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2GTJCRUVJGFQEWOGPVUYGTGVJGYQTMQHCECFGOKEETCPMU2GTJCRUVJG[YGTG
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URGPVKPVGTOKVVGPV9CPFGTLCJTGKP(TCPEGRTGUGPVFC[5YKV\GTNCPF#WUVTKCCPF
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JGRCUUGFJKUQTFKPCVKQPGZCOKPCVKQPUYJGTGWRQPJGTGEGKXGFCPCRRQKPVOGPV
CURCUVQTKPVJGUOCNNVQYPQH8CKJKPIGPNCVGTKP%CNY&WTKPIVJG6JKTV[;GCTU
9CTVJCVDTQMGQWVKPJGGZRGTKGPEGFITGCVJCTFUJKRUQPQEECUKQPDGKPI
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VYKEGFGUVTQ[GF0GXGTVJGNGUUJGEQPVKPWGFJKURCUVQTCNYQTMUJQYKPIITGCV
CDKNKV[ KP QTICPK\KPI UWRRQTV QTICPK\CVKQPU HQT VJG XKEVKOU QH VJG YCT # 5VKHV
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IKXGPD[VTCXGNKPI'PINKUJFTCOCVKEEQORCPKGUCPFYTQVGUGXGTCNRNC[UQPVJG
'PINKUJOQFGN*GYCUCRTQNKHKEYTKVGTYKVJQXGTQPGJWPFTGFYQTMUVQJKU
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ETGFKV6JGUGKPENWFGFGNGIKGUUCVKTKECNRKGEGUTGNKIKQWUYQTMUEQNNGEVKQPUQH
GRKITCOU CPF WVQRKCU *G UVWFKGF OCVJGOCVKEU CV 6ÒDKPIGP YKVJ -GRNGT U
VGCEJGTCPFYTQVGCDQQMQPCRRNKGFOCVJGOCVKEU#PFTGCGCNUQEQTTGURQPFGF
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EQPUWNVGFJKO
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TKEJ.CVKPHKNNGFYKVJTJGVQTKECNFGXKEGU#VVJGOQOGPVJKUEQNNGEVGFYQTMUCTG
DGKPITGRWDNKUJGFYKVJ.CVKPVGZVCPFCOQFGTP)GTOCPVTCPUNCVKQPQPHCEKPI
RCIGU
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EQPVGORQTCTKGUDGNKGXGFVJCVJGYTQVGVJGOCPKHGUVQGUVJQWIJPQTGCNGXKFGPEG
YCUGXGTEKVGF6JGOCLQTKV[OQFGTPQRKPKQPKUVJCVJGYCUKPXQNXGFKPUQOG
YC[DWVYCUPQVVJGCEVWCNYTKVGTQHVJGFQEWOGPVU*GYCUCHCTOQTGRQNKUJGF
YTKVGTVJCPVJGCWVJQTUQHVJGOCPKHGUVQGUCPFVJG)GTOCPNCPIWCIG(COCKU
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JKOVQVJGYQTMUCUYKNNDGUGGPDGNQY
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OC[ UGGO C VTKXKCN RQKPV DWV KV KU UKIPKHKECPV KP KPVGTRTGVKPI VJG UVQT[ VJWU
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VTCPU#PFTGCG#NNGP
4QUGPETGÒV\UQOGYJCVFCWPVGFCUMUHQTCJKPVVQYJKEJVJG,WPIHTCYTGRNKGU
VJCVVJGUGXGPVJNGVVGTKPJGTPCOGEQTTGURQPFUVQVJGPWODGTQHRQUVWNCPVUQT
PKPG
*GTJKPVKUPQVPGEGUUCT[HQTUQNXKPIVJGRTQDNGODWVKVOCMGUUQNWVKQP
GCUKGT6JKUUOCNNRTQDNGOUGGOUVQJCXGIKXGPTGCFGTUVTQWDNGHQTKPEQTTGEV
UQNWVKQPU JCXG DGGP RTKPVGF RQUUKDN[ DGECWUG #PFTGCG KPUGTVGF C UWDVNG
OKUFKTGEVKQP 'XGP UQ KV KU PQV FKHHKEWNV 6JG RTGUGPV YTKVGT YJQ KU PQ
OCVJGOCVKEKCP YQTMGF KV QWV KP VYQ QT VJTGG OKPWVGU CPF YKNN PQV KPUWNV VJG
KPVGNNKIGPEGQHJKUTGCFGTUD[RTQXKFKPICPCPUYGTJGTGCNVJQWIJQPGKUIKXGP
DGNQYHQNNQYKPIVJGPQVGU
6JGKFGPVKV[QHVJG,WPIHTCYGUVCDNKUJGFKPHWTVJGTRCIGCPVT[UJGOCMGU
QDGKUCPEGVQCUWRGTKQTYQOCPYJQKURTQDCDN[6JGQNQI[VJG 3WGGPQHVJG
5EKGPEGU $[PQYVJGPKPGRQUVWNCPVUYJQJCXGFGOQPUVTCVGFYQTVJKPGUUD[
UWTXKXKPI XCTKQWU VTKCNU CPF QTFGCNU JCXG DGGP CEEGRVGF CU RCTVKEKRCPVU KP
YJCVGXGTOC[JCRRGPKPVJGCNEJGOKECNYGFFKPIKVUGNHCPFJCXGDGGPCYCTFGF
OGODGTUJKR KP VJG 1TFGT QH VJG )QNFGP (NGGEG CP CNEJGOKECN TGHGTGPEG
+P
I
CNEJGOKECNKPVGTRTGVCVKQP,CUQP UIQNFGPHNGGEGFGUETKDGFKPVJG#TIQPCWVKECYCU
TGCNN[CUJGGRUMKPOCPWUETKRVTGXGCNKPICNEJGOKECNUGETGVU
&WTKPI VJG VJKTF FC[ UWRGTPCVWTCN CPF CNEJGOKECN GNGOGPVU JCF DGIWP VQ
CRRGCTOQUVN[CUVJTQYCYC[U1PVJGHQWTVJFC[VJG[CRRGCTKPUVTGPIVJCPF
TWNG VJG UVQT[ 9JGP 4QUGPETGÒV\ CTKUGU HTQO DGF CPF IQGU VQ VJG PGCTD[
HQWPVCKPJGHKPFUVJGTGCPCNEJGOKECNNKQPCPFCPCPVKSWGUVQPGRNCSWGYKVJVJG
HQNNQYKPIKPUETKRVKQP
(.71$KDCVGZOGSWKRQVGUVNCXGVSWKXWNVVWTDGVSWKCWFGV$+$'6(4#64'5
'68+8+6'
&ÒNOGP (COC
=2TKPEG*GTOGU#HVGTUQOCP[KPLWTKGUJCXGDGGPKPHNKEVGFQPVJGJWOCPTCEG
D[ VJG RNCP QH )QF CPF YKVJ VJG JGNRKPI UWRRQTV QH VJG CTV +
JCXKPI DGGP
,1*#008#.'06+0#0&4'#'(#06#5+56#0&7612+56
OCFGJGCNKPIOGFKEKPGHNQYJGTG.GVJKOYJQKUCDNGFTKPMHTQOOG.GVJKO
DCVJGYJQYKUJGU.GVJKOTQKNO[YCVGTUYJQFCTGU&TKPMDTQVJGTUCPFNKXG?
K L
6JKURNCSWGUGTXGUOWNVKRNGRWTRQUGU+VQRGPN[KPVTQFWEGU*GTOGU6TKUOGIKUVQU
VJG CWVJQT QHVJG%QTRWU*GTOGVKEWOCEQNNGEVKQPQHTGNKIKQWUCPFOCIKECN
FQEWOGPVUVJCVQTKIKPCVGFKP*GNNGPKUVKEQT4QOCP'I[RVCNVJQWIJKP#PFTGCG U
I
FC[ VJG[ YGTG DGNKGXGF VQ DG OWEJ QNFGT +P EGTVCKP QH VJGO C VJGQNQI[ KU
RTQRQWPFGF VJCV KU PQV VQQ FKHHGTGPV HTQO VJCV QH %JTKUVKCPKV[ #HVGT VJG
FQEWOGPVU YGTG DTQWIJV VQ +VCN[ CPF VTCPUNCVGF D[ /CTEGNNQ (KEKPQ KP VJG
UKZVGGPVJ EGPVWT[ VJG[ YGTG JKIJN[ TGICTFGF CU CP CNVGTPCVG CPVKEKRCVQT[
TGXGNCVKQPRCTCNNGNVQVJG/QUCKERGTJCRUEQPVGORQTCT[YKVJ/QUGURGTJCRU
QNFGT(QT#PFTGCGVQDTKPI*GTOGUKPVQC%JTKUVKCPRKEVWTGYCUVJWUPQVVQQ
QHHGPUKXGQTJGTGVKECN
6JGTGHGTGPEGVQ*GTOGUCNUQKPXQMGUCNEJGO[CPFKUCPCPPQWPEGOGPVQH
VJG CNEJGOKECN RTQEGUU VQ HQNNQY /GTEWT[
GKVJGT VJG GNGOGPV OGTEWT[ QT
YJCVGXGTUGETGVRTGRCTCVKQPVJGCNEJGOKUVECNNGFOGTEWT[YCUQHVGPEQPUKFGTGF
VJGNKXKPIRTKPEKRNGVJGUQWTEGQHNKHG6JGHQWPVCKPCUVTQPICNEJGOKECNU[ODQN
JGCNU KV YKNN DG PQVGF TCVJGT VJCP HQTOKPI C UVGR KP IQNFOCMKPI 5WEJ C
OGFKECN HQEWU KU KP CEEQTF YKVJ VJG 2CTCEGNUKCP KPVGTRTGVCVKQP QH RJ[UKECN
K L K L
K L
CNEJGO[6JGRJTCUG CTVKUSWGCFOKPKEWNQ RTQDCDN[TGHGTUVQ VJGFKXKPGCTV
QT URKTKVWCN CNEJGO[ 6JG NCUV UGPVGPEG $KDGV HTCVTGU KU UWIIGUVKXG QH VJG
I
1TCENGQHVJG$QVVNGKP$QQM(KXGQH4CDGNCKU U2CPVCITWGN
6JGKPUETKRVKQPKUHQNNQYGFD[CNKPGQHU[ODQNUVJCVEQPUVKVWVGCXGT[ENGXGT
EJTQPQITCO RGTOKVVKPI VYQ UQNWVKQPU FGRGPFKPI WRQP JQY QPG UGRCTCVGU VJG
GNGOGPVU 1PG UQNWVKQP TGCFU VJG DKTVJ FCVG QH 4QUGPMTGWV\ QH VJG
I
OCPKHGUVQGUVJGUGEQPFTGCFKPIEQOGUQWVVQ#PFTGCG UDKTVJFCVG6JG
UKIPKHKECPEG QH VJKU CUUQEKCVKQP QH FCVGU KU PQV ENGCT DWV KV OKIJV DG VCMGP VQ
GSWCVG #PFTGCG CPF 4QUGPMTGWV\ QH VJG OCPKHGUVQGU CU C UVCVGOGPV QH
CWVJQTUJKR
#HVGT VJKU 4QUGPETGÒV\ KU RTKXKNGIGF VQ UGG VJG TQ[CN RGTUQPCIGU +P VJG
VJTQPGTQQOCTGVJTGGVJTQPGUGCEJQEEWRKGFD[VYQRGTUQPUCPQNFMKPIYKVJ
C[QWPISWGGPCDNCEMMKPIYKVJCPQNFSWGGPCPFC[QWPIMKPICPFSWGGP
6JG U[ODQNKUO QH VJG VTKRNG OQPCTEJ[ CPF VJG CRRQTVKQPOGPV QH EQPUQTVU KU
CTIWCDNG CNVJQWIJ KP IGPGTCN MKPI CPF SWGGP OC[ DG GSWKXCNGPV VQ OCNG CPF
HGOCNGUWPCPFOQQPIQNFCPFUKNXGTWPKQQRRQUKVQTWOCPFCUVCIG KP VJG
I
CNEJGOKECNRTQEGUU#PFTGCG UVTKRNKEKV[JQYGXGTKUWPWUWCNKPVJGNKVGTCVWTG
9JKNG QPG UJQWNF RTQDCDN[ TGLGEV VJG QDXKQWU GSWCVKQP QH VJG MKPIU YKVJ VJG
6TKPKV[
UKPEG #PFTGCG GNUGYJGTG FGPQWPEGU VJG WUG QH UCETGF U[ODQNU KP
CNEJGOKECN NKVGTCVWTG VJGTG CTG TGNCVGF RQUUKDKNKVKGU 6JG VJTGG MKPIU OC[
TGRTGUGPVVJGTGNKIKQWUEQORQUKVKQPQHOCPDQF[
VJGDNCEMMKPIUQWN
VJGQNF
MKPICPFURKTKV
VJG[QWPIMKPIGNGOGPVUPQYUGRCTCVGFVJCVOWUVDGDTQWIJV
K
KPVQCWPKV[#NUQRQUUKDNGCTGCNEJGOKECNIGPGTCVKXGHQTEGUCU0C\CTKRWVUKV
1WT MKPI VJG UQP JCU VJTGG HCVJGTU VJG HKTUV KU VJG IGPGTCVKXG ECWUG VJG
L
UGEQPFKUVJGOWNVKRNKECVKQPCNECWUGVJGVJKTFKUVJGRGTHGEVKQPCNECWUGCPFQWT
UQPKUCRQVGPVMKPICPFHGCTUPQQVJGTMKPIU
0C\CTK #NUQRQUUKDNGKUC
I
UWIIGUVKQPQHVJGVJTGGGNGOGPVUKP2CTCEGNUWU UU[UVGOYJGTGUCNVKU VJGQNF
MKPIOGTEWT[
CUCNKXKPIGNGOGPVVJG[QWPIMKPICPFUWNHWT
VJGUQWTEGQH
5%+'0%'(+%6+10567&+'581.7/'
OGVCNUVJGDNCEMMKPI#UCHWTVJGTHCEVQTDNCEMKUWUWCNN[VJGU[ODQNKEEQNQT
HQT VJG CNEJGOKECN UVCIG QH OQTVKHKECVKQP QT RWVTGHCEVKQP KP YJKEJ HQTOU CTG
DTQMGP FQYP DGHQTG CUUGODN[ KP C PGY HQTO #PFTGCG RTQDCDN[ GZRGEVGF
OWNVKRNG KPVGTRTGVCVKQPU QH VJG UKVWCVKQP YKVJ VJG EQOOQP HCEVQT VJCV VJTGG
GNGOGPVUOWUV DGHWUGFVQIGVJGTCUYKNNJCRRGPNCVGT (TG[,CWPJQYGXGT
KFGPVKHKGUVJGDNCEMMKPICU#FCOYJQYCUDNCEMYKVJUKPVJGQNFYQOCPCU
'XG CPF VJG VQVCN CU %JWTEJ CPF )TQQO %JTKUV CPF /CT[
/WNVKRNG
KPVGTRTGVCVKQPUCTGRQUUKDNGCPFRTQDCDN[GZRGEVGF
I
#P GTQVKE PQVG PQY GPVGTU CV VKOGU FQOKPCVKPI VJG PCTTCVKXG #U KP
(TCPEGUEQ%QNQPPC U*[RPGTQVQOCEJKC=6JG5VTKHGQH.QXG?
CEWRKFKU
PQY WUWCNN[ RTGUGPV HN[KPI CDQWV UJQQVKPI KVU CTTQYU 2TC\
UJQYU
GODNGOUYJGTG#OQTKUCUUQEKCVGFYKVJCNEJGOKECNFKUVKNNCVKQP#NEJGOKECNN[
VJG EWRKF ECP DG C U[ODQN HQT XKVTKQN 1P CPQVJGT NGXGN VJG EWRKF JCU DGGP
KPVGTRTGVGF CU KPFKECVKPI UGZWCNKV[ CU VJG FTKXKPI HQTEG QH VJG DGIKPPKPI
K L
CNEJGOKECNQRGTCVKQPYJKEJKUCDQWVVQDGIKPQTCUVJGRQYGTQHNQXGFKXKPG
CPF UGEWNCT #PFTGCG NCVGT QHHGTU VJG OQVVQ #OQT QOPKC XKPEKV NQXG
EQPSWGTUGXGT[VJKPI
6JG,WPIHTCYQDUGTXKPIVJCV4QUGPETGÒV\KUFGRTGUUGF
TGITGVVKPIJKUNQUV
K
I
[QWVJ PQY NCWIJKPIN[ CEEWUGU JKO QH NWUV + ECP YGNN UGG YJCV VJKU [QWPI
HGNNQYYCPVUNCEMU9JCVFQ[QWVJKPM!+H+UNGRVYKVJJKOVQPKIJVJG FDGOQTG
L
EJGGTHWNVQOQTTQY#VVJKUVJG[DGICPVQNCWIJ
&ÒNOGP(COC
6JKUNGCFUKPVQCOCVJGOCVKECNCOWUGOGPV6JG,WPIHTCYQHHGTUVQRCKTQHH
JGT OCKFGPU YKVJ VJG RQUVWNCPVU HQT VJG PKIJV $WV UJG KPUKUVU VJCV VJG RCKTKPI
OWUVDGFQPGD[EJCPEGQVJGTYKUGKVYQWNFPQVDGHCKT#TTCPIKPIVJGRQUVWNCPVU
CPFOCKFGPUKPCEKTENGUJGCPPQWPEGUVJCVUJGYKNNEQWPVQHHD[UGXGPUCPFVJCV
GCEJOCPYKNNJCXGVJGOCKFGPWRQPYJQOVJGEQWPVHCNNU$WVCUUJGEQWPVU
VJGTGUWNVKUVJCVPQPGQHVJGOGPIGVUCOCKFGP G VJGENGXGTCTTCPIGOGPVKUCNN
C OCVJGOCVKECN VGCUG 2TGUWOCDN[ VJG TGCFGT YQWNF VT[ VQ YQTM QWV VJG
CTTCPIGOGPV
6JGETQYPKPIGRKUQFGQHVJGHQWTVJFC[KUCRNC[RGTHQTOGFDGHQTGVJGTQ[CN
EQWRNGUKPVJG *QWUGQHVJG5WPYKVJVJGRQUVWNCPVUDGKPICNNQYGFVQYCVEJ
6JKURNC[KUPQVIKXGPKPHWNNDWVKPCEVD[CEVUWOOCT[+VOC[DGCTGOPCPV
QHVJGRTGUWOGFGCTN[NQUVXGTUKQPQHVJG%J[OKUEJG*QEJ\GKV
#EEQTFKPIVQVJGUVQT[NKPGCDCD[IKTNKUHQWPF KP C DCUMGVKPVJGYCVGT
#NUQKPVJGDCUMGVCTGLGYGNT[CPFCPQVGUC[KPIVJCVUJGKUCRTKPEGUUCPFVJCV
VJG /QQTKUJ MKPI JCU KPXCFGF JGT NCPF CPF MKNNGF JGT HCOKN[ 6JG NQECN MKPI
TGCTUJGTRNCPPKPINCVGTVQOCTT[JGTVQJKUUQPYJGPUJGTGCEJGUOCVWTKV[6JG
/QQTKUJMKPICICKPKPXCFKPIECRVWTGUJGT*GVTGCVUJGTCDQOKPCDN[DWVNCVGT
VCMGUJGTCUJKUOKUVTGUUVQYJKEJUJGTGURQPFUFGIGPGTCVKPIKPEJCTCEVGT6JG
[QWPIRTKPEGRGTUWCFGUJKUHCVJGTVQTGUEWGJGT&GURKVGUQOGDCEMUNKFKPIUJG
TGHQTOUCPFVJGTGKUCPGNCDQTCVGYGFFKPI
6JGRNC[YJKEJKUKPUGXGPCEVUYKVJVJTGGGNCDQTCVGKPVGTNWFGUHKNNGFYKVJ
URGEVCENGOC[DGTGCFKPVJTGGYC[U.KVGTCNN[KVTGUGODNGUVJG'PINKUJRNC[U
VJCV #PFTGCG FGNKIJVGF KP CU C [QWPI OCP +V JCU DGGP PQVGF VJCV VJGTG CTG
I
TGUGODNCPEGUVQ5JCMGURGCTG U#9KPVGTIU6CNG
!YJKEJJCUCUUQEKCVKQPU
YKVJ VJG CTGC 1P C UGEQPF NGXGN CEEQTFKPI VQ -KGPCUV YJQ EQORCTGU KV VQ
,1*#008#.'06+0#0&4'#'(#06#5+56#0&7612+56
I
%CPVQ:::QH&CPVG U2WTICVQTKQ
!KVKUCHKIWTCVKXGUVCVGOGPVQH%JWTEJ
JKUVQT[ UJQYKPI VJG YCXGTKPI HCKVJ QH VJG *GDTGYU VQYCTF ,GJQXCJ CPF
EWNOKPCVKPIKPVJGDKTVJQH%JTKUVKCPKV[#OCTIKPCNPQVGTGHGTTKPIVQVJGHQWT
DGCUVUUGGPD[&CPKGNIKXGUVJKUKPVGTRTGVCVKQPUQOGUWRRQTV
UGG-KGPCUV
#VJKTFCNEJGOKECNTGCFKPIKUCNUQ RQUUKDNGKPYJKEJCUWDUVCPEGUKNXGTKU
VTGCVGF EJGOKECNN[ YKVJ TGRGCVGF QRGTCVKQPU CU YCU EQOOQP KP CNEJGOKECN
YQTM +P VJKU KPVGTRTGVCVKQP VJG /QQT UVCPFU HQT VJG PKITGFQ RJCUG QH VJG
QRGTCVKQP 6JG FGDCUGOGPV QH VJG RTKPEGUU TGRTGUGPVU CP CEKF CVVCEM QP VJG
I
UKNXGTYKVJNQUUQHXKTVWGCPFXCNWG6JGUGXGPCEVUYQWNFEQTTGURQPFVQUGXGP
UVCIGU QH CP CNEJGOKECN RTQEGUU KP 2CTCEGNUWU U U[UVGO #EEQTFKPI VQ
I
'FKIJQHHGT VJG RNC[ CNEJGOKECN CPF TGNKIKQWU KPVGTRTGVCVKQPU EQODKPGF CNUQ
QHHGTU CP KOCIG
NKMG C O·TEJGP QH VJG PQXGN U VQVCNKV[
'FKIJQHHGT
K L
*GTOGVKEKUO
6JCVGXGPKPIWPCDNGVQUNGGRNQQMKPIQWVJKUYKPFQY4QUGPETGÒV\UGGUVJG
PGZVUVCIGKPVJGCNEJGOKECNRTQEGUU6JGUKZTQ[CNRGTUQPCIGUCTGDTQWIJVQWV
CPF FGECRKVCVGF D[ C DNCEM JGCFUOCP YJQ KP VWTP KU FGECRKVCVGF 6JG TQ[CN
DQFKGUCTGEQHHKPGFCPFVCMGPCYC[QPUGXGPUJKRU6JG,WPIHTCYJCUFKTGEVGF
VJGGZGEWVKQP
1P VJG HKHVJ FC[ 4QUGPETGÒV\ EQOOKVU VJG HCWNV VJCV YKNN FCOP JKO
9CPFGTKPICTQWPFVJGRCNCEGYKVJCRCIGCUUKIPGFVQJKOJGEJCPEGUVQGPVGT
CP WPFGTITQWPFEJCODGT1PCEQRRGTFQQTJGUGGUCPKPUETKRVKQPYTKVVGP KP
UVTCPIGEJCTCEVGTUKPCNCPIWCIGVJCVUGGOUVQDGCPKOKVCVKQPQH/KFFNG*KIJ
)GTOCP
*GTGNKGUDWTKGF8GPWUVJCVDGCWVKHWNYQOCPYJQJCUDTQWIJVFQYPOCP[C
ITGCVOCPKPHQTVWPGJQPQTDNGUUKPICPFYGCN
&ÒNOGP (COC
6JKU UWIIGUVU VJG NGIGPF QH 6CPPJ·WUGT YKVJ YJKEJ #PFTGCG YCU HCOKNKCT
K
L
TGHGTTKPI VQ KV KP %QNNQSW[ 8+++ KP 6WTTKU $CDGN
#PFTGCG 6WTTKU %QNNQSW[
8+++
2CUUKPIVJTQWIJVJGFQQTYC[4QUGPETGÒV\FGUEGPFUVQCEJCODGTEQPVCKPKPI
CNEJGOKECNCRRCTCVWUCPFCTKEJDGFQPYJKEJNKGUCUWTRCUUKPIN[DGCWVKHWNPWFG
YQOCP#HWTVJGTKPUETKRVKQPKPUVTCPIGEJCTCEVGTUCPFRUGWFQCTEJCKENCPIWCIG
OGPVKQPUCU[ODQNKEVTGGCPFKVUHTWKVCHTGSWGPVCNEJGOKECNU[ODQN#PFTGCG
FGEKRJGTURCTVQHVJGKPUETKRVKQPYJKEJGPCDNGUVJGTGCFGTVQYQTMQWVDQVJVJKU
CPFVJGRTGXKQWUNGIGPF
&ÒNOGP(COC
'OGTIKPI4QUGPETGÒV\PQYNGCTPUVJCVJGJCUEQOOKVVGFCUKPHQTYJKEJ
%WRKFCEEQUVUJKOCPFYQWPFUJKOYKVJCPCTTQY4QUGPETGÒV\JQYGXGTKU
I I
FGEGRVKXGCDQWVYJCVJGUCYCPFFKFCPF%WRKFFQGUPQVTGCNK\GVJGFGITGGQH
4QUGPETGÒV\ UQHHGPEG#UYKNNDGNCVGTTGXGCNGF4QUGPETGÒV\ UFGUEGPVKPVQJKU
WPEQPUEKQWU
KP,WPIKCPVGTOUYKNNEQUVJKOITGCVN[
4GLQKPKPIJKUHGNNQYU4QUGPETGÒV\PQYYKVPGUUGUCHCMGDWTKCNQHVJGFGCF
OQPCTEJU#DGCWVKHWNN[TKEVQ.QXGUGPFUVJGRQUVWNCPVUCPFQVJGTUQHHCUVJG[
VCMG UJKR KP UGXGP XGUUGNU CTTCPIGF KP C RGPVCIQPKE HQTOCVKQP VQ 1N[ORWU
6QYGTYJGTGVJGTGUWTTGEVKQPYKNNVCMGRNCEG
1N[ORWU6QYGTKUUGVQPCUSWCTGKUNCPFUWTTQWPFGFD[CUVTQPITCORCTV#
OCTIKPCN PQVG ECNNU KV K L
&KG 9GNV +PUGN VJG YQTNF KUNCPF YJKEJ GEJQGU VJG
5%+'0%'(+%6+10567&+'581.7/'
EQOOQPCUUQEKCVKQPQHVJGUSWCTGYKVJOCVVGTCPFVJGHQWTDCUKEGNGOGPVU6JG
VQYGTKVUGNHKUCEQORNGZQHUGXGPTQWPFVQYGTUCNNQHYJKEJCTGKPVGTEQPPGEVGF
CPFCTGUGXGPUVQTKGUJKIJYKVJVJGEGPVTCNVQYGTUNKIJVN[JKIJGTVJCPVJGQVJGTU
6JKUUVTCPIGDWKNFKPIKPEQTRQTCVGUUGXGTCNTCPIGUQHVJQWIJVCNNQHYJKEJUKIPKH[
CFXCPEGOGPV9JCVYKVJ1N[ORWUCPFUGXGPVJKVKPXQMGUVJG%JTKUVKCPUEJGOG
QH UGXGP JGCXGPU +V CNUQ HKVU KPVQ *GTOGVKEKUO YKVJ VJG UGXGP UVCIGU QH
CFXCPEGOGPV FGUETKDGF KP 5GEVKQPU QH VJG 2[OCPFGT
RTQDCDN[ YTKVVGP
DGVYGGP#&CPFCVVTKDWVGFVQ*GTOGU6TKUOGIKUVWU+VCNUQGODQFKGU
VJGUGXGPUVCIGUQHCPCNEJGOKECNRTQEGUU
1P CTTKXKPI CV 1N[ORWU 6QYGT 4QUGPETGÒV\ CPF JKU EQOTCFGU CTG RWV VQ
YQTM KP VJG NQYGUV NGXGN RTGRCTKPI KPITGFKGPVU HQT VJG CNEJGOKECN RTQEGUU
YCUJKPI CPF ITKPFKPI RTGEKQWU UVQPGU CPF JGTDU #PFTGCG YQWNF JCXG HQWPF
I
KPUVTWEVKQPUHQTUWEJOCVVGTUKP$QQMU(QWTCPF5KZQH2CTCEGNUWU U0GWP$ÒEJGT
#TEJKFQZKU
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1PVJGUKZVJFC[VJGTGIGPGTCVKQPQHVJGOQPCTEJUVCMGURNCEG $GHQTG KVU
HKPCN UVCIGU JQYGXGT VJG RQUVWNCPVU JCXG DGGP OQXKPI WR VJG HNQQTU QH VJG
VQYGTUGCEJNGXGNRCTCNNGNKPICUVGRKPVJGCNEJGOKECNRTQEGUU+PGCEJECUGVJG[
TKUG KP VJTGG U[ODQNKE YC[U YKVJ NCFFGTU TQRGU QT YKPIU YJKEJ RTQDCDN[
U[ODQNK\G VJTGG FKHHGTGPV V[RGU QH CNEJGO[ VYQ MKPFU QH EJGOKECN CPF QPG
URKTKVWCN 4QUGPETGÒV\ PQY YKVPGUUGU CPF VCMGU RCTV KP XGT[ EQORNKECVGF
K L
NCDQTCVQT[ RTQEGFWTGUCNNUWRGTXKUGFD[VJG,WPIHTCY9JKNGVJGUGKOKVCVG
RTQEGFWTGU FGUETKDGF KP CNEJGOKECN VGZVU VJG[ CTG PQV PGEGUUCTKN[ RGTHQTOGF
UVTKEVN[PQTKPVJGWUWCNQTFGT(KTUVVJG,WPIHTCYVCMGUVJGHNCUMUQHGUUGPEGU
VJCVVJGRQUVWNCPVUJCXGRTGRCTGFCPFGORVKGUVJGOKPVQCUVKNNYKVJHQWTQWVNGVU
6JG RTQEGUUGU KPXQNXGF CTG FKUVKNNCVKQP CPF EQJQDCVKQP
TGFKUVKNNKPI YKVJ VJG
TGUKFWGU6JGJGCFQHVJG/QQTKUJGZGEWVKQPGTRTQXKFGUJGCVHQTVJKUCPFVJG
TGUWNVKPI HNWKFU HCNNKPI KPVQ VJG EQHHKPU QH VJG GZGEWVGF MKPIU CPF SWGGPU
FKUUQNXGVJGKTDQFKGUEQORNGVGN[6JKUEQTTGURQPFUVQVJGUVCIGVJCV2CTCEGNUWU
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ECNNU UQNWVKQP VJQWIJUVTKEVN[URGCMKPIKVUJQWNFRTGEGFGFKUVKNNCVKQP9JGP
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0C\CTKQVJGTYKUGCHQNNQYGTQH2CTCEGNUWUYQWNFRTQDCDN[TGLGEVVJGTGEKRG 6JG K
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magical court and is witness of and participant in the successful alchemical operation.
While much of the novel remains puzzling, it is most interesting in working alchemical
ideas into fictional form. Andreae is generally considered one of the most important
German authors of the seventeenth century. A pioneer in bringing Italian literary techiques
into German literature, he is also the author of the eutopia Christianopolis (1619).