Florin Curta
The Making of the
Slavs:
1
Safaik's opus was origi
nally published in 1887,
thesame year in which
Hegel published his Lec-
tare on the Philosophy of
History, For the image of
the Slavs as a “European
nation” shaped by the
ideology promoted by
the AllSlavie Congress
in Prague (June, 1848),
see Pech 1969: 133 and
Zacek 1970: BAS.
2
Herder's concept of
national character
(Volkgeist),unalterably
setin language during
itsealy “root” period,
rade language the
perfect instrument for
exploring the history
ofthe Slavs (Herder
1994: 58), For Herder’s
view of the Slav, see
Rosenbaum 1980; Wolff
1994: 3108.
Slavic Ethnogenesis
Revisited
To many, the eastern half of the European continent
appears as essentially Slavic Europe. Ever since Hegel,
Eastern Europe was the house of the “great Sclavonic
nation”, namely of “a body of peoples which has not ap-
peared as an independent element in the series of phases
that Reason has assumed in the World” (Hegel 1902: 363).
Ever since Safa¥ik, however, the “Sclavonic nation” has
been accorded a place within the Indo-European family
of languages and peoples. As a consequence, the antiquity
of the Slavs went beyond the time of their first mention
by historical sources, as apparently “all modern nations
must have had ancestors in the ancient world” (Schafarik
1844: 40).! Safatik derived from Herder the insipiration
and orientation that would influence subsequent genera-
tions of scholars. The key element of his theories was the
work of Jordanes, who had equated the Sclavenes and
Antes to the Venethi (or Venedi) known from much earlier
sources such as Pliny the Elder, Tacitus, and Ptolemy. On
the basis of this equivalence, Safatfk claimed the Venedi
for the Slavic history.’ This idea, based as it is on a wrong
interpretation of Jordanes, has proved remarkably resist-
ant and is still widely embraced by many scholars (Sedov
1994; Schramm 1995; Baran 1998; Kazanski 1999;
Kobyliriski 2005). Upon closer examination, however, it
turns out to be nothing more than a myth.
Jordanes ended the Getica shortly before the Romana,
277in either 550 or 551 (Varady 1976: 48; Croke 1987: 126; | 3.
7; Anfert'ev 1991: 99). According to him, at that time the
Antes were the strongest among the Venethi, which is pos-
sibly an allusion to Justinian’s foedus with the Antes in 545
(Getica 35; see Croke 1987: 126; Curta 1999b: 325-6).*On.
the other hand, in his Getica, Jordanes placed the Venethi
on the map in relation to a river he sometimes calls Viscla,
other times Vistula. This has long been recognized as an
indication that one of his sources of inspiration must
have been Ptolemy, who had the Venedi near the mouth
of the Vistula (Getica 35: Ptolemy, Geographia 3.5.5; see
Schiitte 1917: 104-5). According to Jordanes, however,
the “abode of the Sclaveni extends northwards as far as
the Vistula”, as if the river had a westeast, not south-north
direction. This shows that one of his other sources of in-
spiration for the “Slavic account” was an itinerary map,
something like the Peutinger map, with its distorting lack
of geographic projection responsible for the representa-
tion of east-west distances at a much larger scale than
north-south distances. Indeed, the Peutinger map shows
the Venedi between the Danube and another river running
from west to east (Tabula Peutingeriana, segment 7.4).>The
conclusion is evident and not particularly surprising in the
light of recent studies of early medieval historiography:
Jordanes’ “Slavic account” is not based on his own, direct
observation, but on a compilation of written sources.$ In
other words, Jordanes was not a thorough observer of
the ethnographic situation on the northern frontier of
the empire. Instead, he used ancient sources to create his
geographical framework and to fill the map with tribal
names. The Slavic Venethi are his own, bookish invention
(Curta 1999b: 336-8; Curta 2001a: 39-43).
Besides his interpretation of Jordanes’ Slavic Venethi,
Safatik bequeathed to posterity a powerful methodology
for exploring the Dark Ages of Slavic history: language.
This methodology demanded that, in the absence of writ
ten sources, historians use linguistic data to reconstruct
the earliest stages of Slavic history. Since language, ac-
cording to Herder and his followers, was the defining
factor in the formation of a particular type of world view,
reconstructing Common Slavic (not attested in written
documents before the late ninth century) on the basis of
modern Slavic languages meant reconstructing the social
278
For Safatik's view of
the Slavs, see Kudlagek.
1957.
a
For the foedus with the
‘Antes, see Procopius,
History ofthe Wars
7.14.32-34 and Ivanov
1987:31.
5.
For Roman itinerary
maps and thei lack of
geographic projection,
see Levi and Levi 1981:
141-2. For the principle
of crossrepresentation
on the Peutinger map,
see Janni 1984: 110.
6.
The literature ofthe his:
toriographic revisionism
isabundant. Only afew
of the most important
titles can be mentioned
here: Bradley 1966;
Lofek 1990; Weigerr
steiner 1994. However,
the most devastating
critique of traditional
readings of Cetin is
that of Goffart 1988
and 2006. Throughout
the entire period during
which this abundant
literature of revision
‘was produced in various
langueges, many hstor-
ans, archaeologists, and
linguists simply chose to
Jgnore the changes tek-
ing place and continued
taking Jordanes' “Slave
account” at face value
(eg. Anfert'ev 1986;Machinskii 1982; Topo-
rov 1984), This is still a
recurrent practice, most
egregiously illustrated
by Hardt 2002, Fusek
2004, and Kobyliiski
2008.
1
Forthe history of such
theories, see Polomé
1990, For linguistic
palaeontology applied to
the history ofthe early
Slavs, see Erhart 1985;
Lehr-Sptawifiski 1961.
Foran excellent survey
of Slavic linguistics, see
‘Schenker 1995.
8
For Polesie as the
Savie Urheimat, see
Rostafitiski 1908; Cotab
1992: 273-80, A recent
variant of this theory
is Jangen Udolph's
attempt to locate the
Slavic Urheimat onthe
basis of river lake, and
‘moor-names. According
to Udolph, Galicia was
the area in which the
IndoBuropeans first
became protoSlavs
(Udolph 1979 and
1985).
%
‘An explicit comparison
withthe conditions lead-
ing tothe colonization
ofthe American Far
West may be found in
Conte 1986,
10.
For Niederle’s concept
of Slavic homeland, see
and cultural life of the early Slavs, before the earliest docu-
ments written in their language. On the basis of linguistic
paleontology, a discipline attempting to reconstruct the
past on the basis of linguistic data, the main goal of schol-
ars who, during the second half of the nineteenth and the
early twentieth century, were interested in things Slavic
was to reconstruct the “protolanguage” and to locate it
“properly” in time and space.’ The Slavic homeland was
thus located in the epicenter of the modern distribution
of Slavic languages. The Urheimat of the Slavs was in the
marshes along the Pripet river, in Polesie, and the Slavs
themselves became the “sons and the products of the
marsh’ (Peisker 1926: 426).'As a consequence, ever since
Lubor Niederle, archaeologists explain the migration of
the Slavs in terms of the inhospitable nature of the Slavic
homeland. The Slavs left the Pripet marshes in search of a
better life.* Archaeology is thus expected to illustrate the
idea of a considerable antiquity of the Slavs and to describe
the “culture of the early Slavs” (Niederle 1923: 49; 1925:
513; 1926: 1-2, 5)."° Although the issue at stake was a
historical one, historians were left the task of combing the
existing evidence drawn from historical sources so that it
would fit the linguistic-archaeological model.
However, the analysis of historical sources suggests
that a very different interpretation should be preferred
for a number of important reasons (for a detailed discus-
sion, see Curta 2001a: 36-119). First, most contemporary
sources concerning the Sclavenes and the Antes are based
on second-hand information, not on eyewitness accounts.
The few sources that most certainly originated in eyewit-
ness accounts, such as the Strategikon or Theophylact
Simocatta’s narrative of Emperor Maurice’s campaigns
against Avars and Slavs, are all relatively late, after ca.
600."' Second, no source specifically talks about Slavs
before the reign of Justinian, despite Jordanes’ efforts
to fabricate a venerable ancestry for them by linking
Sclavenes and Antes to Venethi. The “Slavic problem”
resurfaced under Emperor Maurice, with such authors as
Menander the Guardsman, John of Ephesus, Evagrius, or
the unknown author of the Strategikon, and then, again,
during the first half of Heraclius’ reign (the first book of
the Miracles of St. Demetrius, George of Pisidia, Chronicon
Paschale, Theophylact Simocatta, and Theodore Syncel-
29.lus). Despite the apparent popularity among historians
of Lucien Musset's catchy phrase, there was in fact no
“obscure progression” and no “infiltration” of the Slavs
(Comsa 1960: 733; Musset 1965: 75, 81, 85; for the Slavic
“infiltration,” see Cankova-Petkova 1968: 144; Tapkova-
Zaimova 1974: 201; Popovié 1980: 246; Musset 1983:
999; Velkov 1987). The warriors mentioned in written
sources referring to Sclavene raids always returned north
of the Danube to their “homes.” Returning “home” with
booty is even mentioned by Procopius for the raids of
550 and 551, during which the Sclavene warriors spent
awinter in Dalmatia, “as if in their own land” (Procopius,
Wars 7.40.45). Throughout the sixth century, there is in
fact no mention of Sclavenes choosing to settle in already
plundered territory. The first attempt of Sclavene tribes
to establish themselves permanently in the Balkans is
mentioned in connection with the siege of Thessalonica
in the early years of Heraclius’ reign (610-641) (Miracles
of St. Demetrius 2.1.180; see Ivanova 1995: 191). Before
that, the raids seem to have followed a certain pattern.
The Sclavene expeditions began in the 540s, with a long
interruption after 551/2. They resumed in the 570s and
stopped again after Maurice’s campaigns north of the
Danube in the 590s. Later raids took place during the
early years of Heraclius. This pattern coincides with major
engagements of Roman armies on other fronts. Moreover,
none of the Sclavene raids of the 540s or early 550s was
organized under the leadership of a chief, Procopius men-
tions several barbarian kings or chieftains by name," but
knew no names of Sclavene leaders. By 560, the author of
acollection of dialogues known, for lack of a better name,
as Pseudo-Caesarius, wrote of Sclavenes often killing their
leaders “sometimes at feasts, sometimes on travel” (see
Benedicty 1964: 50; Riedinger 1969: 302; Ivanov 1991:
251-7). By 590, the author of the Strategikon knew that
there were many reges, who could accept temporarily a
paramount “king” (Strategikon 11.4.30). When the Slavic
raids resumed in the 570s, several chief names begin to
appear in our sources: Dauritas, Ardagastus, Peiragastus,
and Musocius (Menander the Guardsman, fr. 3; Theophy-
lact Simocatta 1.7.3-6, 6. 7.1-5, 7.5.4, and 6.9.1). By 610
or 620, several tribal names were known to the author of
the second collection of miracles of St. Demetrius of Thes-
280
Zasterovd 1966.
According to Nieder‘,
since the natural cond
tions in the Slavic
Urheimat in Polesie
were unfavorable, the
Slavs developed forms
of socal organization
based on cooperation
between large families
(ofatype known as
-zatirug, social equal-
ity, and democray as
deserved by Procopius
The harsh climate of
the Pripet marshes,
therefore, forced the
Slavs, whom Niederle
viewed as “enfants dela
nature,” into alow level
of civilization, capable
of producing only a
culture entirely based
on wood.
1.
For the date of the
Srategikon, see Dennis
and Gamillscheg 1981:
18; Kuchma 1982. For
a much later date, see
Shuvalov 2002. For the
date of Theophylact
Simocata’s History, see
Olajos 1988: 11; Whitby
1988; 39-40.
12
Bari8ié 1953 dated the
siege to 616, Lemerle
(1981: 91-4) proposed
instead 615.
13.
Datios, Aordos, and
Suartua, kings of the
Herules (Wars V 15.29
and 33}; Torsind, king
of the Gepids (VII 18.‘Auduin, king ofthe
Lombards (V1 34.5}
Chinilon, the Cutrigur
chieftain (VII 18.13),
14,
Forthe location of these
tribes, see Lemerle
1981: 89-90,
15.
For“political ethnic
ity’, see Cohen 1969;
Roosens 1989.
16.
For material culture
and practice, see Graves
1995. For “emblemic
style’, see Wiessner
1983 and 1990,
salonica: Drugubites, Sagudates, Belegezites, Berzites, and
Rynchines (Miracles of St. Demetrius 2.1.179).
During most of the sixth century, therefore, the word
“Sclavenes” must have been used as an umbrella term
for various groups living north of the frontier. Although
undoubtedly of barbarian, most likely Slavic, origin, the
name was a construct of the Byzantine authors, to the
extent that it was designed to make sense of a complicated
configuration of ethnic groups on the northern frontier
(Pekkanen 1971; Schelesniker 1973: 11; Schramm 1995:
| 165; for the origin of the name “Sclavene,” see Koder
2002). In its most strictly defined sense, the Sclavene eth-
nicity is thus a Byzantine invention: the Byzantines made
the Slavs. This seems to be a rather revisionist statement,
but in reality the force of the argument does not rest on
this foundation alone. In what follows, I will try to explain
what the “making of the Slavs” really means.
Let us begin with the word “ethnicity.” Despite being
used in English only since 1953 (Fortier 1994), ethnicity
is now currently employed to refer to a decision people
make to depict themselves or others symbolically as bear
ers of a certain cultural identity. As one anthropologist
put it, ethnicity is “the collective enaction of socially dif-
ferentiating signs” (Eriksen 1991: 141), As such, ethnicity
in the (medieval) past was as embedded in social relations
as modern ethnicity is. Ethnicity, in the case of Sclavenes,
Avars, Franks, and others, was a socially and culturally
constructed form of social mobilization used in order to
reach certain political goals."* It was, at the same time, a
matter of daily practice, of what Pierre Bourdieu called
habitus, and as such, it involved manipulation of material
culture (Bentley 1987). Since material culture embodies
practices, stylistic messages about conscious affiliation
and identity (what is known otherwise as “emblemic
styles”) are a way to communicate by non-verbal means
about relative and group identity."* Since emblemic styles
carry distinct messages, it is theoretically possible to recon-
struct the way in which they were used to mark or mai
tain ethnic boundaries (Hodder 1982). Finally, ethnicity
is a function of power relations, because emblemic styles
and traditions become relevant particularly in contexts of
changing power relations, which impel displays of group
identity (McLaughlin 1987; Earle 1990: 74-5; Hodder
2811990: 45-6; Byers 1991: 12).
Now let us return to the question of Byzantines mak-
ing the Slavs. To be sure, rarely do historians write about
the Byzantine influence on the early Slavs. Instead, they
insist on the destruction and devastation inflicted upon
the Balkan provinces of the Empire by the barbarian
hordes. As with the Germanic tribes in Western Europe,
the “obscure progression” of the Slavs is viewed as the
main factor behind the slow dissolution of the Roman
frontier and the end of Roman power in the Balkans. On
more than one occasion, the archaeological remains of the
last phase of occupation on various sites in the Balkans
— cities or forts — are attributed to the Slavic marauders
supposedly choosing the ruins of the plundered cities as
their first abodes on previously Roman soil. Despite all evi-
dence to the contrary, the “death inflicted by barbarians”
is still a favorite theme among students of the decline of
the classical urban culture, especially in contexts of sharp
contrast between “civilization” and “barbarians”. For
example, the third and last building phase on the major
urban site in Caritin Grad, most likely to be identified
with Justiniana Prima founded by Emperor Justinian
shortly before 535, has been dated between ca. 570 and
ca. 620. This phase consists of houses with walls built
in stone bonded with clay and a significant quantity of
agricultural implements bespeaking the rural character
of the occupation. In Serbian archaeology, the third oc-
cupation phase at Cari¢in Grad has been long attributed
to a Slavic settlement following the invasions of the late
sixth or early seventh centuries. But the artefacts associ-
ated with this occupation phase — buckles, brooches, strap
ends —have good analogies in contemporary military forts
in the Balkans, not on settlements north of the Danube
River to which the Sclavene warriors were returning after
their raids. Similarly, Slovene archaeologists have tradi-
tionally attributed to Slavic and Avar attacks the end of
a number of important hilltop sites, but this attribution
rests on little more than the arbitrarily established “ethnic
character” of certain artifacts, such as three-edged arrow
heads (Sokol 1994; e.g. Knific 1999). On the basis of the
assumption that the Slavs must have settled on Slovene
territory as early as the late 500s, newly discovered ce-
ramic assemblages are thus dated shortly after the end of
282occupation on hilltop sites, namely to the early seventh
century, despite clear evidence that such assemblages are
of a much later date (e.g. Tiefengraber 2002). A strong
commitment to the idea that the job of any archaeologist
is to illustrate as well as possible what is already known
from literary sources is responsible for the misdating of
the ceramic assemblages found during the French exca-
vations in Argos. Pierre Aupert, who led the excavations,
has dated the assemblage from Bath A with surprising
precision to AD 585. The only basis for this dating was
the association of this assemblage with debris thought to
be from the destruction of the city during the Slavic raids
in Greece, which are known from written sources to have
taken place in the mid-580s. In fact, the pottery found in
Argos has been shown to be at least a century later (Aupert
1980; for the re-ddating of the ceramic assemblages from
Argos, as well as from other contemporary sites in Greece,
see now Anagnostakis 1997; Vida and Volling 2000). Simi-
larly, ceramic assemblages in Bulgaria hastily associated
with the Slavic marauders of the late sixth century have
now been re-dated to the second half of the seventh and
the early eighth century (Vizharova 1968; Koleva 1992).
With so many contradictions produced by slavishly fol-
lowing the historical narrative established exclusively on
the basis of written sources, some archaeologists began
to question the traditional interpretation (Nestor 1963;
1969). Extending their doubts to the archaeological in-
terpretation of assemblages attributed to the Slavs before
their settlement in the Balkans produces some explosive
results. The relations between the Slavs and the Empire
during that period are poorly known beyond the mere
enumeration of the Slavic raids and, with few exceptions,
all studies on this subject lack a broader economic and
social perspective (Irmscher 1980; Tépkova-Zaimova
1980; Madgearu 1996; Shuvalov 1996). It is therefore
important at this point to turn briefly to questions of
Balkan archaeology and history.
Inthe early 530s, there was a drastic change in Justini-
an’s agenda in the Balkans and on the Danube frontier of
the empire. Instead of offensive strategy, Justinian began
(or only completed) an impressive plan of fortification, the
size and quality of which the Balkans had never witnessed
before. The project, or at least its most important part,
283was finished in some twenty years and was most likely
responsible for the interruption of Sclavene raids between
ca. 350 and ca. 575.” The project was the work of one of
Justinian’s architects named Viktorinos"* and consisted
of three lines of fortification, the strongest of which was
not along the Danube River, but along the Stara Planina
range. In the mountains, forts clustered around important
passes and roadways and were often of relatively large
size, equipped with special installations such as cisterns
or wells (see Preshlenov 2001). By contrast, along the
river the forts were relatively small, i.e. less than 1 ha of
enclosed area (Ovcharov 1982: 22; for Justinian’s plan of
fortification in the Balkans, see Procopius, Buildings 4.1).
Each one of them was probably garrisoned by a numerus
(or tagma), the minimal unit of the early Byzantine army,
with no more than 500 men (Petersen 1992). On the basis
of various archaeological studies, it has been recently
estimated that the military population of sixth-century
forts must be calculated using a coefficient of 1.8 to 2.7
square meters per man (Kardulias 1992; 1993). Figures
obtained by such means for forts excavated in the Iron
Gates segment of the Danube frontier suggest that the
entire sector may have relied for its defense on some
5,000 men (Fig. 1).
The implementation of the fortified frontier was ac-
companied by its economic “closure”, a phenomenon
most evidently revealed by the analysis of the numismatic
evidence. Indeed, there are lots of coins of Justinian, both
copper and gold, in Romania and the adjacent regions
284
17.
Inany case, the project
was finished bythe time
Procopius finished his
Buildings, whose frst
four books (including
the description of the
Balkan fortifications
in book IV) were
written before 558 and
remained unrevised,
perhaps because of
their author's untimely
death (Evans 1969: 30;
Greatrex 1994: 113;
Roques 2000; Whitby
1985: 145).
18,
‘Mentioned as such by
an inscription from
Bylis (Abani) (Anamali
1987; Feissel 1988).
19%.
P. Nick Kerdulias,
“Estimating population
at ancient military sites:
the use of historical and
contemporary analogy,”
American Antiquity 5
(1992), 282-283 and
“Anthropology and
population estimates
for the Byzantine
fortress at Isthraia,”
in The Corinthian the
Roman Period Including
the Papers Given ara
Symposium Held atthe
‘Ohio State University on
19 March, 1991, ed. by
Timothy E. Gregory,
(Ann Arbor, 1993}, pp.
139-148.| (Fig. 2).
But there are no coins dated between 545 and 565 in either
hoard or stray finds (for hoards, see Curta 1996; for stray finds, see
Butnariu 1983-1985; Butnariu 1997; Oberlander-Tarnoveanu 2002).
The economic closure does not seem to have been deliberate, for a
similar strain on coin circulation is visible in hoards found south
of the Danube frontier, in the Balkans. The crisis, therefore, must
have been caused by the very execution of Justinian’s gigantic plan
of fortification. The increasing number of payments and other mon-
etary transactions brought by this economic conjuncture had serious
consequences especially on small savings, such as found in hoards
of radiate. Most hoards found in Romania were indeed collections
of small value, each worth a couple of modi (about 18 |) of Egyptian
wheat, and may thus be interpreted as payments for small quantities
of corn sold to soldiers in the Danube forts. However, the interrup-
tion of coin circulation is not to be seen as an exclusively economic
phenomenon, for it must have been accompanied by a strong crisis
in trading activities across the Danube and a subsequent scarcity of
goods of Roman provenance obtained by such means. For example,
amphorae carrying such precious commodities as wine, olive oil, or
(less likely) fish sauce appear with some frequency on sites north of
the Danube frontier of the Empire. In the Balkans, amphorae of the
so-called Late Roman 1, Late Roman 2, and spatheion types have been
associated with shipments of the annona to the troops stationed on
the frontier or in garrisons of forts. The refinement of the chronol-
ogy of the Late Roman 2 amphora currently allows a distinction to
| be made between specimens dated to the first and second half of
the sixth century, respectively, on the basis of such features as the
presence or absence of combed decoration in wavy lines and tips
(for an example of a site that produced shards of pre-550 Late Ro-
man 2 type, see Cantea 1959; Scorpan 1977: 274; Opait 1984: 316;
Mackensen 1992: 241, 244). Although amphora tips do occasionally
appear north of the Danube frontier, most shards of Late Roman 2
amphorae on sites in that region were dated to the second half of
285the sixth century, i.e., after the economic “closure” (Curta
2001a: 242 with n. 23 and 244 fig. 37).
The scarcity of Roman goods may have encouraged
social competition and the rise of leaders whose basis
of power was warfare, the only remaining way to obtain
rare goods of Roman origin used to represent prestige
and power. We have seen that many Sclavene leaders
appear after ca. 575, some even mentioned by name.
The description given in written sources for these leaders
matches the anthropological distinction between chiefs,
big-men, and great-men. A chief is a leader whose pow-
ers are ascribed and coincide with the privileged control
of wealth in the context of a highly stratified society. By
contrast, a big-man is a leader who achieves his position
of power in a context marked by an egalitarian ideology
and by fierce competition between peers. Finally, great-
men excel in such things as war combat, through which
they may gain considerable prestige, but not wealth.” In
times of peace a great man has power and prestige, but
not permanent authority. Such a leader may have been
Ardagastus, a Sclavene leader on the point of being cap-
tured by Roman troops during general Priscus’ raids into
Sclavene territory in 592 (Theophylact Simocatta 1.7.3-6;
6.7.1, 3 and 5; 6.9.1 and 6; see Havl{k 1974; 1985). His
power was undoubtedly achieved, with his remarkable
physique at the basis of his political prominence. A big-
man’s power was also achieved, but derived from the
manipulation of wealth, mostly through the organization
of feasts and communal ceremonies. The archontes killed
at feasts by their fellow tribesmen that are mentioned by
Pseudo-Caesarius may well have been big-men. Big-men
are prominent in contexts in which personification or
embodiment of collective interest and responsibility is a
recurrent practice. In such cases, big-men play a key role
in “making” groups, for they speak in the group’s name at
meetings or in dealing with outside political forces. Both
Dauritas (mentioned by Menander the Guardsman) and
Samo, the king of the Wends (mentioned in the Chronicle
of Fredegar) are clearly leaders of this kind. Both appear
as speaking in the name of their respective groups in
dealing with Avars and Franks, respectively, and boldly
proclaiming their independence. It is clear from Fredegar’s
narrative that Samo was credited with the “creation” of
286
20.
For the distinction
between bigmen and
greatmen, see Godelier
1986. The distinction
between bigmen and
chiefs goes back to
Sahlins 1963.the group's new Wendish identity following his many victories over
the Avars (Menander the Guardsman, fr. 21; Fredegar 4.48 and 68;
see Curta 1997). A self-made leader, Samo forged alliances with
several Wendish families and married no less than twelve women,
“who bore him twenty-two sons and fifteen daughters” (Fredegar
4,48; see Eggers 2001). He is called “king,” much like Musocius,
the Sclavene chief captured by Priscus’ troops in 592. Unlike Samo,
who had to put his utilitas to good use in order to win the admiration
of the Wends and his election as “king”, Musocius had “subjects”,
whom he sent to reconnoiter or to give assistance to refugees from
neighboring territories (Theophylact Simocatta 5.8.14 and 6.9.1.).
Another “king”, Perbundos, is mentioned in the second collection of
the Miracles of St Demetrius as being dressed like Byzantine aristocrats,
speaking fluent Greek, and having high-ranking connections in Con-
stantinople. Like Musocius, Perbundos was very popular, for when
captured and executed by the Byzantine authorities, the “Sclavene
nations” around Thessalonica rose in rebellion to revenge his death
(Miracles of St Demetrius 2.4.231, 233-7, 242).
Judging from the existing evidence, all three forms of power
were concomitantly in existence in Slavic society between ca. 550
and ca. 620 (Curta 1999a). They all seem to have implied access to
prestige goods. John of Ephesus, for example, mentions gold, silver,
horses and weapons as being some of the goods that attracted the
Sclavene warriors of 581 (John of Ephesus, Ecclesiastical History
6.6.25). According to Menander the Guardsman, the qagan of the
Avars knew that the land of the Sclavenes was “full of gold” origi-
nating in plundering expeditions across the Balkans (Menander the
| Guardsman, fr. 21). The evidence of amphorae mentioned above
shows that olive oil, wine or garum were as good for showing off as.
horses, weapons, and gold.
The Empire, however, was not the only source of prestige goods.
To be sure, no hoard of “barbarian” silverware was so far found
north of the Danube that could be compared to that of Martynivka in
Ukraine (Prikhodniuk, Shovkoplias, Ol’govskaia and Struina 1991;
Pekarskaja and Kidd 1994; Kidd and Pekarskaya 1995). Nor were
perforated belt mounts, commonly known as “Martynovka mounts,”
very popular in the region north of the Danube River (Somogyi 1987;
Balint 1992; Gavritukhin and Oblomskii 1996; for a distribution
map of finds in the Lower Danube region, see Curta 2001a: 212 fig.
19). There is one particular item, however, that appears both in the
Martynivka hoard and at sixth- to seventh-century sites in Romania,
namely so-called “Slavic” bow fibulae (Werner 1950; Katsougian-
nopoulou 1999). In Romania and the adjacent regions, such dress
287accessories come in a variety of forms and ornamental patterns and
often from settlement, not hoard or burial, assemblages. “Slavic” bow
fibulae were truly symbols of group identity in use in daily activities.
The study of such dress accessories (Curta and Dupoi 1994-1995;
Curta 1994, 2001a: 247-75, 2004 and 2005) suggests that many
were in use at about the same time, around A.D. 600. There were
multiple and very complicated networks for the procurement of
such goods, since specimens found in Romania are decorated in
a style linking them to specimens from Mazuria, Crimea, and the
Middle Dnieper region. The cluster analysis of just one class of such
fibulae (Werner's class | C), on the basis of their decoration, as well
as the corresponding plotting, are a good example of this network
of ornamental patterns (Figures 3 and 4).
[Ree Rihiar Cnarng oe role
ero rat te mince
Most fibulae found in Mazuria share more compositional elements
with each other than with fibulae from other regions. By contrast,
Romanian fibulae share more compositional elements with fibulae
from Mazuria than with each other, while at the same time serving
as models for replicas found in the Middle Dnieper region or in the
Balkans. There are no direct links between fibulae found in Mazuria
and those in the Middle Dnieper region. Nor are specimens found in
neighboring locations related to each other, with the only exception
of the Mazurian specimens. The design links seem to suggest that
Mazurian specimens were imitated by those from other regions,
rather than the other way around. Moreover, Mazurian fibulae are the
earliest of all, since they were found in association with artifacts dated
288m1.
Eg, burial 68 at
Tumiany, in association
\ithan envelopeshaped
‘elt mount or burial 30
ofthe same cemetery,
in association with
perforated belt mounts
[Kulakov 1989: 192,
1255 fig. 39/3; 1889,
‘Dig. 28). For the dat
ing of envelopeshaped
belt mounts found in
‘weapon graves on the
‘sland of Bomholm, see
Jrgensen 1999: 149,
153 fig. 9/4
to the second third of the sixth century. By contrast,
the majority of sites excavated in the region next to the
Danube frontier and the neighboring regions of Romania,
Moldova, and Ukraine produced a relatively large number
of artifacts indicating a date in the late sixth and early sev-
enth century (for a detailed discussion of chronology, see
Curta 2001a: 234-46). The dissemination of ornamental
patterns described by the plotting of the cluster analysis
of fibulae of Werner's class I C may indicate the extent
of social connections between manufacturers, clients, or
wearers. Linked pieces of ornamental metalwork are likely
to emphasize the extent of the movement of people, and
therefore, of contact. Theoretically, the dissemination of a
brooch-form or of ornamental details may indicate one of
three types of movement: brooches (through gift giving or
trade), with or without their owners; models of brooches,
including templates for the reproduction of ornamental
| patterns; and craftsmen carrying manufactured brooches
or models (Hines 1997: 213 and Leigh 1991: 117). Pre-
vailing views about the organization of production in the
early Middle Ages are still based on the idea of itinerant
specialists, carrying durable bronze or leaden models.
There are indeed some examples of bow fibulae which
accord with the idea of models being used, but there are
many more examples that do not. There is little evidence
for the physical copying of any existing brooch, although
some minimal units of the decoration — the head- or foot-
plate and the terminal lobe — may have been reproduced
very closely, probably by some mechanical means, such
as templates. The absence of exact replication shifts the
emphasis from manufacturer to user or wearer. In Ma-
zurian graves, bow fibulae were rarely associated with
spurs. Eduard Sturms first interpreted this dichotomy as
indication of gender division: bow fibulae were usually
found in female graves, while spurs may have been male
attributes (Sturms 1950: 21; for the local production of
fibulae, see Dabrowski 1980). Within the Merovingian
world, bow fibulae found with female skeletons, usu-
ally late adolescents or adults between twenty and forty
years of age, suggest a “threshold of acquisition” exactly
comparable with access to shields and/or swords among
weapon-bearing men (Dickinson 1993: 39; Straug 1992:
70). This arguably took place at marriage. Furthermore,
289studies based on microwear analysis suggest that there is a direct
correlation between the degree of use and the age of the wearer,
which may indicate that the same brooches acquired at betrothal
or marriage were then worn during the rest of the lifetime (Martin
1987: 278, 280 and Nieke 1993: 129). But the absence of brooches or
other dress-fasteners from many female graves suggests that access
to brooches was also dependent upon social status.
At Romanian sites, the presence of “Slavic” bow fibulae points to
long-distance relations with communities in Mazuria and Crimea,
which may indicate gifts or matrimonial alliances. Earlier specimens
brought from Mazuria were quickly imitated in less sophisticated
ornamentation to respond to an increasing demand of symbols of
group identity. Since many such accessories were found in settle-
ments and since there is rarely more than one fibula per settlement,
itis possible that “Slavic” bow fibulae were symbols of social identity,
which served as markers of social status for the newly emerging
elites. “Slavic” bow fibulae, however, were not the only artifacts
used to mark group (possibly ethnic) boundaries. It is doubtful that
handmade pottery with no decoration that was labeled “the Prague
type” by the Czech archaeologist Ivan Borkovsky ever “represented”
Slavic ethnicity, as many still maintain (Borkovsky 1940; for the
recent uses and abuses of the “Prague type,” see Bubenik 1995;
Gavritukhin 1996; Vida 1999; Sedov 2002; Cheben 2004; Kuna and |
Profantové 2005). A correspondence analysis of over 100 vessels
from sixth- and seventh-entury ceramic assemblages in Romania,
Moldova, and Ukraine, in relation to six ratios proposed for vessel
analysis by Michat Parczewski, has shown that very similar propor-
tions have been used for the manufacture of both hand- and wheel-
made pots (Parczewski 1993: 31-3; see Curta 2001b). Although a |
number of distinct practices and templates may have been in use in
every community, it remains unclear how such isomorphism could
be achieved on sites located at a long distance from each other. Ar-
chaeologists rarely, if ever, discuss such problems, since the concept
of “archaeological culture” implies that the “bearers” of that culture
share cultural features with each other unconsciously. In fact, eth-
noarchaeological studies and archaeological experiments strongly
suggest that lack of variability within a class of ceramic vessels is
usually linked to their use in food preparation.
Nevertheless, pottery may have indeed served as a material sup-
port for “emblemic styles.” Mesmerized by the possibility of devising
a method for using pottery to date sites, recent typological studies
seem to have ignored pottery ornamentation. Stamped decoration
was particularly popular within the Carpathian basin, while the entire
290region east of the Carpathian Mountains produced a rela-
tively large quantity of pottery with finger impressions or
notches on the lip, the earliest specimens of which could be
dated to the second half of the sixth century (Curta 2001a:
290-2, Figure 69; for finger impressions and notches,
see now Prikhodniuk 1998; for stamped decoration, see
Rosner 1987). Only in Transylvania do both decoration
techniques appear side by side, sometimes within the same
ceramic assemblage or on the same site (e.g., in Poian, a
sixth- to seventh-century settlement in central Romania
excavated and published by Székely 1992; for “Slavs” in
Transylvania, see Heitel 1994). Similarly, the distribu-
tion of heating facilities accompanying sunken-featured
buildings excavated on sites in the Lower Danube region
show a remarkable cluster of clay ovens in Wallachia, in
sharp contrast with the cluster of brick ovens on many
sixth-century forts on the other side of the river, in the
northern Balkan provinces of the Roman Empire (for clay
ovens, see Rusanova 1993; Dolinescu-Ferche 1995; for
brick ovens in the northern Balkans, see Dinchev 1997;
for a rare example of brick oven north of the Danube
frontier, see Nica and Deleanu 1994). Wherever clay ovens
predominate, they are normally associated with clay rolls
in large quantities that may have served for retaining heat
with the oven area (ZakoScielna and Gurba 1993; Stan-
ciu 1998). The combination of clay ovens and rolls may
indeed point to recurrent practices concerning such fun-
damentals of life as the comfort of the dwelling and may
have something to do with the “roomsize patterns” some
archaeologists link to the “practice of ethnicity” (Baldwin
1987). But it is equally wrong to see small clay rolls or
sunken-featured buildings with stone or clay ovens as hall-
marks of Slavic ethnicity (for small clay rolls, see Stanciu
2001; for sunken-featured buildings as typically Slavic,
see Cremonik 1980; Tel’nov 1991; Salkovsky 1998;
for a more nuanced view, see now Salkovsky 2001), It is
often believed that the early Slavic culture was defined by
acombination of “Prague-type” pottery, sunken-featured
buildings, and cremation burials (e.g. Godiowski 1979).
In reality, no ethnic group ever employed the totality of
material culture to mark ethnic boundaries around itself.
Ethnicity is a matter of style (“emblemic style,” more ex-
actly) and style is a matter of choice. Although such trivial
291things as food or manufacturing techniques may indeed be used to
build ethnic boundaries, the choice of such elements always means
that certain cultural elements will be “deactivated” from marking
difference from neighbouring groups. Selected artifacts are imbued
with meaning in social context and often that meaning is subject to
change. In short, ethnicity involves culture in action and cannot be
reduced to cultural stereotypes, because it is always a continuing
negotiation. This is particularly true about Slavic ethnicity and its
construction by means of material culture.
Some settlements consist of groups of houses scattered along |
river valleys, such as Rashkov (Baran 1986 and 1988). Others,
especially those closer to the Danube, produced evidence of a more
sophisticated arrangement, often in the form of a central, open
area surrounded by houses (e.g. Dolinescu-Ferche and Constantiniu
1981), The intrasite distribution of artifacts reveals the existence of a
communal front region, which was the locus of communal activities
involving consumption of such special foods as flat loaves of bread,
produced by means of clay pans (for clay pans and their use, see Babié
1972; Herrmann 1986; Krauss and Jeute 1998; for an example of
intrasite distribution of artifacts revealing the existence of a com-
munal front region, see Mitrea 2001; Curta 2002), This area may
have served for the organization of communal feasts or assemblies.
As the centre for intervillage social, religious, and economic events,
the communal front region may have acquired a special character
as the symbol of the community as a whole. It may also have been
an arena of social competition, a “beyond-the-household” context of
displays of leadership symbols. Not surprisingly, most “Slavic” bow
fibulae were found in buildings located in this area. If such dress ac-
cessories were associated with women of high status, perhaps wives
of clan heads or even chiefs, then such buildings may represent the
residences of dominant descent groups or of community leaders. On
the other hand, if the communal region was indeed used for feasts,
such leaders may appear as big-men gaining power through the or-
chestration of communal ceremonies. Access to such ceremonies, as
well as to artifacts of “exotic” origin, such as bow fibulae, may have
been strategies for gaining admission into a group of people known
to Byzantine authors as “Slavs”.
Political and military mobilization thus appears as the response
to the historical conditions created by the implementation of Jus-
tinian’s fortified frontier. Was this group identity represented by
emblemic syles an identity that we can call ethnicity? Perhaps, but
the construction of ethnicity was certainly linked to the signification
of social difference. In other words, the adoption of the dress with
292| “Slavic” bow fibulae was a means by which individuals could both
| claim membership of the new group and proclaim achievement and
consolidation of elite status, Was this, then, Slavic ethnicity? Per-
haps, at least in the eyes of the Byzantine authors, which is exactly
| what I meant by “Byzantines-making-the-Slavs.” Byzantine authors
| used “Sclavenes” and “Antes” to make sense of the process of group
identification that was taking place under their own eyes north of
the Danube frontier. The making of the Slavs, therefore, was not as
much about ethnogenesis as it was about classifying and labeling
groups of people in Byzantine works. The group identity labeled
Slavic, however, was not formed in the Pripet marshes, but in the
shadow of Justinian’s forts.
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Figures
1, Sixth-century Roman forts in the Iron Gates segment of the Danube
frontier, with estimated number of soldiers in the garrison.
2. Distribution north of the Danube frontier of stray finds of copper
(circle) and gold (star) coins struck for Emperor Justinian.
3. Cluster-analysis of brooches of Werner's class I C, in relation to their
ornamental patterns.
4, Plotting of the nearest-neighbour similarity of brooches of Werner's
class I C. Numbers of shared near neighbours: 7 - bold line; 6 - medium
line; 5 - thin line.
‘Forin Curt; PhD in History, Associate Profesor of Medieval History and Archaeology, Depart
‘ment of History, University of Florida, USA. 3
‘Email feurta@histry.ufedu.
307