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Psychological Bulletin Copyright 1997 by the American Psychological Association, Inc.

1997, Vol. 122. No. 2. 153-169 0033-2909/97/$3.0Q

The Role of Immaturity in Human Development

David F. Bjorklund
Florida Atlantic University

The possibility that infants' and young children's immature behaviors and cognitions are sometimes
adaptive is explored and interpreted in terms of evolutionary theory. It is argued that developmental
immaturity had an adaptive role in evolution and continues to have an adaptive role in human
development. The role of developmental retardation in human evolution is discussed, followed by
an examination of the relation between humans' extended childhood and brain plasticity. Behavioral
neoteny, as exemplified by play, is examined, as are some potentially adaptive aspects of infants'
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perception and cognition that limit the amount of information they can process. Aspects of immature
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cognition during early childhood that may have some contemporaneous adaptive value are also
discussed. It is proposed that viewing immaturity as sometimes adaptive to the developing child
alters how children and their development are viewed.

Nature wants children to be children before they are men. If we The conclusion that development is progressive seems obvi-
deliberately depart from this order, we shall get premature fruits ous from the way theorists traditionally view development—
which are neither ripe nor well flavored and which soon decay. We
from immaturity to maturity—with the adult as the product
shall have youthful sages and grown up children. Childhood has
that "counts." But there are other ways to view development.
ways of seeing, thinking, and feeling, peculiar to itself; nothing can
For example, insects metamorphose: from caterpillar to butterfly
be more foolish than to substitute our ways for them.
—Jean Jacques Rousseau
(larva to adult or imago). The caterpillar has an integrity of its
own; it often leads a complex and sometimes more active life
People understandably tend to see development as being pro- than the sexually mature butterfly. Entomologists cannot view
gressive: from immature and inefficient structures and functions the caterpillar merely as an immature form of the butterfly but
to mature and efficient ones. Early, immature forms are seen as must view the caterpillar as an animal with its own organization
"unfinished" and incomplete versions of the adult; the child is and requirements that are adapted to its present environment,
a "work in progress." From this viewpoint, immaturity is a not to an environment it will live in as a butterfly. A butterfly
necessary evil, something that people must get through on their is the inevitable product of a caterpillar, but the two are qualita-
way to adulthood, where the "real show of humanity emerges tively distinct; the caterpillar is not just an immature version of
on stage" (L. Thomas, 1993, p. 175). This is not an unreason- the butterfly.
able view. A prolonged period of youth is necessary for humans. Mammals, of course, do not metamorphose. Yet, looking at
Humans, more than any other species, must survive by their the young—at infants and children as having an integrity of
wits; human communities are more complex and diverse than their own, as organisms with abilities specially adapted to the
those of any other species, and this requires that they have not particular physical, social, and cognitive demands of their envi-
only a flexible intelligence to learn the conventions of their ronment—provides a different picture of immaturity. Seen from
societies but also a long time to learn them. But the species's this vantage, immaturity is not a necessary evil but possibly
physical and cognitive development need not progress synchro- may play an adaptive role in a child's life and development.
nously. Their prolonged bodily development could in theory be Some aspects of childhood are not specific preparations for
accompanied by rapid cognitive and social development. This adulthood. Rather, they are designed by evolution to adapt the
would result in a physically dependent child who has the intel- child to its current environment but not necessarily to a future
lectual and social wherewithal to master the ways of the world. one. This is a very different view from the one implicitly as-
sumed by most contemporary child developmental psycholo-
gists. Early accomplishments, and particularly early trauma, are
Portions of this article were presented at the German Psychological seen to set the stage for later development. This is surely an
Conference (Developmental Psychology Group), Leipzig, Germany, in accurate interpretation for many behaviors and characteristics,
September 1995, and at the Conference on Human Development, Bir- but believing that all psychological development progresses in
mingham, Alabama, in March, 1996. This article was supported by such a way can be misleading and can distort one's view of
National Science Foundation Grant SBR-9422177.
ontogeny.
I would like to thank Barbara Bjorklund, Thomas Coyle, Rhonda
My colleagues and I have examined the argument for the
Douglas, Cynthia Park, Kristina Rosenblum, Holly Stewart, and Robin
adaptive nature of immaturity for cognition in general (Bjork-
Vallacher for comments on earlier versions of this article.
Correspondence concerning this article should be addressed to David
lund & Green, 1992) and language and language remediation
F. Bjorklund, Department of Psychology, Florida Atlantic University, 777 specifically (Bjorklund & Schwartz, 1996). We have argued
Glades Road, Boca Raton, Florida 33431. Electronic mail may be sent that the immature child has a cognitive integrity of his or her
via Internet to bjorkldf@fau.edu. own and that young children's thinking should not be viewed

153
154 BJORKLUND

solely from the perspective of what it is not and how close it is to by about 2 months (e.g., Abravanel & Sigafoos, 1984; Fontaine,
what it will become; rather, theorists should ask what functions it 1984; S. W. Jacobson, 1979). This pattern, and that tongue pro-
might afford the child at that particular time in development. trusions can be elicited by other stimuli such as a red pen loom-
Although a similar point of view has reflected the canonical ing at an infant's face (S. W. Jacobson, 1979), led some theo-
perspective of developmental psychobiologists (whose subjects rists to propose that the imitation seen during the first 2 months
are mainly infrahuman mammals and birds) since at least the of life is qualitatively different from and unrelated to that ob-
early 1980s (e.g., Oppenheim, 1981; Spear, 1984; Turkewitz & served in later infancy. Rather than serving to acquire new be-
Kenny, 1982), it is a novel perspective for cognitive develop- haviors, which seems to be the primary function of imitation
mentalists focusing on humans. I broaden our previous perspec- in later infancy and childhood, several theorists have speculated
tive in this article, arguing that developmental immaturity had that neonatal imitation has a very different and specific function
an adaptive role in human phylogeny and that it continues to for the neonate. For example, S. W. Jacobson suggested that
have an adaptive role in human cognitive and social ontogeny. imitation of facial gestures is functional during nursing, Leg-
Consistent with the perspective of contemporary develop- erstee (1991) proposed that it serves as a form of prelinguistic
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mental psychobiologists, the theory implicitly underlying this communication, and Bjorklund (1987) suggested that it facili-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

review is Darwin's. A number of social and cognitive develop- tates mother-infant social interaction at a time when infants
mental psychologists have recently recognized the significance cannot intentionally direct their gaze and control their head
of evolutionary theory to develop an understanding of normal movements in response to social stimulation. Support for these
human ontogeny (e.g., Bjorklund, 1997; Femald, 1992; Geary, latter interpretations was provided by Heimann (1989), who
1995; Siegler, 1996), although this perspective is not without reported significant correlations between degree of neonatal im-
controversy (e.g., Morss, 1990). With respect to the adaptive itation and later quality of mother-infant interaction at 3
nature of developmental immaturity, I argue that some immature months. Thus, early imitation appears to have a specific adaptive
forms and behaviors may have been selected in evolution for function for the infant (i.e., to facilitate communication and
either their immediate or eventual survival values. Of course, social interaction) that is presumably different from the function
many aspects of immaturity, if not most, are maladaptive to that imitation serves in the older infant and child (but see Melt-
the young organism and reflect necessary trade-offs for other zoff & Moore, 1992, for a different interpretation).
contemporary or future adaptive functions. But immaturity Also central to contemporary evolutionary psychology is the
should not immediately be associated with ineffectiveness. idea that adaptive behavior was selected, not for survival in
Rather, one should question whether some particular aspect of modern culture, but rather in the environment of evolutionary
immaturity may afford the young organism some temporary adaptiveness, stretching back far into the Pleistocene Age. Thus,
advantage. a behavioral characteristic that may have been adaptive for our
For instance, it has long been recognized that adaptations ancestors may or may not continue to have adaptive value for
may be limited to a particular time in development, infancy, for contemporary humans. For example, our penchant for sweet and
example, facilitating the young organism's chances of surviving fatty foods, which signal a high-caloric meal, was surely adap-
to adulthood and eventually reproducing (e.g., Tooby & Cos- tive for our nomadic ancestors. Such a penchant is less adaptive
mides, 1992). This is reflected by the concept of ontogenetic today and in fact is often maladaptive in societies where avail-
adaptations—neurobehavioral characteristics of young animals ability of high-caloric food is not a problem (Nesse & Williams,
that serve specific adaptive functions for the developing animal. 1994). Also, remember that not all contemporary behaviors or
These are not simply incomplete versions of adult characteristics forms were selected in evolution. Some are merely the by-
but have specific roles in survival during infancy or youth and products of other adaptations or the necessary consequences of
disappear when they are no longer necessary. Oppenheim (1981) physical growth. However, these behaviors and forms, although
went as far as to suggest that' 'even the absence of adult capabili- perhaps not selected in human evolution, were at least not suffi-
ties may be developmentally adaptive . . . [and] should be con- ciently detrimental to human ontogeny to result in extinction.
sidered in any comprehensive theory of ontogeny" (p. 92). That is, their impact on evolution may have been neutral, in
Oppenheim discussed specializations of embryos that served to that they were not positively selected for but merely did not
keep them alive but that disappear or are discarded once they interfere with reproductive potential. An appreciation of evolu-
serve their purpose, such as the yolk sac, embryonic excretory tionary theory is not necessary for appreciating the potentially
mechanisms, and hatching behaviors in embryonic birds. adaptive function of developmental immaturity, but it provides
Postnatal behaviors are also candidates for ontogenetic adap- an overarching framework that, I believe, ties together well the
tations, including reflexes such as suckling and less well-defined research findings from diverse literatures.
behaviors such as play (Oppenheim, 1981). Some aspects of In the sections below, I first examine the role of developmental
human infants' cognitions may also serve a specific, short-term retardation in human evolution, followed by a discussion of the
function rather than prepare the child for later accomplishments. consequences of humans' prolonged period of youth and brain
For example, the imitation of facial expressions by newborns growth on behavioral plasticity and flexibility. I then examine
(e.g., Meltzoff & Moore, 1977, 1983) has been considered by the possibility that sensory and cognitive systems that limit the
some to be an example of an ontogenetic adaptation (Bjorklund, quantity of information an infant receives may facilitate sensory
1987). In about half of the experiments investigating neonatal development, learning, and language acquisition. I then examine
imitation in humans (see Anisfeld, 1991), newborns are found two aspects of cognitive immaturity—egocentricity and poor
to imitate adult facial gestures (usually tongue protrusion), al- metacognition—that may have some adaptive advantages to-
though imitation of facial expressions decreases to chance levels gether with their obvious maladaptive ones. I conclude by pro-
DEVELOPMENTAL IMMATURITY 155

posing that a view of ontogenetic immaturity as more than a has suggested that neoteny seems to be a good strategy for
handicap that needs to be overcome provides theorists with a evolutionary innovation, permitting "a new beginning and rela-
different and important view of children, their development, and tively rapid change as the organism backs up evolutionarily to
their education. get a better start'' (p. 205 ). Many other theorists over the course
of the century have concurred with and extended de Beer's
perspective, believing that humans' retarded rate of development
The Role of Retardation in Human Evolution
contributed significantly to the human species's morphological
A simple, and now discredited, idea about evolution that was and behavioral characteristics (e.g., Bolk, 1926; Garstang, 1922;
popular among biologists in the 19th century is the seductive Gould, 1977; Groves, 1989; Montagu, 1989; Wesson, 1991;
idea of progress. Evolution was seen as leading ever upward Wilson, 1980). Groves, for example, has done a careful analysis
and onward, with Homo sapiens as being the ineluctable conclu- of the characteristics of hominid skeletons, from Australopithe-
sion—the "Great Chain of Being." Evolution was seen as pur- cines through Homo sapiens, and concluded that the line that
posive and always leading to increased complexity. This was eventually lead to modern humans did so by becoming increas-
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captured by the principle of orthogenesis. Orthogenesis is based ingly neotenous.


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on the assumption that an inherent perfecting force in all of Theorists of human evolution, such as Bolk (1926), Gould
organic life makes evolution directional and always moving (1977), and Montagu (1962, 1989), have listed a number of
"forward." More "advanced" species, such as humans, relative physical and functional neotenous features of humans. These
to less advanced species, such as chimpanzees (or, more prop- include the shape of the head and face, a late eruption of teeth,
erly, the human apelike ancestors), evolved by the addition of the size and orientation of the pelvis, a delicate (or gracile)
something to the adult stages of their ancestors. So, for example, skeleton, and a nonopposable big toe, among others. Although
humans evolved "more" brain. one could speculate on the potential adaptive value of the main-
This idea was reflected in Haeckel's famous biogenetic law tenance of immature facial features, for example, other neoten-
(see Gottlieb, 1992; Gould, 1977; and Mayr, 1982, for historical ous characteristics have seemingly played a central role in hu-
reviews). The biogenetic law is captured by the phrase, "ontog- man evolution. For example, the angle at which the human spine
eny recapitulates phytogeny," meaning that the development of connects to the skull permits bipedality (locomoting on two
the individual (ontogenetic development) goes through, or re- feet). The first great step to humanness was the upright stance,
peats, the same sequences as the evolutionary development of achieved 4.5 to 5.0 million years ago by Australopithecines.
the species (phylogenetic development) and that modifications Bipedality freed the hands, which was possibly important for
to a species are in the form of additions or accelerations to the using tools and carrying things; it changed the structure of the
adult stage. (Variations of recapitulation theory found their way pelvis, making birth more difficult by requiring that infants be
into psychology through the work of G. Stanley Hall [1904], born prematurely so that more brain development could occur
the first child development theorist of modem psychology. Hall postnatally; it changed the structure of the neck and the supra-
proposed that postnatal ontogenetic development goes through laryngeal airway, resulting in the ability to make sounds and
the same behavioral-psychological stages as did the species in contributing, perhaps, to the evolution of spoken language.
phylogenetic time. Hall's ideas were widely regarded, but his Bipedality requires a change in the angle at which the spine
recapitulation theory met debilitating criticism based on both connects with the skull. The opening in the skull where the spine
logical arguments [e.g., Thorndike, 1913] and embryological connects to the skull is referred to as the foramen magnum. In
data [e.g., Davidson, 1914].) all embryonic mammals, the foramen magnum is located at the
bottom of the skull, so that the spine enters the skull at a right
angle to the top of the skull and parallel to the plane of the
Neoteny
face. During prenatal development, the location of the foramen
Contemporary evolutionary theorists no longer see evolution magnum shifts toward the back of the skull, so that in most
as progressive in the sense of developing toward ever-increasing species of mammals the spine is essentially parallel to the top
levels of complexity (see Gould, 1989); nor is the biogenetic of the skull and perpendicular to the plane of the face. However,
law taken seriously. Many aspects of evolution can be seen as in humans, the position of the foramen magnum does not change
additions or acceleradotls of a developmental trend but certainly appreciably beyond this embryonic stage. Development is re-
not all and perhaps not even most. In many cases, important tarded, so that at birth and into adulthood the sharp angle of
evolutionary changes are brought about by retardation of devel- the spine to the skull is maintained. That is, the foramen magnum
opment, not by acceleration. This is reflected by the concept of maintains its embryonic position, with the result being that the
neoteny, which means literally "holding youth" or the retention skull sits atop the spine, thus permitting one to look forward
of embryonic or juvenile characteristics by a retardation of de- while standing upright. Because the foramen magnum shifts
velopment. Neoteny is an example of the process of hetero- toward the back of the skull in other mammals, forward sight
chrony—genetic-based differences in developmental timing, de is more easily accomplished when the animal is on all four
Beer (1958) proposed that changes in the timing of ontogeny feet. Thus, bipedality results from retention of an embryonic
are the driving force of evolution, and many evolutionary biolo- characteristic—development is retarded, setting the stage for
gists over the course of this century have concurred. For exam- major evolutionary change (see Gould, 1977; and Montagu,
ple, Thomson (1988) stated that heterochrony can "readily lead 1989).
to qualitative shifts" (p. 131) in the morphology of a species. Although bipedality is clearly a characteristic central to the
More specific to the retardation of development, Wesson (1991) definition of human, perhaps the species's most outstanding trait
156 BJORKLUND

is intelligence. Here, people have clearly developed beyond their and with other members of the species (what Cosmides & Tooby,
evolutionary ancestors rather than having development retarded 1987, refer to as Darwinian algorithms), humans, more than
to some earlier embryonic or infantile state (Byrne, 1995). any other species, depend on learning and behavioral flexibility
When one is looking at mammals as a group, human brains are for their success. The complexities of human societies are enor-
far larger than expected for their body size (Jerison, 1973). mous and highly variable, and it takes an extended childhood
This increased brain size in humans is selective, with some areas to acquire all that must be learned to succeed. Because brain
of the brain having evolved at a faster pace than others, most growth continues well into adolescence, neuronal connections
notably the neocortex, the area of the brain most centrally in- are created and modified long after they have become fixed in
volved in higher cognitive activities (see Eccles, 1989). other species (M. Jacobson, 1969). The result is a more "flexi-
This enlargement of the brain was achieved, in part, however, ble" brain (in terms of what neural connections can be made),
by maintaining the rapid rate of prenatal brain growth into post- which means more flexible thinking and behavior. Additionally,
natal life. The rate of prenatal brain development is remarkably an extended youth provides the opportunity to practice complex
similar for all primates, including humans (see Bonner, 1988). adult roles, which, because of their cultural variability and com-
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The brain develops rapidly in comparison with the overall size plexity, cannot be hard wired into the brain.
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of the body. Brain growth slows down quickly after birth for One argument for the importance of delayed development to
chimpanzees, macaque monkeys, and other primates but not for human evolution centers around the foundation of the human
humans. The pace of human brain development begun prenatally family and social structures (e.g., Gould, 1977; Wesson, 1991).
continues through the second year of postnatal life (see Gould, The human infant is totally dependent at birth and will remain
1977). By 6 months, the human brain weighs 50% of what it dependent on adults for well over 1 decade. Pair bonding and
will in adulthood; at 2 years, about 75%; at 5 years, 90%; and some division of labor (both within and between family mem-
at 10 years, 95% (Tanner, 1978). In contrast, total body weight bers) may be a necessary adaptation to the pressures presented
is about 20% of eventual adult weight at 2 years and only 50% by the slow growth of offspring, increasing the likelihood that
at 10 years. So the brain, which grows rapidly before birth, children would survive to sexual maturity. The long period of
continues its rapid development postnatally by retaining the rate dependency also means that the man's genetic success could
of growth characteristic of the prenatal period. not be measured just by how many women he inseminated or
The retention of the embryonic growth rate for the brain into by how many children he sired. His inclusive fitness would
the first 2 years of postnatal life is necessitated in part by some depend on how many of his offspring reached sexual maturity,
physical limitations of women. If a species is going to have a thus assuring him of becoming a grandfather. To increase the
big brain in relation to its body, it will also, of course, have a odds of this happening, his help in the rearing of his children
big skull. But the skull that houses a 2-year-old human brain is would be needed.'
far too large to pass through the birth canal of a woman. The A prolonged maturation rate may have contributed to some
evolutionary pressures that resulted in an enlarged brain re- phylogenetic changes in the human species over the past 4 or 5
quired that gestation be relatively short. If humans were as well million years, but their extended physical immaturity also has
developed bodily at birth as their simian cousins, their heads a contemporary impact on development. Perhaps the most im-
would never fit through the birth canal, which is limited in width portant aspect of prolonged growth for humans today is related
because of the constraints of bipedality. The result is a physically to the plasticity, or modifiability, of the brain and the conse-
immature infant, motorically and perceptually far behind the quences that has on one's behavior. The human brain continues
sophistication of other primate infants but with a brain that will to gain weight well into the third decade of life. The process
continue to grow and eventually be able to process language of myelination—the insulation of neurons to yield faster signal
and think symbolically. transmission with less interference—is a slow one in human

The Slow Rate of Growing Up: Consequence to Human 1


Mithen (1996) has recently speculated that the slow brain growth
Evolution of ancient Homo sapiens was necessary to produce the cognitive archi-
tecture of modern humans. Consistent with contemporary assumptions
One of the most important neotenous aspects of human devel-
of evolutionary psychology (e.g., Tboby & Cosmides, 1992), he pro-
opment is a human's prolonged period of immaturity and depen- posed that the hominid brain was modular, with separate components
dency; this has important implications for how people live as a for social, technical (i.e., tool use), and natural history intelligence.
species. Compared with other primates, humans take a dispro- Cognitive fluidity, which Mithen claimed characterizes the modern mind,
portionate amount of time to reach reproductive maturity. The requires communication among the various modules (and general intelli-
closer a species's common ancestor is with Homo sapiens, the gence); he proposed that this requires an extended childhood to accom-
longer the period of immaturity: in lemurs approximately 2 plish. To support his claim, Mithen pointed to evidence that brain devel-
years, in macaques approximately 4 years, in chimps approxi- opment in Neanderthals, based on a discrepancy between rate of dental
and cranial development (Akazawa, Muhesen, Dodo, Kondo, & Mizou-
mately 8 years, and in humans approximately 15 years (Poi-
guchi, 1995; Zollikofer, Ponce de Le6n, Martin, & Stucki, 1995; Stringer,
rier & Smith, 1974).
Dean, & Martin, 1990; but see Trinkaus & Tompkins, 1990, for an
Slow growth clearly has its disadvantages, mainly, the likeli-
alternative interpretation), was much faster than in modem humans.
hood that an individual may die before reproducing. However, Based on archeological evidence, Mithen proposed that Neanderthals
there are more obvious advantages to humans' extended imma- demonstrated minimal cognitive fluidity and that it was only because of
turity. Although Homo sapiens have seemingly evolved many a prolongation of childhood that the architecture of the modem brain
domain-specific ' 'programs'' for dealing with specific problems could develop.
DEVELOPMENTAL IMMATURITY 157

brain development, with the associative areas of the neocortex intermingling of different developmental stages, different response
not being fully myelinized until adulthood (Yakovlev & Le- patterns, and different motivational systems, (p. 101)
cours, 1967). This slow growth provides humans with the flex-
ibility to make many changes within their lifetimes. Making similar arguments, Cairns (1976) pointed out that
Earlier in this century, it was believed that children who suf- both the instability of individual differences and the high mallea-
fered severe deprivation for much more than their first year of bility of social behavior over infancy, which are found in all
life were destined to a life of mental retardation and psychopa- social mammals, are extended in human children and may be
thology. Both human and animal work clearly shows that this due to neoteny. Thus, the behavioral plasticity that characterizes
is not true (Clark & Hanisee, 1982; Skeels, 1966; Suomi & the human species may be due, in large part, to an extended
Harlow, 1972). Babies suffering from malnutrition and reared period of immaturity. From this perspective, prolonged infancy
in stultifying institutions or war-torn lands do show signs of and childhood not only provide more time to learn but also
their abuse and neglect. They have learned to be unresponsive when accompanied by a reduced reliance on "instinctive" be-
to social attention and to shut out a hostile world. But a person's haviors may in fact require a greater need for learning.
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slow development can be kind to such deprived and abused As all historical sciences, evolutionary theory suffers from
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children. Given proper stimulation, children can learn new ways the inability to test empirically some of its hypotheses. One
of responding, "foung brains are not like tape recorders; they do cannot turn back the clock and manipulate some factors to deter-
not record everything for posterity. Young brains, because of mine the phylogenetic outcomes. However, experimental evi-
their immaturity, can be rewired, resulting in enhanced plasticity dence does exist, demonstrating the effects of changes in devel-
of cognition and behavior. Were children born with more mature opmental timing on social behavior across several generations.
brains, or if development proceeded more rapidly than it does, For example, in a series of experiments, Cairns and his col-
the mental, social, and emotional flexibility of young children leagues (Cairns et al., 1990; Cairns, MacCombie, & Hood,
would be lost. This behavioral and cognitive flexibility is per- 1983) observed that aggressive behavior in mice, measured by
haps the human species's greatest adaptive advantage, and it is latency to attack, increased with age and experience. Mice were
afforded by the prolonged period of mental (and thus brain) selectively bred for latency to attack; one line was selected for
inefficiency. high aggression, and another line was selected for low aggres-
sion. Cairns and his colleagues noted that later generations of
low-aggressive animals exhibited a gradual reduction in asymp-
Behavioral Neoteny totic levels of aggression compared with the foundational gener-
ation. More specifically, later generations of low-aggressive ani-
Although humans' slow rate of brain growth may be the
mals did not display the typical age-related increases in aggres-
proximal cause for the plasticity and flexibility of human cogni-
sion observed in the first generation. Cairns et al. (1990)
tion, it is accompanied by an extended period of physical and
described this pattern as an example of neoteny, "the progres-
behavioral development. Several theorists have written of behav-
sively longer persistence of 'immature' features in the ontogeny
ioral neoteny as the extended juvenile character of human behav-
of descendent generations" (p. 59). Thus, changes in the timing
ior (Cairns, 1976; Lorenz, 1971; Mason, 1968a, 1968b). Cairns
of ontogeny (here, prolonged retardation) affected the social
(1976) and Mason (1968a) have postulated, for example, that
behavior of individuals and, over several generations, altered the
important aspects of human social behavior such as attachment
average value of this behavior in the genetic line. Results such
are influenced by behavioral neoteny (see also Cairns, Ga-
as these make more plausible the hypothesis that variations in
riepy, & Hood, 1990; and Montagu, 1989), and, according to
developmental timing (heterochrony) can influence the behav-
Lorenz, such juvenile characteristics as curiosity are responsible
ioral development of a species (e.g., Cairns et al., 1990; Gott-
for human's behavioral flexibility.
lieb, 1987, 1992).

Behavioral Neoteny and Flexibility


Play
With respect to behavioral flexibility, Mason (1968a, 1968b)
Play, which is found in many animals, is extended into adult-
argued that neoteny is a general primate characteristic, both
hood in humans and can be rightfully considered an example
in terms of physical development—as was discussed briefly
of behavioral neoteny (Lorenz, 1971). Many theorists believe
previously—and in terms of behavior. Mason noted that the
that it is primarily through play that children's cognition devel-
prolongation of infancy is greater in chimpanzees than monkeys
ops (e.g., Dansky, 1980; Piaget, 1962), and it can be viewed
and greater yet in humans. This extension of infancy and its
as a vehicle by which neoteny affects development.
physical dependence is accompanied by weaker and less persis-
There is no doubt of the widespread occurrence of play during
tence of primitive infantile responses (e.g., reflexive grasp, root-
the immature stages of many animals. Like the extended period
ing, and oral grasping) and a "loosening" of behavioral organi-
of youth and, in fact, correlated with it, play is most frequently
zation. As a result, Mason (1968a) stated,
found in species that are behaviorally flexible and particularly
in neotenized organisms (Beckoff, 1972; Poirier & Smith, 1974;
developmental stages are less shaiply delimited in humans than in
other primates. Sensitive periods in development are more difficult
Vandenberg, 1981). In an early review of animals' play, Groos
to establish, there is less likelihood that the withholding of any (1976) stated that "animals can not be said to play because
specific experience will result in developmental arrest, and there is they are young and frolicsome, but rather they have a period
a much stronger tendency for behavior to reflect a blending or of youth in order to play" (p. 75).
158 BJORKLUND

The benefits of play are numerous. For example, play provides tions of young children's working memory may make the pro-
the juvenile animal with, among other things, the opportunity cess of language acquisition easier. Most of the research I present
to develop motor skills, practice mastery of social behaviors, and in the next two sections was conducted with animals. Although
learn by experimenting in a situation of minimum consequences one must be cautious in generalizing research findings across
(Bruner, 1972; Dolhinow & Bishop, 1970). Play, like genetic species, infancy is a time when such comparisons are most apt
mutations, provides a source of creativity that may eventually to be informative, and I believe that, given the similarities of
help produce cultural diversity by discovering new ways to solve perceptual development across a wide range of species (see
old problems (Oppenheim, 1981; Vandenberg, 1981); because Gottlieb, 1971), mechanisms found to underlie the development
of the youthful tendency toward play and curiosity in animals, of infrahuman animals can gainfully inform the psychologist
it is likely that new innovations will be introduced by the young interested in human development, especially considering the
rather than the adult. This was demonstrated in the acquisition dearth of evidence from testing human participants.
of the skill of potato washing in Japanese macaque monkeys
(Kawai, 1965). A monkey troop was living in the wild but was
Adaptive Value of Immature Sensory Systems
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observed and fed by Japanese scientists. The monkeys were


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given sweet potatoes, which were often sandy. One juvenile TUrkewitz and Kenny (1982) proposed that early maturing
monkey ' 'learned'' to wash potatoes in sea water before eating senses may not develop properly if other senses were "compet-
them. Other juveniles subsequently learned, and then so did ing' ' with them for neurons and that limited sensory functioning
some adult females; this innovation was then passed on to in- reduces sensory input and serves to decrease competition be-
fants as part of the culture. Few adult males ever learned this, tween developing senses. From this perspective, immature sen-
however. Admittedly, it is unlikely that important cultural inno- sory systems are not handicaps that must be overcome but are
vations will be made through the play of human children. Never- adaptive and necessary for proper sensory development and sen-
theless, the discoveries children make through play may serve sory learning.
as the basis of later innovations or true creativity, which become Evidence in support of Turkewitz and Kenny's (1982) pro-
important later in life. posal has been reported for a number of species, with most
Play is observed in the adults of many mammals, although research conducted with precocial birds (i.e., ducks and bob-
usually in the context of courtship or parent-child interaction white quail), in which—as with all vertebrates—hearing devel-
(Fagen, 1981). There is no other species that demonstrates curi- ops before vision (Gottlieb, 1971). Like other precocial birds,
osity and play into adulthood to the extent that Homo sapiens ducks and bobwhite quails show a preference for the maternal
do. This orientation toward play caused the historian Huizinga species call, which is important in attachment. Working with
(1950) to refer to humans as Homo ludens, "playful man." quails, Lickliter and his colleagues (Lickliter, 1990, 1993;
Novelty and the unknown are typically avoided in adult animals, Lickliter & Hellewell, 1992; Lickliter & Lewkowitz, 1995) used
with the notable exception of humans. In fact, what academics a procedure to provide quails with visual exposure while still
do for a living is often termed as playing with ideas. Intellectual in the egg. The procedure involved cutting a hole in the egg
curiosity, or play, is a hallmark of the human species and likely near the head and providing patterned light 2 to 3 days prior to
a necessary component to invention. hatching. In one series of experiments (Lickliter, 1990), quail
chicks were placed in the middle of a round tub 1 or 2 days
Immaturity as a Form after hatching. The maternal call of a quail was played from a
speaker on one side of the tub and the maternal call of a chicken
of Protection From Overstimulation
was played from a speaker on the opposite side. Quail chicks
Humans' slow brain development not only permits an exten- in the control group (egg opened and no premature visual expe-
sion of behavioral plasticity but may also protect the young rience) showed the species-typical pattern: Most approached the
organism from overstimulation. Turkewitz and Kenny (1982) speaker emitting the maternal bobwhite quail call (29 of 32
proposed that, similar to the arguments cited earlier made by animals). However, most of the experimental animals showed
Oppenheim (1981), the immaturity of sensory and motor sys- no preference (25 of 44 animals), and some (14 of 44 animals)
tems may play adaptive roles early in development. The limited even preferred the call of the chicken. Similar results of interfer-
motor capacities of altricial animals (i.e., those who are physi- ence of early visual exposure on later approach behavior have
cally immature and helpless at birth and need substantial paren- been found with ducks (Gottlieb, Tbmlinson, & Radell, 1989).
tal care) prevents them from wandering far from their mother, Other research has shown that specific types of auditory stimula-
thus enhancing their chances of survival. Of greater interest, tion can interfere with subsequent visual development in bob-
however, was their proposal that sensory limitations of many white quails (McBride & Lickliter, 1994) and that extra visual
young animals are adaptive because they serve to reduce the stimulation can interfere with olfaction in rats (Kenny & Tur-
amount of information infants have to deal with, which facili- kewitz, 1986). The extension of the idea that limited sensory
tates their constructing a simplified and comprehensible world. abilities might be adaptive in altricial mammals was made ex-
In the next section, this proposal is assessed by examining the plicitly by Spear (1984) in reference to neonatal rats, which
consequences of stimulation in excess of a species's norms on are functionally deaf and blind: "If this animal could be made to
the subsequent perception and learning of young animals. It is see and hear, it seems at least as likely that severely maladaptive
followed by a section examining the consequences of early behavior would result due to distraction from the more conven-
learning experiences on later learning by infant animals and tional events (e.g., odors) upon which its survival depends"
humans. In the third section, I discuss the possibility that limita- (p. 335).
DEVELOPMENTAL IMMATURITY 159

It should be noted that, in the Lickliter (1990) study, the and experimental animals. However, when the waterbed motion
prehatching visual stimulation did result in the acceleration of was substantially greater than would normally be experienced
visual development in the chicks. However, this acceleration was by the duck embryos, significant differences between control
at the expense of the development of the auditory system, which and experimental animals were found. Whereas 91% of the
seriously hindered species-typical attachment behavior. It is also ducklings in the no-motion condition approached the familiar
worth noting that attenuated prehatching stimulation results in maternal call (Experiment 1), only 42% of the ducklings in the
a slowing of sensory systems (Lickliter & Lewkowitz, 1995). high-motion condition did so (Experiment 2A). Thus, it appears
In general, developmental changes in sensory systems appear to as if stimulation in excess of the species-typical range in any
be timed to correspond to species-typical experiences. When sense modality can interfere with ontogeny of a still-developing
an animal receives stimulation that varies substantially from sense. These findings, although suggesting a modification of the
the species-typical pattern, postnatal sensory development is Turkewitz and Kenny (1982) hypothesis, are consistent with
impaired. the idea that slow developing and immature systems provide
Because the auditory system develops before hatching, there opportunities for earlier developing systems to develop properly.
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is the opportunity for some prenatal learning to occur. For exam- What these data indicate, however, is that the type of excessive
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ple, quail and duck chicks recognize the call of their mothers sensory stimulation that can interfere with development extends
versus the calls of other females birds shortly after hatching beyond that associated with still-developing systems.
(e.g., Gottlieb, 1988). Lickliter and Hellewell (1992) assessed I know of no experiments comparable with those performed
the effects of extra-pre-hatching stimulation on such auditory on precocial birds that assess the effects of excessive levels of
learning. Quail embryos heard a specific maternal call, some stimulation on perceptual development in human infants. How-
with and some without additional visual stimulation, while still ever, experiments in the early days of infant-perception research
in the egg (Experiment 4A). Twenty-four hours after hatching, indicate that infants' preference for visual complexity increases
the quail chicks were put in a choice situation, where they heard with age, with younger infants preferring to look at less complex
the previous, familiar maternal call versus the maternal call of stimuli (usually stimuli with less contour) than do older infants
another bobwhite quail (a novel call). Preference for the familiar (e.g., Greenberg & O'Donnell, 1972; Hershenson, Munsinger, &
maternal call was the key dependent measure. Replicating their Kessen, 1965; H. Thomas, 1965), suggesting that there is an
earlier findings (e.g., Lickliter & Hellewell, 1992, Experiment optimal level of perceptual stimulation for infants that increases
1A), Lickliter and Hellewell reported that the bobwhite quail with age. Also an equally venerable literature indicates that
chicks exposed only to the maternal call showed a significant enriched visual, tactile, kinesthetic, or all of the above stimula-
preference for that call. In contrast, the chicks that received the tions for premature or low-birth-weight infants (Scarr-Salapa-
additional visual stimulation showed no such preference, making tek & Williams, 1973; Solkoff, Yaffee, Weintraub, & Blase,
no distinction between the familiar and novel calls. That is, 1969; J. L. White & LaBarba, 1976) or for orphanage-reared
extra visual stimulation interfered with auditory learning. These infants (B. L. White & Held, 1966) results in enhanced percep-
findings are consistent with the position that the species-typical tual, physical, or intellectual development. There is every reason
pattern, in which one system receives stimulation and develops to believe that providing human infants with a perceptually
before another, is adaptive. Hastened development in one system varied and stimulating environment positively fosters develop-
can interfere with development in a second system. ment. However, animal research informs theorists that stimula-
The findings of Lickliter and Hellewell (1992) are consistent tion should be within the species-typical range and that stimula-
with Turkewitz and Kenny's (1982) proposal that the differential tion that exceeds this range early in development may have
rates of maturation of sensory systems minimize intersensory unintended maladaptive consequences.
competition. Accelerating development of a late developing sys-
tem interferes with the development of the normally early devel- Consequences of Early Learning on Later Learning
oping system. A related hypothesis is that intersensory interfer-
ence can occur even when a fully developed sensory system The findings of Lickliter and Hellewell (1992) and of Gottlieb
(e.g., the vestibular system), which should not be competing and his colleagues (Gottlieb et al., 1989; Radell & Gottlieb,
for neurons with an immature system, receives extra stimulation. 1992) indicate that extra-pre-natal stimulation in one sensory
That is, stimulation that exceeds the species-typical range can system (vision or vestibular) can adversely affect later learning
interfere with development, regardless of whether the stimulated in another system. Related to this issue is the question of whether
system is fully developed or still immature. an early learning experience in infancy can interfere with later
This possibility was investigated in a series of auditory-learn- learning. Relatively little research focused directly on this ques-
ing experiments by Radell and Gottlieb (1992). As in the tion, although relevant research does exist for at least three
Lickliter and Hellewell (1992) experiments, mallard duck em- species, rats, monkeys, and humans.
bryos heard a specific maternal call. Some prehatchlings also Using rat pups, Rudy, Vogt, and Hyson (1984) reported a
received extra levels of vestibular, proprioceptive, and tactile classical conditioning study in which animals were trained to
stimulation, delivered by placing eggs on a rocking waterbed. make mouthing activity (which was initially elicited by the un-
Four to 8 hr after hatching, the ducklings were put in a choice conditioned stimulus of a 10% sucrose solution) to auditory
situation where they heard simultaneously the familiar and novel stimuli (e.g., a 2,000 Hz, 9 dB tone SPL). Conditioning began
maternal duck calls. When low and species-typical levels of when the pups were 10, 12, or 14 days old, and testing continued
motion were experienced (Experiment 4), no differences in until they were 16 days old. Despite the greater experience on
choice behavior were observed between the control (no motion) the conditioning task, performance on Days 14 and 15 was
160 BJORKLUND

worse for the animals that began training at 10 days old than tioned to turn their heads in response to auditory stimuli—turn
for those that began training at 12 days old. Moreover, these one way to the sound of a bell and the other way to the sound
pups never performed better than the pups who began training of a buzzer. Training began either at birth, Day 31, or Day 44.
at 14 days old, leading Rudy et al. to conclude that the early The older infants had had some training on simpler discrimina-
training had a detrimental effect on the pups' ability to benefit tion tasks, whereas this complex learning task was the first
from later training. experience for the newborns.
Spear and Hyatt (1993) discussed the results of two unpub- The younger the children started the training, the more trials
lished studies from their laboratory on conditioning in infant it took them to attain criterion (M no. of trials to reach the
rats that similarly show impairment of later learning as a result criterion: newboms = 814; 31-day-olds = 278; 44-day-olds =
of earlier learning experiences. In one study, rat pups that were 224). This makes sense if age of maturation is the critical factor.
given active avoidance training at 15 days old took more trials But note that, whereas the difference between the 31- and 44-
to reach the criterion on the same task at 75 days old than rats day-old infants is consistent with such a maturation hypothesis,
that were exposed to the tasks for the first time at 75 days the data from the newborns are not. They required many more
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old (p. 188). In a second study cited by Spear and Hyatt (an trials than would be predicted based on age (i.e., maturation)
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unpublished dissertation by N. Lariviere, 1990), rat pups, begin- alone. This is made clear when one examines the age at which
ning as early as 12 days old, were exposed to some or all of infants reached the criterion (M age in days at which infants
the components of a classical conditioning task involving lights, reached the criterion: newborns = 128; 31-day-olds = 71; 44-
tones, or both. Pups were given a criterion test at postnatal Days day-olds = 72). Infants who began training at birth took nearly
17 and 18—the earliest time that conditioning with flashing twice as long to master the discrimination-learning problem as
lights paired with foot shock is usually observed. Spear and infants who began at 31 and 44 days old. Because infants appar-
Hyatt reported that animals that had previously been exposed ently had a variety of testing experiences between the time of
to the conditioned and the unconditioned stimuli demonstrated their first and final exposures on this task and because control
substantially impaired conditioning on Days 17 and 18. They groups that did not experience retroactive interference were not
concluded that ' 'apparently, if experience with an episode to be tested, one must be cautious when interpreting these results (C.
learned later is given too early in life, learning of that episode Rovee-Collier, personal communication, September 30, 1996).
in later ontogeny is impaired" (p. 189). But these data are suggestive of the possibility that not all learn-
Similar evidence of a detrimental effect of early learning on ing experiences are necessarily good for infants—sometimes,
later learning was provided by Harlow (1959), who studied learning experiences are not only useless for infants who lack
object-discrimination learning in rhesus monkeys. Infant mon- the requisite cognitive abilities but sometimes may actually be
keys were given single discrimination tasks (e.g. triangle vs. detrimental to later learning and development.
circle) with three-dimensional stimuli that varied on multiple Despite the long history of research in infant learning, there
dimensions, such as color, form, size, and material. They were appear to be few other studies designed to assess the conse-
given 25 trials per day, 5 days per week for 4 weeks. Testing quences of early learning experiences on later learning. The only
began when animals were either 60, 90, 120, 150, or 366 days other relevant study 1 am aware of was performed by Little,
old. Beginning at 120 days old (or later), these monkeys were Lipsitt, and Rovee-Collier (1984). 2 In this study, separate
given new sets of more complicated learning-set problems, using groups of IO-, 20-, and 30-day-old infants were subjected to
the same set of stimuli as on single-discrimination problems. classical eyelid conditioning procedures and then tested again
Monkeys were tested on 4 problems per day, 5 days per week, 6 with the same procedures 10 days later. For infants whose initial
trials per problem, for a total of between 400 and 600 problems. testing was at 20 days old, there was a savings effect: Their
Performance on these problems, beginning at 120 days old, is performance 10 days later was greater than that of 30-day-old
shown in Figure 1 as a function of the age at which the monkeys infants tested for the first time. There was no such savings effect
began training. 10 days later for infants whose initial testing began at 10 days
Performance of the two youngest groups of monkeys never old, but there was also no decrement in performance, as might
strayed far from chance levels (50%), despite the fact that they be expected given the findings of Papousek (1977).
were 10 and 11 months old at the conclusion of training. From There is a paucity of research on the topic of the effects of
260 days old and onward, these early trained monkeys' perfor- early learning experience on later learning. There is no question
mance was inferior to that of the other groups with less experi- that infants begin learning at birth and before (e.g., DeCasper &
ence but matched for age. This suggests that early training was Spence, 1986), and I find it unlikely that learning experiences
detrimental to later learning for these young monkeys. Harlow early in life will have long-term negative consequences. How-
(1959) concluded that ever, the meager evidence suggests that some specific learning
experiences can adversely affect later specific learning experi-
there is a tendency to think of learning or training as intrinsically
ences (e.g., Harlow, 1959; Papousek, 1977) and that there may
good and necessarily valuable to the organism. It is entirely possi-
be no benefit in terms of savings to begin a learning task very
ble, however, that training can either be helpful or harmful, de-
pending upon the nature of the training and the organism's stage
early in infancy (Little et al., 1984). This is clearly an area in
of development, (p. 472) which further research on well-trodden topics is warranted.

Research with human infants pertinent to this question was


conducted by Papousek and initially reported in the late 1960s 2
I wish to thank Carolyn Rovee-Collier for pointing out this study to
(see Papousek, 1977; and Sameroff, 1971). Infants were condi-
DEVELOPMENTAL IMMATURITY 161

90
m 60-day group
m 90-day group
85 —&.... 120-day group
--O— 150-day group
80

75

70

65
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60

55

50

/'

120 155 190 225 260 295 330 365 400

Age at testing
(In days)

Figure 1. Discrimination learning set performance of rhesus monkeys as a function of age at which testing
began. Adapted from Figure 14 of "The Development of Learning in Rhesus Monkey," by H. F. Harlow,
1959, American Scientist, December, p. 474. Copyright 1959 by American Scientist. Adapted with
permission.

Language Acquisition: When Less Is More and early childhood typically demonstrate only a tenuous mas-
tery of language (e.g., Curtiss, 1977), (b) eventual proficiency
From a phylogenetic perspective, language is clearly an ' 'addi- of a second language is greater the younger one is when exposed
tion." If the great apes are any indication of what human's to that language (e.g., Johnson & Newport, 1989), (c) the
common ancestors may have been like, they were not language
eventual proficiency of sign language by deaf people—their
users. No other primate engages in anything that even closely
first language—is greater the younger one is when exposed to
resembles human language in their natural habitat; although
that language (e.g., Newport, 1990), and (d) recovery of lan-
enculturated chimpanzees can presumably learn several hundred
guage function from brain damage is greater when the damage
words and a limited syntax, they seem unable to advance beyond
occurs earlier rather than later (e.g., Witelson, 1987). From this
the language competence of an average 2-year-old human child
and other evidence, it appears that, as the brain matures, it loses
(Savage-Rumbaugh et al., 1993). From this perspective, lan-
its plasticity to acquire language.
guage would not seem to be a good candidate to look for adap-
There has been some interesting speculation that young chil-
tive immaturity. Yet, much as an immature nervous system re-
dren's fantastic language-acquisition ability may he accompa-
duces the amount of stimulation the infant receives and thus
nied by a set of immature cognitive skills. Recall the research
facilitates the development of the various sensory systems, so
too might certain immature characteristics of children's infor- with ducks and bobwhite quails indicating that sensory immatu-
mation-processing abilities set the stage for the rapid process rity in one system was associated with enhanced development
of first- and second-language acquisition observed in young in another system (e.g., Lickliter, 1990). A similar relation may
children. exist between young children's limited information-processing
Most scholars of language development have adhered to the skills and language acquisition.
idea that there is a critical or sensitive period for the acquisition Newport (1991) has developed a model of language acquisi-
of a first and second language (e.g., Hurford, 1990; Lenneberg, tion based on what she calls the ' 'less is more'' hypothesis. Her
1967; Locke, 1993; Newport, 1991). There are at least four proposal is that cognitive limitations reduce competition, thus
sources of evidence for this assertion (see Locke, 1993): (a) simplifying the language corpus the infant and young child must
People who were socially deprived or isolated during infancy process and making it easier to learn language. With success
162 BJORKLUND

and time, maturationally paced abilities gradually increase, as (i.e., when sentence complexity increased in stages). In both
does language learning. Young children in the early stages of situations, limitations in what the network could process, deter-
language learning start out slowly—actually more slowly than mined either by the simplicity of the sentences presented or the
do adults learning a second language. They perceive and store limitation of how much the network could keep in its memory
only component parts of complex stimuli. They start with single at any one time, produced language learning. Elman used the
morphemes (usually a single syllable) and gradually increase metaphor, "the importance of starting small," to describe his
complexity and the number of units they can control. They are findings and suggested the critical period for language acquisi-
able to extract only limited pieces of the speech stream. But tion reflects the developmental delay of certain abilities rather
this results in a simplified corpus that actually makes the job of than the loss of some language-specific capacities. Thus, young
analyzing language easier. Adults, in contrast, start out learning children's limited working-memory capacity restricts how much
a second language faster than children; they are more competent language information can be processed. This simplifies what is
initially, producing more complex words and sentences. They analyzed, making the task of language acquisition easier.
more readily perceive and remember the whole complex stimu-
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lus. But this advantage is short lived. Adults extract more of the Adaptive Value of Cognitive Immaturity
This document is copyrighted by the American Psychological Association or one of its allied publishers.

input but are then faced with a more difficult problem of analyz-
ing everything all at once. Immature sensory systems or limited working-memory ca-
Newport (1991) conducted a computer simulation, varying pacity are proposed to be adaptive because they reduce the
the amount of information that would be processed in the com- amount of stimulation an organism receives, thus making the
puter's "working memory" at one time. A restricted input filter process of sensory or language development easier. Other as-
(i.e., limited working-memory store) yielded (a) some loss of pects of immaturity, rather than fostering the development of
data for morphology learning, thus making learning initially specific systems by simplifying input, may provide some imme-
more difficult; ( b ) greater loss of data at the whole-word level diate benefits to the organism, although these benefits may be
than the morphology level; and (c) an improvement in the sig- coupled with some handicaps.
nal-to-noise ratio, such that there is greater loss of data from Certain aspects of young children's cognitive functioning can
accidental co-occurrences than from systematic co-occurrences be seen in this light. The cognitive limitations of preschool
of form and meaning. Overall, a restricted filter (i.e., limited children are well documented. This theme was central in Piaget's
working memory) was more successful at acquiring morphology theory, as reflected by his description of the stimulus-bound,
than was a less restricted filter or no filter at all. The latter egocentric, and intuitive preoperational child in contrast to the
"entertained" too many alternatives and could not uniquely decentered, nonegocentric, and logical concrete-operational
determine which was the better one. child. One need not be a Piagetian or an advocate of any stage
A similar interpretation has been derived from experiments theory to believe in the immaturity of preschool thought. The
with connectionist networks by Elman (1994). Elman used a 5- to 7-year shift (e.g., S. H. White, 1965; 4- to 7-year shift,
specific type of connectionist network called a simple recurrent Nelson, in press; or the 3.5- to 4.0-year shift, Pemer, 1991) has
network (Elman, 1990). In his simulation, Elman (1994) pro- been noted by a variety of theorists, who have provided a variety
vided the network with sentences involving subject-verb agree- of explanations to account for the mental deficiencies of pre-
ment for number and the potential for multiple relative clause school children.
embeddings. The network had to ' 'learn'' both local and long- Such cognitive immaturity, although real, may reflect defi-
distance subject-verb agreement (e.g., "The zebras who the ciencies only in relation to the cognition of older children. Some
lion chases find the hiding place"). In this example, there is aspects of young children's immature cognition may have an
local agreement between lion and chase. However, the agree- adaptive role for them at that particular time in development. It
ment between zebras and find is long distance, dependent on is deficient in terms of what it is to become, but it may be quite
the hierarchical structure of the sentence. efficient in terms of what problems it helps the child to solve
Initial attempts, in which the entire corpus was presented to at this particular point in development.
the network in a random order, failed to yield evidence of lan- In a previous article, Bjorklund and Green (1992) introduced
guage acquisition. The network did not learn correct long- the possibility that some aspects of young children's immature
distance subject-verb agreement (i.e., the wrong form of the cognition—especially egocentricity and poor metacognition—
verb was selected by the network). Following these initial fail- could, under some circumstances, be adaptive. It was not argued
ures, Elman (1994) simplified the corpus that the network re- then, nor is it argued here, that such immature characteristics
ceived, beginning with only simple sentences and gradually in- were always adaptive; in fact, it seems obvious that an overly
creasing the percentage of complex sentences presented to the self-centered perspective and the state of being out of touch with
network. Under these conditions, the network was correct in its one's cognitive abilities is generally maladaptive. However, these
selecting grammatically correct forms of verbs (i.e., verbs that detriments to good cognition may have associated with them
agree with the appropriate subjects) for all of the different sen- some occasional benefits. In other words, looking only at the
tence types. In a subsequent simulation, Elman varied the net- negative side of young children's limitations provides an incom-
work's memory for words, beginning with a limited memory plete and overly pessimistic picture of these children's cognitive
of three to four words and increasing memory at subsequent functioning. In this section, I review briefly the findings that led
stages in the simulation. Now when the entire corpus, including Bjorklund and Green to their earlier interpretation, and 1 present
both simple and complex sentences, was presented to the net- new data and theory to bolster the position that young children's
work, learning occurred, much as it did in the earlier simulation immature cognition can have some positive consequences.
DEVELOPMENTAL IMMATURITY 163

Egocentricity group, half of the items had already been placed in the house
by the adult before the child entered the room and the adult
It is well established that people of all ages tend to remember asked the child to place the remaining items in the rooms. When
more information when they relate the target information spe- the children were later asked questions about who had placed
cifically to themselves at time of encoding, later at retrieval, or each item in each room, those in the collaboration group made
both (e.g., Kail & Levine, 1976; Lord, 1980; Nadelman, 1974; significantly more "I did it" attribution errors than those in the
Pratkanis & Greenwald, 1985). One implication of self-refer- no-collaboration group. Moreover, when the children were later
encing memory experiments is that young children's egocentric given the furniture and asked to place each piece in the room
tendencies may bias them to encode events in terms of them- where they had been placed before, those in the collaboration
selves more so than older children would, thus enhancing their group were correct more often and also made more planning-
retention (see Mood, 1979). explanatory statements while recategorizing than did those in
More recent research in source monitoring similarly has sug- the no-collaboration condition. Thus, as Ratner and Fbley pre-
gested that young children's bias toward self-referencing may dicted, collaboration led to both more self-attribution errors
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contribute to enhanced cognition rather than as solely a detri- and better learning than did no collaboration. Although other
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ment to thought. Source monitoring refers to people's ability to interpretations are possible (e.g., a greater depth of processing
ascertain the origins of some information. In one type of source for children in the collaboration group from watching the adults
monitoring, people must determine whether they themselves had place items), this is consistent with the claim made here; that
performed an action or if they had observed someone else per- is, in some circumstances, an egocentric bias can have a positive
form it. In a series of experiments, Fbley, Ratner, and their effect on learning.
colleagues (Fbley & Ratner, 1996; Fbley, Ratner, & Passalacqua, The results of these experiments should not be interpreted as
1993) asked 4-, 6-, and 8-year-old children to make a collage reflecting that egocentricism in young children is not sometimes
with an adult. Children were later unexpectedly asked to tell a hindrance to good cognition. It is an expression of an immature
the experimenter who had put each of the objects on the collage, cognitive system and may hamper more "mature" thought in
themselves or the adult. What Fbley, Ratner, and their colleagues many situations. Social responding is especially hampered by
were interested in was attribution errors: Tb what extent would an egocentric attitude, and children must overcome their gener-
children falsely attribute an action (putting objects on the col- ally self-centered perspective if they are to interact comfortably
lage) of their own to an adult ('"fou did it" false attribution) in the adult world. However, the findings of the various studies
versus falsely attribute an action done by an adult to themselves cited above do indicate that a focus on only the detrimental
("I did it" false attribution)? aspects of young children's egocentricism without considerating
Six- and 8-year-old children were no more likely to make ' 'I the possible adaptive functions yields an incomplete picture of
did it" false attributions as "\bu did it" false attributions (Fb- children's development.
ley et al., 1993). In contrast, 4-year-olds were consistently more
likely to attribute an action performed by an adult to themselves
Metacognition
("I did it") than the reverse (Fbley & Ratner, 1996, in press;
Fbley et al., 1993; Ratner & Fbley, 1997). Young children's Another area in which young children's immature cognition
pattern of responding can be attributed to an egocentric perspec- may sometimes be a blessing in disguise is metacognition, par-
tive (i.e., when in doubt, take personal credit for an action). ticularly as it relates to how competent children see themselves..
Foley, Ratner, and their colleagues suggested that this bias may Metacognition refers to the knowledge people have about the
result in better learning of the actions of others, in part because workings of their own minds—their mental weak and strong
misattributing the actions of another to oneself may result in points, skills they posses, and ability to evaluate and monitor
children linking the actions to a common source (themselves), their own problem solving. For most forms of cognition, one
thus producing a more integrated and easily retrievable event can think of a corresponding form of metacognition. The devel-
memory. According to Fbley and Ratner (1996), opmental relation between cognition and metacognition is a
bidirectional one, with changes in one factor influencing changes
if the bias we report is a reflection of children's more frequent in the other (see Schneider, 1985). Although both cognition and
anticipations or subsequent re-creations of the actions of another metacognition within a domain typically improve with age, the
person, increasing confusion between self and others, actions them-
relation between the two is not always strong (e.g., Cava-
selves may be better understood and better remembered when these
naugh & Borkowski, 1980). However, that good metacognition
anticipations occur. Thus, children who actually display a pro-
is usually associated with good cognition is illustrated by studies
nounced source monitoring bias may subsequently perform quite
well on their own after guided participation in a similar joint activ- with school-aged children that show a positive correlation be-
ity. Thus, taking the other "into"' the self may be an important tween metacognition and intelligence (e.g., Schneider, Korkel, &
mechanism for promoting children's learning and remembering, Weinert, 1987). That is, as one would expect, school-aged chil-
(pp. 19-20) dren with good metacognition are, on average, brighter than
school-aged children with poor metacognition.
Ratner and Fbley (1997) have recently collected data to test Prediction-performance relations. One aspect of metacog-
this hypothesis. Five-year-old children were asked to place six nition that is particularly relevant for my purpose is the relation
pieces of furniture in the rooms of a doll house (cf. Freund, between children's predictions of their abilities and their actual
1990). One group did this in collaboration with an adult, alter- performance. On the other side of the coin is posttask evaluation
nating turns with the adult. For children in the no-collaboration (postdiction), how well children think they have performed
164 BJORKLUND

some task. Prediction and postdiction are important factors in contrast, 3- and 4-year-old children with higher IQs were those
both cognitive and social development. Bandura (1989) has who most overestimated their imitative abilities (see Figure 2;
concluded that the confidence people have in their competence because almost all children overestimated, lower scores repre-
in a particular domain influences what tasks they choose to sent less overestimation [and thus greater accuracy] and higher
perform and how long they persist at those tasks. Thus, a child's scores represent more overestimation [and thus greater
degree of confidence influences which tasks he or she attempts inaccuracy]).
and how long he or she persists at a task before quitting. This, Bjorklund et al.'s (1993) interpretation of these results was
in turn, determines to a significant extent what is learned. that immature metacognition allows young children to imitate
There is abundant evidence that preschool and early school- a broad range of behaviors without the knowledge that their
aged children overestimate their own abilities on a broad range attempts are inadequate. Without this negative feedback, bright
of cognitive tasks (e.g., Bjorklund, Gaultney, & Green, 1993; young children continue to try their hand at many behaviors,
Schneider, 1991; Stipek & Mac Iver, 1989; Yussen & Levy, thus permitting them to practice and improve their skills at a
1975), and in general think they are "smarter" than others time when trial-and-error learning is so important. As their mo-
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think they are (e.g., Stipek, 1981, 1984; Stipek & Hoffman, tor skills improve, so do their metacognitive skills, which later
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1980; Stipek, Roberts, & Sanborn, 1984). Stipek (1981, 1984) in development are associated with more advanced thinking
reported that young children's assessments of their school- abilities.
related abilities are quite high. Most children in the first grade Seligman (1991) has proposed that children's overly positive
and before think of themselves as being "one of the smartest view of their abilities, and of the world in general, is not some-
kids in my class." It is only at the second and third grades that thing limited to upper-middle-class children who can afford to
children begin to have a more realistic estimate of their academic be optimistic about the future but is characteristic of the species
standing. Beginning about this time, children's assessments of and was selected in evolution:
their school abilities are consistent with the assessments of their
The child carries the seed of the future, and nature's primary interest
teachers and peers. Stipek (1984) has stated that children's
in children is that they reach puberty safely and produce the next
tendencies to overestimate their skills may provide them with
generation of children. Nature has buffered our children not only
basic confidence in their own competence. Rather than trying
physically—prepubescent children have the lowest death rate from
to make young children's judgments of their abilities more accu- all causes—but psychologically as well, by endowing them with
rate, she believes that theorists should "try harder to design hope, abundant and irrational, (p. 126)
educational environments which maintain their optimism and
eagerness" (p. 53). Metacognition and strategy development. Another area in
There seems to be no single reason for young children's which children's poor metacognition may occasionally provide
overly optimistic bias in their abilities. When given specific some benefit is strategy development. Typically, children's meta-
feedback, preschool children can make more accurate assess- cognitive knowledge about strategy use and task performance
ments of their abilities (e.g., Clifford, 1978; Stipek & Daniels, is positively related, although such positive relations are not
1988), and they are able to make accurate assessments of other always found and are often constrained by context (see Bjork-
children's abilities, arguing that they have the cognitive compe- lund & Douglas, 1997; Schneider & Bjorklund, in press; and
tence to make accurate predictions. Young children seem to have Schneider & Pressley, 1997).
different, more lenient criteria for evaluating success and failure Recent research has shown that, when children use strategies,
for themselves than for others (e.g., Schneider, 1991; Stipek, they sometimes do not experience substantial benefits in task
1981), do not differentiate effort from ability (e.g., Harter & performance compared with their performance when not using
Pile, 1984), and may have a difficult time distinguishing their a strategy or to that of older children who are comparably strate-
wishes (how they wish to perform) from their actual expecta- gic. Miller (1990, 1994) has identified this pattern as a utiliza-
tions (e.g., Stipek, 1984), tion deficiency. It has been investigated most frequently in the
Regardless of the reasons for young children's inaccurate area of memory development; although it is a relatively recent
predictions of their performance, such overestimation of one's discovery, partial or strong evidence of utilization deficiencies
ability would seem to be a detriment to skilled performance. has been found in over 90% of developmental studies involving
As noted earlier, in school-aged children, IQ and metacognition spontaneous strategy implementation (see Miller & Seier, 1994)
are usually positively related (e.g., Schneider et al., 1987). and in more than half of memory training studies (see Bjork-
Nonetheless, Bjorklund and Green (1992) have argued that be- lund, Miller, Coyle, & Slawinski, in press) published over the
ing out of touch with one's physical and mental abilities has past 20 years. Utilization deficiencies are not limited to the use
benefits for young children, those who are at the low end of the of memory strategies but have been found for strategies of
physical- and mental-ability scales. When children have poor selective attention (e.g., Miller, Haynes, DeMarie-Dreblow, &
metacognitive skills, they believe that they are capable of more Woody-Ramsey, 1986), reading (e.g., Gaultney, 1995), and an-
than they really are. This encourages exploration of new territor- alogical reasoning (e.g., Muir-Broaddus, 1995), among others
ies and reduces fear of failure in young learners. This was (see Bjorklund & Coyle, 1995; Miller, 1994; and Miller & Seier,
demonstrated in a study of meta-imitation (the knowledge of 1994, for reviews). It is precisely when children demonstrate
one's own imitative abilities; Bjorklund et al., 1993). In the utilization deficiencies that poor metacognition may facilitate
study, 5-year-old children who were more accurate in predicting rather than hinder performance.
and postdicting their imitative abilities (i.e., who overestimated In a series of experiments from our laboratory, my colleagues
less) had higher IQs than did the less accurate children. In and I assessed utilization deficiencies in children between Ages
DEVELOPMENTAL IMMATURITY 165

0.6 Predictions
- Postdlctions

0.4

0.2

at
O
1 -0.0

1
I
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-0.2

-0.4

-0.6

Years

Figure 2. Correlation between IQ scores and prediction and postdiction imitation scores by age (note dial
negative correlations imply that children with higher IQs overestimated less, i.e., were more accurate, than
did children with lower IQs). Data from Bjorklund, Green, and Gaultney (1993).

6 and 13 for the memory strategy of organization (grouping or thinking about how to solve a problem is in general more
and recalling sets of categorically related items together). Chil- advantageous than doing nothing or not thinking about a prob-
dren were given different sets of categorized items over a series lem. If this is the case, children may adopt a strategic approach
of trials. A utilization deficiency is defined as occurring when to a problem when one is discovered, leading eventually to the
measures of strategy use increase significantly between consec- efficient use of that and other strategies. This is similar to the
utive trials in the absence of a corresponding increase in recall argument made by Wellman (1988) in describing preschool
(Bjorklund, Coyle, & Gaultney, 1992; Bjorklund, Schneider, children's use of faulty strategies—effortful, goal-directed ac-
Cassel, & Ashley, 1994; Coyle & Bjorklund, 1996). Utilization tivities that do not help performance. Discussing preschoolers'
deficiencies were rarely observed for the youngest children (6- possible motivations for using faulty strategies, Wellman (1988)
year-olds), most of whom were not yet using strategies, or for asserted that "young children may simply come to prefer a
the oldest children (13-year-olds), most of whom were using strategic or intelligent approach to problem solving, regardless
strategies effectively. Utilization deficiencies were observed, of immediate payoffs . . . [and that] . . . faulty approaches
however, in about V3 of the 7- to 9-year-old children tested, both are generated by coherent but mistaken notions of what will
for spontaneous strategy use (Bjorklund et al., 1992; Coyle & work" (p. 26).
Bjorklund, 1996) and for generalization of a trained strategy Siegler (1996) has speculated that utilization deficiencies
(Bjorklund et al., 1994). may play an important role in children's adaptive strategy
Why should children use an effort-consuming strategy to choices. In discussing the phenomenon of utilization deficienc-
guide their behavior when it has no positive impact on their task ies, he stated that
performance? One speculation is that utilization deficiencies
may be related to children's poor metacognition and a belief the cognitive system may operate as if it knew the law of practice.
With practice, any new procedure is likely to become faster, easier,
that problem solving requires hard work (Bjorklund & Coyle,
and more accurate. If a new approach is even approximately as
1995; Bjorklund et al., in press). Perhaps children believe that
useful as an established one, it makes sense from a long-term per-
performance may be enhanced by using a systematic approach spective to use the new procedure, because substantial improvement
to a problem, but they do not have the metacognitive knowledge in its effectiveness is more likely, (p. 141)
to realize that this approach does not (as yet) yield benefits.
Children may know, from informal instructions by adults or Although I know of no evidence that utilization deficiencies
their own spontaneous problem solving, that doing something result in long-term strategic benefits, there is evidence that a
166 BJORKLUND

utilization deficiency may lead to more effective strategy use should not turn any major theory of development on its head,
relatively quickly. In the experiment by Bjorklund et al. (1992), but it should provide a new respect for the immature cognitions
44% of the third-grade children who were classified as utiliza- and behaviors of infants and young children.
tionally deficient demonstrated increases in recall on subsequent
trials. That is, for these children, the utilization deficiency was References
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