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Human singing: Towards a developmental theory

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DOI: 10.1037/h0094001

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Psychomusicology: Music, Mind & Brain © 2012 by Psychomusicology
2011, Vol. 21, No. 1 & No. 2 DOI: 10.1037/h0094001

Human singing:
Towards a developmental theory
S T E FA N I E S TA DL E R E L M E R
University of Zurich & Kalaidos University of Applied Sciences

a b s t r ac t—The aim of this article is to propose a This article does not intend to give a thorough
revision of models of singing development that identify literature review on empirical studies on children’s
age-related stages of mastery of basic elements of the singing (e.g., Stadler Elmer, 2002; Welch, 2006),
Western-European music system. Instead, emphasis is nor does it include a review of the development of
placed on structural and process-oriented approaches, perception of music and language (e.g., McMullen
on growing meta-cognitive strategies, on conceptual & Saffran, 2004; Patel, 2008), nor an exploration
analyses that go beyond Western-European conven- of infant directed singing (e.g., Falk, 2009; Longhi,
tions and on a methodology that allows assessing the 2009). Rather, the focus is more theoretical. After
simultaneous configuration of linguistic and musical a brief historical review of ideas about the course
elements in children’s vocal organization from an acous- of the development of singing and after address-
tical standpoint. Hence, singing is conceptualized from ing the shortcomings of these ideas, there follows
various perspectives, conventions associated with sing- an outline of a general framework within which
ing are analyzed, and basic rules of children’s songs are singing is considered as an elementary and univer-
exemplified by careful examination of a single song. A sal form of human musical expression. For any
micro-genetic analysis of early song singing illustrates theory, careful conceptual analyses and descrip-
a method for studying a child’s strategies in organiz- tions are essential; hence, the next two sections are
ing a song. Finally, a seven-stage developmental se- devoted to characterizing singing and to analyz-
quence is proposed as a heuristic for further research. ing conventions that apply to music and to singing,
including an illustration of the rules of children’s
k e y wo r d s —singing, development, children, devel- song singing with a song in the German language.
opmental sequence of singing, theory, characteristics of Finally, hypotheses on a developmental sequence
singing, conventions, language and music, analysis of of singing are proposed as a heuristic in order to
singing replace previous conceptions. An example of a
micro-genetic analysis of a very young child’s spon-
taneous song singing provides a representation
of this early emergent competence in its complex
1. i n t ro d u c t i o n organization.
Almost a century ago, the developmental
Human singing is an interdisciplinary domain psychologist Heinz Werner (1917) published the
because it covers musical, linguistic, physiological, first empirical and pioneering study on children’s
cultural, psychological and developmental aspects. singing development using phonograph record-
The present article addresses theoretical issues ings. He asked 45 children between the ages of 2.6
related to singing and its development. The devel- and 5 years to invent melodies with and without
opmental perspective entails the search for origins
and the investigation of general laws of emergence
Stefanie Stadler Elmer, Department of Psychology,
of novelty in irreversible time (Valsiner, 2003). University of Zurich, & Kalaidos University of Applied Sciences
The main interest concerns the following ques- Correspondence concerning this article should be
addressed to Stefanie Stadler Elmer, Department of Psychology,
tion: How does singing development begin, and University of Zurich, Binzmühlestr. 14 Box 9, CH-8050 Zürich,
what aspects of singing change during childhood? Switzerland. E-mail: stefanie.stadler@access.uzh.ch

13
Stefanie Stadler Elmer

given lyrics. Whereas Werner assumed that all of However, detailed analyses of singing neither
these children would have been able to reproduce a confirm an invariable sequence of introduction of
complex children’s song such as “Fuchs, du hast die musical intervals with development (e.g., Dowling,
Gans gestohlen” (Fox you stole my goosey gander) 1984; Klusen, 1970; McKernon, 1979), nor any
covering a vocal range of a seventh (11 semitones), universals in this respect (e.g., Nattiez, 1977; Nettl,
he characterizes their typical melodic inventions 2000). The strongest argument against the notion
as consisting of a small number of tones, small of an invariable sequence of acquisition of musical
vocal range, small intervals, falling directions, and intervals is the empirical evidence that sung inter-
continuous repetitions. Further, he postulated a vals as pitch categories are not as stable and fixed
falling glissando or portamento to be the melodic as is often assumed (see below). The analogy with
nucleus from which the “Urmelodie”, the original or Chomsky’s idea of an innate generative grammar
primary melody in the form of a falling minor third applied to music, the Generative Theory of Tonal
would have emerged. Most interestingly, he related Music (GTTM) (Lerdahl & Jackendoff, 1983), has
this early melodic form to the prosodic pattern of not yet been proved fruitful in the developmental
calling names, thus emphasizing the relationship context, since it is based on idealized assumptions
between melody and prosody. This very phenome- (Lerdahl, 2001), for instance “an experienced
non was taken up and studied much later again by listener”, and uses a blurred concept of innate musi-
Fulin (1974). cal competence (e.g., Imberty, 2000).

Interval acquisition Linguistic Primacy

Werner’s (1917) study strongly influenced subse- A second theoretical line is the idea of a linguistic
quent research in this domain (e.g., Kube, 1958; primacy (Stadler Elmer, 1996, 2000, 2002). It reflects
Metzler, 1961, 1962; Nestele, 1930; Schünemann, a common agreement of several researchers (e.g.,
1929, 1930; Schwan, 1955; Walker, 1927). Over the Hargreaves, 1986; Moog, 1968, 1976; Rutkowski
course of time, his search for the ontogenetic origins 1997; Welch, 1986, 1998; Welch, Sergeant, &
of melody and regularities in melodic development White, 1998) that in both song acquisition and
led to a simplification or reductionist conception of singing development, words appear first, followed
singing development, the so called interval acquisi- by rhythm, contour, and intervals, in that order.
tion theory (Stadler Elmer, 1996, 2000, 2002). This Related to the assumption of a linguistic primacy,
theory assumes that humans possess innate musical singing development is described as beginning with
structures that naturally unfold during develop- speech-like chanting of the song text, to singing in a
ment. Some individuals are more musically gifted or limited pitch range (Welch, 2006).
talented than others. Singing development occurs Taking a position contrary to the notion that
by progressively organising the tonal space in a children prioritize the words or lyrics while sing-
fixed order: Initially, singing emerges around the ing is the work of Papoušek and Papoušek (1981),
scale’s fifth note (also called sol, the dominant, or Kelley and Sutton-Smith (1987), and Stadler Elmer
V), followed by a descending minor third (mi or III), (e.g., 1998). The relationship between linguistic
then one tone above the dominant is added (la or and musical elements in song-singing is not addi-
VI), etc. (e.g., Kube, 1958). Later on, this invariable tive, but a synchronized hierarchical organization
sequence has been explained as being derived from with inextricable links between the two systems
the harmonic series embedded in complex tones (e.g., Baroni, Dalmonte, & Jacoboni, 1995). In all
(e.g., Roederer, 1973). Analogous to Chomsky‘s societies, one is always singing something (Nettl,
“Language Acquisition Device”, tonal structures are 2000), lyrics or linguistic elements. Hence, prob-
assumed to develop according to a universal innate ably in most singing, language or some linguistic
program (e.g., Bernstein, 1976, also subscribed to elements are an inseparable component, and
this position). historically, lyrics have been the link to poetry

14
Human singing

(e.g., Langer, 1942). Moreover, song production 2. s i n g i n g : a n e l e m e n ta ry a n d


and song interpretation capacities are hypothe- universal human expression
sized to be pre-adaptations that enabled language
in phylogeny (Rousseau, 1781; Vaneechoutte & Humans differ from most other nonhuman
Skoyles, 1998) as well as in ontogeny (Longhi, primates by their huge potential for articulating
2009). vocal sounds. Vocal variability has also been docu-
mented in primates (e.g., Geissmann, 2000). During
Contour schema theory evolution, human vocal capacity differentiated into
specific forms such as speaking, singing, laughter,
A third idea about the developmental course of crying, etc. that became possible in part through
singing is the contour schema theory. Davidson (1985, the evolution of neural control of respiration
1994) focuses on the range between the highest and (Vaneechoutte & Skoyles, 1998). Human vocal vari-
lowest pitch of a sung phrase, and he assumes that ability is enormous, considering the 6,000 to 7,000
development proceeds as an increase of the pitch languages and the indeterminable ways of musi-
range the child uses while reproducing or inventing cal use of the voice in different cultures. This huge
a song. A child would create melodies with contour vocal variability becomes only apparent through
sizes proportional to her or his chronological age. A inter-cultural studies. These expressive forms play a
three-year-old child would reduce any melody to the crucial role in the communal life of humans. From
interval size of a third, a four-year-old to the size of birth on, the voice enables the human to contact
a fourth, and so on, reaching with the age of six or others, to elicit reactions, to transmit information,
seven years the contour size of a sixth. and to express emotional states. At the beginning,
None of these theoretical conceptions have this occurs through uncultivated, involuntary
proved to be convincing. Apart from a lack of signals, then through idiosyncratic and inter-subjec-
conceptual clarity on the defining features of sing- tive signs, and later, at a higher level of psychological
ing, on structural and functional features of singing functioning, the linguistic and musical symbols
in relation to music and language, on innate musi- of the surrounding culture are integrated, and
cal competencies, and on the nature of human actions become voluntary (Stadler Elmer, 2002).
cultural development, there are severe method- During this process, the already existing vocal and
ological problems. Most often, children’s singing, corresponding mental and affective structures are
song learning or inventions are analyzed on the constantly reorganized through selection, variation,
basis of mere listening or rating, or on the basis of and integration. The mechanisms of building gener-
selected acoustic features, but hardly ever has the alized mental and affective structures are a result
analysis of children’s singing been based on acous- of the organism’s vital tendency to reproduce and
tical properties and on the configuration of several achieve adaptation to the environment. This princi-
structural features dynamically unfolding in time ple of self-organization is also known as a principle
(Stadler Elmer & Elmer, 2000). Using a combi- of equilibrium (Piaget, e.g., 1974) or autopoiesis
nation of listening and acoustic measures is most (Maturana & Varela, 1987) or as dynamic systems
desirable (see Baumann, 1998), since the human theory (von Bertalanffy, 1933; Luhmann, 1998).
ear is very sensitive, but perceptually and conceptu-
ally biased by cultural experience. Moreover, in the Dynamic systems approach
current context, the concepts of music and singing
and structural features cannot be restricted to the The dynamic systems approach offers a heuristic
Western tonal system, but need an interdisciplinary to examine the continuous process of interaction
approach in a general cultural framework. Hence, among the constituents of a system. Whereas the
the remaining part of this article deals with basic human infant starts to adapt to the human-
conceptual and theoretical considerations about specific ways of vocal communication, parents
human singing and its development. and caregivers intuitively provide a specific kind

15
Stefanie Stadler Elmer

of infant-directed dialogue. Extended prosodic Semiotic perspective


and melodic modulations, repetitions, and recip-
rocal imitation are part of “intuitive parenting”, Both primary directions of vocal development
a universal predisposition in both counterparts – speech and singing – can be understood from
of parent-infant communication (Papoušek & a semiotic perspective, the phenomena of affective
Papoušek, 1987). Communication is a product of self-regulation through signs (Branco & Valsiner,
co-evolution that functions from early in ontogeny 2010). Affective states or affective phenomena are
and is controlled by non-conscious subsystems of quasi-structured fields (“affective fields”, cf. Lewin,
behavioral regulation. The musical characteristics Vygotsky, Bühler, as described by Valsiner, 2005;
of this interaction were emphasized by Papoušek Branco & Valsiner, 2010) which undergo different-
and Papoušek (1981, H. Papoušek, 1996; M. iation through signs or semiotic mediators. A person
Papoušek, 1996), and since then recognized as obtains an orientation towards the immediate and
belonging to the roots of human musicality (e.g., anticipated future through affective fields. Already
Dissanayake, 2000, 2008; Trevarthen, 1999, 2008). during early infant development, vocal play and
Growing evidence of pre-natal hearing capacities vocal rituals with caregivers are affective phenom-
(Lecanuet, 1996), research on early sources of ena, and they are precursors of singing as well.
musical stimulations in infant’s caregiving envi- Singing, as music making, is play (for definitions
ronment – particularly in infant-directed speech see e.g., Hetzer, 1995; Huizinga, 1980; Saner, 1993);
and singing (e.g., Bergeson & Trehub, 1999; de it emerges from the earliest vocal play which signals
l’Etoile, 2006; Falk, 2009; Longhi, 2009; Papoušek the infant’s state of wellbeing or her or his expres-
& Papoušek, 1981, 1987) – and research into early sion of a joyful activity as an opposition to signalling
vocal development (e.g., Masataka, 2003; Vihman, basic needs (H. Papoušek, 1997, 2001). Joyful vocal
1996; Yeni-Komshian, Ferguson, & Kavanagh, 1980) play as a precursor of singing is executed as mono-
gave rise to the re-conception of development of logue, but it is also characteristic of the early vocal
music and language, and to reconsider the old idea communication between infants and caregivers. At
of the “musical origin of language” by Rousseau this early state, such pre-musical interactions regu-
(1781) and others (see e.g., Brown, 2000; Mithen, late affective states, both in parents and infants
2005; Vaneechoutte & Skoyles, 1998). The grow- (e.g., M. Papoušek, 1996). Interactive games also
ing research literature suggests that infants very create “proto-narrative envelopes” (Stern, 1995), a
early have well-developed perceptual capacities to proto-semiotic form of experiencing time such as
segment the stream of audio-stimuli (e.g., Fischer, duration, and changes between tensions and relax-
2009; Jusczyk, 1997) at the basis of acoustic para- ations (Imberty, 2000), and sound (pitch, timbre,
meters that are relevant to both music and language. loudness). Originally in ontogeny, singing and
From birth on, infant vocalization has a complex making music are profoundly social, together with
structure, and already the newborn’s cry melody language, and are associated with shared moments
seems to be influenced by the surrounding speech of pleasant and playful emotions.
prosody, possibly as a result of a predisposition for Apart from a biological orientation that
vocal learning (Mampe, Friederici, Christophe, & is related to the nervous system, the person’s
Wermke, 2009). Vocal development is targeted to phenomenological orientation is influenced by the
adapt in three directions: i) singing, ii) speaking, subjective experience of affective phenomena. In
iii) social rules regarding the control of affective early social contexts, vocal sounds become mean-
vocalizations, such as crying, yawning, laughing, etc. ingful and symbolic, both by producing them and
Adapting to the environment’s (vocal) culture can by listening to them. Music making with others,
also be described as starting with pre-conventional and especially singing, is a powerful cultural means
activities (sensori-motor, mental) that become more to elicit and synchronize collective affective states.
conventionalised, and finally, show post-conven- The collectively shared signs and symbols not only
tional organisation of actions and thoughts. represent affective phenomena but also regulate

16
Human singing

and create emotions, thus providing a personal between precursors of singing or speaking does
and cultural orientation. Singing, in particular, not make sense, because the beginning differentia-
enables quasi repetition of past affective states at a tion between them has to be determined by criteria
later time, enhances social attachment, feelings of that are relevant in the infant’s activities and in her
social belonging, but also the reverse, social exclu- or his socio-cultural context. Dowling’s criterion is
sion, thereby influencing cultural identity (Stadler necessary and helpful but not sufficient.
Elmer, 2004). Vygotsky (1971) speaks about “trans-
formation of affective phenomena” or about the Temporal organization
reproduction of socially constructed moods or
affective states. For singing, another characteristic criterion
concerns the temporal organization by regular pulses,
periodic accents that – together with the regu-
3 . c h a r ac t e r i s t i c s o f s i n g i n g lar pulse – constitute meter and phrases. Phrases
are defined by several features: they occur during
Among the elementary and universal musical activi- exhalation in children’s songs; they last two or four
ties – perception (hearing) and motor movements measures (Stadler Elmer, 2002); and they corre-
– vocalization or singing contains the basic musi- spond to melodic motives. Song phrases are easy to
cal features: pitch patterns (melody), their temporal repeat and to vary. Repetition and variation belong
organization (rhythm), loudness, and timbre. These to the very nature of musics and songs (see below),
parameters are organized according to explicit and these features are clearly distinct from sentences
and implicit cultural specific norms. These are used in dialogic speech (Stadler Elmer, 2002).
addressed in the next section, and the discussion Moreover, in children’s and in folk songs, phrases
to some extent overlaps with the previous section are bound to the lines of the lyrics, normally shar-
where elements of music have been referred to. ing the same meter. Thus, song singing shares with
poetry the metrical structure or rhythmic rules.
Vowel prolongation Also, the social temporal organization for singing –
at least in Western culture – occurs mostly as a joint
The transitions between speaking (and its pros- or simultaneous activity, whereas speaking is mostly
ody), chant, and singing are not sharp. Singing organized as turn-taking. Yet, there are exceptions
and speaking are difficult to define as separate for both modes. Functionally, speaking supports
modes, because they intertwine, and because crite- more cooperative communication (requesting,
ria depend on the culture. When Dowling (1984) referencing to objects, sharing information, etc.,
analyzed his children’s vocalizations, he used prolon- see Tomasello, 2008), the syllables or words are
gation of vowels as a criterion for distinguishing the articulated faster, and in general, speaking is more
more singing-like from the more speaking-like utter- economical from a physiological point of view. For
ances. So far, this criterion – prolongation of vowels instance, pitch range for speech is usually smaller
– seems to me the most simple and culture-free than in singing.
defining criteria for singing: if vowels are prolonged, Singing is at the same time music and language,
then pitch becomes accentuated and can be modu- but the temporal framework of singing differs in yet
lated. This creates the impression of singing. another important aspect from speaking: in chil-
Moreover, duration of vowels is measurable which dren’s songs, each syllable is bound to a distinctive
may be useful in research contexts. Usually, sing- pitch of the melody. Hence, the number of pitches
ing includes language or linguistic elements such as in the melody corresponds in a specific way with
vowels and consonants, syllables, phonemes, words, the number of syllables of the lyrics. The syllables
or text (lyrics), and linguistic and musical compo- are framed within the timing rules of the song such
nents are usually inseparably linked together. In the that the durations of the pitches may be doubled
early periods of vocal development, a distinction or subdivided in order to integrate all the lyrics’

17
Stefanie Stadler Elmer

syllables. Moreover, the stress pattern of a language Human symbolizing acts


is retained by synchronizing stressed syllables of
the words with the accentuated beats in the meter Two different but complementary philosophical
(Stadler Elmer, 2012). ideas give additional reasons for a cultural foun-
dation of singing and music making in general:
Repetition and variation Cassirer (1948) defines cultural forms (such as
music making and singing) first of all as symbolic
The main functions of music or singing are in their nature, and not rational. According to
related to the characteristic features of repeti- him (and others, e.g., Langer, 1942), culture is the
tion and variation (Knepler, 1977; Meyer, 1956). result of human symbolizing acts. Huizinga (1980)
Although precise repetition of a temporal event is considers all cultural achievements as originating
impossible, the impression of repetition is a very from acts of playing. As previously mentioned, both
important illusion in the context of singing and of cultural philosophers’ ideas – the human mind’s
music in general. It is achieved by creating acoustic symbolizing acts and play – address basic cultural
similarity between the past and the present event. dimensions of singing. The human voice first of all
Repetitions are variations, but the latter usually expresses feelings or affects. The early singing-like
denotes deliberate modifications of the original. In imitative or explorative vocalizations already are
comparison to speech, song singing contains peri- playful and social, and are acts of meaning-making.
odicity by the meter that synchronizes pitch and A peculiar and early emerging characteristic of
syllables. It is mainly the temporal organization singing-like vocalizations – compared to the more
that facilitates the creation of coherent and redun- speech-like sounds – are accompanying, dance-like
dant units (e.g., phrases) that are easy to repeat body movements. The way the body is stirred while
or to alter during repetition. As a redundantly vocalizing, may indicate a young child’s intention
structured temporal event, a song and the related either to sing (and play) or to speak (Stadler Elmer,
affective experience can be transposed from the 2003). In the case of the intention to sing, the child
past to the present, and thereby it provides an may accompany her vocal utterances by regularly
orientation for the future. It is a cultural tool for moving parts of the body in a dance-like manner,
creating affective states or “repeating” or trans- or regularly moving an object to create sounds,
forming them across time. In this sense, song whereas the intention of speaking does not include
singing functions as affective and mental frames regular motor movements, but can be observed
that are based on past experiences, and prepare typically in dyadic situations as communicative acts
for the unknown future. As a collectively shared such as referring to an object, requesting, or sharing
tool to repeat previously experienced affective information.
states, song singing allows anticipating social
participation. Hence, song singing always refers to Types of singing
both individual and to collective memories, experi-
ences, and affects. The musical origin of language Besides various characteristics of singing and
hypothesis (Vaneechoutte & Skoyles, 1998, see speaking, different kinds of singing should be distin-
above) fits well with Valsiner’s (2005) hypothesis guished, because the singer has intentions that
that mental processes were only possible through guide – together with the ability to control the
the differentiation of affects. The primitive forms vocalization – the degree to which the singing is
of music, such as dance and singing, involve move- adapted to social expectancies and conventions. For
ments and emotional states characteristic of play, solo song or solo melody singing, the main types are
social mutuality, and ritual. For Molino (2000) it reproduction and invention. A reproduction follows
is the control or mastery of the temporal organiza- some conventions, but invention may (deliberately)
tion of such activities that underpins all types of deviate from rules or conventions. Both may be
syntactic constructions. performed spontaneously or on request. Opposite

18
Human singing

to solo singing is joint singing (choirs etc.) and poly- Mende, 2009), but they are not yet conventionalised.
phonic singing (canons etc.), and instrumentally Any singing is shaped sounds (prolonged vowels
accompanied singing (by drums, guitar chords, etc.) that express somehow cultural conventions.
piano, etc.). Vocal range and pitch matching are In order to study the mental processes underlying
used for diagnostic purposes. Although they are the organisation, the aforementioned distinction
vocalizations, they generally are not considered as between spontaneous and requested song reproduction
“proper” singing because the melodic and semio- and invention is useful to avoid misunderstandings
tic aspects are lacking. There exist also expressions or overgeneralizations. When a person spontane-
for singing that appears dysfunctional: monotone ously or on request invents a new song, she or he
singers (e.g., Joyner, 1969), poor pitch singers (e.g., decides the organisational rules on her own while
Welch, 1979). singing. While reproducing a song, the person more
These different ways of characterizing or defin- or less “knows” to follow given rules. Often the two
ing singing are not complete. They need to be forms (invention and reproduction) coexist, and the
supplemented by investigations into culture specific singer intends to apply certain rules and simultane-
patterns and techniques of using the voice musi- ously claims some personal or collective freedom
cally in ritualized or repetitive social contexts and in performance. The performance often devi-
the constructed affective fields. Song singing is ates unnoticed from the score (see e.g., Seashore,
a powerful example for a cultural tool to socially 1938; Vurma & Ross, 2006), and often, performers
guide children (or humans in general) into desir- only partly follow the instructions given by scores.
able directions. Beginning with the regulation of Therefore, precise intonation in singing is a desid-
infants’ physiological states (excitation and inhibi- eratum, and in practice, sung melodies are usually
tion), singing helps to differentiate these feelings inaccurate with regard to intervals or pitch catego-
and transform them into a subjective experience ries, but much less to contour. Because singing also
which Valsiner (2008) calls a general immediate entails producing syllables, words, or lyrics, it is not
and pre-semiotic feeling. Later, the person may only a musical issue, but as previously mentioned,
use singing or other cultural tools to construct a most of the time it is the synchronous organisation
personal “inner infinity” (William Stern, as cited in of both linguistic and musical components.
Valsiner, 2008) while being involved in the context Arom (2000) identifies two criteria he consid-
but, at the same time, distancing from the here-and- ers as culturally universal: all music production
now setting. This affective synthesis is the center (including singing) “implies an act of intentional
of aesthetic experience (Vygotsky, 1971). A learnt construction”, and it “is set in motion by a formal
song is primarily a socially shared experience with process, itself the result of convention” (p. 27).
an affective field that – as internalization – can be The infant’s intention to sing or to speak marks an
transformed and used as a cultural tool to recre- important milestone in the process of differentiat-
ate the previous affective field in a new context. ing between the two modes.
Song singing may be used deliberately as a means
to induce affective states in oneself or in others in Rules of pitch and time
order to manipulate, channel or shape individual or
collective experiences. The most important rules of any music system
concern the organisation of pitch and time. A melody
may emerge from mere pitch modulations of some
4 . c u lt u r a l c o n v e n t i o n s vowels, even if the pitch pattern does not follow
identifiable cultural rules. Such primitive melodies
Reproduction and invention emerge in early infant’s vocalisations (e.g., Papoušek
& Papoušek, 1981).
Already newborns’ vocalisations are structured and Music is either measured by regularly paced
may be described in musical terms (e.g., Wermke & elements or by an isochronous temporal pulse;

19
Stefanie Stadler Elmer

seldom is it unmeasured and without relation to any lowest level of the hierarchy, rhythm is built on top
kind of timekeeper (Arom, 1991, 2000). There is of them. In Figure 1, the melody’s rhythm consists
general consensus that time in music is hierarchically mostly of eighth notes that are derived by subdivid-
organized beginning with bottom-up durational ing the basic unit of the quarter note, thus, in a bar
periodicity, with strong and weak accents, and yielding four eighth notes as durational equivalence
grouping (e.g., Patel, 2008). In singing, the breath to two quarter notes.
provides higher order timing at the level of group- Most musics use periodicity and symmetry as
ing, because singing occurs during exhalation (see basic temporal formal principles (e.g., Arom, 2000)
section 3 above). Usually, the duration of the phona- at all hierarchical levels. Accordingly, at the high-
tory process creates a phrase that may coincide est level, phrases in children’s songs are comprised
with the given phrase of a song. In most Western by either two or four measures (as an example, see
cultures, phrases are organised by periodic pulse Fig. 1). They are organized by the meter, the most
patterns of stressed and unstressed beats. The time important means for creating and maintaining
interval between two beats defines the basic dura- temporal coherence. In song singing, the metri-
tional unit in a piece or song, and long or short time cal structure of the melody corresponds to that of
intervals determine the tempo. A stressed or strong the lyrics such that the pitches on a strong beat
beat is attained by increasing its intensity (loudness) are synchronized with the stressed word syllables,
or extending the duration, thus creating accents. and respectively, unstressed syllables or one-sylla-
There are two basic patterns of cyclic alternations ble words coincide with weak beats. This metrical
of strong and weak beats: they have either two or structure in turn is a prerequisite for easy repeti-
three beats, a strong and weak beat, or a strong beat tion of phrases or units. With regard to the lyrics,
and two weak beats. These metrical patterns can be the specific linguistic means of rhyme also contri-
combined and thus are building blocks for gener- bute to the coherence; so does the typical ending
ating musical sequences. Any such periodic pulse on the fundamental keynote in children’s and folk
pattern with stressed and unstressed beats is called songs (Stadler Elmer, 2002, p. 131). In the song in
meter. In music scores, it is usually represented by bar Figure 1, there are two rhymes, /hopp – Galopp/ and
lines, and as a rule, the first beat is always stressed. /Steine – Beine/, marked with a bracket. Their posi-
In the children’s song in Figure 1, the notation indi- tions are symmetrical and corresponding in the
cates that basic beat pattern consists of two quarter second and fourth, sixth and eighth, and tenth and
notes, hence, a strong and weak beat. This binary twelfth bar; in other words, each of the two parts
meter is visualized by the bar lines and, in addi- is positioned at the end of a two-bar phrase. When
tion, by long and short vertical lines. Whereas beat the child discovers the rules behind these and other
and meter form the basic temporal structures at the patterns, he or she has an advantage in organizing

Figure 1. An example of a traditional children’s song in the German language. Language matters because of specific phonological
rules, for example, stress patterns. The vertical lines represent the regular beat; the long and short lines represent strong and weak
accents, respectively (meter). A bar always begins with a strong beat. The phrases and sub-phrases are marked by curly brackets and
the rhymes by square brackets.

20
Human singing

and memorizing the song. Children often spontane- pitch production along a pitch continuum and the
ously accompany singing with body movements (with possibility, therefore, of creating pitch patterns
or without instruments) that helps them to create and melodies within the entire pitch continuum of
and maintain a steady beat or pulse. Such tempo- the vocal range without restrictions to fixed pitch
ral organisations allow repetitions and variations that categories. Even in performances of professional
both are – as previously mentioned – basic features singers, perceived pitches may deviate from the cate-
of music making (Knepler, 1977; Meyer, 1956). gories given by the notation (e.g., Seashore, 1938).
In contrast to verbal dialogues, typical singing is The deviations remain unnoticed or are perceived
structured in coherent temporal units. The dense within tolerated category boundaries (cf. e.g., Siegel
and redundant temporal organisation resulting & Siegel, 1977; Vurma & Ross, 2006).
from the lyrics and the melody reduces cognitive The pitch categories and metric, isochronous
demands and allows even young children to partici- temporal pulses are the basic material from which
pate in joint singing and spontaneous movements can be formed an infinite number of melodies.
(e.g., Stadler Elmer, 2002; Moog, 1968). According to the ethnomusicologist Nettl (2000)
the most simple and widespread music “consists of
Sets of pitches songs that have a short phrase repeated several or
many times, with minor variations, using three or
Prolonged vowels allow accentuating pitch and four pitches within a range of a fifth” (p. 469). This
making it a salient property of the vocal sound. By kind of melodic structure is found in children’s
this, a melody can be created by contrasting these games and ditties and in many recordings of ancient
pitches and by modulating them and forming a rituals in European folk cultures.
somehow ordered sequence. In contrast to instru-
mental music or to music theory that usually deal
with fixed pitch categories, singing can use the 5 . a h y p o t h e t i c a l d e v e l o p m e n ta l
pitch dimension very flexibly. A singer may intend to sequence of singing
follow more or less conventional rules (see above).
Nevertheless, conventions apply. In all cultures, As in other developmental domains, the organ-
a set of salient pitches is selected from the pitch isation of musical and vocal actions and thoughts
continuum (which orders sounds in terms of their changes with some regularity across the early life-
highness and lowness) (Arom, 2000; Patel, 2008). span at least, and researchers would like to be able
In Western music theory, the interval of an octave – to characterize these changes. Two necessary – but
given by two frequencies related by the ratio of 2:1 not sufficient – conditions for developmental pro-
– is subdivided into 12 pitch categories or semitones gress in singing are a functional voice and functional
that are the basis for various scales. The most usual hearing. Both allow activities such as modifying
scales are the diatonic (major, minor) and penta- vocal utterances and participation in socio-cultural
tonic scale. The names of the notes of the major events related to music and singing including social
scale are c, d, e, f, g, a, b, or in terms of relative (or guidance. The participation in social interactions
French solfège) names (of Italian origin) do, re, mi, entails feelings of belonging together by virtue of
fa, sol, la, ti. Children’s songs are typically composed the experiences of shared attention, mutual expec-
in a major scale (Stadler Elmer, 2002). Within the tancies, and joint vocalisations. Vocalizations are
diatonic scales, one note – the tonic – defines the key a prototype of a low psychological function that is
of the scale. All other pitch categories relate to the the basis for generalizing and internalizing affective
tonic and have different functions. As mentioned states (Valsiner, 2005).
previously, most melodies of folk songs and of chil- To investigate the emergence of novelty – here
dren’s songs end on the tonic. Unlike fixed pitch in vocalizations – implies focusing on the changing
instruments like the piano, the voice (and some qualities in the individual’s behavioral organisa-
instruments, e.g., string instruments) allows for tion. The following hypothetical description of the

21
Stefanie Stadler Elmer

developmental course of singing takes the form of the communication with infants (e.g., Dissanayake,
subsequent stages. The concept of stages is fraught 2000, 2008; M. Papoušek, 1994, 1996; Trevarthen,
with misunderstandings. The stages are neither a 1999, 2008). They are a source for joyful exchange.
theory themselves, nor are they related to chrono- The universal presence of specific features of intui-
logical age or to the Western tonal system. They are tive parenting, for example, the musical aspects of
a heuristic to describe the sequence or chronological the voice, suggests some innate pre-dispositions in
order in which new qualities emerge in the child’s both parents and infants (Papoušek & Papoušek,
behavioral organisation. The analysis of singing as 1987). The infant’s extensive exploration of the
a process entailing consecutive vocal productions in vocal potential (alone or in dialogue) represents an
the form of learning a new song or inventing new original form of playing. Infant-parent dialogues
ones – rather than as a single event – reveals the show a high incidence of reciprocal imitative
mental strategies underlying the vocal organisation. sequences including vocal patterns (M. Papoušek,
This developmental sequence represents a 1996), hence a high rate of repetitions and varia-
synthesis of previous studies, and it is the current tions. Infants are sensitive to temporal features in
result of theoretical considerations as outlined the multimodal sensory information provided by
above. It attempts to summarize our current knowl- mothers, and they are able to organise and coordi-
edge in a hypothetical manner and sketches the nate their behaviors selectively (Longhi, 2009).
process of how children grow up in their culture and
adapt to conventions related to singing and music. Stage 2: Deferred imitation, emergent rituals, and
To date, seven stages are conceptualised, which extended vocal play
are subdivided into three large phases: the pre-
conventional, conventional, and post-conventional Vocal dialogues (infant-parent) promote simul-
phase. The assumption is that the child acquires the taneously the infant’s pre-linguistic and pre-musical
conventional rules of the surrounding culture; that communicative competence (e.g., M. Papoušek,
is, she or he gradually gains understanding of the 1996). Repeated experiences of similar sound
basic units and the rules for reconstructing exist- patterns and rules established between parent
ing musics or for constructing new ones. The stages and infant yield some kind of intimate “rituals”
allow for interpreting a person’s musical or singing that are based on mutually expected interactions
behavior in terms of developmentally relevant crite- and shared affective experiences. Often, prosodic
ria such as emerging consciousness about structural features cannot be distinguished from melodic
and functional aspects of musics and songs, grow- ones. Established rules also concern turn-taking
ing control about actions and thoughts, increasing and simultaneous matching of vocal sounds. Kessen,
differentiation and integration, and growing Levine, and Wendrich (1979) reported that three to
de-contextualisation. six month-old infants are able to match vocally single
pitches. Reciprocal imitation of vocal patterns is a
Stage 1: Beginning co-evolution of innate expressive basic activity in early parent-infant dialogues. In the
pre-dispositions with the social environment infant’s monologues, delayed or deferred imitation
of previous vocal patterns can be observed. They
The newborn infant is able to hear, to vocalise, reveal an increasing integration of vocal patterns
to execute motor movements, and to start coordi- that had previously occurred in dialogues, and
nating these processes and actions. Vocalisation vice versa, patterns of vocal play are transferred to
serves to express and elicit affection and emotion. dialogues. Such observations identify deferred imita-
The infant is highly susceptible and adaptable tions that indicate emergent mental representations
to sounds directed to her by parent‘s intuitive of the sensori-motor structures (singing). In recent
use of “motherese” (e.g., Fernald & Kuhl, 1987). years, the early beginnings of musical and singing
“Musical” features such as melody or prosody and development have been described and conceptu-
repeated rhythmic patterns are characteristic of alised by various authors (e.g., Dissanayake, 2000,

22
Human singing

2008; Tafuri, 2008; Trevarthen, 1999, 2008; Welch, accuracy by coordinating hearing and vocaliza-
2006). tion, possibly orienting on the signal’s absolute
pitch level but not in the sense of pitch catego-
Stage 3: Intentions to produce singing-like or speech- ries. Already the infant shows precursors of this
like vocalizations vocal ability by matching pitches or other single
and selected features (e.g., Kessen et al., 1979;
The beginning of the intention either to produce Papoušek & Papoušek, 1989). But the child at this
more singing-like or more speech-like vocalizations stage imitates larger units. The child may join in
marks a differentiation between the two modes singing accurately by adapting pitches, syllables,
(Stadler Elmer, 2003). Such intentions may be iden- and timing to another person‘s singing. When sung
tified when the child changes from one mode to the alone, fragments or entire standard songs may also
other. He or she uses vocal patterns to express gener- sound reasonably clear. Deviations from conven-
alized feelings that are related to a more playful tional rules do not concern the melody, the rhythm
and ritualized vocalizing mode or to a more serious or the lyrics per se, but rather structural aspects:
mode for satisfying basic needs and for referential the child may omit or replace elements in low posi-
cooperation. The more singing-like vocal patterns tions of the hierarchical organisation, may omit or
are observable as glissandi-like or continuously glid- replace unfamiliar phonemes or words, may simplify
ing pitches or sustained pitches, repetitions and or omit temporal features, or may omit or replace
variations of melodic patterns, accompanied by fragments of the melody and lyrics (e.g., Stadler
regular body movements or by regularly moving an Elmer, 2002, 2006; Stadler Elmer & Engelberger,
object, supporting a regular timing, and a relaxed or 2008). While concentrating on coordinating listen-
playful mood. The more language-specific prosodic ing with vocalising, the child may thereby focus the
patterns, for example, asking, complaining, or overall temporal framework, melody, or the mean-
initiating contact, have short vowels and a smaller ing of the lyrics. This sensori-motor strategy, as we
pitch range than the singing-like mode. By chang- call it, does not yet include either mental concepts
ing occasionally between the two vocal modes, the meeting conventional musical and linguistic rules
child externalizes the intention to create meanings or meaning to guide and monitor the singing struc-
by using characteristics of one or the other cultural ture. Thus, attention may be paid to less important
system. As observers, knowledge about contextual sound features at the expense of culturally relevant
and cultural specific habits in the child’s environ- ones. At this pre-conventional stage, it is hardly
ment is necessary for identifying or interpreting predictable what a child selects to express. Still, for
the child’s vocal patterns and expressed intentions. her, certain events are easier to grasp, for example,
Also, the child’s body positions and movements familiar patterns, small units with repetitive sylla-
provide crucial cues to identify the child’s musical bles and notes, and cues at hierarchically favorable
or verbal-communicative intentions. Often, adults positions (beginning, ending (rhymes), metrical
are not sensitive to an infant’s pre-musical utter- weights, accents) in comparison to long and rich
ances and tend to interpret vocalizations primarily variations in the lyrics, the melody, or their timing
as pre-speech utterances. (Stadler Elmer, 2002).
The sensori-motor strategy yields productions
Stage 4: Sensori-motor strategy: auditory-vocal that include accurate parts but also the child’s lack
coordination to produce song fragments or entire of understanding of conventional rules (e.g., tonal
songs relations) and linguistic and musical concepts. For
example, breathing may occur at any time the child
The sensory-motor strategy denotes one aspect wishes. Thus, the rule that breathing should take
of the child’s early singing that has the following place between phrases would be violated (Stadler
characteristics: The child has the ability to imitate Elmer, 2002, child Andy). Although the building
melody fragments or entire songs with amazing blocks or units of one’s own singing are not yet

23
Stefanie Stadler Elmer

understood, the ability to co-ordinate listening and year and eight months (for more details see Stadler
vocalising makes possible joint and solo singing in Elmer, 2012). The girl’s production lasted 133 s.
some fashion, even for songs with lyrics in a foreign During this time, she was rocking on a wooden horse
language. This type of imitative performance is typi- and she sang her abbreviated version. She repeated
cal for this stage. Metaphorically, it may be compared phrases A and B1 nine times, but omitted B2 and A’
to the function of a tape recorder. The child fixes (see Fig. 1). She did not omit elements at the lower
sound in memory like a die, said Roman Jakobson hierarchical levels of notes or syllables. Whereas the
(1968) about the same phenomenon in children’s melody clearly shows her musical intentions to sing
speaking. Outcomes of this strategy are easily over- that particular song, the articulations of the sylla-
estimated (a child prodigy) or underestimated, with bles or the word formation is far more difficult for
accurate song singing mistakenly expected later. her.
Apart from imitation, the child at this stage may
extensively exert vocal play with amazing stamina, Stage 5: Generalising examples, idiosyncratic song
integrate and vary imitated features from previously repertoire and idiosyncratic singing rules
sung songs, accompany invented stories with sing-
ing, and create a rich and unconventional variety of Often, songs form parts of rituals and thus
sound patterns. connote a particular place, mood, people, or other
Figure 2 shows an extract of the analysis of a peculiarities. Children first learn examples, rather
spontaneous song production by a girl at age one than general rules, but then discover rules through

Figure 2. Excerpt of spontaneous song singing (Stadler Elmer, 2012, p. 773). The x-axis represents time (in secs); the y-axis represents
the pitch continuum with notes of the C major scale identified (“H3” refers to note B3, in accordance with European note-naming
convention). The narrow solid line shows the melody of the model song (Hopp, Hopp, Hopp) represented in Figure 1 (transposed here
to the key used by the caretaker presenting the song to the child). The large dots connected with dot-and-dashed lines represent the
child’s singing. Pitch production is shown either by dots with beginning and ending glissandi or by lines, all positioned according to
pitch and time. This data, based on acoustic analysis, results from two computer programmes, a pitch analyzer and a notation viewer
(see Elmer, 1994; Stadler Elmer & Elmer, 2000).

24
Human singing

examples. An orientation to examples is observa- influenced by the social (sub-) group and contribute
ble when she replaces a new song partly by familiar to building a personal and social identity.
song components. While learning a song, at this
stage, the child combines the sensori-motor strat- Stage 7: Beginning reflection of actions, means,
egy of the previous stage with adopting already symbols, and concepts
acquired exemplary patterns. She has not yet inte-
grated general song singing rules. Pre-conventional Previously implicit structural knowledge mani-
singing structures may concern all song compo- fested in song singing and music making becomes
nents: the lyrics, melody, and their timing. Unclear subject to conscious reflection. Failure and success
articulation, neologisms, omissions, incompat- in musical activities cause thinking about how the
ible semantics, repetitive melodic parts, levelling means used yield certain outcomes. The reflec-
out metric and melodic nuances, reducing inter- tion of actions and the growing awareness of
val sizes, etc. are characteristic (e.g., Davies, 1986, biographical chances and cultural rules give way to
1992; Moog, 1968; Stadler Elmer, 2002). Invented post-conventional thinking and creative handling
and spontaneous songs show particularly well that of symbolic means. Generalized affective patterns
she uses both idiosyncratic and inconsistent rules. become recognized, and singing and music making
At this stage, conventional rules of song singing are deliberately used as tools to create ways of
are largely ignored or are inconsistently changed feeling or manipulating intrapersonal and interper-
according to highly subjective criteria. The emer- sonal moods and affective states. Cultural symbols
gence of some stable and generalized patterns – for are increasingly used in various ways to create and
instance, phrase repetition, ending on the tonic – reproduce musics (e.g., songs) and to participate
marks the beginning of conventionalized singing. as a member of a socio-cultural group. The person
begins to conceptualize and understand cultural
Stage 6: Conventional rules on song singing are domains – such as music, language, poetry, art, etc.
implicitly integrated – as a means for psychological distancing and as
abbreviated and hyper-generalized affective semi-
The growing repertoire of songs provides the otic fields (Branco & Valsiner, 2010; Valsiner, 2005)
opportunity for generalising from exemplary songs that form aesthetic experiences (Valsiner, 2008).
and distinguishing general from idiosyncratic rules.
General rules can and do therefore emerge and are
applied across various singing contexts, including 6. c o n c lu s i o n s
invented songs. Conventions such as isometric verses
(i.e., verses with the same meter), rhymes, endings Independent of the theoretical background applied
on the tonic note, tonal structures within melodies, to singing and its development, there are some inevi-
larger and complex organised phrases, stable key table axiomatic statements to take into account:
due to stable pitches, are implicitly integrated into
singing. Pre-conventional features such as neolo- r Human beings organize sounds and thereby
gisms, micro-intervals, glissandi, key instabilities construct and use signs to regulate both inter-
etc. diminish. The conventions are not consciously personal and intrapersonal psychological
reflected, but rather they are normative, and rules processes.
described as “accurate-inaccurate” are implicitly r Singing as the earliest and universal musical
known and used to control singing (Stadler Elmer expression in development originates in affec-
& Hammer, 2001). The child starts to understand tive states of playfulness and is of profound
that singing is a socially shared activity guided by socio-cultural nature.
conventions. Growing self-control starts inhibit- r The study of the development of singing requires
ing spontaneous, playful and (pre-conventional) a general or even universalistic view. So far,
creative singing. Taste and preferences start to be the Western tonal system served as the main

25
Stefanie Stadler Elmer

standard to describe musical activities. The rich of making sense with the most immediate and
varieties of music cultures and multi-cultural powerful bodily expression. At the intersection
environments inspire new ideas on devel- between biology (nature) and culture, there is still
opment and new research strategies. Music much to discover.
making is rooted in repetitive and varied play-
ing with sounds, all irrational, but structured
and full of affective and symbolic meanings for r efer ences
the creators sharing these experiences.
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biogr aphy

Stefanie Stadler Elmer singen Lieder (Children Sing Songs, 2002). Her main
is Lecturer of Psych- interests in research and teaching concern the
ology at the University of development of music and language, song singing,
Zurich (UZH) and Head and methods to foster early development in these
of Music Research at domains. She is involved in several research proj-
the Kalaidos University ects at national and international levels, e.g., as a
of Applied Sciences, collaborator in AIRS (Advancing Interdisciplinary
Zurich, Switzerland. She Research in Singing), supported by the Social
received her PhD from Sciences and Humanities Research Council of
the University of Bern Canada, and UMSIC (Usability of Music for the
Stefanie Stadler Elmer and her Habilitation Social Inclusion of Children), an interdisciplinary
from the University of project funded by the EU.
Zurich. Important book publications are: Spiel und
Nachahmung (Play and Imitation, 2000); Kinder

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