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LIVER TRANSPLANTATION 14:1787-1792, 2008

ORIGINAL ARTICLE

Decline in Native Kidney Function in Liver


Transplant Recipients Is Not Associated with BK
Virus Infection
Muna Salama,1 Neil Boudville,2,3 David Speers,4 Garry P. Jeffrey,1,3 and Paolo Ferrari3,5
1
Department of Gastroenterology/Hepatology, 2Department of Renal Medicine, and 3School of Medicine
and Pharmacology, University of Western Australia, Perth, Australia; 4PathWest, Laboratory Medicine, Sir
Charles Gairdner Hospital, Perth, Australia; and 5Department of Nephrology, Fremantle Hospital, Perth,
Australia

BK virus (BKV) infection is an established cause of allograft dysfunction in renal transplant recipients. The relationship between
BKV infection and chronic kidney disease (CKD) post– orthotopic liver transplantation (OLT) is not well understood. This study
aimed to determine the prevalence of BKV infection, its relationship to CKD and renal function loss over time in patients
receiving OLT. Prevalence of BK viruria and viremia were studied in 41 post-OLT patients after a mean 6.5 ⫾ 4.7 years
posttransplantation. Renal function was assessed using estimated glomerular filtration rate (eGFR) calculated from the yearly
serum creatinine levels using the Modification of Diet in Renal Disease (MDRD) formula. Polymerase chain reaction (PCR) was
performed for detection of BKV DNA in urine and plasma. BK viruria was present in 24.2% of patients, but none of these OLT
recipients had detectable BK viremia. Decoy cells in the urine were found in 9.7% patients, although none of these patients had
BK viruria. CKD, defined as eGFR ⬍60 mL/minute/1.73 m2, was found in 83% of OLT recipients. The yearly decline in eGFR
was ⫺6.9 ⫾ 17 and ⫺9.2 ⫾ 18 mL/minute/year in BK viruria–positive and BK viruria–negative patients, respectively (P ⫽ 0.39).
There was no relationship between the presence or absence of BK viruria and either current eGFR, yearly decline in eGFR,
number and type of immunosuppressive agents, or etiology of liver failure. In OLT recipients, BK viruria is not associated with
BK viremia or native kidney dysfunction. It appears that the most probable pathway for the development of BKV nephropathy
requires a second hit, such as kidney inflammation, kidney ischemia, or donor-recipient human leukocyte antigen mismatch.
Liver Transpl 14:1787-1792, 2008. © 2008 AASLD.

Received April 28, 2008; accepted July 24, 2008.

The BK virus (BKV) is a ubiquitous small DNA virus cytes and in the kidney. Predictably the major diseases
that belongs to the family of human polyomaviruses. caused by BKV are tubulointerstitial nephritis and ure-
BKV was first isolated from the urine of a renal trans- teral stenosis in renal transplant recipients4 and hem-
plant recipient in 1971.1 Seroprevalence studies have orrhagic cystitis in bone marrow transplant recipients.5
shown antibodies to BKV in 60%-80% of adults.2,3 Al- In renal transplantation recipients, BKV has been
though the seroprevalence of BKV in humans is high, shown to be associated with graft nephropathy.4,6,7
clinical disease among immunocompetent patients is BKV nephropathy affects 1%-10% of kidney transplan-
uncommon and BKV-associated diseases occur pre- tation patients, with graft failure or loss in up to 80% of
dominantly in the setting of immunosuppression. After cases.8
primary infection the virus remains latent in B-lympho- Chronic kidney disease (CKD) is very common after

Abbreviations: BKV, BK virus; CKD, chronic kidney disease; CNI, calcineurin inhibitor; eGFR, estimated glomerular filtration rate;
GFR, glomerular filtration rate; LT, liver transplantation; MDRD, Modification of Diet in Renal Disease; OLT, orthotopic liver
transplant; PCR, polymerase chain reaction.
Supported in part by the Ruth Mortimer bequest.
Address reprint requests to Paolo Ferrari, M.D., School of Medicine and Pharmacology, University of Western Australia and Department of
Nephrology, Fremantle Hospital, Alma Street, Perth, WA 6160, Australia. Telephone: 0061 8 9431 3600; FAX: 0061 8 9431 3619;
E-mail: paolo.ferrari@health.wa.gov.au
DOI 10.1002/lt.21627
Published online in Wiley InterScience (www.interscience.wiley.com).

© 2008 American Association for the Study of Liver Diseases.


1788 SALAMA ET AL.

liver transplantation (LT) with rates of severe chronic from all patients for the detection of BK viremia or
renal failure, defined as a glomerular filtration rate viruria or characteristic cytopathologic cells. No routine
(GFR) of ⬍30 mL/minute/1.73 m2, reported to be as kidney biopsy was performed. Because BKV nephropa-
high as 18% at 60-month follow-up.9 The cause of renal thy is unusual in the absence of BK viraemia,19 pa-
dysfunction after LT is often multifactorial, although tients were offered the option of a renal biopsy only if
calcineurin inhibitor nephrotoxicity is considered to be they tested positive for BK viremia and if their kidney
the main contributor to CKD in this population. Other function showed a progressive decrease, or if it was
known risk factors for CKD in LT recipients include otherwise clinically indicated.
pretransplantation renal disease, hepatitis C virus in-
fection, diabetes, increased age, male sex, and Asian
race.9 Histological examination of renal biopsies after Analytical Methods
orthotopic LT (OLT) suggest that there may well be
other contributors that have not, as yet, been fully ap- Polymerase chain reaction (PCR) of blood and urine
preciated.10 according to published methods19 and cytologic exam-
There is some evidence that BKV plays a role in renal ination to detect urinary shedding of polyomaviruses as
dysfunction in other solid organ transplants with doc- described20 were performed in all samples. The thresh-
umented cases of BKV nephropathy after heart,11,12 old level for a positive BK PCR test was ⬎150 copies/mL
lung,13 and pancreas transplantation.14 In LT recipi- for both urine and plasma. The urinary sediment was
ents the prevalence of BK viremia has been reported to also investigated for the presence of characteristic de-
range between 0%-2.8% and the prevalence of viruria to coy cells with an enlarged nucleus with a single large
range between 8%-16%,15-17 with a 4.1% first-year in- basophilic intranuclear inclusion. In accordance with
cidence in 121 LT recipients in 1 series18 However, the international recommendations21 the results of the
clinical relevance of BKV infection in this population urine PCR were used to categorize patients into those
has been poorly investigated. The aim of the present with and those without infection. The presence of decoy
study was to investigate the prevalence of BK viruria cells was used to screen for possible BK-induced inter-
and viremia in LT recipients and to compare current stitial nephritis. Serum creatinine was measured using
renal function and the change in renal function over a kinetic colorimetric assay (Jaffe method) analyzed on
time in BKV-negative versus BKV-positive patients.
the Roche Hitachi 917 analyzer (Roche Diagnostic
GmbH, Mannheim, Germany). The coefficients of vari-
PATIENTS AND METHODS ation for this assay are 6.6% at 70.5 ␮mol/L, and 4.1%
at 485 ␮mol/L. GFR was estimated from serum creati-
This cross-sectional point prevalence study of BKV dis-
nine utilizing the Modification of Diet in Renal Disease
ease in unselected LT recipients was approved by the
institute’s Human Research Ethics Committee. During (MDRD) formula.22 CKD was defined as an estimated
a period of 6 months, unselected LT recipients attend- glomerular filtration rate (eGFR) ⬍60 mL/minute/1.73
ing regular follow-up visits on a Thursday clinic were m2, severe CKD was defined as an eGFR ⬍30 mL/
enrolled in the study. Pediatric recipients, recipients of minute/1.73 m2.
dual liver and kidney transplants or those who had had
LT less than 12 months previously, and patients with
acute variations in renal function at the time of sam- Statistical Analysis
pling were excluded from the study. Standard immuno- Statistical analysis was performed with the Systat for
suppression used in this cohort consisted of initial tri- Windows software package version 10 (SPSS, Inc., Chi-
ple therapy with cyclosporine, azathioprine, and cago, IL). Results are given as mean ⫾ standard devia-
prednisolone, with steroid withdrawal at 3-6 months
tion for continuous variables and number and percent-
posttransplantation. Tacrolimus and mycophenolate
age for categorical variables. Differences between
mofetil were commenced when more potent immuno-
subjects were tested by nonparametric Mann-Whitney
suppression was required and calcineurin inhibitors
U test statistic for continuous data and Fisher exact
were minimized in patients with signs of CKD. No anti-
test for categorical data. The chi-square test was used
body induction including basiliximab was used as a
standard therapy. to detect differences between proportions. Multiple re-
After obtaining informed consent, a representative gression analysis was used to assess possible factors
cohort of 41 patients, corresponding to 20% of OLT influencing renal function decline. The covariates in-
recipients at our center, were recruited into the study. cluded in the multivariate models were gender, time
Patients were interviewed and files were reviewed to after transplantation, hepatitis status, current cal-
acquire information relevant to the study. Data col- cineurin inhibitor (CNI) immunosuppression, mean
lected included age, sex, weight, race, cause of liver CNI blood level over the last 12 months, and BK viruria.
failure, transplantation date, hepatitis B and C status, When current GFR was used as the dependent variable,
current and previous immunosuppression regimen, the the yearly GFR change was also included in the covari-
average tacrolimus and cyclosporine levels in the pre- ates and when the yearly GFR change was used as the
ceding 12 months, yearly serum creatinine levels, and dependent variable, current GFR was included in the
proteinuria. Blood and urine samples were collected covariates.
LIVER TRANSPLANTATION.DOI 10.1002/lt. Published on behalf of the American Association for the Study of Liver Diseases
BK VIRUS IN LIVER TRANSPLANTATION 1789

TABLE 1. Characteristics of 41 Orthotopic Liver Transplant Recipients by BK Viral Status at the Time
of BK Viral Screening

BK Viruria
Positive Negative P Value
N 10 31
Male gender 2 (20%) 17 (55%) 0.055
Age (years) 57 ⫾ 8 56 ⫾ 13 0.71
Years post-transplantation 4.4 ⫾ 3.6 6.7 ⫾ 3.9 0.11
Renal function
Serum creatinine (␮mol/L)
1 year post-transplantation 111 ⫾ 46 113 ⫾ 39 0.91
Current 112 ⫾ 12 126 ⫾ 42 0.09
⌬ change (␮mol/L/year) ⫹2.6 ⫾ 11 ⫹2.5 ⫾ 4.3 0.97
eGFR (mL/minute/1.73 m2)
1 year post-transplantation 63 ⫾ 19 58 ⫾ 20 0.44
Current 56 ⫾ 10 48 ⫾ 16 0.08
⌬ change (mL/minute/1.73 m2/year) ⫺3.4 ⫾ 6.1 ⫺1.6 ⫾ 2.6 0.21
Current immunosuppression
CNI 8 (80%) 28 (90%) 0.38
Cyclosporine 4 (40%) 21 (67%) 0.12
Tacrolimus 4 (40%) 6 (19%) 0.19
Azathioprine 5 (50%) 12 (39%) 0.86
Mycophenolate 4 (40%) 14 (45%) 0.44
Prednisolone 0 9 (29%) 0.053
BK virus (number of patients)
Decoy cells 0 4
Urine PCR 10 0
Blood PCR 0 0

NOTE: Values are number (%) or mean ⫾ standard deviation.


Abbreviations: CNI, calcineurin inhibitor; eGFR, estimated glomerular filtration rate; PCR, polymerase chain reaction.

RESULTS
Of the 41 patients enrolled, 35 were Caucasians and 6
were Asians. The cause of liver failure requiring trans-
plantation was due to autoimmune hepatitis in 44%,
viral hepatitis in 29% (22% hepatitis C, 7% hepatitis B),
miscellaneous causes in 20%, and alcoholic cirrhosis in
7% of cases. The mean age of patients was 56 ⫾ 13
years, time since transplantation was 6.5 ⫾ 4.7 years,
and weight was 80 ⫾ 18 kg. The mean pretransplanta-
tion serum creatinine was 90 ⫾ 56 ␮mol/L and the
current value was 123 ⫾ 37 ␮mol/L.
In this cohort the prevalence of BK viruria was 24.3%
(10/41 patients). A comparison of patients with and
without BK viruria did not reveal any significant differ-
ence with regard to time after transplantation, renal
function, or use of immunosuppressive agents between
the 2 groups (Table 1). Positive urine cytology for decoy
cells was found in 9.7% (4/41) patients, although none
of these subjects tested positive for BK viruria by PCR.
None of the LT recipients had detectable BK viremia.
Moderate CKD (⬍60 mL/minute/1.73 m2) was diag-
nosed in 34 (83%) and severe CKD (⬍30 mL/minute/
1.73 m2) was found in 3 (7%) LT recipients. The yearly Figure 1. Relationship between current glomerular filtration
decline in eGFR was ⫺3.4 ⫾ 6.1 mL/minute/year in BK rate (GFR) and annual GFR change by BK viruria status. ●, BK
viruria–positive and ⫺1.6 ⫾ 2.6 mL/minute/year in BK viruria–negative; X, BK viruria–positive.
viruria–negative patients (P ⫽ 0.21). The relationship
between current GFR and annual GFR change by BK
viruria status is shown in Fig. 1.
LIVER TRANSPLANTATION.DOI 10.1002/lt. Published on behalf of the American Association for the Study of Liver Diseases
1790 SALAMA ET AL.

TABLE 2. Characteristics of 41 Orthotopic Liver Transplantation Recipients by eGFR Below


or Above 60 mL/minute/1.73 m2

eGFR (mL/minute/1.73 m2)


⬍60 ⱖ60 P Value
N 34 7
Male gender 16 (47%) 3 (43%) 0.84
Age 57 ⫾ 8 49 ⫾ 12 0.092
Years post-transplantation 6.7 ⫾ 5.1 6.7 ⫾ 5.1 0.79
BK virus
Urine PCR 8 (24%) 2 (29%) 0.78
Renal function
1 year post-transplantation
Serum creatinine (␮mol/L) 118 ⫾ 42 88 ⫾ 21 0.014
Current
Serum creatinine (␮mol/L) 131 ⫾ 36 85 ⫾ 14 ⬍0.0001
eGFR (mL/minute/1.73 m2/year) 45 ⫾ 9 75 ⫾ 12 ⬍0.0001
Change in renal function
Serum creatinine (␮mol/L/year) ⫹2.7 ⫾ 6.8 ⫹2.2 ⫾ 4.6 0.85
eGFR (mL/minute/1.73 m2/year) ⫺2.0 ⫾ 3.7 ⫺2.4 ⫾ 4.4 0.81
Current immunosuppression
CNI 30 (88%) 6 (86%) 0.85
Cyclosporine 23 (67%) 2 (29%) 0.054
Tacrolimus 8 (24%) 2 (29%) 0.78
Azathioprine 15 (44%) 2 (29%) 0.45
Mycophenolate 13 (38%) 5 (71%) 0.11
Prednisolone 8 (24%) 1 (14%) 0.59

NOTE: Values are number (%) or mean ⫾ standard deviation.


Abbreviations: CNI, calcineurin inhibitor; eGFR, estimated glomerular filtration rate; PCR, polymerase chain reaction.

Further analysis was done by comparing patients 4.55.9 Other than chronic kidney damage secondary to
with CKD (⬍60 mL/minute/1.73 m2) and those without CNIs used to prevent rejection, a multiplicity of other
CKD (ⱖ60 mL/minute/1.73 m2) (Table 2). There was no factors have been suggested to play a role in the loss of
difference in the use of CNIs between patients with and renal function in LT recipients.9,10 Loss of renal allo-
without CKD (Table 2), although current usage of CNIs graft function due to infection with the BK polyomavi-
was associated with a more rapid decline in eGFR (2.5 ⫾ rus is emerging as a significant clinical problem in kid-
3.7 versus ⫺0.9 ⫾ 2.6 mL/minute/year, P ⬍ 0.05) after ney transplantation recipients.4,6,7 It is therefore
the first year posttransplantation. In the multivariate possible that BKV infection also plays a role in native
analysis, pretransplantation renal function, time after kidney dysfunction in recipients of solid organ trans-
transplantation, gender, hepatitis status, current use plants other than the kidney. However, to date the po-
of CNI, average CNI blood levels in the previous 12 tential role of BKV infection in LT recipients has been
months, or BK viruria did not influence the annual poorly investigated and data relies mainly on point-
change in eGFR. However, a low eGFR (⬍60 mL/ prevalence studies of BKV infection with little or no
minute/1.73 m2) at 1 year after transplantation was
clinical correlatation.15-17,23
associated with improving renal function over time after
In the present study we demonstrated that BK viruria
the first year posttransplantation (coefficient of vari-
is detectable in 24.4% of liver allograft recipients after
ance ⫽ 0.068, P ⬍ 0.05). Because the MDRD formula is
an average of 4.4 years (range, 1.8-7.1 years) following
not reliable in the high range (ⱖ60 mL/minute), multi-
transplantation, which is higher than previously re-
ple regression analysis was performed using serum cre-
ported.15-17 However, in this series BK viruria is not
atinine. A high serum creatinine at 1 year (coefficient of
variance ⫺0.12, P ⬍ 0.001), but also current CNI-free associated with BK viremia nor any other disease at-
immunosuppression (coefficient of variance ⫺6.08, P ⬍ tributable to BKV. There is therefore no at-risk popula-
0.05) were associated with an annual fall in serum tion in which to study whether active virus replication
creatinine in the univariate regression model, but not in of this order in LT recipients does or does not lead to
the multivariate regression model. BKV nephropathy. Predictably, renal function and its
change over time in these patients were comparable to
LT recipients without detectable viral load in their urine
DISCUSSION or blood. The strength of the present study is that renal
CKD in the posttransplantation setting is associated function was not only assessed using serum creatinine
with an increased mortality, with a relative risk of at the time of viral studies, but that serial serum creat-
LIVER TRANSPLANTATION.DOI 10.1002/lt. Published on behalf of the American Association for the Study of Liver Diseases
BK VIRUS IN LIVER TRANSPLANTATION 1791

inine measurements from yearly follow-up were used to nosuppression between BK viruria–positive and BK
assess changes of renal function over time. The preva- viruria–negative patients. Finally, viral replication in
lence rates of BK viruria in LT recipients demonstrated renal allografts may be promoted by ischemic injury
thus far have been relatively low, with 13.5% in 37 occurring during the process of kidney transplantation
patients by Splendiani et al.,23 7.8% in a series of 64 or by the occurrence of rejection episodes of the renal
patients by Munoz et al.,16 and 15.9% in 44 patients by allograft. In a prospective French study of 104 kidney
Randhawa et al.15 In all 3 studies BK viremia was also transplantation recipients, a cold ischemia duration of
simultaneously investigated, but none of the BK viru- over 24 hours was identified as a significant risk factor
ria–positive patients had BK viremia.15,16,23 BK viruria– for BK viruria,28 whereas in the study by Ramos et al.,20
positive LT patients showed normal renal function in 1 34% of patients with biopsy-proven BKV nephropathy
study,23 whereas no correlation with kidney function had delayed graft function requiring dialysis. Nickeleit
was attempted by Randhawa et al.15 In the third study, et al.29 reported that all of the patients with late (range,
1 in 5 LT recipients with BK viruria was reported to have 7-11 months) BKV infection of the renal allograft had a
a serum creatinine ⬎132 ␮mol/L. complicated posttransplantation course with recurrent
Although it has been shown that BK viruria is indic- rejection episodes.
ative of viral replication and can be seen in up to 40% of There are some limitations to our study, which in-
renal transplantation recipients, only the detection of clude the absence of follow-up sampling of patients
BKV in the renal biopsy by immunostaining with the with BK viruria, the fact that quantitative PCR was not
SV-40 antigen is indicative of viral replication, causing performed, and the lack of renal biopsy specimens. The
disease in subjects with an appropriate clinical pic- threshold level for detection of viral DNA by PCR used
ture.7,8,19 It has been suggested that BKV nephropathy for BKV screening in this study was low. International
can be diagnosed by plasma BKV-PCR,7,19 with a diag- recommendations suggest that when the result of a
nostic sensitivity of 100% and a specificity of 88%.7 urine PCR is positive, it should either be confirmed by a
None of our BK viruria–positive LT recipients had pos- second positive result within 4 weeks or be followed by
itive plasma BKV-PCR and the same observation was specific quantitative diagnostic adjunctive assays with
made in 2 other previous studies.15,16 In one series of threshold levels for presumptive disease such as a
37 LT recipients, who were screened for BK viremia urine DNA load of ⬎107 copies/mL or a plasma DNA
within the first 18 months following transplantation, a load of ⬎104 copies/mL.21 However, the lack of quan-
positive BKV PCR was found in 1 in 37 (2.7%) pa- titative urine PCR in our patients with BK viruria is
tients.17 balanced by the findings that none of those patients
Based on our results and findings by others, it ap- had a positive plasma DNA load even at a lower number
pears that clinically significant BKV infection is an un- of copies usually considered suggestive of nephropathy.
common cause of renal dysfunction after LT. The ap- Because BKV nephropathy is unusual in the absence of
parent increased susceptibility to BKV infection and BK viremia,19 patients were offered the option of a renal
nephropathy in recipients of kidney transplantation, biopsy only if they tested positive for BK viremia and if
but not in recipients of LT, could have several explana- their kidney function showed a significant progressive
tions. First, BKV is known for its tropism for B-lympho- decrease, or it was otherwise clinically indicated. How-
cytes and for renal epithelial cells. It is therefore con- ever, given the findings of absent BK viremia together
ceivable that a different genomic strain of virus from the with comparable renal function and rate of decline in
donor is transmitted with the transplanted kidney, but GFR in LT recipients with and without BK viruria, we
not when a different solid organ is engrafted, and this can conclude that in this population the BK polyoma-
could emerge as a new viral infection.24 Hence, BKV- virus is an unlikely cause of significant clinical disease.
specific cytotoxic T cells in the host would be ineffective Finally, it is interesting to observe that none of the
in eradicating the new strain of BKV and this strain patients with positive BK viruria had decoy cells in their
could evade the immune system to cause BKV nephrop- urine, and that 4 patients with decoy cells in their
athy. Indeed, there is genomic heterogeneity of BKV, urinary sediment had a negative urine or serum BKV
giving rise to marked antigenic variability in the viral PCR. Decoy cells are not entirely sensitive or specific for
capsid protein region.25,26 Second, stronger immuno- BKV infection. Moreover, decoy cells have been shown
suppression in renal transplantation recipients com- not to necessarily correlate with biopsy-verified BK-
pared to LT recipients would expose kidney transplan- induced interstitial nephritis in renal transplant recip-
tation patients to a higher risk of significant BKV ients.7
infection. In fact, although the use of immunosuppres- CKD in this population of OLT recipients was com-
sive drugs is similar across the 2 groups of organ recip- mon, with up to 10% of patients having severe CKD
ients, target levels of CNIs are usually higher and the (eGFR ⬍30 mL/minute/1.73 m2) after a median fol-
rate of steroid withdrawal is usually lower in kidney low-up of 6.3 (range, 4.9-7.4) years. A poor renal func-
allograft recipients. BKV nephropathy in renal trans- tion at 1 year after transplantation was found to be
plants has been shown to be associated with stronger associated with an improvement in subsequent renal
immunosuppression, although no specific immuno- function over time. This finding may reflect the effect of
suppressive drug or combination is associated with dose reduction or withdrawal of CNI after the first year
BKV nephropathy.6,19,21,27 In our cohort there was no posttransplantation. However, neither current renal
significant difference in the type or intensity of immu- function nor decline in renal function were associated
LIVER TRANSPLANTATION.DOI 10.1002/lt. Published on behalf of the American Association for the Study of Liver Diseases
1792 SALAMA ET AL.

with BK viruria or viremia in this LT population. Thus, 15. Randhawa P, Uhrmacher J, Pasculle W, Vats A, Shapiro R,
in the setting of established BKV reactivation, immuno- Eghtsead B, Weck K. A comparative study of BK and JC
virus infections in organ transplant recipients. J Med Virol
suppression without kidney injury seems insufficient to
2005;77:238-243.
cause BK viremia and nephropathy, and it appears that
16. Munoz P, Fogeda M, Bouza E, Verde E, Palomo J, Banares
the most probable pathways for the development of R. Prevalence of BK virus replication among recipients of
BKV nephropathy requires a second-hit, such as kid- solid organ transplants. Clin Infect Dis 2005;41:1720-
ney inflammation, kidney ischemia, or donor-recipient 1725.
human leukocyte antigen mismatch. 17. Puliyanda DP, Amet N, Dhawan A, Hilo L, Radha RK,
Bunnapradist S, et al. Isolated heart and liver transplant
recipients are at low risk for polyomavirus BKV nephrop-
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LIVER TRANSPLANTATION.DOI 10.1002/lt. Published on behalf of the American Association for the Study of Liver Diseases

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