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Statcon Notes Vill
Statcon Notes Vill
I. STATUTORY CONSTRUCTION
1. Definition
a. Construction is the art or process of discovering and expounding the meaning and intention of the authors of
the law, where that intention is rendered doubtful by reason of the ambiguity in its language or the fact that the
given case is not explicitly provided for by law.
2. Statutory Construction and Interpretation
a. Interpretation is the art of finding true meaning and sense of any form of words. It is limited to exploring the
written text, such that one who interprets does not get outside of the context of the statute.
b. Construction is the process of drawing warranted conclusions not always included in direct expressions, or
determining the application of words to facts in litigation. It goes beyond and may call in the aid of extrinsic
considerations; one who constructs has to go outside of the language of the statute and seek the help of
extrinsic aids.
3. Purpose of Construction
a. All rules of construction or interpretation have, for their sole object, the ascertainment of the true intent of the
legislature.
II. LEGISLATIVE INTENT
1. Legislative Intent, Purpose, and Meaning
a. Intent - It is the vital part, the essence of the law. It is the spirit which gives life to legislative enactment.
b. Purpose – It is the reason why a particular statute was enacted
c. Meaning – It is what the law, by its language, means.
2. Approaches in determining legislative intent
a. The Literal Rule
Maxims
i. Verba legis – plain meaning rule
ii. Index animi sermo est – speech is the index of intention
iii. Verba legis non est recedendum – from the words of a statute, there should be no departure
iv. Dura lex sed lex – the law may be harsh, but that is the law
The principle requires that the statute should be applied regardless of whether it is
unwise, hard, or harsh.
Where the daw is clear, appeals to justice and equity as justification to construe it
differently are unavailing.
Therefore, where the law is clear and free from doubt or ambiguity, there is no room for construction or
interpretation
b. The Purpose Rule
Also referred to as the Mischief Rule
Requires the court to consider the mischief which the statute was meant to remedy; what evil, if any,
was meant to be redressed.
c. The Golden Rule
Permits a court to depart from the ordinary meaning of a statute to avoid absurdity, repugnancy, or
inconsistency.
Applied to resolve ambiguity in statutory language in favor of that meaning which will best achieve the
intention of the legislature revealed by the statute as a whole.
V. AMBIGUITY
a. It is doubtfulness, doubleness of meaning, indistinctiveness or uncertainty of meaning of an expression used in a
written instrument.
b. It is a condition of admitting two or more meanings, of being understood in more than one way, or of referring
to two or more things at the same time.
CHAPTER 3 - STATUTES
I. LAWS AND STATUTES
1. Law
a. Definition (Sanchez Roman)
In the general or abstract sense, law has been defined as "the science of moral rules, founded on the
rational nature of man, which govern his free activity, for the realization of the individual and social
ends, of a nature both demandable and reciprocal.
In a specific sense, law is a rule of conduct, just, obligatory, promulgated by the competent authority
for the common good of a people or nation, which constitutes an obligatory rule of conduct for all its
members.
b. Laws include
1. Statutes enacted by the Legislature
2. Presidential Decrees (PD) and Executive Orders (EO) issued by the President in the exercise of his
legislative power, and other presidential issuances in the exercise of his ordinance power
3. Rulings of the Supreme Court construing the law
4. Rules and regulations promulgated by Administrative or Executive Officers pursuant to a delegated
power
5. Ordinances passed by Sanggunians of Local Government Units
2. Statute
a. Definition – It is an act of the legislature as an organized body, expressed in the form, and passed according to
the procedure, required to constitute it as part of the law of the land.
Statutes enacted by the Legislature are those passed by the Philippine Commission, Philippine
Legislature, Batasang Pambansa, and Congress of the Philippines.
Other laws which are of the same category and binding force as statutes are Presidential Decrees (PD)
issued by the President in the exercise of his legislative power during the period of martial law under the
1973 Constitution and Executive Orders (EO) issued by the President in the exercise of his legislative
power during the revolutionary period under the Freedom Constitution.
b. Classification (SOFAD)
i. According to Scope
1. Public – affects the public at large or the whole community; It is a general classification of
law, consisting generally of constitutional, administrative, criminal, and international law,
concerned with the organization of the state, the relations between the state and the
people who compose it, the responsibilities of public officers of the state, to each other,
and to private persons, and the relations of state to one another.
a. General – applies to the whole state and operates throughout the state alike upon
all the people or all of a class. It is one which embraces a class of subjects or places
and does not omit any subject or place naturally belonging to such class.
b. Specific – relates to particular persons or things of a class or to a particular
community, individual, or thing. It is designed for a particular purpose, or limited in
range or confined to a prescribed field of action on operation.
c. Local – One whose operation is confined to a specific place or locality instead of
over the whole territory of the state, e.g. municipal ordinance
2. Private – applies to a specific person or subject. It defines, regulates, enforces and
administers relationships among individuals, associations and corporations.
ii. According to Duration
1. Permanent – One whose operation is not limited in duration but continues until
repealed. It does not terminate by the lapse of a fixed period or by the occurrence of an
event. Neither disuse nor custom or practice to the contrary operates to render it
ineffective or inoperative.
2. Temporary – It is a statute whose duration is for a limited period of time fixed in the
statute itself or whose life ceases upon the happening of an event for which it was
passed. Where a statute provides that it shall be in force for a definite period, it
terminates at the end of such period. Where a statute is designated to meet an
emergency, it ends upon the cessation of such emergency. Since an emergency is by
nature temporary in character, so must the statute intended to meet it be.
iii. According to Application
1. Prospective – one which is applicable only to cases which arise after its enactment.
2. Retroactive – it is a law to have come into force on a date prior to its enactment. It is
one that looks backward or contemplates the past; one which is made to affect acts or
facts occurring, or rights occurring, before it came into force.
iv. According to Operation
1. Declaratory – It is enacted for the purpose of removing doubts about what the law is
in relation to a particular subject matter.
2. Curative – It is a form of retrospective legislation which reaches back into the past to
operate upon past events, acts or transactions in order to correct errors and
irregularities and to render valid and effective many attempted acts which would
otherwise be ineffective for the purpose intended.
3. Mandatory – A generic term describing statutes which require and not merely permit a
course of action.
4. Directory – permissive or discretionary in nature and merely outlines the act to be
done.
5. Substantive – Defines rights and duties
6. Remedial - Providing means or method whereby causes of action may be affectuated,
wrongs redressed and relief obtained.
7. Penal - defines criminal offenses specify corresponding fines and punishments.
v. According to Form
1. Affirmative – couched in affirmative or mandatory terms; directs the doing of an act,
or declares what shall be done in contrast to a negative statute which is one that
prohibits the things from being done, or declares what shall not be done.
2. Negative – one that prohibits a thing from being done, or declares what shall be done
II. Samples
a. Textbooks and eminent writers on law
i. It is presumed that the meaning publicly given in a statute by the members of the legal
profession is a true one and regarded as one that should be lightly changed.
ii. The opinion and commentaries of text writers and legal commentators, whether they are
Filipinos or foreigners, may also be consulted as, in fact, they are oftentimes cited or made as
references in court decisions.
1. Ordinary Meaning
The general rule is that words should be given their plain, ordinary, and common usage meaning.
Natural, ordinary, commonly accepted, and most obvious signification
2. Statutory Definition
When statute defines words and phrases, legislative definition controls the meaning of statutory word,
irrespective of any other meaning words have in ordinary usual sense.
Statutory definitions are controlling in so far as the said Act is concerned.
No usurpation of court function in interpreting since it merely legislates what should form part of the law itself.
LIMITATIONS
o Controlling in the act concerned and not in other statutes even if the same word or term is used.
o If the application creates obvious incongruities in the language of the statute, destroys the purpose, or
become illogical
3. General Words
Words of general significance in a statute are to be taken in their ordinary and comprehensive sense.
A general word should not be given a restricted meaning when no restrictions are indicated.
If a word in a statute has both restricted and general meaning, the general rule must prevail over the restricted
unless the nature of the subject matter or the context in which it is employed clearly indicates that the limited
sense is intended.
LATIN MAXIMS
o Generalia verba sunt generaliter intelligenda (What is generally spoken shall be generally understood)
o Generale dictum generaliter est interpretandum (A general statement is understood in a general sense)
7. Identical Terms
A word or phrase repeatedly used will bear the same meaning throughout the statute; presumed to be used in
the same sense throughout the law.
8. Purpose of Statute
The purpose is that which induced the legislature to enact the statute.
Hence, the court should adopt that interpretation that accords best with the manifest purpose of the statute or
promotes or realizes its object.
Construction should be rejected if it negates the purpose of the law.
3. Expressio unius est exclusion alterius (The express mention of one person, thing or consequence implies the
execution of all others)
Also known as the Doctrine of Negative Implication. It means that what is expressed puts an end to that which is
implied.
PRESUMPTION: The legislature would not have made specified enumerations in the statute had the intention
been not to restrict its meaning and confine its terms to those expressly mentioned.
LIMITATIONS
o Not applicable where words are used by example only or to remove doubts.
o When the enumeration was not intended to be exclusive.
o If there is no reason why other persons or things not so enumerated should not have been included and
manifest injustice will follow by non-inclusion (violation of equal protection clause).
o When it defeats the plainly indicated purpose of the legislature.
o If it leads to inconvenience, hardship and injury to public service.
4. Casus omissus pro ommisso habendus est (A person, object, or thing omitted from an enumeration must be held to
have been omitted intentionally)
The maxim operates only if and when the omission has been clearly established, and in such a case what is
omitted in the enumeration may not, by construction, included therein.
EXCEPTION: Where legislature did not intend to exclude the person, thing, or object from the enumeration. If
such legislative intent is clearly indicated, the court may supply the omission if to do so will carry out the clear
intent of the legislature and will not do violence to its language.
6. Reddendo singular singulis (Referring each to each; referring each phrase or expression to its appropriate object; or
let each be put in its proper place)
Variation of the Doctrine of Last Antecedent
Words should be taken distributively (each word is to be applied to the subject to which it appears by context
most appropriately related and most applicable)
III. Proviso, Exceptions, and Saving Clauses
1. Proviso
Limit the application of the enacting clause, section, or provision of a statute, or to except something from it, or
qualify, or restrain its generality, or to exclude some possible ground of misinterpretation of it.
Commonly found at the end of a section, provision, and introduced by the following “provided” or “but nothing
herein”.
Repugnancy between proviso and main provision: If there is a repugnancy between a proviso and the main
provision, the first step is harmonizing the two. If there is an irreconcilable conflict, that which is located in a
later portion of the statute prevails since it is the latest expression of legislative intent.
2. Exceptions
Clause which exempts or removes something from the operation of a statute by express words.
Word used: “except”, “unless”, “otherwise”, “shall not apply”
May not be introduced by words mentioned above. An exception will be construed as such if it removes
something from the operation of a provision of law.
3. Saving Clause
A clause in the provision of law which operates to except from the effect of the law what the clause provides, or
save something which would otherwise be lost.
Used to safe something from the effect of repeal of statute.
CHAPTER 9 - STATUTE CONSTRUED AS WHOLE & IN
RELATION TO OTHER STATUTES
I. Statute Construed as a Whole
Overview
Because a statute is enacted as a whole and not in parts, every part is as important as the other. Hence, in order to
properly and intelligently construe a provision or section of a statute, understand its meaning and scope, and apply
it to an actual case, the courts should consider the whole act itself.
MAXIM: Optima statuti interpretatrix est ipsum statutum (The best interpreter of a statute is the statute itself)
Presumption
The legislature has enacted a statute whose provisions are in harmony and consistent with each other and that
conflicting interpretation in the same statute are never supposed or regarded.
Exception
If one part of a statute cannot be reconciled or harmonized without nullifying one in favor of another, the court
should construe it by choosing the one which will best effectuate the legislative intent.
Reference Statutes
Refers to other statutes and makes them applicable to the subject of legislation.
Used to avoid encumbering the statute books of unnecessary repetition.
Adoption by reference of a statute previously repealed revives that statute but does not include subsequent
changes or modification.
Supplemental Statutes
Intended to supply deficiencies in existing statutes
Supplemental statutes should be read with the original statute and construed together
Re-enacted Statutes
Statute which re-enacts a previous statute or provision
Reproducing an earlier statute with the same or substantially the same words
In construing the re-enacted statute, the court should take into account prior contemporaneous construction and
give due weight and respect to it.
o LIMITATION: Applicable only when the statute is capable of the construction given and when that
construction has become a settled rule of conduct.
Adopted Statutes
A statute patterned after, or copied from a statute of a foreign country.
In construing adopted statutes, the court must take into consideration:
o Construction of the law by the courts of the country from which it is taken
o Law itself
o Practices under it
CHAPTER 10 – STRICT AND LIBERAL CONSTRUCTION AND
INTERPRETATION OF STATUTES
I. General Principles
Strict Construction
It is that construction according to the letter of a statute, which recognizes nothing that is not expressed, takes the
language used in its exact meaning, and admits no equitable consideration.
It means that the scope of the statute shall not be enlarged or extended by implication, intendment, or equitable
consideration beyond the literal meaning.
It is a close and conservative adherence to the literal or textual interpretation.
LIMITATIONS: It does not mean that the statute should be given its narrowest meaning, nor does it mean that words
should be restricted as not to have their full meaning.
Liberal Construction
It means such equitable construction as will enlarge the letter of a statute to accomplish its intended purpose, carry
out its intent, or promote justice.
It is that which expands the meaning of the statute to meet cases which are clearly within the spirit or reason of it.
EXCEPTIONS: If the statute is plain, clear, and unambiguous, enlargement of the provision is prohibited. Nor does it
mean that the words be forced out of their natural meaning.
Prospective Statutes
A statute which operates upon facts or transactions that occur after the statute takes effect, one that looks and
applies to the future.
Retroactive Statutes
A statute which creates new obligation, imposes a new duty or attaches a new disability in respect to a past
transaction.
Ex Post Facto
Article III, Section 22 of the 1987 Constitution provides that no ex post facto law shall be enacted.
EXAMPLES: A law which makes criminal an act done before the passage of the law and which was innocent when
done, and punishes such act.
The prohibition against ex post facto law is limited in scope and applies only to criminal and penal maters.
It is not applicable to civil laws but to penal and criminal laws which punish a party for acts antecedently done which
were not punishable at all, or not punishable to the extent or in the matter prescribed.
Bill of Attainder
Article III, Section 22 of the 1987 Constitution provides that no bill of attainder shall be enacted.
A bill of attainder is a legislative act which inflicts punishment without judicial trial. Its essence is the substitution of
a legislative act for a judicial determination of guilt.
The constitutional bar against bills of attainder serves to implement the principle of separation of powers by
confining the legislature to rule-making and thereby forestalling legislative usurpation of judicial functions
Statutes Substantive in Nature
A substantive law is a law which creates, defines or regulates rights concerning life, liberty or property, or the
powers of agencies or instrumentalities for the administration of public affairs. As applied to criminal law,
substantive law is that which declares what acts are crimes and prescribes the punishment for committing them.
Substantive law operates prospectively.
Substantive law will be construed as applicable to pending actions if such is the clear intent of the law, or if the
statute, by the very nature of its purpose as a measure to promote social justice or in the exercise of police power, is
intended to apply to pending actions.
Procedural Laws
Procedural Laws are adjective laws which prescribe rules and forms of procedure enforcing rights or obtaining
redress for their invasion; they refer to rules of procedure by which courts applying laws of all kinds can properly
administer justice. They include rules of pleadings, practice, and evidence. As applied to criminal law, they provide
or regulate the steps by which one who commits a crime is punished.
They will be construed as applicable to actions pending and undetermined at the time passage.
The rule that procedural laws are applicable to pending actions or proceedings admits of certain exceptions. The rule
does not apply:
o Where the statute itself expressly or by necessary implication provides that pending actions are excepted
from its operation;
o Where vested rights would be impaired.
Curative Statutes
Curative statutes are remedial by curing defects and adding to the means of enforcing existing obligations.
They are intended to supply defects, abridge superfluities in existing laws, and curb certain evils. They are intended
to enable persons to carry into effect that which they have designed and intended, but has failed of expected legal
consequence by reason of some statutory disability or irregularity in their own action.
The rule does not apply:
o Where vested rights would be impaired;
Repeal by Implication
Implied repeals are not favored since the presumption is against inconsistency or repugnacy.
PRESUMPTION: Congress knows the existing laws in the subject and could not have enacted inconsistent or
conflicting laws.
EXCEPTION: There is irreconcilable repugnancy.
EFFECTS OF REPEAL
o On Jurisdiction
GENERAL RULE: Where a court or tribunal has already acquired and is exercising jurisdiction over a
controversy, its jurisdiction to proceed to final determination of the cause is not affected by the new
legislation repealing the statute which originally conferred jurisdiction.
EXCEPTION: Unless the repealing statute provides otherwise, expressly or by necessary implication.
o On jurisdiction to try criminal case
GENERAL RULE: Cannot oust jurisdiction from a court.
EXCEPTION: Unless the contrary is provided; if penal law is repealed since act is not anymore
considered criminal
o On vested rights
Does not destroy or impair rights that accrued and became vested under the statute before its
repeal. Rights accrued and vested while a statute is in force survive repeal.
o On contracts
It will not affect the terms of contract entered into by parties on the basis of the repealed laws.
o On repeal of tax laws
GENERAL RULE: Does not preclude the collection of taxes assessed under the old law before its
repeal.
EXCEPTION: Unless the repealing statutes provides otherwise.
CHAPTER 14 – CONSTRUCTION AND INTERPRETATION OF
THE CONSTITUTION
I. Constitution Defined
A constitution is a written instrument by which the fundamental powers of the government are established,
limited, and defined, and by which those powers are distributed among several departments for their safe and
useful exercise for the benefit of the body politic. [Malcolm, Philippine Constitution Law, p. 6]
It is superior to a statute, and is called the Supreme Law of the Land.
It differs from a statute in that a statute must provide the details of the subject of which it treats, whereas a
constitution states the general principles and builds the substantial foundation and general framework of law and
government and for that reason, a statute contrary to or in violation of the constitution is null and void.
A constitutional provision should not be construed with a retrospective operation, unless that is the unmistakable
intention of the words used or the obvious design of the authors.
No one provision of the constitution is to be separated from all the others, to be considered alone, but that all the
provisions bearing upon a particular subject are to be bought into view and to be interpreted as to effectuate the
great purposes of the instrument.
Ejusdem generis
Of the same kind or specie
Where a general word or phrase follows an enumeration of particular and specific words of the same class, the
general word or phrase is to be construed to include, or to be restricted to, persons, things, or cases akin to,
resembling, or of the same kind or class as those specifically mentioned.
Where general words follow an enumeration of persons or things, by words of a particular meaning, such general
words are not to be construed in their widest extent, but are to be held as applying only to persons or things of the
same kind or class specifically mentioned.
REQUISITES: (1) A statute contains an enumeration of particular and specific words, followed by a general word or
phrase; (2) The particular and specific words constitute a class or are of the same kind; (3) The enumeration of the
particular and specific words is not exhaustive or is not merely by examples; and (4) There is no indication of
legislative intent to give the general words or phrases a broader meaning.
Ex necessitate legis
By necessary implication of law
Also known as Doctrine of Necessary Implication
Every statute is understood, by implication, to contain all such provisions as may be necessary to effectuate its
object and purpose, or to make effective rights, powers, privileges, or jurisdiction which it grants, including all such
collateral and subsidiary consequences as may be fairly and logically inferred from its terms.
Ratio Legis
Interpretation according to spirit
“It is not the letter of the law that killeth, but it is the spirit of the law that giveth life.”
“In case of doubt in the interpretation or application of the laws, it is presumed that the lawmaking body intended
right and justice to prevail.” (Article 10, Civil Code)