criteria
paradigm shift that would fundamentally change our
thinking or approach to the challenge of dementia”. This discussion but without formal scoring procedures,12,19 were For more on the US National
finding suggests that the evidence in this CHNRI exercise conceived to inform pre-existing plans and agendas (eg, Alzheimer’s Project Act see
http://napa.alz.org/
was deemed largely insufficient to support the ambition the US National Alzheimer’s Project Act26 and the EU
to identify a cure for dementia, or disease-modifying JPND research initiative19). Comparisons are not
treatment, by 2025, which was one of the most straightforward because the scope and methods used
emphasised outcomes of the 2013 G8 Dementia Summit. varied across these efforts. The research domains and
The stress put on finding a cure for Alzheimer’s disease priorities identified in this CHNRI exercise have
in the next 10 years should probably be de-emphasised, commonalities with the broad themes,19 goals,12,26 and
and has already been criticised in a Lancet Editorial that recommendations13 previously reported, and are in broad
warned: “The quest for new drugs must not overshadow agreement with the top ten research priorities identified
improving today’s care and patients’ lives.”27 in a recent James Lind Alliance exercise that encapsulated
Indeed, we argue that our results suggest a pragmatic “the views of people with dementia and their carers, and
optimism in this large group of dementia experts, which health and social care practitioners”.14 However, the
calls for a transformative evolution of funding CHNRI method is the soundest available in global health
mechanisms toward the implementation of a global to identify research priorities, and its output has the great
dementia research agenda that should encompass advantage of providing an intuitive list of meaningful
increased investments along with improved capacity research questions. Compared with HICs, the prevalence
building and development of international partnerships and burden of dementia are greater in LMICs, whereas
to allow real-time sharing of knowledge on a global scale. resources, research, and advocacy are scant;2 thus, in this
The research priorities identified will inform and assist first instance of application of the CHNRI method to the
the balance of this research investment across research specialty of dementia, a global representation of the
domains. articulated landscape of dementia researchers and
stakeholders was deemed crucial to achieve the goal of
Previous priority-setting exercises identifying the top research priorities that have the
Several consultations and initiatives that have been done greatest potential to reduce the burden of dementia on a
in recent years in HICs have produced research global scale.
recommendations for better detection,28 prevention,11 and
treatment29,30 of dementia, and to improve the quality of Policy implications
life of people affected by dementia as well as their families The 59 thematic research avenues and the seven
and carers (table 2).14 In these and other priority-setting overarching research domains presented in this Policy
exercises that have been done in the USA12,26 and Europe,19 View cover comprehensively the action points of the WHO
research themes were defined through a series of highly call for action document that was adopted by more than
structured workshops, and the recommendations for 160 representatives, including 80 WHO Member States,
research priorities, which were identified through on March 17, 2015, at the First WHO Ministerial

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Policy View

Goal Preset research domains (geographical Methods (participants) Main output format
region)
Leon Thal Symposia To establish a process for Process of drug discovery and Three think tank meetings with participants divided Wide-ranging, agency-specific,
(2008–09)11 creating a roadmap for policy development, and clinical trials; into four groups; priorities decided by consensus scientific, and public policy
change to encourage development of preventive treatments (70 international leaders in dementia research, recommendations, with a focus on
development of treatments to for AD and dementia (national: USA) friends and colleagues of Leon Thal) development of treatments to
prevent dementia delay or prevent onset of disabling
symptoms of AD
EU Joint Programme To address challenges of The origins of neurodegenerative A scientific advisory board provided Nine enabling activities (from
for neurodegenerative disorders diseases; disease mechanisms and recommendations based on a series of thematic research capability and
Neurodegenerative and establish a framework for models; disease definitions and diagnosis; workshops and consultations (unspecified number of infrastructures, public–private
Disease Research future research investments development of treatments, preventive research opinion leaders and stakeholders from partnerships, to education and
(2012)19 strategies, and interventions; and health industry, patients’ representatives, health and social training) across five preset
care and social care (international: EU, care professionals, and carers) thematic research priorities
Switzerland, Canada, Norway, and Israel)
Workgroup on the US To delineate a comprehensive Causative pathogenesis; early detection The workgroup drafted a scientific agenda as a so- An articulated scientific agenda,
National Alzheimer’s 10-year scientific agenda for and biomarkers; interventions; health called living document, incorporated feedback, and with a focus on early detection and
Project Act (2012)26 early detection and develop a service research (national: USA) shared it with an advisory council (unspecified interventions to prevent dementia
broad range of interventions for number of AD researchers across the USA) or maintain independence in those
AD and dementia affected, encompassing scientific
and infrastructural challenges, and
possible organisational solutions
Ware Invitational To develop dementia research Biomarkers; clinical care and health Preliminary recommendations, based on the work of Four main goals and various
Summit (2012)12 recommendations for the services research; drug development; four workgroups, were discussed and integrated into related recommendations for their
scientific community, policy health economics, policy, and ethics a set of priorities, recommendations, and action plans implementation through research,
makers, legislators, advocacy (national: USA, but included regulations, and funding
groups, and clinicians international experts)
James Lind Alliance To identify funding allocation Prevention, diagnosis, treatment, and Questions (n=4000) elicited through a national Top ten priorities for dementia
and UK Alzheimer’s by identification of research care (national: UK) survey and consolidated into a list (n=146) that was research, limited to prevention,
Society Dementia priorities and gaps in dementia submitted to 36 partner organisations, which ranked diagnosis, treatment, and care
Priority Setting prevention, diagnosis, their top ten priorities through internal consultation;
Partnership (2013)14 treatment, and care, from the the final top-ten list was agreed upon through
perspectives of people with discussion and nominal group techniques
dementia, carers, and health (1500 people completed the survey;
and social care professionals 18 representatives from partner organisations
provided the final top-ten list)
New York Academy To examine the challenges of Basic research; early development and Recommendations developed by consensus of 17 recommendations on
of Sciences AD and and explore solutions to translational research; prevention trials; members of the Alzheimer’s Disease and Dementia collaboration infrastructures and
dementia research improve productivity of and public–private interface (national: Leadership Council, composed of experts from methods, and specific research
roadmap (2014)13 biomedical research, and USA) pharmaceutical and technical industry, academic topics
accelerate development of new researchers, government representatives, and
diagnostics and therapeutics advocacy groups
WHO dementia To identify research priorities Three predefined domains: basic, Adapted CHNRI method used to elicit research Top ten and top 20 research
research prioritisation that have the greatest potential clinical–translational, and questions (n=863) and consolidate, score, and rank priorities across seven overarching
project (2015) to reduce the burden of implementation science; four predefined research priorities (n=59; 281 experts in dementia, research domains
dementia on a global scale research themes: dementia prevention, including researchers, policy makers, funders, and
diagnosis, treatment, and care patient advocates, provided research questions or
(international) scored thematic research avenues)

AD=Alzheimer’s disease. CHNRI=Child Health and Nutrition Research Initiative.

Table 2: Priority-setting exercises for dementia research

Conference on Global Action Against Dementia held in funding organisations, and the quantification of patient
Geneva, Switzerland. Indeed, the identified priorities participation in clinical research. Such an analysis needs a
provide a sound, balanced research agenda that spans harmonised terminology and framework to describe
substantially beyond the G7’s (then G8’s) initial ambitious research domains to allow meaningful cross-national
goal to identify a disease-modifying treatment for dementia comparisons, such as the CADRO.15,16 Open data sharing
by 2025.3,27,31 These research priorities can inform policy and strategies centred on improving platforms to
makers’ and funders’ decision-making processes globally. encourage collaboration will facilitate this effort. When
However, to promote a harmonised strategic global such a harmonised map is compared with the research
dementia research agenda, further steps are needed, priorities identified, gaps and needs could be recognised to
including a comprehensive landscape analysis of countries effectively inform the agenda for Global Action Against
worldwide, a so-called global asset map. This effort should Dementia. Nevertheless, the successful implementation of
include the assessment of existing funded research such a global dementia research agenda needs concomitant
projects and expenditures by governments and other increases in investment, infrastructure development,

1292 www.thelancet.com/neurology Vol 15 November 2016


Policy View

Panel 3: Overview and policy implications of this Policy View


Dementia according to explicit priority criteria, applying the rigorous
• A syndrome characterised by cognitive and functional Child Health and Nutrition Research Initiative method, which
decline and behavioural and psychological symptoms, which limits the effects of personal interests or biases.
is an enormous burden on those affected, their families, and • 201 of 1386 potential participants responded in the
society, and a recognised global health priority. elicitation of research questions, and we cannot rule out the
presence of response bias (eg, through self-selection).
Global response
Response rates at this stage were highest among clinicians
• No nation, in isolation, can realistically respond to the
and researchers, and lowest in southeast Asia and African and
burden and challenges posed by dementia.
eastern Mediterranean regions. Cultural, regional, and
• A fully transparent, systematic, rigorous, replicable, and fair
system-level differences in dementia priorities are not known.
process that is globally representative and involves all
relevant stakeholders is needed to identify research priorities, Policy implications
which will inform the global dementia research agenda to • Funders and policy makers should make use of the
effectively respond to the dementia crisis. 59 research priorities identified in this exercise to allocate
• By focusing resources on established research priorities, the resources and investments on a global scale. An upscaling of
global burden of dementia could be reduced by 2025. research investment should be optimised, accounting for
existing funded research projects and expenditures classified
Dementia research priorities
according to a common terminology and framework to
• The WHO dementia research prioritisation project identified
describe research domains and methods. Established
59 thematic research avenues, which were scored and ranked
priorities should be mapped onto the dementia research
according to five criteria.
landscape to identify existing gaps.
• Specific research avenues (ie, questions) identified as
• Efforts are needed by all stakeholders, including WHO, WHO
priorities for research were drawn from several research
Member States, and civil society, to continuously monitor
domains, from prevention, identification, and reduction of
research investments and progress, as well as temporal and
dementia risk, through delivery and quality of care for people
geographical trends in dementia incidence, prevalence, and
with dementia and their carers, to improved diagnosis and
burden, through international platforms such as a global
treatment development.
dementia observatory.
• Basic research into disease mechanisms might have the
• A global dementia action plan should be developed with
greatest potential for conceptual breakthrough in the
clear goals and targets, in consultation with all stakeholders
specialty.
and informed by sound public health evidence. Such a plan
Strengths and limitations would facilitate the implementation and monitoring of
• Dementia research priorities were identified by over progress and benefits of preventive, diagnostic, treatment,
300 participants from up to 39 countries (20 high-income and care strategies for dementia, and their coverage within
countries and 19 low-income and middle-income countries) and across countries.

capacity building, and international partnerships. Any


such collective efforts will need rigorous and continuous Search strategy and selection criteria
monitoring of the expected progress. WHO is working on We searched MEDLINE, Embase, Google Scholar, and the Cochrane Library, as well as the
a Global Dementia Observatory that will function as an internet (using Google and other search engines), for reports of dementia research
international surveillance platform to support evidence- priorities or challenges, published between January, 2000, and Dec 31, 2014, with no
based service planning and strengthening of policies, as language restrictions, before the priority-setting exercise was done. We updated the
well as health and social care systems, across various major search on June 1, 2016, for the Discussion. We developed and adapted our search
strategic domains, including research. The 139th Executive strategies by combining PubMed Medical Subject Headings and free-text terms (ie,
Board of WHO decided in May, 2016, “to request the “dementia”, “cognitive disorders”, “Alzheimer”s disease”, “vascular dementia”, “Lewy body
Director-General to develop with the full participation of disease”, “mild cognitive impairment”, and “challenges”, “goals”, “priorities”, “milestones”,
Member States and in cooperation with other relevant “roadmap”, “recommendations”, “national strategy and plan”) with PubMed clinical
stakeholders a draft global action plan on the public health queries for causative, diagnostic, prognostic, health and social care, and treatment
response to dementia, with clear goals and targets”.32 Such algorithms. We concentrated on nationwide representative and international reports,
a plan would facilitate the implementation and monitoring from high-income, middle-income, and low-income countries. Additionally, we hand
of progress and benefits of preventive, diagnostic, searched the reference lists of relevant publications and consulted with experts in the
treatment, and care strategies for dementia, and their specialty and other relevant stakeholders, including representatives of patient
coverage within and across countries. In the short term, organisations, to complement the electronic searches.
policy makers are urged to promptly tackle the persistent

www.thelancet.com/neurology Vol 15 November 2016 1293


Policy View

imbalance between the allocation of research funding and 10 Tomlinson M, Rudan I, Saxena S, Swartz L, Tsai AC, Patel V.
Setting priorities for global mental health research.
resources, and the unaddressed needs of most of those Bull World Health Organ 2009; 87: 438–46.
who live with dementia worldwide, particularly in LMICs, 11 Khachaturian ZS, Petersen RC, Gauthier S, et al. A roadmap for the
where international partnerships should be established prevention of dementia: the inaugural Leon Thal Symposium.
to raise awareness of dementia and improve the Alzheimers Dement 2008; 4: 156–63.
12 Naylor MD, Karlawish JH, Arnold SE, et al. Advancing Alzheimer’s
responsiveness of health and social care systems. disease diagnosis, treatment, and care: recommendations from the
In conclusion, even though some of the challenges Ware Invitational Summit. Alzheimers Dement 2012; 8: 445–52.
highlighted herein might not be attained by 2025, a historic 13 Feldman HH, Haas M, Gandy S, et al. Alzheimer’s disease research
and development: a call for a new research roadmap.
opportunity now exists to answer research questions in an Ann N Y Acad Sci 2014; 1313: 1–16.
unprecedented harmonised and coordinated manner and 14 Kelly S, Lafortune L, Hart N, et al. Dementia priority setting
on a global scale. This opportunity justifies the pragmatic partnership with the James Lind Alliance: using patient and public
involvement and the evidence base to inform the research agenda.
optimism expressed by the hundreds of experts and Age Ageing 2015; 44: 985–93.
stakeholders from all world regions who took part in this 15 Liggins C, Snyder HM, Silverberg N, et al. International
exercise that a substantial reduction of the worldwide Alzheimer’s Disease Research Portfolio (IADRP) aims to capture
burden of dementia can be achieved primarily through global Alzheimer’s disease research funding. Alzheimers Dement
2014; 10: 405–08.
improved prevention and care. An overview and policy 16 Refolo LM, Snyder H, Liggins C, et al. Common Alzheimer’s
implications from this Policy View are listed in panel 3. Disease Research Ontology: National Institute on Aging and
Alzheimer’s Association collaborative project. Alzheimers Dement
Contributors 2012; 8: 372–75.
HS, EA, CD, IR, KML, and TD, did the survey design and data analysis.
17 OECD. Addressing dementia. The OECD response. http://www.
HS and EA wrote the manuscript and contributed equally to its oecd.org/health/addressing-dementia-9789264231726-en.htm
development and revision. SS and TD developed the conceptualisation (accessed Jan 1, 2015).
of the study. All authors contributed to data collection, data 18 Rudan I, Gibson JL, Ameratunga S, et al. Setting priorities in global
interpretation, and review and editing of the manuscript. child health research investments: guidelines for implementation of
Declaration of interests CHNRI method. Croat Med J 2008; 49: 720–33.
MR receives funding from Servier. RS has served as a consultant for 19 Acheson MH, Annerberg MR, Dammert R, Klusacek MK, Kraus W,
Abbvie, Biogen, Bracket, Lundbeck, and Sanofi; and has received Lock J. Review of the joint programming process: final report of the
expert group. 2012. http://ec.europa.eu/research/era/pdf/jp-expert-
research support from Eli Lilly and Co and Janssen Pharmaceuticals. All
group-22102012-report_en.pdf (accessed Jan 1, 2016).
other authors declare no competing interests.
20 Rudan I, Chopra M, Kapiriri L, et al. Setting priorities in global
Acknowledgments child health research investments: universal challenges and
KML has received grants from the US National Institute on Aging. conceptual framework. Croat Med J 2008; 49: 307–17.
MR is NIHR National Director for Dementia Research and receives 21 Rudan I, Yoshida S, Chan KY, et al. Setting health research
funding from the NIHR Queen Square Dementia Biomedical Research priorities using the CHNRI method: I. Involving funders.
Unit. RS is a member of the US NIH National Advisory Council on J Glob Health 2016; 6: 010301.
Aging. We thank the UK Department of Health for the financial support 22 Rudan I, El Arifeen S, Bhutta ZA, et al. Setting research priorities to
provided to undertake this work. We also thank all experts and reduce global mortality from childhood pneumonia by 2015.
stakeholders across all world regions who contributed to the original PLoS Med 2011; 8: e1001099.
research questions and scored the thematic research avenues. 23 Satizabal CL, Beiser AS, Chouraki V, Chene G, Dufouil C,
Seshadri S. Incidence of dementia over three decades in the
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