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For Volume 1:

Geotechnical and Geophysical Site Characterisation 5 – Lehane, Acosta-Martínez & Kelly (Eds)
© 2016 Australian Geomechanics Society, Sydney, Australia, ISBN 978-0-9946261-1-0

Liquefaction
Liquefaction
Forassessment
assessment
Volume 2: based
basedon
oncombined
combineduse
useofofCPT
CPTand
andshear
shearwave
wave
velocity
velocitymeasurement
measurement
Geotechnical and Geophysical Site Characterisation 5 – Lehane, Acosta-Martínez & Kelly (Eds)
© 2016 Australian Geomechanics Society, Sydney, Australia, ISBN 978-0-9946261-2-7
Z.Z.Bán
Bán&&A.A.Mahler
Mahler
Budapest
BudapestUniversity
UniversityofofTechnology
Technologyand
andEconomics,
Economics,Budapest,
Budapest,Hungary
Hungary
T.J.
T.J.Katona
Katona
MVM
MVMNuclear
NuclearPower
PowerPlant
PlantPaks
PaksLtd.,
Ltd.,Paks,
Paks,Hungary
Hungary
E.E.Győri
Győri
MTA
MTACSFK
CSFKGGI
GGISeismological
SeismologicalObservatory,
Observatory,Budapest,
Budapest,Hungary
Hungary

ABSTRACT:
ABSTRACT:EmpiricalEmpiricalliquefaction
liquefactionpotential
potentialassessment
assessmentmethods
methodsare aregenerally
generallybased
basedononthetheresult
resultofofCPT,
CPT,
SPT
SPTororshear
shearwave
wavevelocity
velocitymeasurement.
measurement.InInmoremorecomplex
complexororhighhighrisk
riskprojects
projectsCPT
CPTand andVV S Smeasurement
measurement
areoften
are oftenperformed
performedatatthe thesame
samelocation
locationcommonly
commonlyininthe theform
formofofseismic
seismicCPT.
CPT.However,
However,combined
combineduse useofof
bothin-situ
both in-situindices
indicesininone
onesingle
singleempirical
empiricalmethod
methodisislimited.
limited.ForForthis
thisreason
reasonthe
thegoal
goalofofthis
thisresearch
researchwas wastoto
developsuch
develop suchananempirical
empiricalmethodmethodwhere
wherethe
theresult
resultofofCPT
CPTand andVVS Smeasurement
measurementare areused
usedininparallel
paralleland
andcan
can
supplement
supplementeach eachother.
other.After
Afterthe
theaccumulation
accumulationofofa acase
casehistory
historydatabase
databasewhere
whereboth
bothmeasurements
measurementsare areavail-
avail-
able
ableand
andperforming
performingthe thenecessary
necessarycorrections
correctionsofofthe
thevariables,
variables,logistic
logisticregression
regressionwaswasperformed
performedtotoobtain
obtainthethe
probability
probabilitycontours
contoursofofliquefaction
liquefactionoccurrence.
occurrence.InInthisthiscase
casethethegraphical
graphicalrepresentation
representationofofthe thecyclic
cyclicre-re-
sistance
sistanceratio
ratiocurve
curvefor
fora agiven
givenprobability
probabilitycan
canbebereplaced
replacedbybya asurface.
surface.

1 1 INTRODUCTION
INTRODUCTION ties
tiescomplement
complementeach
eachother
othersince
sincethey
theycharacterize
characterizethe
the
behavior
behaviorofofgranular
granularsystems
systemsatatdifferent
differentlevels
levelsofof
Soil
Soilliquefaction
liquefactionisisone oneofofthe themost
mostdevastating
devastatingsec- sec- strain.
strain.
ondary
ondaryeffects
effectsofofearthquakes
earthquakesand andcancancause
causesignifi-
signifi-
cant
cantdamage
damageininthe thebuilt
builtinfrastructure.
infrastructure.For Forthis
thisreason
reason 2 2 LIQUEFACTION
LIQUEFACTIONPOTENTIAL
POTENTIALASSESSMENT
ASSESSMENT
liquefaction
liquefactionhazard hazardshall
shallbebeconsidered
consideredininallallregions
regions BASED
BASEDON
ONCPT
CPTAND
ANDVV
SS
where
wheremoderate-to-high
moderate-to-highseismic seismicactivity
activityencounters
encounters
2.1
2.1 The
TheCPT
CPTand S based
andVV S based
empirical
empiricalmethods
methods
with
withsaturated,
saturated,loose,
loose,granular
granularsoilsoildeposits.
deposits.Several
Several
approaches
approachesexist existtototake
takeinto
intoaccount
accountthisthishazard,
hazard,fromfrom Since
Sincethetheintroduction
introductionofofcyclic
cyclicshear
shearstress
stressapproach
approach
which
whichthe thein-situ
in-situtest
testbased
basedempirical
empiricalmethods
methodsare arethe
the (Seed
(Seed&&Idriss
Idriss1971)
1971)several
severalempirical
empiricalmethods
methodshave have
most
mostcommonly
commonlyused usedininpractice.
practice.Traditional
Traditionalmeans meansofof been
beenpublished
publishedbybydifferent
differentauthors
authorsthat
thatcan
cangive
givea arel-
rel-
these
thesetests
testsarearethe
theStandard
StandardPenetration
PenetrationTest Test(SPT),
(SPT), atively
ativelyreliable
reliablequantification
quantificationofoffactor
factorofofsafety
safetyoror
Cone
ConePenetration
PenetrationTest Test(CPT)
(CPT)and andshear
shearwavewavevelocity
velocity probability
probability ofof liquefaction.
liquefaction. InIn current
current engineering
engineering
(V(VS)S)measurement.
measurement.InInroutine routineororlow-budget
low-budgetprojectsprojects practice
practicethethemost
mostcommonly
commonlyused usedCPTCPTbased
basedmethods
methods
often
oftenonlyonlyCPT CPTtesting
testingisisperformed
performedthat thatwillwillthen
then are
arethe
theprocedures
proceduresproposed
proposedbybyRobertson
Robertson&&Wride Wride
serve
serveasasthe thebasis
basisofofliquefaction
liquefactionpotential
potentialassessment.
assessment. (1998),
(1998),Moss
Mossetetal.al.(2006),
(2006),Idriss
Idriss&&Boulanger
Boulanger(2008)(2008)
InInmore
morecomplex
complexororhigh-risk
high-riskprojects
projectssuch
suchasasnuclear
nuclear and
andBoulanger
Boulanger&&Idriss Idriss(2014).
(2014).As Asthe
theuse
useofofCPT
CPTfor for
power
powerplants,
plants,CPTCPTand andVV S Smeasurement
measurementare areoften
oftenper-
per- ground
groundprofile
profilecharacterization
characterizationisisvery verypopular
popularitsitsap-
ap-
formed
formedatatthe thesame
samelocation,
location,commonly
commonlyininthe theform
formofof plication
plicationfor forliquefaction
liquefactionpotential
potentialevaluation
evaluationisisalsoalso
Seismic
Seismic Cone Cone Penetration
Penetration Test Test (sCPT).
(sCPT). However,
However, prevalent.
prevalent.
even
evenififthetheresults
resultsofofthethetwotwotests
testsare
areavailable
availablefor forthe
the Compared
Comparedwith withCPTCPTand andSPTSPTbased
basedmethods,
methods,the the
same
samespot,spot,empirical
empiricalliquefaction
liquefactionpotential
potentialevaluation
evaluation methods
methodsbasedbasedononVV S Stests
testsare
areless
lesswidely
widelyusedusedinin
can
canbebeperformed
performedusing usingeither
eitherofofthem,
them,but butcombined
combined practice
practiceforforliquefaction
liquefactionsusceptibility
susceptibilityevaluation.
evaluation.For For
use
useofofthethedata
dataininoneonesingle
singlemethod
methodhas hasbeen
beenlimited.
limited. very
verylong
longtime
timethethemethod
methodofofAndrus
Andrus&&Stokoe
Stokoe(2000)
(2000)
InInorder
ordertotosurmount
surmountthis thisissue,
issue,ananattempt
attempthas hasbeen
been was
wasused
usedalmost
almostexclusively.
exclusively.Very Veryrecently
recentlythethework
work
made
madetotodevelop
developananempirical
empiricalmethod,
method,whichwhichexploits
exploits ofofKayen
Kayenetetal.al.(2013)
(2013)made madea ahuge
hugestep
stepininthethead-
ad-
both
boththetheresults
resultsofofCPTCPTand andVV S Smeasurements.
measurements.The Theef-ef- vancement
vancementofofVV S Sbased
basedmethods.
methods.Besides
Besidesthe thead-ad-
fort
fortisisbased
basedononthe theassumption
assumptionthat thatthese
thesesoil
soilproper-
proper- vanced
vancedstatistical
statisticalframework
frameworkadopted
adoptedbybythe theauthors,
authors,

597
the most remarkable accomplishment was the compi- were found where both measurements were available.
lation of a global catalog of 422 case histories. As locations where liquefaction occurred are more en-
ticing for post-earthquake field investigators than sites
where no apparent liquefaction occurred, the assem-
2.2 Independence of CPT and VS measurement bled dataset over represents liquefied sites (68 sites),
Although, both VS and CPT tip resistance (qc) strongly relative to non-liquefied sites (30 sites).
depend on relative density and effective stress state, The core of the database was assembled from the
they can supply complementary information about the CPT case history catalog of Moss (2003) and VS da-
soil, as the former is a small strain property, while the taset of Kayen et al. (2013), from which 73 and 53 lo-
latter is a large strain one. As discussed by Schneider cations could be used, respectively. Additional case
et al. (2004), VS in sands is controlled by the number histories were gathered from the publications of Bay
and area of grain-to-grain contacts, on the other hand, & Cox (2001), Ku et al. (2004), Moss et al. (2005),
penetration resistance in sands is controlled by the in- Moss et al. (2009), Cox et al. (2013) Boulanger &
teraction of particles being sheared by and rotating Idriss (2014), Batillas et al. (2014). The final database
around the penetrometer. consists case histories from 12 earthquakes (1975
For the purpose of developing an empirical method Haicheng, 1976 Tangshan, 1979 Imperial Valley,
exploiting both parameters a database was compiled 1981 Westmoreland, 1983 Borah Peak, 1987 Elmore
where both measurements are available. To investigate Ranch, 1987 Superstition Hills, 1989 Loma Prieta,
independence of the two parameters, the correlation 1999 Chi-Chi, 1999 Kocaeli, 2008 Achaia-Elia, 2011
coefficient, R2 between VS and qc (measured in the Great Tohoku). For each case the following infor-
same critical layer for each case history) was deter- mation was available: the triggering ground motion’s
mined for the dataset (Figure 1). Note that in the Fig- moment magnitude (Mw) and maximum horizontal ac-
ure the values of the two variables were normalized to celeration (amax), depth of the critical layer, groundwa-
100 kPa effective overburden pressure to exclude the ter level, total (σv) and effective overburden pressure
influence of different effective overburden pressure on (σ’v), stress reduction factor of the soil profile, CPT
them. The obtained correlation coefficient R2=0.156 tip resistance and sleeve friction (fs) and shear wave
indicates that in their untransformed state the two pa- velocity in the critical layer. A summary of the dataset
rameters have poor correlation. is presented in Table 1.

Table 1. Summary of the compiled case history database


Liquefied cases Non-liquefied cases
Standard Standard
Mean Mean
deviation deviation
Mw 7.33 0.64 7.16 0.90
amax (m/s2) 0.30 0.15 0.23 0.17
σv (kPa) 92.73 45.43 98.13 48.80
σ'v (kPa) 60.83 27.35 66.65 27.64
qc1 (MPa) 5.18 2.68 10.14 6.95
RF (%) 0.92 0.57 1.05 0.56
VS1 (m/s) 152.72 29.89 181.17 67.41

4 OVERVIEW OF THE EMPIRICAL


FRAMEWORK
4.1 General approach
In their study’s Moss et al. (2006) and Kayen et al.
(2013) applied Bayesian framework to quantify prob-
Figure 1. Correlation between Vs1 and qc1N ability of liquefaction in which they treated the seis-
mic demand and soil related variables separately in
their logistic regression. On the other hand Idriss &
3 FIELD CASE HISTORY DATABASE Boulanger (2008) applied a semi-empirical approach
in which correction and normalization of the variables
The first and most time consuming step of recent were based on experimental data and theoretical con-
study was the collection of liquefaction/non- siderations, and the final relationship was derived us-
liquefaction field case history catalog. Through careful ing maximum likelihood estimation treating only two
review of existing CPT and VS databases 98 cases variables: the magnitude and effective overburden

598
stress corrected cyclic stress ratio (CSRM=7.5,σ’v=1atm) and they obtained the following iterative formula for
and the equivalent clean sand value of normalized the effective stress normalization of qc:
overburden corrected cone tip resistance (qc1Ncs). Be- 𝐶𝐶𝑁𝑁 𝑞𝑞𝑐𝑐
cause the dataset for the present study was relatively 𝑞𝑞𝑐𝑐1𝑁𝑁 = (5)
𝑃𝑃𝑎𝑎
small compared to the aforementioned catalogs, a 𝛽𝛽
wide enough range of magnitude and other variables 𝑃𝑃
𝐶𝐶𝑁𝑁 = (𝜎𝜎′𝑎𝑎 ) ≤ 1.7 (6)
to accurately quantify their effect on liquefaction po- 𝑣𝑣

tential was lacking. For this reason, the resistance var- 𝛽𝛽 = 1.338 − 0.249(𝑞𝑞𝑐𝑐1𝑁𝑁 )0.264 (7)
iables (qc and VS) and the seismic demand were cor-
rected and normalized before performing the logistic The role of fines on liquefaction susceptibility is a
regression. somewhat contentious topic. The conclusions of recent
studies of the subject are rather controversial (Tan et
4.2 Normalization of seismic demand al. 2013). Nevertheless it is agreed that if the fines
According to the framework of simplified empirical content exceeds approximately 35-40% the coarser
procedures seismic demand induced by an earthquake grains will “float” in the matrix of fine-size particles
can be represented by the cyclic stress ratio (CSR) at a and the cyclic behavior of the soil will be governed by
depth z below ground surface using the following ex- the fines. Although many researchers reported an ini-
pression (Seed & Idriss 1971): tial increase then a decrease in liquefaction potential
𝑎𝑎𝑚𝑚𝑚𝑚𝑚𝑚 𝜎𝜎𝑣𝑣
as fines content (FC) increases, all of the most widely
𝐶𝐶𝐶𝐶𝐶𝐶 = 0.65 𝑔𝑔
𝑟𝑟
𝜎𝜎′𝑣𝑣 𝑑𝑑
(1) used empirical methods apply monotonically increas-
ing fines content correction. In the present study,
where g = gravitational acceleration; and rd = stress equivalent clean sand values of the tip resistance have
reduction factor. been determined using the updated equation of Bou-
In order to take into account duration – or number langer & Idriss (2014):
of equivalent cycles – of different earthquakes a mag-
nitude scaling factor (MSF) is used to adjust CSR for 𝑞𝑞𝑐𝑐1𝑁𝑁𝑁𝑁𝑁𝑁 = 𝑞𝑞𝑐𝑐1𝑁𝑁 + ∆𝑞𝑞𝑐𝑐1𝑁𝑁 (8)
a duration typical of an average event of Mw=7.5. In 𝑞𝑞𝑐𝑐1𝑁𝑁 9.7 15.7 2
the present study the MSF equation of Idriss (1999) ∆𝑞𝑞𝑐𝑐1𝑁𝑁 = (11.9 + ) 𝑒𝑒𝑒𝑒𝑒𝑒 (1.63 − −( ) )(9)
14.6 𝐹𝐹𝐹𝐹+2 𝐹𝐹𝐹𝐹+2
was used: A huge drawback of CPT compared to SPT that
𝑀𝑀𝑀𝑀𝑀𝑀 = 6.9 exp (
−𝑀𝑀𝑤𝑤
) − 0.058 (2) soil samples are not obtained during the test thus soil
4 classification cannot be made directly. Although for
Previous researchers noted that susceptibility of many of the case histories the actual fines content
soils to cyclic liquefaction strongly depends on effec- were available in their source database, to keep con-
tive overburden stress. This effect is often referred as sistency between the input data and the intended fu-
Kσ effect and is generally taken into account by a mul- ture use of the method, fines content of the critical
tiplying factor. In this study the expression of Boulan- layers were determined empirically using the soil be-
ger & Idriss (2004) developed using critical state havior index (Ic) recommended by Robertson & Wride
framework was adopted: (1997). Boulanger & Idriss proposed the following
expression:
𝜎𝜎′
𝐾𝐾𝜎𝜎 = 1 − 𝐶𝐶𝜎𝜎 𝑙𝑙𝑙𝑙 ( 𝑃𝑃 𝑣𝑣 ) ≤ 1.1 (3)
𝑎𝑎 𝐹𝐹𝐹𝐹 = 80𝐼𝐼𝑐𝑐 − 137 (10)
1
𝐶𝐶𝜎𝜎 = 37.3−8.27(𝑞𝑞 0.264 ≤ 0.3 (4) 0% ≤ 𝐹𝐹𝐹𝐹 ≤ 100% (11)
𝑐𝑐1𝑁𝑁 )
However, it should be noted that general correla-
where Pa = atmospheric pressure; and qc1N = normal-
tions between FC and Ic exhibit large scatter.
ized overburden corrected cone tip resistance.
As well as CPT tip resistance, VS is also routinely
4.3 Normalization of CPT tip resistance and shear normalized to an equivalent value measured at 100
wave velocity kPa effective overburden stress (Robertson et al.
1992):
Effective overburden stress can profoundly influence
CPT measurements. This effect is typically accounted 𝑃𝑃 0.25
𝑉𝑉𝑆𝑆1 = 𝑉𝑉𝑆𝑆 𝐶𝐶𝑉𝑉𝑆𝑆 = 𝑉𝑉𝑆𝑆 (𝜎𝜎′𝑎𝑎 ) 𝐶𝐶𝑉𝑉𝑆𝑆 ≤ 1.5 (12)
for by normalizing the tip resistance measured at a 𝑣𝑣
given depth and vertical effective stress to a reference Small strain shear modulus (Gmax) is closely related
effective stress of 100 kPa. Boulanger & Idriss (2004) to VS. As the small strain stiffness of sands, silts and
evaluated experimental and theoretical data for CPT clays are of a similar range, VS measurement do not
allow detecting small differences in fines content, i.e.

599
VS is relatively insensitive to FC. Several studies 𝑔𝑔 = 𝜃𝜃1 𝑉𝑉𝑆𝑆1 + 𝜃𝜃2 𝑞𝑞𝑐𝑐1𝑁𝑁𝑁𝑁𝑁𝑁 + 𝜃𝜃3 𝑙𝑙𝑙𝑙(𝐶𝐶𝐶𝐶𝐶𝐶𝑀𝑀=7.5,𝜎𝜎′ 𝑣𝑣=1𝑎𝑎𝑎𝑎𝑎𝑎 ) +
showed (Andrus & Stokoe 2000, Zhou & Chen 2007, 𝜃𝜃4 + 𝜀𝜀 (14)
Kayen et a. 2013) that increase in fines content to 35%
has a maximum adjustment of 5 m/s. Compared to un- where 𝛳𝛳1…4 = the set of unknown parameters; and ε =
certainties arising from other parts of the methodology model error term. The latter is introduced to account
this uncertainty is fairly negligible. Thus, fines content for the influences of the missing variables and the pos-
correction of shear wave velocity has been neglected. sible incorrect model form. If ε is assumed to be nor-
mally distributed with zero mean, the probability of
4.4 Input variables for logistic regression liquefaction can be expressed as:
After performing all of the above discussed normaliza- 𝑔𝑔−𝜀𝜀
tion and corrections, three explanatory variables re- 𝑃𝑃𝐿𝐿 = 𝛷𝛷 [− 𝜎𝜎𝜖𝜖
] (15)
mained to participate in the logistic regression: the
equivalent clean sand value of normalized overburden where Φ = standard normal cumulative probability
function; and σε = standard deviation of the model er-
corrected cone tip resistance (qc1Ncs), the overburden
corrected shear wave velocity (VS1), and the magni- ror term.
tude and effective stress corrected cyclic stress ratio Assuming the statistical independence of the obser-
vations compiled from different sites, the likelihood
(CSRM=7.5,σ’v=1atm), which was obtained by the follow-
function can be written as the product of the probabili-
ing formula:
ties of the observations. As it was noted in section 3
𝐶𝐶𝐶𝐶𝐶𝐶
𝐶𝐶𝐶𝐶𝐶𝐶𝑀𝑀=7.5,𝜎𝜎′𝑣𝑣=1𝑎𝑎𝑎𝑎𝑎𝑎 = 𝑀𝑀𝑀𝑀𝑀𝑀∙𝐾𝐾 (13) the dataset contains significantly more liquefaction
𝜎𝜎 cases than non-liquefaction cases; this bias is undesir-
There is no general agreement how the variables able in logistic regression and can adversely affect the
should be incorporated in the logistic regression, result. A way to address this issue is to weight each
should they be used in their logarithmic, polynomial class of cases according to the proportion of the oth-
or untransformed form. Baecher & Christian (2003) er’s class population in the total database (Cetin et al.
recommended that variables should be transformed so 2002, Baecher & Christian 2003) while the sum of the
that their frequency distribution has to be approxi- weights should remain 2.0 (Mayfield 2007). Accord-
mately normal. Following this guideline ing to these guidelines the corresponding weight fac-
CSRM=7.5,σ’v=1atm has been included in the regression tors for liquefaction and non-liquefaction cases are
by its natural logarithm, while qc1Ncs and VS1 remained 0.62 and 1.38, respectively. Then the likelihood func-
untransformed. tion takes the following form:
𝑔𝑔−𝜀𝜀 0.62 𝑔𝑔−𝜀𝜀 1.38
𝐿𝐿 = ∏𝑙𝑙𝑙𝑙𝑙𝑙 [𝛷𝛷 (−
𝜎𝜎𝜖𝜖
)] × ∏𝑛𝑛𝑛𝑛𝑛𝑛−𝑙𝑙𝑙𝑙𝑙𝑙 [𝛷𝛷 (
𝜎𝜎𝜖𝜖
)] (16)
5 LOGISTIC REGRESSION

Logistic regression is often used to explore the rela- After taking the natural logarithm of the likelihood
tionship between a binary response and a set of ex- function that is more convenient to work with, the un-
planatory variables. The occurrence or absence of liq- known parameters were determined using maximum
uefaction can be considered as binary outcome and the likelihood estimation.
previously summarized three parameters are the ex-
planatory variables. Moss et al. (2006) and Kayen et
al. (2013) adopted Bayesian updating technique (de- 6 PROBABILITY OF LIQUEFACTION
veloped for probabilistic assessment of liquefaction
initiation by Cetin et al. (2002)), while Boulanger & The logistic regression using the likelihood function in
Idriss (2014) used maximum likelihood estimation to Equation 16 yields the following result:
develop their resulting correlation. 0.080𝑉𝑉𝑆𝑆1 +0.177𝑞𝑞𝑐𝑐1𝑁𝑁𝑁𝑁𝑁𝑁
The key components of these methods are the for- −8.40𝑙𝑙𝑙𝑙(𝐶𝐶𝐶𝐶𝐶𝐶𝑀𝑀=7.5,𝜎𝜎′ =1𝑎𝑎𝑎𝑎𝑎𝑎 )−46.04
mulation of a limit state model that has a value of zero 𝑃𝑃𝐿𝐿 = 𝛷𝛷 [− 3.46
𝑣𝑣
] (17)
at the limit state and is negative and positive for lique-
faction and non-liquefaction cases, respectively, and a
likelihood function that is proportional to the condi- The denominator, that is the standard deviation of
tional probability of observing a particular event as- the error term, is of particular interest since it de-
suming a given a set of parameters. Adopting the ap- scribes the efficiency of the liquefaction relationship.
proach of Cetin et al. (2002) the following limit state The regressed value is somewhat higher than that of
function has been formed: other commonly used methods, but the method is still
promising, since the method demonstrates certain re-

600
finement compared to the other methods in spite of ered 98 case histories with respect to fines content,
relative small size of the dataset used. It shall be noted overburden pressure and magnitude, a logistic regres-
that the σE value only incorporates model uncertainty. sion was performed to obtain the probability contours
The measurements errors or parameter uncertainty of liquefaction occurrence. The proposed formula is
have not been taken into account in the analysis. an initial attempt to exploit the advantages offered by
The cyclic resistance ratio for a given probability of the measurements of two soil parameters instead of
liquefaction can be expressed by rearranging Equation one.
17: This equation only takes into account model uncer-
0.080𝑉𝑉𝑆𝑆1 +0.177𝑞𝑞𝑐𝑐1𝑁𝑁𝑁𝑁𝑁𝑁 tainty but variation of the parameters has been ne-
−46.04+3.46𝛷𝛷−1 (𝑃𝑃𝐿𝐿 ) glected. In spite of this the proposed equation can be a
𝐶𝐶𝐶𝐶𝐶𝐶𝑀𝑀=7.5𝜎𝜎′ 𝑣𝑣=1𝑎𝑎𝑎𝑎𝑎𝑎 = 𝑒𝑒𝑒𝑒𝑒𝑒 ( 8.40
) (18) useful tool in its current form (as being conditional on
known values for the input parameters). To assess the
This can be used in deterministic analysis by select- probability of the phenomenon in a liquefaction haz-
ing a probability contour to separate liquefaction and ard evaluation, the conditional probability of liquefac-
non-liquefaction states. Figure 2 shows the probability tion provided by this equation needs to be combined
surface corresponding to PL = 50%. with the probabilities of the qc1Ncs, VS1 and
CSRM=7.5,σ’v=1atm; i.e., the parameter uncertainties.
The use of the recommended relationship is likely
to be limited to high-risk projects where probabilistic
seismic hazard analysis (PSHA) and detailed site
characterization is required. In the sequence of hazard
analysis liquefaction hazard analysis is preceded by
both the PSHA (which would account for the majority
of the uncertainty in the seismic demand) and the site
exploration (which would account for the majority of
the uncertainty in the soil resistance parameters). In
that scenario, it may be reasonable to only include
model uncertainty in the liquefaction triggering analy-
sis because the parameter uncertainties were already
accounted for in the previous stages of the analysis
(Boulanger & Idriss 2014).

8 FUTURE WORK
Figure 2. Cyclic resistance ratio surface corresponding to 50% of
liquefaction probability (solid squares – liquefaction cases, hol- This research is far from being considered as complet-
low circles – non-liquefaction cases)
ed, there is still considerable more work to be done.
As the dataset is relatively small, in the first round
more emphasis was put on the quantity rather than the
7 CONCLUSION
quality of the data. However, it is believed that if the
magnitude of the database will allow proper quality
For high-risk projects CPT and VS measurement are
assessment, omission of low quality data can improve
often performed on the same location however the
the reliability of the methodology. This problem refers
possibility to characterize the soil’s resistance with
back to the most important flaw of the method that is
both indices in one single empirical liquefaction
the relatively minor number of cases included in the
method was limited. The goal of the research was to
catalog. With the inclusion of cases from the 2010-11
develop such a method within the framework of sim-
Canterbury and other future earthquakes hopefully a
plified empirical procedures that can reduce uncertain-
more robust dataset will be available that will allow
ty of empirical methods by combining two in-situ in-
the separate treatment of all the independent variables
dices; a small strain property measurement with a
and further refinement of this approach.
large strain measurement. In the first step by careful
As it was mentioned this equation only takes into
reviewing of the already existing liquefaction case his-
account model uncertainty but variation of the pa-
tory databases, sites were selected where the records
rameters were neglected. There is an intention to in-
of both CPT and VS measurement are available. After
clude measurement errors.
implementing the necessary corrections on the gath-

601
Although this work is only the beginning of a road, Moss, R.E.S. 2003. CPT-based probabilistic assessment of seis-
it is hoped that after more refinement and expanded mic soil liquefaction initiation. Doctor of Philosophy disserta-
tion, University of California, Berkeley.
dataset this approach will be able to provide answers Moss, R.E.S., Collins, B.D. & Whang, D.H. 2005. Retesting of
with less degree of uncertainty that is essential for de- Liquefaction/Nonliquefaction Case Histories in the Imperial
sign of high-risk facilities. Valley. Earthquake Spectra 21(1): 179-196.
Moss, R.E.S., Seed, R.B., Kayen, R.E., Stewart, J.P., Der Kiu-
reghian A. & Cetin, K.O. 2006. CPT-based probabilistic and
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