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Neonatal Pneumonia: Comparison of 4 vs 7 Days of Antibiotic Therapy in


Term and Near-Term Infants

Article  in  Journal of Perinatology · November 2000


DOI: 10.1038/sj.jp.7200416 · Source: PubMed

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Neonatal Pneumonia: Comparison of 4 vs 7 Days of Antibiotic


Therapy in Term and Near-Term Infants
William D. Engle, MD
rehospitalized for sepsis or pneumonia following discharge. With 95%
Gregory L. Jackson, MD confidence, the true rate of success for the 4 - day group was at least 92%.
Dorothy Sendelbach, MD
Diane Ford, PNP CONCLUSION:
Barbara Olesen, PNP Four days of antibiotic therapy plus a 24 - hour period of observation for
Kathleen M. Burton, PNP selected cases of neonatal pneumonia appears to be comparable to 7 days of
Marcia A. Pritchard, MD therapy. It is important to note that newborns in our institution receive a
William H. Frawley, PhD single dose of penicillin soon after birth as part of our group B streptococcal
sepsis prophylaxis program, and all infants in this study received prophylaxis
prior to the onset of respiratory symptoms. Furthermore, only infants who
were asymptomatic after 48 hours of antibiotic therapy were included in this
OBJECTIVE:
study, and a 24 - hour observation period at the end of the 4 - day course was
To compare a 4 - day course of antibiotic therapy to a 7 - day course in
required. These qualifications should be taken into account before use of this
selected term and near - term neonates with pneumonia.
approach is considered, and additional studies are necessary to further
establish its safety and benefits.
METHODS:
Journal of Perinatology 2000; 20:421 ± 426.
The diagnosis of pneumonia was made in neonates admitted to the
normal Newborn Nursery ( NBN ) who later had signs of respiratory distress
and whose chest radiographs were consistent with pneumonia. Infants were
excluded if any of the following was present: moderate or thick meconium - INTRODUCTION
stained amniotic fluid, prior antibiotic therapy > 24 hours, or need for Pneumonia is the most common form of neonatal infection and one
supplemental oxygen > 8 hours. Infants who were asymptomatic after 48 of the most important causes of perinatal death.1 The diagnosis of
hours of antibiotic therapy were prospectively randomized to a 4 - day group pneumonia in the term or near-term neonate in the normal
( n = 35 ) or a 7 - day group ( n = 38 ) . Infants in the 4 - day group were Newborn Nursery (NBN) is based on clinical and radiographic
observed in the hospital for 24 hours following cessation of antibiotics and findings, with blood cultures rarely yielding an etiologic agent;
were seen in follow up within several days of discharge. failure to obtain an organism may be secondary to previous
exposure to antibiotics, or because the infection is localized or
RESULTS: caused by a viral agent. Although respiratory distress presenting at
The groups were comparable with regard to demographic factors, duration the time of birth has been well described with neonatal
of rupture of membranes, and incidence of maternal chorioamnionitis. pneumonia,1,2 in our experience, neonates with pneumonia generally
Median postnatal age at the time of identification of respiratory distress are asymptomatic for 8 to 24 hours after birth. Furthermore, while
symptomatology was 19 hours ( range 0.5 to 55 hours ) in the 4 - day group the initial chest radiograph may be consistent with either retained
and 12 hours ( range 1 to 72 hours ) in the 7 - day group. No study infants lung fluid or pneumonia, failure to clear or a worsening picture on
had a positive blood culture. Mean reduction in length of hospitalization subsequent films suggests the diagnosis of pneumonia.3
was 2.1 days, with estimated savings of greater than US$700 per shortened A review of our database revealed that 141 infants were diagnosed
hospitalization. Two infants in the 4 - day group developed tachypnea with pneumonia in 1997; this group represented 1.1% of the 12,526
during the 24 - hour observation period. However, no infants were admissions to the NBN during that year. In general, neonates with
the diagnosis of pneumonia in the NBN received broad spectrum
intravenous antibiotics, usually ampicillin and gentamicin, for a
Departments of Pediatrics, Radiology and Academic Computing, University of Texas total of 7 days.4 Determining the duration of antibiotic therapy for
Southwestern Medical Center at Dallas, Dallas, TX.
neonatal pneumonia poses a dilemma for the clinician; the infection
Address correspondence and reprint requests to William D. Engle, MD, Department of
Pediatrics, University of Texas Southwestern Medical Center at Dallas, 5323 Harry Hines
must be adequately treated, while avoiding needlessly prolonged
Boulevard, Dallas, TX 75390 - 9063. hospitalization and exposure to antibiotics. In our experience, many
Journal of Perinatology 2000; 20:421 ± 426
# 2000 Nature America Inc. All rights reserved. 0743-8346/00 $15
www.nature.com/jp 421
Engle et al. Neonatal Pneumonia

infants with radiographically and clinically diagnosed pneumonia Only neonates with the diagnosis of pneumonia who were
responded promptly to therapy, and continuing to administer asymptomatic (respiratory rate <70 breaths/minute, absence of
antibiotic therapy for 7 days seemed excessive. Therefore, we grunting, flaring and retractions, no need for supplemental
hypothesized that for selected neonates diagnosed with pneumonia, 4 oxygen, and feeding orally) after 48 hours of antibiotic therapy
days of antibiotic therapy would be comparable to 7 days. were eligible for randomization by selection of a sealed, opaque
envelope to either the 4-day (2 additional days of antibiotic
therapy) or the 7-day (5 additional days of antibiotic therapy)
METHODS group. Infants were excluded from the study prior to
randomization if: (a) there was moderate or thick meconium
Infants admitted to the NBN at Parkland Memorial Hospital must staining of the amniotic fluid; (b) they had received postnatal
have an estimated gestational age greater than or equal to 35 antibiotics for another reason, such as maternal chorioamnionitis
weeks and a birth weight greater than or equal to 2100 gm; (diagnosed by maternal temperature 388C during labor), for
those with significant transitional issues, such as birth depression >24 hours at the time of diagnosis of pneumonia; (c)
or respiratory distress apparent in the delivery room, are admitted respiratory symptoms (respiratory rate 70 breaths/minute,
directly to the Neonatal Intensive Care Unit (NICU). However, grunting, flaring, and/or retractions) persisted >48 hours after
otherwise stable infants not requiring cardiorespiratory monitoring initiation of antibiotics for pneumonia; (d) the chest radiograph
or respiratory support may be transferred to an observation was not consistent with pneumonia; (e) sustained oxygen
nursery located within the NBN, in which the nurse:patient ratio supplementation for greater than 8 hours (in which case infants
is 1:4, vital signs are recorded every 4 hours, and infants may were transferred to the NICU and not included in the study); or
receive intravenous therapy, including antibiotics; infants in the (f) failure to obtain parental consent. One infant was excluded
observation nursery are managed by experienced Pediatric Nurse prior to randomization when the diagnosis of congenital viral
Practitioners in conjunction with one of the authors (G. J. or D. syndrome with pneumonia became apparent.
S.). Infants eligible for this prospective, randomized trial were In both study groups, parents were contacted by phone within 1 to
those admitted to the NBN from April 1998 through March 1999 2 days following their infant's discharge from the hospital. In
who were subsequently diagnosed with pneumonia. addition, since infants in the 4-day group received less therapy, they
A combined obstetrical±neonatal approach to prevent group B were: (a) observed in the nursery for 24 hours following
streptococcal infection was implemented at our institution in January discontinuation of antibiotics and prior to discharge and (b) re-
1995, and was in effect during this study.5 Women with preterm examined as an outpatient within 2 to 3 days following discharge.
labor ( <37 completed weeks by last menstrual period, or clinical Therapy was considered to be successful if the infant fed well with no
and ultrasound examination), prolonged rupture of membranes apparent respiratory distress following discharge, as ascertained by
(18 hours), or a previous infant with group B streptococcal phone contact and/or direct observation, and if there was no
infection received intravenous ampicillin (2 gm every 6 hours). All subsequent need for rehospitalization for sepsis and/or pneumonia.
infants received aqueous penicillin G 50,000 U intramuscularly This study was approved by the Institutional Review Boards at The
within 1 hour of delivery. Exceptions were those infants whose University of Texas Southwestern Medical Center at Dallas and
mothers had chorioamnionitis treated with ampicillin and Parkland Memorial Hospital, and informed parental consent was
gentamicin during labor; asymptomatic neonates with negative obtained for all infants.
blood cultures in the latter group received ampicillin and gentamicin
intramuscularly for 48 hours following delivery. Sample Size
Prior to initiation of antibiotic therapy for pneumonia, a single To our knowledge, there has been no formal attempt to estimate
blood culture and complete blood count with differential cell count the probability of a successful outcome with the 7-day treatment.
were obtained. Neutrophil values were analyzed according to the Our experience with this length of therapy has been favorable,
reference ranges for absolute total neutrophils (ATN), absolute total and we would estimate that the probability of a successful
immature neutrophils (ATI), and the proportion of immature:total outcome is at least 0.98. Whatever its value, establishing
neutrophils (I:T) as reported by Manroe et al.6 The radiographic equivalence of the two treatments (4-day and 7-day) would
diagnosis of pneumonia in study patients was based on the finding of require a sample size ranging anywhere from 850 to 8400,
persistent perihilar streakiness and/or peripheral fluffy infiltrates.3 depending on relatively minor variations in the assumptions that
Sequential radiographs were obtained in most cases to reduce the were made.7
likelihood of misdiagnosing retained lung fluid, and radiographic We elected to proceed with a sample size sufficient to assess
findings were confirmed by Pediatric Radiology staff, as well as by at the feasibility of the new therapy and, for each treatment, to
least two attending physicians in the NBN. Infants received yield a reasonably high 95% lower confidence bound on the
intravenous ampicillin 50 mg/kg every 8 hours and gentamicin 2.5 probability of a successful outcome (defined as infants doing
mg/kg every 12 hours. well, as ascertained by phone contact or direct observation, and

422 Journal of Perinatology 2000; 20:421 ± 426


Neonatal Pneumonia Engle et al.

Table 1 Infants who Received Antibiotic Therapy for Pneumonia


During Study Period*
Randomized ( n = 73 )
4 - day study group 35
7 - day study group 38

Exclusions ( n = 139 )
Exposure to moderate or thick meconium 37
Prior antibiotic therapy for > 24 hours 6
Symptoms persisting > 48 hours after initiation of 15
antibiotic therapy for pneumonia
Chest radiograph not consistent with pneumoniay 51
Transferred to NICU 5
Congenital viral syndrome 1
Inability to obtain consent 24
Total number of infants with treated pneumonia 212
*April 1998 ± March 1999.
y
Figure 1. Illustration of the 95% lower confidence bound assuming Infants who received antibiotic therapy for presumed pneumonia; however, radiographic
findings did not allow inclusion in this study.
successful outcomes. The dotted line illustrates that for the number of
subjects in the 4-day group (35 ) , the 95% lower confidence bound is
approximately 92%. the criteria for randomization: 35 were randomized to the 4-day
group and 38 to the 7-day group.
Characteristics of the neonates in the 4-day and 7-day groups are
shown in Table 2. Birth weight, gestational age, ethnicity, route of
no rehospitalization for sepsis or pneumonia). It was considered delivery, Apgar scores, cord pH, age of onset of respiratory symptoms,
likely that for a moderate number of subjects, there would be and age at initiation of antibiotic therapy were similar between the
few, if any, unfavorable outcomes for either treatment. For groups. Twenty-one neonates in each group (67% and 59% of the
planning purposes, we plotted the 95% lower confidence bound neonates in the 4- and 7-day groups, respectively) were greater than
versus sample size, assuming no unfavorable outcomes. As 8 hours of age when they developed respiratory distress. The
sample size increases, the curve quickly rises and then ``flattens
out'' (Figure 1). We concluded that at least 35 in each
Table 2 Characterization of the Study Population
treatment group would be adequate both to appraise the viability
of the new treatment and to establish 95% confidence bounds for 4 days 7 days
( n = 35 ) ( n = 38 )
both therapies that exceeded the 90% level.8
Birth weight ( g ) * 3575 ‹ 743 3446 ‹ 589
Statistical Analysis Gestational age ( weeks ) y 39 ‹ 2 39 ‹ 2
An intention-to-treat analysis was performed. Continuous data Gender ( M:F ) 27:8 20:18z
Ethnicity
were evaluated using Student's t-test or the Wilcoxon rank sum Hispanicx 25 ( 72 ) 29 ( 76 )
test; categorical variables were analyzed using Fisher's exact test African ± American 4 ( 11 ) 5 ( 13 )
or chi square contingency table analysis.8,9 A significance level of Caucasian 6 ( 17 ) 4 ( 11 )
0.05 was used. Cesarean section 9 ( 26 ) 9 ( 24 )
Apgar scores
1 minute 8‹1 8‹1
RESULTS 5 minutes 9‹1 9‹1
Cord pH 7.23 ‹ 0.07 7.23 ‹ 0.10
Two hundred twelve infants with presumed pneumonia based on Age at onset of respiratory 19 [ 0.5 ± 55 ] 12 [ 1 ± 75 ]
clinical and radiographic findings received antibiotic therapy during symptoms ( hours ) (,{
Age at initiation of antibiotics 20 [ 1 ± 74 ] 23 [ 1 ± 75 ]
the study period; this group represents 1.7% of the infants admitted to ( hours )
the NBN during this period. One hundred thirty-nine infants who Duration of respiratory symptoms 13 [ 1 ± 44 ] 24z [ 2 ± 65 ]
received antibiotics for pneumonia were excluded from the study ( hours )
prior to randomization (Table 1). This group included 51 neonates *Values are presented as means ‹ SD.
y
with clinical pneumonia in whom chest X-rays were not diagnostic z
As estimated by clinical examination.18
p = 0.05.
of pneumonia; demographic variables in these neonates were x
Numbers in parentheses are percentages.
comparable to those in the two study groups. These infants responded (
{
Numbers are medians.
Numbers in brackets are minimum and maximum values.
well to 5 to 7 days of antibiotic therapy. Seventy-three neonates met
Journal of Perinatology 2000;20:421 ± 426 423
Engle et al. Neonatal Pneumonia

male:female proportion was higher in the 4-day group (p=0.05), Table 4 Neutrophil Values in Study Patients
and duration of respiratory distress was longer in the 7-day group
4 days ( n = 35 ) 7 days ( n = 38 )
(p=0.05). One infant who was randomized to the 7-day group
received only 4 days of treatment because the mother of the baby Any neutrophil abnormality* 23 ( 66 ) 29 ( 76 )
signed out against medical advice. Because of the intention-to-treat 2 CBCs obtained 26 ( 74 ) 26 ( 78 )
Total number of CBCs 69 77
design of the study, this infant's data were analyzed as part of the 7- Abnormal ATNy 28 ( 41 ) 40 ( 52 )
day group. Abnormal ATI 23 ( 33 ) 30 ( 39 )
Sepsis risk factors and prior exposure of study infants to Abnormal I:T 13 ( 19 ) 21 ( 27 )
antibiotics are shown in Table 3. The mothers of four babies in each y
ATN = absolute total neutrophil count; ATI = absolute total immature neutrophil count;
group had rupture of membranes 18 hours. The number of babies I:T = proportion of immature to total neutrophil count. ( Ref.6 ).
whose mothers received intrapartum antibiotics for chorioamnionitis *Values in parentheses are percentages.

or preterm labor <37 weeks, and the number of infants who received
postnatal antibiotics prior to the onset of respiratory distress for
chorioamnionitis exposure were similar between the groups. The to 11) and the 7-day (8.1‹1.4 days, range 4 to 14) groups
remainder of the study infants received a single dose of aqueous (p<0.0001). This reduction in length of stay in our institution
penicillin G 50,000 U intramuscularly within 1 hour of delivery as would result in greater than US$700 in decreased patient charges per
part of our group B streptococcal prophylaxis protocol. hospitalization. High rates of phone contact in both groups (97%
The majority of infants (60% and 58% in the 4- and 7-day and 100% in the 4- and 7-day groups, respectively) and for return
groups, respectively) presented with tachypnea alone. An additional for follow-up in the 4-day group (100%) were observed. All infants
20% and 29% of the 4- and 7-day infants, respectively, manifested were doing well as ascertained by phone contact or direct observation,
tachypnea with grunting, retractions, and/or nasal flaring and no study infants were rehospitalized for sepsis or pneumonia.
(p=0.50). Chest radiographic findings in study patients were as Two infants in the 4-day group developed tachypnea during the 24-
described above. More than one chest X-ray was obtained in 94% and hour observation period, while being considered asymptomatic after
89% of the 4- and 7-day neonates, respectively. In a blinded, 48 hours of antibiotic therapy and at the completion of the 4-day
retrospective review of chest radiographs obtained in study patients course of antibiotics. In one instance, the symptoms resolved and the
and patients with other diagnoses, performed by one of the infant was discharged 2 days later. In the second case, tachypnea
investigators (M. A. P.), the concordance with the original diagnosis persisted, work up for other causes of respiratory distress was
was 83%. Only one CBC was obtained in 26% and 22% of the 4- and negative, chest radiograph showed persistent infiltrates, and
7-day groups, respectively, and two or more CBCs were obtained in antibiotic therapy was restarted; this infant was treated for an
the remaining study infants. Neutrophil values were abnormal in additional 5 days and then discharged without further problems.
66% of infants in the 4-day group and 76% of those in the 7-day Based on our study protocol, which included a 24-hour observation
group (p=0.46; Table 4). None of the blood cultures obtained in period, both of these infants were successfully treated. At the time
any of the study infants was positive. enrollment into the study was discontinued, the point estimate of
As anticipated by the study design, there was a 2-day difference in success for 4 days of therapy plus observation was 100%.
length of hospitalization between the 4-day (6.0‹1.3 days, range 5 Furthermore, with 95% confidence, the true rate of success was at
least 92% for both the 4- and 7-day groups.

Table 3 Sepsis Risk Factors and Prior Exposure to Antibiotic Therapy


DISCUSSION
4 days 7 days
( n = 35 ) ( n = 38 ) The optimal length of antibiotic therapy for neonatal pneumonia is
unclear, which may be a reflection of the diverse clinical
Mother; intrapartum antibiotics
given for manifestations of this disorder. Recommendations vary from 7 days4
Rupture of membranes 18 hours* 4 ( 11 ) 4 ( 11 ) to as long as 3 to 6 weeks2 for disease caused by S. aureus. Treatment
Chorioamnionitis 2 (6) 2 (5) must be adequate to prevent relapse, while therapy should not be
Preterm labory 4 ( 11 ) 6 ( 16 ) excessive, particularly in the age of early discharge. Therefore, it
would be helpful to more clearly define subpopulations of infants
Infant; postnatal antibiotics
given for with pneumonia who may benefit from a shorter course of antibiotic
Chorioamnionitis exposure 2 (6) 2 (5) therapy. Experience in our NBN indicated that, while 7 days of
GBS prophylaxisz 33 ( 94 ) 36 ( 95 ) therapy was adequate in the vast majority of neonates, it appeared
*Numbers in parentheses are percentages. that a selected group of patients, i.e., those whose respiratory signs
y
z
Labor and / or anticipated delivery < 37 weeks. resolved within 48 hours of the initiation of therapy, might respond
Single dose of penicillin G.
to a shorter course. The decision to evaluate a 4-day course, and to

424 Journal of Perinatology 2000; 20:421 ± 426


Neonatal Pneumonia Engle et al.

compare this period to a 7-day course, was made because this length There were marginal statistical differences in gender and duration
of therapy would allow 2 additional days of antibiotic therapy of respiratory symptoms between the 4- and 7-day groups. Since
following symptom resolution but, if shown to be successful, would these differences occurred as part of the randomization process and
substantially reduce duration of hospitalization. were not related to duration of therapy, we do not feel that they are
The diagnosis of pneumonia in the term and near-term neonate is clinically significant. The longer interval between median values for
challenging and is based on clinical assessment of the baby in age at onset of respiratory symptoms and age at initiation of
conjunction with supporting information, primarily the interpretation antibiotics (11 vs 1 hour in the 7- and 4-day groups, respectively)
of sequential chest radiographs.3 Although previous studies have suggests that the apparent need for immediate antibiotic therapy was
shown considerable variability among radiologists' interpretations of more common in the 4-day group; however, analysis of respiratory
chest radiographs10 a retrospective review by one of us (M. A. P.), symptomatology suggests that the groups are comparable.
performed without benefit of corresponding clinical information, True hospital costs are difficult to define; using hospital charges
yielded a concordance of 83% with the original radiographic as an estimate, we project that a reduction in length of stay of 2 to 3
diagnosis. Other methods to establish the diagnosis and etiology of days for an infant in our observation nursery would result in savings
neonatal pneumonia have included gastric aspirates, tracheal of greater than US$700. In our institution, with 100 to 200 term and
aspirates, and in some instances, lung puncture.11 ± 13 Others have noted near-term infants diagnosed with pneumonia per year, these savings
the usefulness of acute phase reactants, such as C-reactive protein, or would be substantial. Other potential benefits which might result
sequential neutrophil values in this clinical setting.14,15 Although the from a shorter course of antibiotic therapy, such as enhanced
majority of the infants in this study had abnormal neutrophil values, parent±infant bonding, improved lactation, and reduced antibiotic
this finding was not a requirement for entry into the study, and acute resistance were not examined in this study.
phase reactants were not measured systematically. In selected term and near-term neonates with pneumonia, 4 days
Philip4 has noted that respiratory distress developing after the first of antibiotic therapy appears to be a feasible alternative to 7 days of
12 hours postnatal is strongly indicative of the diagnosis of therapy. It should be emphasized that this conclusion applies only to
pneumonia. In the current study, the median postnatal age at which those infants who were free of symptoms after 48 hours of antibiotic
signs of respiratory distress appeared was 19 and 12 hours in the 4- therapy with no need for supplemental oxygen and in whom no
and 7-day groups, respectively. Furthermore, the majority of infants bacterial pathogen was isolated. These infants should be
in each of the treatment groups were well until at least 8 hours after distinguished from those begun on antibiotics for ``rule out sepsis''
birth. This delay in presentation makes it much less likely that scenarios who, after 48 hours, are clinically well, diagnostic tests
infants with retained lung fluid or an aspiration syndrome were have failed to yield a diagnosis, and antibiotics are discontinued.
included in the study groups.16,17 It should be noted that 90 infants Based on their presentation and radiographic findings, we considered
who did not have pneumonia but were diagnosed with retained lung that the infants enrolled in the current study were infected. It also
fluid (based on sequential chest radiographic findings and clinical should be emphasized that all of the study infants received either a
course) were ill enough to be admitted to the Observation Nursery single dose of intramuscular penicillin within 1 hour of delivery or,
during the study. in the case of four infants, were begun on intramuscular ampicillin
As shown in Table 1, we excluded a significant number of babies and gentamicin soon after delivery because of exposure to maternal
who received treatment for presumed pneumonia during the study chorioamnionitis treated with antibiotics during labor. Our practice
period. Although the 37 infants exposed to moderate or thick of early universal antibiotic administration may have influenced
meconium-stained amniotic fluid were felt to have a course more both the time of onset of respiratory symptoms as well as the
consistent with pneumonia than with meconium aspiration, they duration of antibiotic therapy.
were excluded since this distinction often is difficult. In 51 neonates, Based on our finding of two infants who developed tachypnea
the clinical course strongly suggested pneumonia, although the chest during the 24-hour observation period, we suggest that a similar
radiographs were not considered diagnostic. The finding of interval of closely monitored follow up is advisable if this program
pneumonia at autopsy with a normal chest radiograph prior to death were to be implemented. This suggestion is analogous to the
has been reported.3 Although we elected to include only infants in American Academy of Pediatrics recommendation that all neonates
whom the chest radiographs were consistent with pneumonia in this who participate in an early discharge program should be seen in
randomized trial, it is plausible that our conclusions, with further follow up within 2 to 3 days of discharge from the hospital. Our
study, could be generalized to those with chest radiographs not decision to consider these two infants in the ``successfully treated''
diagnostic of pneumonia as well as to neonates with meconium- category was based not just on 4 days of antibiotic therapy but on 4
stained amniotic fluid. In addition, while sequential chest X-rays days of therapy in conjunction with a period of observation. It
appear to be helpful in establishing the presence of pneumonia, and appears that this approach would allow many neonates to benefit
the absence of retained lung fluid, it is possible that the diagnosis of from a shorter course of antibiotic therapy, while capturing the few
pneumonia could be made with fewer radiographs, with a greater infants who might require additional hospitalization and/or
interval between exams, than in the current study. treatment. Additional randomized trials are required to further

Journal of Perinatology 2000;20:421 ± 426 425


Engle et al. Neonatal Pneumonia

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