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Environ Geol (2009) 57:695–705

DOI 10.1007/s00254-008-1348-3

ORIGINAL ARTICLE

Mapping soil erosion susceptibility using remote sensing and GIS:


a case of the Upper Nam Wa Watershed, Nan Province, Thailand
K. C. Krishna Bahadur

Received: 14 December 2007 / Accepted: 14 April 2008 / Published online: 15 May 2008
Ó Springer-Verlag 2008

Abstract Land degradation is still a very common topographical data of the watershed, respectively. ARC-
problem in the mountains of Asia because of inappro- Info and ARCView have been used for carrying out
priate land use practice in steep topography. Many studies geographical data analysis. The watershed was discretized
have been carried out to map shifting cultivation and into hydrologically, topographically, and geographically
areas susceptible to soil erosion. Mostly, estimated soil homogeneous grid cells to capture the watershed hetero-
loss is taken as the basis to classify the level of soil loss geneity. The soil erosion in each cell was calculated using
susceptibility of area. Factors that influence soil erosion the universal soil loss equation (USLE) by carefully
are: rainfall erosivity, soil erodibility, slope length and determining its various parameters and classifying the
steepness, crop management and conservation practices. watershed into different levels of soil erosion severity.
Thus the reliability of estimated soil loss is based on how Results show that during the time of this study most of
accurately the different factors were estimated or pre- the areas under shifting cultivation fell in the highest
pared. As each and every small pixel of our earth surface severity class of susceptibility.
is different from one area to another, the manner in which
the study area was discretized into smaller homogenous Keywords Land degradation  Soil loss mapping 
sizes and how the most accurate and efficient technique GIS  Remote sensing
were adopted to estimate the soil loss are very important.
The purpose of this study is to produce erosion suscep-
tibility maps for an area that has suffered because of Introduction
shifting cultivation located in the mountainous regions of
Northern Thailand. For this purpose, an integrated Soil erosion is a major problem throughout the world
approach using RS and GIS-based methods is proposed. (Rauschkalb 1971; Hitzhusen 1993). As the economies of
Data from the Upper Nam Wa Watershed, a mountainous developing countries are based primarily on agricultural
area of the Northern Thailand were used. An Earth production, the primary concern in leveling off the agri-
Resources Data Analysis System (ERDAS) imagine cultural growth is soil erosion and land degradation.
image processor has been used for the digital analysis of Erosion and degradation not only decrease land produc-
satellite data and topographical analysis of the contour tivity but can also result in major downstream or off-site
data for deriving the land use/land cover and the damage than on-site damage.
The fact that ‘‘soil erosion is the foreseeable result of
poor or incorrect land use and that it cannot be overcome
unless land use and land management are improved’’ has
generally not been appreciated (Sanders 1992). Water
K. C. Krishna Bahadur (&) erosion is the major type of physical land degradation in
Department of Agricultural Economics and Related Sciences
the global perspective. Asia alone has almost half of the
in the Tropics and Subtropics,
University of Hohenheim, Stuttgart, Germany area of the total water-eroded land of the world (Haen
e-mail: krishna@uni-hohenheim.de 1991). In Asia and in the Pacific region, after India and

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Laos, Thailand has the significant proportion of land area


(33.7% of the total country’s area) degraded by water.
Thus, soil erosion is one of the most critical environ-
mental hazards of modern times. Vast areas of land now
being cultivated may be rendered economically unpro-
ductive if the erosion of soil continues unabated.
Information on the factors leading to soil erosion can be
used as a perspective for the development of appropriate
land use plan. Simple methods such as the universal soil
loss equation (USLE) (Wischmeier and Smith 1965, 1978),
the modified universal soil loss equation (MUSLE) (Wil-
liams 1975), or the revised universal soil loss equation
(RUSLE) (Renard et al. 1991) are frequently used for the
estimation of soil erosion from watershed areas (Ferro and
Minacapilli 1995; Ferro 1997; Kothyari and Jain 1997;
Ferro et al. 1998). This estimation is found to have large
variability because of the spatial variation of rainfall and
watershed heterogeneity. Such variability has promoted the
use of data-intensive process-based distributed models for
the estimation of watershed erosion by discretizing a
watershed into subareas, each having approximately
homogeneous characteristics and uniform rainfall distri-
bution (Young et al. 1987; Wicks and Bathurst 1996). The
use of GIS methodology is well suited for the quantifica-
tion of heterogeneity in the topographic and drainage
features of a watershed (Shamsi 1996; Rodda et al. 1999).
The objectives of this research were to map erosion prone
areas in the Upper Nam Wa Watershed Thailand by using
GIS and RS for the discretization of the watershed into
small grid cells and for the computation of physical char-
acteristics of these cells such as slope, land use and soil
type, all of which affect the processes of soil erosion in the
different subareas of a watershed. Further GIS methods are Fig. 1 Location of the study area
also used to estimate the soil erosion in individual grid
cells. 95% of the area falls under the slope complex. Other
three soil series are found in the remaining area. The area
has a humid tropical climate with a mean annual rainfall
Study area of 1,675 mm. The elevations at the highest and lowest
points are 2,065 m and 477 m above mean sea level,
The study area constitutes a mountainous watershed, respectively. The land use/land cover of the area com-
named Upper Nam Wa Watershed falling in the northern prises 54% mixed deciduous forest, 22.7% scrubland,
region in Nan Province of Thailand. The watershed area 10.5% evergreen forest, 7.9% paddy fields, and 4.9%
is 64,628.9 ha, between 18°360 31.1700 and 19°200 48.2600 under shifting cultivation. The chief characteristics of the
north latitudes and 101°010 3900 to 101°210 38.8800 east watershed area are undulating land, high and low hill
longitudes (Fig. 1). The area is known to have an abun- slopes and eroded surface, and limestone hills running
dance of some resources, such as forests and cultural from north to south separating lowland and upland areas.
attraction but severally lacking others, most notably, fer- Most part of the watershed lies in the mountainous region
tile soil, investment capital, and so on. The ecological under forest cover. The drainage pattern of the area is
condition of the watershed is at risk because a major dendritic. Limestone, sandstone and granite rock types are
portion of the area is under unsustainable land use prac- found in the study area. Limestone is found in large areas
tices. The average slope of this area exceeds 30%. There of the watershed. Sand stone is found in the southeast
are four soil series, present in the study area slope com- corner of watershed, where as, granite rock is found in the
plex, alluvial soil, hang dong and rock land. More that upper west and east corner of watershed.

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Methodology encoded into the respective units of the respective cover-


age. This coverage was overlaid and soil loss rate was
Apart from rainfall and runoff, the rate of soil erosion from calculated as per USLE equation. These were further
an area is also strongly dependent on its soil, vegetation grouped into six major groups to show the erosion severity
and topographic characteristics. In real situations, these in relation to the spatial distribution and their aerial extent.
characteristics are found to vary greatly within the various USLE method has been found to produce realistic esti-
subareas of a watershed. A watershed therefore needs to be mates of soil erosion over areas of small size (Wischmeier
discretized into smaller homogeneous units before making and Smith 1978). Therefore, soil erosion within a grid cell
computations for soil loss. A grid-based discretization is was estimated via the USLE. The USLE is expressed as.
found to be the most reasonable procedure in both process- E ¼ RKLSCP ð1Þ
based models as well as in other simple models (Beven
1996; Kothyari and Jain 1997). For this study, a grid-based where E is the amount of soil erosion (tons ha-1 year-1); R
discretization procedure was adopted. The 25 m grid size is the rainfall erosivity factor; K is the soil erodibility
was adopted for discretization because it should be small factor; LS is the slope steepness and slope length factor; C
enough so that a grid cell encompasses a homogeneous is the cover management factor and P is the supporting
area. Soil loss was computed based on USLE in GIS practice factor.
environment using ERDAS IMAGINE and ARCINFOÒ R factor is the principal function of USLE, which is
and ARCVIEWÒ GIS Packages. The entire analytical mainly responsible for the amount of soil loss. It can be
methodology follows the steps shown in Fig. 2. First, grid assumed that if there is no rain, contribution of other factors
cell of rainfall, soil units, combined slope length and of USLE will result in a much less amount of soil loss, which
steepness and land use and practice management were perhaps can be attributed to erosion because of wind. The
prepared. Computed values for R, K, LS and CP were landform and the direction of rainfall are also responsible for

Fig. 2 GIS methodology of


estimating soil loss

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the varying amount of soil entrainment. R is expressed in topographical factor commonly expressed as LS factor.
terms of annual erosivity in MJ mm ha-1 year-1. There are Many researchers have used these two L and S factors as
established relationships between the rainfall amount and R the combined LS factor. Slope length, defined as ‘‘the
factor. distance from the point of origin of overland flow to either
As there is no meteorological station in Upper Nam Wa the point where the slope decreases to the extent that
Watershed, information on rainfall amount and pattern deposition begins or the point where runoff enters well-
needs to be assumed based on the neighboring stations. The defined channels’’ (Wischmeier and Smith 1978), is one of
rainfall information available represents the point data and the difficult parameter to compute when estimating soil
this has to be extrapolated in terms of spatial distribution erosion unless an empirical field study is conducted. S
using arc view contouring function. In this study, the factor termed as ‘slope steepness factor’ is important
equation (Eq. 2), developed by Lo (Harper 1987) and used because it determines the velocity of the sediment runoff
by El-swaify et al. (1985); and Funnpheng et al. (1991) in through water erosion. S factor is basically the function of
their study in Phetchabun Province Thailand, was used for the slope gradient.
computing the R factor. R factor map (Fig. 3) based on 30-
year average rainfall record was used to delineate the dif-
Table 1 Rainfall regime of watershed studied
ferent rainfall regimes in the study area. For the study
area, seven zones of different rainfall regimes were iden- Average annual Average of average Area Computed
rainfall range (mm) annual rainfall (mm) (ha) R
tified; the computed R for each rainfall regime was encoded
into the respective spatial data in the GIS coverage 1,450–1,500 1,475 7,515.4 554.75
(Table 1). 1,500–1,550 1,525 10,795.4 572.25
R ¼ 38:5 þ 0:35 r ð2Þ 1,550–1,600 1,575 9,214.7 589.75
1,600–1,650 1,625 16,587.1 607.25
Where R = rainfall erosivity and r = total rainfall amount 1,650–1,700 1,675 13,633.8 624.75
in mm.
1,700–1,750 1,725 6,001.9 642.25
L factor, which is the function of ‘slope length’ along
1,750–1,800 1,775 880.6 659.75
with the S factor (slope steepness), represents the

Fig. 3 R factor map of the


study area

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For this study, the combined LS factor was computed by its spatial distributions in the different spatial gradients of
means of arc view gis spatial analyst extension. Twenty- the watershed were presented (Fig. 4)
five metre DEM (digital elevation model) of the study area
LS ¼ ðFlow accumulation  Cell size=22:13Þ0:4
was prepared by 20 m interval digitized contour from
 ðsin slope=0:0896Þ1:3 ð3Þ
1.50,000 scale topographic map of Royal Thai Survey
Department. Topographic analysis was carried out using where flow accumulation denotes the accumulated upslope
terrain analysis of ERDAS. Grid theme of elevation and contributing are for a given cell, LS = combined slope
slope prepared by 25 m DEM was used for preparing length and slope steepness factor, cell size = size of grid
combined LS factor data of the study area. Combined LS cell (for this study 25 m) and sin slope = slope degree
factor was estimated using flow accumulation theme. The value in sin.
flow accumulation, which denotes the accumulated upslope C is the crop management factor and P is the erosion
contributing area for a given cell, was calculated by sum- control practice or conservation factor. Most of the
ming the cell area of all upslope cells draining into it. researchers have reported the use of these two factors as
Computation was done from DEM using the watershed different factors when computing for USLE. These two
delineation tool available in hydrological modeling exten- factors are also treated together as CP factor. For this study,
sion in arc view spatial analyst. The slope units were because of the lack of separate information for these two
degrees, and elevation values were in meters. The tech- factors, they were treated as a single combined CP factor.
nique for estimating the USLE LS factor that is used here The land cover type of the study area was obtained from
was proposed by Moore and Burch (1986a, b) (Eq. 3). The the classified satellite data. The study area was covered by
combined LS factor for the watershed was calculated and the satellites Landsat TM (path 129 and row 47 on 4 March

Fig. 4 LS factor map of the


study area

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1999). The areas of interest was first cut from the entire Required parameters for computing the K factor were
path/row of the Landsat TM scene and was then geo-coded carried out by collecting soil samples. For this study,
using the method suggested by Sabins (1997) at 30 m and geology and current land use maps were taken as the basis
24 m pixel resolutions, respectively, by means of the for selecting the soil sample. Twenty-two locations within
ERDAS imagine image processing software (ERDAS the watershed with equal intervals were selected. These
1998). The geo-coded scene was then masked by the twenty-two locations represented one from each rock and
boundary of the watershed derived earlier for delineating land use types. On the basis of the geological map of Royal
the areas lying within the watershed. Land cover was then Thai Survey Department, there are four types of rocks. (1)
generated using the supervised classification scheme JPW = White to pinkish, cross-bedded, massive sand-
(Sabins 1997) using TM data. In the Upper Nam Wa stone, and interrelated reddish-brown and grey silt stone.
Watershed, five types of land cover, namely, evergreen The grey silt stone is found in the northwest corner of the
forest, mixed deciduous forest, scrub, paddy field and watershed and covers about 3% of the watershed and all the
shifting cultivation, were identified and mapped. Land land is under forest cover; one sample was collected from
cover (Fig. 6) information was thus available for each cell this zone. (2) JSK = Reddish-brown or Grey micaceous
of the watershed. The base map used had relatively less sandstone; grey or brown silt stone, conglomerate is found
detail as it was of small scale; the situation could be that in southwest part of the watershed and covers about 19% of
some or majority of the details on land use and cropping the watershed. About 70% of the area is under forest cover
pattern were missing and consequently treated as the same and the remaining area is under shifting cultivation. Five
land use types. Cropping pattern and cultivation practices soil samples from this zone, two from shifting cultivation
were not fully considered as the value for CP factor was and three from forest area were collected. (3) J = Argil-
inferred from the previous research; however, as the output laceous limestone, calcareous shale, and silt stone; this type
of USLE is expressed on an annual basis, the information of rock is found in the center of the watershed stretching
would not have been possible to consider. P factor can from north to south in two homogenous blocks covering
differ according to the farming practices and the level of about 30% of the area and mostly forested. Most of the
conservation practice adopted particularly in the agricul- shifting cultivation and little paddy fields exist in these
tural land. By interviewing the farmers during the field zones; three soil samples from shifting cultivation, three
visit, it was found that soil conservation measures are not from forested area, and one from the paddy field were
adopted in the area. Therefore, based on the index value collected. (4) P2 = Greenish grey, grey and dark grey to
used by Funnpheng et al. (1991), the CP value was adjusted black shale; brownish-yellow, greenish-grey and grey
for the study area (Table 2). sandstone; these rock types contain about 48% of the area.
K factor, termed as ‘soil erodibility’, is the integrated Forest, shifting cultivation and paddy fields are the three
effect of processes that regulate rainfall acceptance and the major land types in this zone; three from each land use type
resistance of the soil to particle detachment and subsequent totaling nine soil samples were collected from this zone.
transport. These processes are influenced by soil properties,
such as particle size distribution, structural stability,
organic matter content and nature of clay minerals, of
which soil texture is an important factor that influences
erodibility. Soil information was not available on the soil
map of Land Development Department of Thailand. In this
study, soil erodibility was estimated by using the K value
triangle (Fig. 5) based on the soil texture as suggested by
Monchareonm 1982.

Table 2 Land covers statistics and adjusted CP factors for the


watershed studied
Land cover Area (ha) % CP factor

Evergreen forest 6,787.5 10.50 0.003


Mixed deciduous forest 34,912.9 54.02 0.004
Scrub 5,105.0 22.74 0.020
Paddy field 14,694.0 7.90 0.001
Shifting cultivation 3,129.5 4.84 0.350
Fig. 5 Triangle used for the estimation of K value

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Fig. 6 Spatial distribution of


the CP factor in the study area

Geographical locations of each soil sampled were recorded Table 3 Soil types and estimated soil erodibility (K) factor for the
by means of global positioning system (GPS). Altogether watershed studied
22 samples were taken from the study area representing at Soil type Area (ha) K factor
least one from each geology and land use type. In terms of
Clay loam 1,157.7 0.232
the area of the watershed studied, the sample size is quite
Sandy clay loam 5,134.9 0.220
small but they are assumed to be representative because of
Sandy loam 33,706.5 0.256
the homogenous patterns of rocks and land use types and
Loam 20,833.8 0.310
financial constraints did not permit more soil sample col-
lection. The grain size analysis of these soil samples was Silt loam 3,796.0 0.450
done by performing the hydrometer analysis at the Soil
Science Laboratory of the Soil Science Department of coverage by means of inverse distance weighted interpo-
Kasetsart University of Thailand. Soils were classified into lation taking the watershed boundary as the outer extent.
five categories: clay loam, sandy clay loam, sandy loam, Spatial distribution of K factor is represented in the Fig. 7.
loam and silt loam. Thus, the information on soil type in
individual grids of the watershed was known. The K value
for the mapped soil categories were then estimated for each Results and discussion
of the cells using K value triangle suggested by Mon-
chareonm (1982). The estimated K values for the mapped In practice, USLE provides two ways of estimating erosion
soil units of the study area are listed in Table 3. Computed rates. The fundamental difference is the factors considered
K factor for each soil sample unit was encoded into the GIS for the computation of soil erosion. The first termed as

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Fig. 7 Spatial distribution of


the K factor in the study area

‘potential erosion’ is computed based only on four factors, time, about 19.5% area of the watershed experience more
namely, R, K, L and S, whereas the second one termed as than 9 tons ha-1 year-1 which shows the critical condition
‘actual erosion’ is computed with C and P factors taken into of the watershed requiring urgent, need of sustainable land
account along with the first four used for potential erosion. management. Various researchers have categorized erosion
The first type implies that even in natural conditions, ero- severity with different soil erosion rates depending on the
sion occurs, as the factors considered are difficult to change erosion range in a specific locality. In this case, areas with
because of human interference. But in reality, a majority of more than 100 tons ha-1 of soil erosion annually were
the area is heavily subjected to human interference classified as extremely severe erosion severity and such
regardless of the form of land use. In such cases, the C area accounted for 4.6% of the total area. Severe classes
factor ‘vegetation cover’ plays an important role in the collectively comprise about 13.7% of the total area
actual amount of soil loss or the rate of erosion. Similarly, (Table 4). The erosion rates were regrouped into six classes
the types of conservation measures (mechanical or biolog- and their spatial distributions in the different spatial gra-
ical) further determine the extent of actual erosion. Hence, dients of the watershed are presented in Fig. 8.
the latter type of erosion gives a better real-world picture of After knowing the soil erosion rating classes, it is very
erosion rates when all the factors R, K, L, S, C, and P are important to know the kind of land uses that are most prone
considered. The rate of potential soil erosion ranged as low to soil erosion. Once the land use types and associated soil
as 0 to a maximum of more than 800 tons ha-1 year-1. erosion severity are known, such information becomes
Analysis showed that majority of the area has potential extremely valuable as these can be used to formulate a plan
soil erosion rate of more than 800 tons ha-1 year-1, focusing conservation measures in those areas. Thus, not
followed by areas with 0–50 tons, 400–800 tons, and only the on-site effect but also the downstream effect of the
50–400 tons. sediment transport can be minimized.
Considering the C and P factors, the estimated actual In this study, an absolute majority of the total soil loss
erosion rates ranged from 0 to 619.29 tons ha-1 year-1. can be attributed to the shifting cultivation along the steep
Maximum proportion (46%) of the total area of the slope, which constitutes about 70% of the total soil loss. An
watershed have nil to very extremely slight erosion severity average rate of soil loss found for different land use types
with less than 3 tons/ha soil loss annually. At the same are presented in Fig. 8. The average soil loss from shifting

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Table 4 Soil erosion classes


Class Soil loss rating Area (ha) Erosion severity %
and rating for the watershed
(ton ha-1 year-1)
studied
1 0–1 6,915.3 Nil to very extremely slight 10.7
2 1–3 22,814.0 Extremely slight 35.3
3 3–6 16,092.5 Very slight 24.9
4 6–9 6,204.4 Slight 9.6
5 9–12 3,748.5 Moderate 5.8
6 12–25 1,486.5 Severe 2.3
7 25–50 4,007.0 Moderate severe 6.2
8 50–100 387.8 Very severe 0.6
9 100–400 2,132.7 Extremely severe 3.3
10 [400 840.2 Very extremely severe 1.3
Total 64,628.9 100.0

Fig. 8 Spatial distribution of


estimated soil loss in the study
area

cultivation area is 307.25 tons ha-1 year-1, 0.67 tons ha-1 10–100 from the cultivated land; and Suddhapreda et al.
year-1 from paddy rice, 3.91 tons ha-1 year-1 from mixed (1988) reported 4.5–132 tons ha-1 year-1 of soil loss for
deciduous forest and 3.16 tons ha-1 year-1 from ever- the field crops and 2–8 tons for the forestland use in their
green forest (Table 5). Onchan (1993) cited 0.02– studies on Phetchabun and Uthai Thani Provinces
0.2 tons ha-1 year-1 soil loss from the forested land and Thailand.

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Table 5 Average rate of soil loss for different land use types of the watershed studied
Land use types Total area Average rate of soil loss Total soil loss Contribution to
(ton ha-1 year-1) (ton year-1) total loss%
(ha) %

Paddy 5,105.0 7.90 0.67 3,409.9 0.25


Shifting 3,129.5 4.84 307.25 961,558.7 69.94
Scrub 14,694.0 22.74 17.14 251,889.0 18.32
Mixed deciduous
Forest 3,4912.9 54.02 3.91 136,525.9 9.93
Evergreen forest 6,787.5 10.50 3.16 21,452.4 1.56
Total 6,4628.9 100.00 21.27 1,374,835.9 100.00

The estimated actual soil erosion was classified into An assessment of land use prone to soil erosion shows
different erosion severity classes (Table 4; Fig. 8). In the that an absolute majority of the total soil loss can be
reclassified erosion map (Fig. 8) and result presented in attributed to the shifting cultivation along the steep slope,
Table 4 shows that the areas under the shifting cultivation which constitutes about 70% of the total soil loss. The
at the time of the study were producing large soil loss average soil loss from shifting cultivation area is
amounts which can be identified as more susceptible to soil 307.25 tons ha-1 year-1, 0.67 tons ha-1 year-1 from
erosion for the Upper Nam Wa Watershed. It should be paddy rice, 3.91 tons ha-1 year-1 from mixed deciduous
emphasized that the areas producing more erosion would forest, and 3.16 tons ha-1 year-1 from evergreen forest.
need special priority for the implementation of soil erosion Through the reclassified erosion map, areas under
control measures. shifting cultivation have been identified as more suscepti-
ble to soil erosion for the Upper Nam Wa Watershed. It
should be emphasized that the areas producing more ero-
Conclusions sion would need special priority for the implementation of
soil erosion control measures. The predicted amount of soil
Soil erosion is still a serious problem in the mountainous loss and its spatial distribution can provide a basis for
regions of Southeast Asia, and attempting different meth- comprehensive management and sustainable land use for
ods to evaluate soil loss at the watershed scale is necessary the watershed studied. The ways of evaluating soil losses
for sustainable land use and comprehensive regional even with the lack of direct observation data presented in
development. USLE is often used to estimate average this paper could be useful for the land use decision makers
annual soil loss from an area. USLE model in GIS envi- in other part of the world.
ronment is a relatively simple soil erosion assessment
Acknowledgements I would like to thank Dr. Apisit Eiumnoh and
method. To adopt the USLE, large sets of data starting Dr. Rajendra P. Shrestha for the helpful discussions, encouragements
from rainfall, soil, slope, crop, and land management are and their valuable criticism and constructive comments on the draft
needed in detail. In developing countries all the necessary paper. The author is grateful to anonymous reviewers whose valuable
data are often not available or require ample time, money, comments and suggestions helped to consolidate and strengthens this
article.
and effort to prepare such data sets. This paper attempts to
evaluate soil losses and map the area susceptible to the soil
erosion in Upper Nam Wa Watershed by means of satellite References
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