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Vol. 107 No.

2 February 2009

Oral Surgery, Oral Medicine,


Oral Pathology, Oral Radiology, and
E ldodontology
ORAL MEDICINE Editor: Craig S. Miller

Oral appliances in the management of temporomandibular disorders


Gary D. Klasser, DMD,` and Charles S. Greene, DDS,b Chicago, Illinois
COLLEGE OF DENTISTRY, UNIVERSITY OF ILLINOIS

Various types of oral appliances (OAs) have been used for over half a century to treat temporomandibular
disorders (TMDs), but there has been considerable debate about how OAs should be designed, how they should be
used, and what they actually do therapeutically. However, there is enough information in the scientific literature at
this time to reach some evidence-based conclusions about these issues. The main focus of this review is on the
materials and designs of various ()As in terms of their proposed mechanisms of action and their claimed clinical
objectives. Based on current scientific evidence, an analysis is presented regarding the role that OAs can or cannot
play in the management of TMDs. Finally, the concept that OAs may be an effective treatment modality for some
TMDs owing to their potential for acting as an elaborate placebo rather than any specific therapeutic mechanism is
considered. (Oral Surg Oral Med Oral Pathol Oral Radio! Endod 2009;107:212-223)

In the 21st century, it is safe to assume that dentists are OAs, with a specific focus on their use in the treatment
familiar with 2 terms: oral appliances (OAs) and temporo- of TMDs resulting in evidence-based conclusions re-
mandibular disorders (TMDs). However, some clinicians garding these issues. In addition to describing the dif-
may be surprised to learn that each of these terms has been ferences in materials used in the fabrication of OAs, the
redefined in light of research findings from the past 10-20 various designs of OAs are analyzed regarding their
years. Oral appliances, which used to be simple processed proposed mechanisms of action and their claimed clin-
acrylic devices that covered all or most of the teeth in I ical objectives. Based on current scientific evidence, the
arch, are now available in a variety of materials and role that OAs can or cannot play in the management of
designs. The conceptual basis for designing and using TMDs is defined. Finally, the concept that OAs are
OAs as treatment devices also has changed considerably, effective primarily owing to their potential for acting as
ranging from simple jaw relaxation concepts to complex elaborate placebos will be considered. To avoid confu-
jaw repositioning rationales. Temporomandibular disor- sion, the term "splints" (which often appears in the
ders, which used to be viewed as problems related to some dental literature as a synonym for OAs) will not be
type of occlusal or skeletal disharmony, have undergone a used, because it has several other definitions in den-
rather substantial paradigm shift. As the classic dental and tistry that are unrelated to the management of TMDs.
skeletal etiologic theories have been challenged and refuted by
TEMPOROMANDIBULAR DISORDERS
studies conducted around the world, a biopsychosocial medical
model of orthopedics, pain phenomenology, and behavioral The first 50 years of interest in TMDs were charac-
factors has gradually replaced them. terized by a narrow focus on mechanistic theories of
etiology. I.2 In addition, these complex problems were
The aim of this paper is to review the literature on
often described in simplistic terms with diagnostic la-
bels such as temporomandibular joint (TMJ) syndrome,
'Assistant Professor, Department of Oral Medicine and Diagnostic myofascial pain-dysfunction syndrome, or even just
Sciences.
h
TMJ problems. Because these early etiologic concepts
Clinical Professor, Department of Orthodontics.
Rece:ved for publication May 18, 2008; returned for revision Oct I,
revolved mostly around theories of occlusal disharmo-
2008; accepted for publication Oct 8, 2008. nies and/or skeletal malalignments, dentists became
1079-21041$ - see front ohliter almost exclusively responsible for their management
© 2009 Mosby. Inc. All riOns reserved. and OAs became a major treatment modality for TMD
doi:10. 016/j.tripleo.2008.10.007 patients. The application of OAs as a treatment was

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Volume 107, Number 2 Masser and Greene 213

generally discussed in terms of producing occlusal dis- those findings. Subsequent researchers using both of
engagement, relaxing jaw musculature, restoring verti- these placebo controls in their studies have reproduced
cal dimension of occlusion (VDO), unloading the similar results.I4 These findings obviously have required
joint(s), or TMJ repositioning. Even today, OAs are clinicians to rethink the mechanisms of appliance efficacy,
described as deprogrammers or jaw repositioners that and to re-evaluate what the role of ()As might be in
can establish ideal craniomandibular relationships treating TMD patients.
while also relieving pain and restoring function. These During that same time period, a number of other pla-
mechanistic concepts are seriously flawed for 3 rea- cebo-controlled or comparative TMD treatment studies
sons: their underlying assumptions that both myoge- were producing high rates of positive response, without
nous and arthrogenous pain and dysfunction arise pri- performing any irreversible dental or skeletal corrective
marily from the "strain" of dealing with improper procedures.I5-20 In addition, longitudinal follow-up stud-
occlusal or craniomandibular relationships; their failure ies showed that these short-term favorable responses to
to recognize the multiple effects that OAs can produce, conservative treatments often persisted over periods of
instead attributing all positive responses to their occlu- many years, even if the original treatment was only a
sion-changing or maxillomandibular repositioning ef- placebo.21-3° This accumulating evidence presented a
fects; and their presumption that, if the temporary oc- powerful argument against the use of traditional mechan-
c lu s a l ch a n g e s p ro duc e d b y t h e O A s r e su l t in ical TMD therapies, especially because the irreversible
symptomatic improvement, they must be followed by nature of those treatments could significantly complicate a
permanent alterations to the patient's occlusion through nonresponding patient's condition physically, psycholog-
extensive and irreversible dental treatment(s). ically, and economically.3"3 An in-depth discussion re-
garding this topic is beyond the scope of the present article,
Until the 1960s, no systematic well controlled or prop-
but I'm most TMD patients it has become clear that the line
erly designed clinical studies had been conducted to eval-
between reversible and irreversible treatments does not often
uate the efficacy of treatments for patients with TMDs.
need to be crossed to produce good clinical outcomes.33
Instead, there were a number of "scorecard" studies and
anecdotal papers published that reported high levels of In recent years there has been an explosion in our
successful treatment for the majority of these patients, knowledge regarding the biochemical and neurophysio-
using a variety of mechanical (dental) approaches.3-7 logic basis for musculoskeletal pain,34-37 making some of
Many of these treatment protocols included the use of the old notions about why joints or muscles hurt seem
OAs, not only to relieve signs and symptoms, but also to very naive and simplistic (for example, terms such as
establish "ideal" or "correct" jaw relationships. For many capsulitis, lactic acid buildup, or muscle spasms). Like-
practitioners, these clinical successes endorsed their as- wise, the explanations for why pains persist in some
sumptions about how OAs function while also appearing people and not others has switched almost completely
to confirm their opinions about TMD etiology. from the field of psychology to the field of neuroscience,35
Unfortunately, the failure of a minority of patients to where extensive studies have shown that neuroplastic
respond positively to such treatments was seen as a sign of changes in the nervous system are the most likely reason
psychologic disturbance (hypochonthiasis, depression, for developing chronic pain. In addition, it appears that
genetic factors may determine in part who will develop
malingering, secondary gain), rather than as a sign of
such chronic pain conditions.39-4I There is little doubt that
inappropriate or ineffective diagnosis and/or treatment.
future therapies in the pain field will be targeted more
Even worse, failure to respond to occlusal therapy often
precisely toward underlying pathophysiologic mecha-
was used as the basis for attempting more aggressive and
nisms of joint pain, muscle pain, and chronic pain, rather
invasive therapies, up to and including surgical procedures."
than at simple analgesia or other pain control strategies.
When some early TMD studies in the 1960s and 1970s
Do these fascinating scientific findings mean that oral
were conducted using placebo drugs or sham procedures
appliances no longer have any place in a dentist's arma-
as controls, the investigators reported rather high levels of
mentarium for managing TMD patients? The answer at
positive response to those placebo treatments.10-1 2 At first,
this point in time is clearly No, because OAs still can be a
these findings were dismissed as being some type of
valuable adjunct in the management of certain subgroups of
trickery, and some investigators were even accused of
TMD patients, as will be discussed subsequently.
misleading or duping patients by using placebos instead of
"real" treatments. When Greene and Laskin" and Good-
man et al.R) reported using "placebo splints" as well as ORAL APPLIANCES
"placebo equilibrations 7 as forms of mock treatment for The changes in our understanding of the pathophys-
TMD patients, these outcomes were widely denounced; iology of TMDs require that traditional ideas about
however, the fact that nonoccluding OAs helped over using OAs also must be reconsidered. Not only are
40% of the patients, while mock equilibration
helpednearly two-thirds of them, made it difficult to ignore
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214 Klasser and Greene February 2009

Table I. Hypotheses for efficacy of oral appliances42 variation of the soft OA is a dental office–fabricated
Dental reasons far efficacy Nondental reasons for efficacy
version, whereby the material is vacuum formed to fit
stone casts, and the occlusion is later established at
Alteration of the occlusal Cognitive awareness
condition
chairside. A third variety involves a similar processing
Alteration of the condylar Placebo effect technique which occurs at a commercial laboratory, with
position the occlusion established once again at chairside.
Increase in the vertical Increased peripheral input to the Hard acrylic resin OAs appear to have several ad-
dimension of occlusion central nervous system
vantages over their soft counterparts. The fit of a hard
decreases motor activity
Regression to the mean (natural acrylic resin OA, be it a hard or a hard-soft tooth-borne
fluctuation of symptoms) interface, is generally more stable and more retentive
owing to the material(s) used and to the more accurate,
consistent, and reliable method of fabrication. Adjust-
ment to the occlusal surface of these OAs, using rotary
many of the old concepts mistaken or obsolete, but in instruments, can be accomplished more easily, quickly,
addition the semantics of describing OAs needs to be and efficiently than with a soft material because of the
modified. For example, calling an OA an occlusal ap- hardness and resistance of the acrylic resin. Doing this
pliance may have seemed appropriate because it alters type of adjustment with a soft material often results in a
occlusion while wearing it; however, this is akin to less than adequate occlusal scheme. Furthermore,
calling a back brace a dermatologic device because it there is a possibility that wearing soft appliances may
rests o n the skin o f th e to rso wh ile we aring it. As be associated with occlusal changes."'"
Okeson42 has pointed out (Table 1), there are at least 7 Owing to the hardness of the acrylic resin, a rigid
hypotheses that have been offered to explain the effects type of OA will provide greater longevity and durabil-
that OAs can have on TMDs, but most of them simply ity than the soft version. The hard acrylic resin variety
reflect the bias of certain clinical approaches. For ex- is also less prone to discoloration as well as accumu-
amp le, if yo u p resu me th at a p atient h as a vertical lation of food debris and resultant malodors, owing to
dimension problem, you might attribute the clinical the porosity differences inherent in the composition of
success of OAs to the thickness of the plastic. the different materials. Lastly, repairing a hard acrylic
resin OA is easily achievable either at chairside or with
Oral appliance materials—fabrication issues reprocessing at a commercial laboratory, but this is not
There are basically 2 different materials, based upon achievable with the soft type of OA. The advantages of
consistency, which are used in the fabrication of OAs. the soft OA compared with the hard OA seem to be
First, there are hard acrylic resin OAs that are either mainly economics and chairside adjustment time, be-
chemically cured or heat/pressure processed, resulting in cause the softer versions are usually less expensive for
hard and rigid tooth-borne and occlusal surfaces. Alterna- the patient and less time consuming for the practitioner
tively, there are soft or resilient OAs manufactured from than the more labor-intensive hard acrylic resin types.
plastics or polymers, producing an appliance which has a
somewhat flexible and pliable tooth-borne and occlusal
surface. There exists a third variation of material known as
Oral appliance materials—utilization issues
dual laminated, because it consists of hard acrylic resin on The question of which material to use for the manage-
the occlusal surface and a soft material on the inner aspect ment of TMDs as well as for sleep bruxism (SB) has been
(tooth-borne surface). This produces an OA with the pos- and continues to be rather controversial. Soft OAs have
itive qualities of a soft material (fitting well and providing been recommended by some investigators for the reduc-
comfort for the supporting teeth), with the versatility of a tion of both myogenous and arthrogenous TMD symp-
hard acrylic resin adjustable occlusal surface. For our tOMS. 43 ' 45-4 7 However, in an electromyography (EMG)
purposes, this style of OA will be discussed as belonging study comparing hard and soft OAs involving 10 bruxism
to the hard acrylic resin group. subjects who wore hard appliances at first and then were
switched to soft appliances after a washout period, it was
Hard acrylic resin OAs can be custom fabricated at
found that 8 of the 10 subjects experienced a significantly
chairside and/or produced at a commercial laboratory
reduced nocturnal muscle activity with the use of hard
with the use of stone casts. The material for making
OAs. In comparison, the soft OAs significantly reduced
certain types of soft OAs can be purchased from dental
muscle activity in only 1 participant and caused a statis-
supply houses or found over the counter in many sport-
tically significant increase in EMG activity in 5 of the
ing goods stores and pharmacies, in a prefabricated
participants." In another EMG study comparing the el=
form. This type of OA ("boil and bite") is molded and
adapted by the purchaser by boiling the product inwater and
then placing the material intraorally with a biting
force to establish the "correct" occlusion. Another
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Volume 107, Number 2 Masser and Greene 215

fects of hard and soft OAs on the activity of the temporalis studies suggest that the use of this design in
and masseter muscles during controlled clenching, it was asymptomatic individuals is more effective in
57 58
found that activity of the studied muscles was decreased reducing muscle activity. ' However, several other
more with use of a hard OA, and the soft OAs produced studies have shown no differences in muscle activity in
5 6
a slight increase in activity of both muscles, but particu- healthy subjects ' or in TMD symptom reduction "' by
49
larly the masseter muscle. In another EMG study, it was adding the canine-protected articulation feature to an
found that activity of the masseter muscle was increased appliance.
after the immediate insertion of a soft OA during maxi- Ideally, when a stabilization type of appliance is
mum clenching.50 placed intraorally, there is minimal change to the max-
Contrary to these outcomes, other studies involving illomandibular relationship other than that produced by
direct comparisons between hard and soft OAs in TMD the thickness of the material. This is the most com-
subjects found no differences in either self-reported monly used type of intraoral appliance, and when prop-
symptoms or in clinical findings between each OA erly fabricated it has the least potential for adverse
15 47
group: ' Additionally, in a study by Wright et al.46 effects to the oral structures. The intent of this appli-
where 30 masticatory muscle pain subjects were ran- ance as outlined by the American Academy of Orofa-
62
domly assigned to receive either a soft OA, palliative cial Pain guidelines is to "provide joint stabilization,
treatment, or no treatment, it was found that those protect the teeth, redistribute the [occlusal I forces, relax
assigned to the soft OA group had a greater reduction in the elevator muscles, and decrease bruxism." Addition-
the signs and symptoms of their muscle pain over the ally, it is stated that "wearing the appliance increases
short term. the patient's awareness of jaw habits and helps alter the
It might seem from these studies that differences be- rest position of the mandible to a more relaxed, open
tween the use of soft and hard OAs in the management of position."
TMDs are not significant. However, the majority of sci- Traditional anterior bite plane. The use of anterior
5 1-53
entific evidence"- has shown more consistent support platform appliances seems to have originated within the
for the use of hard acrylic resin OAs rather than soft ones orthodontic profession many years ago. Various clini-
for the reduction of TMD symptoms. Additionally, owing cians' names (e.g., Hawley, Sved, Shore) have been
to the material and adjustability advantages discussed associated with these OAs, and in many cases the
earlier, it seems reasonable to recommend the use of a appliances were modified to either move or retain max-
hard acrylic resin OA over a soft version for most patients illary anterior teeth. In general, they are designed as a
with appropriate TMD signs and symptoms. However, palatal-coverage horseshoe shape with an occlusal plat-
soft OAs may be useful as a short-term treatment measure form covering 6 or 8 maxillary anterior teeth. Advo-
in certain acute-onset TMD patients, as well as for those cates for using such appliances to treat TMDs have
5 47
patients where cost is a concern 4 ° Because the most argued that they prevent clenching, because posterior
common and well validated indication for appliances teeth are not engaged in closing or in parafunctional
made with soft materials is as athletic mouthguards to activities. However, some critics have argued that these
protect against and diminish injury to the oral struc- appliances can lead to overeruption of posterior teeth
54 55
tures, ' they still have an important role in the dental (which is extremely unlikely if worn only at night) and
armamentarium. others have worried that the TMJs will be overloaded
without posterior support.
Oral appliance designs and related concepts Minianterior appliances. The concept of making an
Flat plane stabilization appliance. The fiat plane sta- oral appliance that engaged only a small number of
bilization appliance (also known as the Michigan splint, maxillary anterior teeth (usually 2-4 incisors) was first
muscle relaxation appliance, or gnathologic splint) is gen- introduced in the mid I 900s as the Lucia jig. Within the
erally fabricated for the maxillary arch. Alternatively, past several years, there have been several variations
some clinicians have argued that for reasons of enhanced that have appeared on the market. They include the
esthetics and less effect on speech, this type of appliance Nociceptive Trigeminal Inhibition Tension Suppres-
should be fabricated for the mandibular arch. The evi- sion System (NTI), the Best Bite, and the Anterior
dence from various studies suggests no differences in Midline Point Stop (AMPS) devices. All of these are
reduction of symptoms between either of these 2 de- hard acrylic resin appliances that are either developed
56
signs. The appliance is fabricated so that the opposing directly at chairside or commercially produced in pre-
dentition occludes uniformly, evenly, and simultaneously fabricated designs. The commercial versions require
with the occluding surface of the appliance. custom fitting at chairside by relining the interior aspect
Many practitioners advocate the incorporation of ca- with acrylic resin or hard elastic impression materials to
nine-protected articulation to disocclude the fit on the maxillary incisors, after which the occluding
posteriorteeth during eccentric movements. Some
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216 Masser and Greene February 2009

surface is adjusted to allow 2-4 mandibular incisors to occlusal contact with the mandibular anterior teeth
contact a platform. According to the advocates of these may create unfavorable mobility of these teeth, or in-
0As, their purpose is to disengage the posterior teeth, stead the maxillary teeth supporting the appliance may
thereby eliminating the influences of the posterior oc- be displaced by the occlusal forces. Furthermore, owing
clu sio n o n th e masti cato r y s yst e m. Th is de sign is to the small size of these devices, there is a possibility
thou gh t to b e effective in treatin g TMDs, SB, and of a serious life-threatening event in which the appli-
headaches. However, because of the recent popularity ance may be swallowed or aspirated; reports of such
of these appliances, a more thorough discussion of the catastrophic events have been recorded."
literature is required so that the profession can consider Anterior repositioning appliance. The anterior repo-
using them based on scientific evidence rather than on sitioning appliance (also known as an orthopedic repo-
experience-based claims and business interests. sitioning appliance) purposefully alters the maxillo-
The initial study ` ' which allowed the U.S. Food and mandibular relationship so that the mandible assumes a
Drug Administration (FDA) to categorize the NTI as a more anterior position. This is accomplished with the
medical device and approve its marketing in the diag- addition of an acrylic gu iding ramp to the anterior
nosis and treatment o f headaches was based on the one-third of the maxillary appliance which, upon clos-
reported results that the NTI was slightly more effective ing, forces the mandible into a more forward position.
than a "full coverage appliance" for the reduction of Originally, this type of appliance was supposed to be
headache pain. Interestingly, the control appliance was used to treat patients with internal derangements (usu-
only a bleaching tray, for which no studies evaluating ally anterior disk displacements with reduction). It was
effectiveness in treating either TMDs or headache pain thought that by altering the mandibular position in this
have ever been reported. Clearly, the study would have manner, anteriorly displaced disks could be "recap-
been vastly improved by comparing the NTI against a tured," after which the new condyle-disk relationship
conventional flat plane stabilization appliance. Addi- could be "stabilized" through comprehensive dental or
tionally, the approval of a medical device as opposed to surgical occlusal procedures. ` '' Currently it is recom-
a drug requires a much less stringent approval process, mended that repositioning appliances should be used
because new devices which are similar to previously primarily as a temporary therapeutic measure to allow
a pp ro ved d e vi c es c an ap p ly fo r th e s a me F D A ap - for symptomatic control of painful internal derange-
proval. Because the majority of the oral appliances ments, but not to "permanently" recapture the TMJ
being marketed for headache are categorized as "jaw disk. The potential dangers with long term use of this
repositioning" devices, and carry the FDA approval as appliance are permanent and irreversible occlusal and
such, it is easy to understand how the NTI and similar even skeletal changes. Therefore, this type of appliance
appliances were approved. shou ld be used with discretion, and only fo r short
In a double-blind randomized parallel trial compar- periods of time.
ing the NTI to a flat plane stabilization appliance in Neuromuscular appliances. Advocates of so-called
TMD subjects with headache, no differences between neuromuscular dentistry (NMD) have claimed that the
appliances were reported over a 3-month period regard- use of jaw muscle stimulators and jaw-tracking ma-
ing muscle tenderness upon palpation, self-reported chines enables them to produce an oral appliance at the
TMD-related pain and headache, or improvement on ideal vertical and horizontal position of the mandible
jaw opening." In a study comparing the AMPS device relative to the cranium. 68 Space does not permit a full
to a flat plane stabilization appliance, there was no discussion of these complex issues, which have been
significant difference between the appliances in their reviewed elsewhere. ` ' ` ' -72 At the very least, one would
efficiency in relieving myogenous pain.' In another have to accept the entire NMD concept to believe the
well designed randomly controlled study, the NTI was notion that such appliances are the most ideal ones.
found to be less effective than a flat plane stabilization After using these appliances to treat a TMD patient,
appliance in the treatment of TMDs.66 proponents of this methodology usually recommend
The possibility of adverse occlusal effects occurring dental reconstruction at the new jaw relationship.
with this type of minianterior appliance with continu- Posterior bite plane appliances. Posterior bite plane
ous and long-term use is significant. Because the design appliances (also known as mandibular orthopedic repo-
of th e appliance only co vers the maxillary anterior sitioning appliances) are customarily made to be worn
teeth, there is the potential for overeruption of the on the mandibular arch. The design is bilateral hard
unopposed posterior teeth resulting in an anterior open acrylic resin platforms located over the mandibular
bite. Development of an anterior open bite also could posterior teeth (usually molars and premolars) and con-
result from the intrusion of the maxillary anterior teeth nected with a lingual metal bar. This design creates a
which retain the appliance. or from a combination ofboth
factors. It also is possible that the I -point design for
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Volume 107, Number 2 !Gasser and Greene 2l7 7

disocclusion of the anterior teeth. The purpose of this tions for oral appliances (OAs)
appliance is to produce changes to the vertical dimen- What OAs ran do What 0As cannot do
sion and alter the horizontal maxillomandibular rela- Decrease/alter loading on TMJ by Unload the TMJ by
reducing force intensity, distracting condyle or
tionsh ip. It also h as b een claimed th at this type o f
frequency, and/or duration of oral by pivoting on molar
appliance has the ability to increase overall physical parafunctional activities contacts
strength and enhance athletic performance 7 3 - 7 5 ; Briefly reduce muscle activity by Retrain muscles to be less
however, th e sci en tifi c e vi d en ce d o es n o t support introducing "foreign body" of active after splint is
th is claim.76-78 occlusal platform removed
Reduce headache intensity or Relieve headache
According to its supporters, 7 ' this type of appliance
frequency i f it is triggered by SB conditions that are
was supposed to produce an "ideal" maxillomandibular induced myalgia or arthralgia primarily neurovascular
relationship, to be followed by occlusal procedures to or vascular in origin
permanently maintain that relationship. No evidence Improve internal derangement Recapture displaced disks,
was offered to support this concept. The major concern symptoms of locking/catching enhance retrodiskal
upon awakening related to strong tissue healing, prevent
regarding this appliance design is that occlusion only
nocturnal muscle activity progression from ADD-
occurs on posterior teeth, thereby allowing for overe- (clenching/grinding) R to ADD-NR
ruption of the unopposed anterior teeth and/or intrusion Disrupt neuromuscular engrams that Produce an "ideal"
of the opposing posterior teeth, resulting in an iatro- determine TMJ-fossa relationships neuromuscular/occlusal
("de-programming") relationship
genically created posterior open bite.
Protect occlusal surfaces of teeth Permanently reduce or
Picot appliances. The pivoting appliance is con- and dental restorations from SB eliminate SB activities
structed with hard acrylic resin that covers either the forces
maxillary or mandibular arch and incorporates a single Establish "correct"
vertical dimension of
posterior occlusal contact in each quadrant. This con-
occlusion
tact is placed as far posteriorly as possible. The purpose
of this design is to reduce intra-articular pressure by TAU. temporomandihular joint; St?, sleep bruxism; ADD-R, anterior
condylar distraction as the mandible "fulcrums" around disk displacement with reduction; ADD-NR, anterior disk displace-
ment without reduction.
the pivot, resulting in an "unloading" of the articular
surfaces of the joint. This appliance was recommended
for patients with internal derangements and/or osteoar-
thritis. However, studies 80. 81 have indicated that
occlusal pivots have no distractive effect on the TMJ the jaw should be. No independent research has been
and instead can actually lead to joint compression. A offered to substantiate this claim.
different version of this appliance involves the use
What oral appliances can and cannot do
of a unilateral pivot inserted in the posterior region.
As if it were not confusing enough to have so many
It is thought that closing the mandible on this pivot will
different OA designs, the rationales offered for using
load the contralateral joint and slightly distract the
them in the treatment of TMDs are wildly divergent.
ipsilateral joint. 80 However, owing to biomechanical
Part of this problem stems from different concepts and
principles, it is not possible for a class III lever such as
ideologies about what needs to achieved to "success-
the mandible to rotate around a secondary fulcrum; all
fully" treat a TMD patient. However, another important
claims to the contrary are simply not plausible (see the
confounding issue arises from mistaken beliefs about
next section). Because of the design and force vectors
what OAs can or cannot actually do. In this section, we
created by this appliance, a potential adverse effect with
discuss that topic in terms of the available scientific
its use may be occlusal changes manifesting as a
evidence (Table 11).
posterior open bite where the pivot was placed.
Oral appliances and TMJ loading. It has been
Hydrostatic appliance. This unique appliance was
claimed that OAs can unload the normal pressure ex-
designed by Lerman 52 over 30 years ago. In its original
isting inside the human TMJ. As discussed above, one
form, it consisted of bilateral water-filled plastic cham-
type of appliance was designed with "pivots" placed in
bers attached to an acrylic palatal appliance, and the
the molar area to create a fulcrum that would distract
p atien t's p o sterio r teeth wo uld o cclud e with these
the condyle from its fossa upon jaw closing. Unfortu-
chambers. Later this was modified to become a device
nately, this concept ignores a fundamental biomechani-
that could be retained under the upper lip, while the
cal fact that has been demonstrated repeatedly by Hy-
fluid chambers could he positioned between maxillary
!andel- 8 3 ' 8 4 and other anato mists, n a mel y, that the
and mandibular posterior teeth. The concept was that
human mandible is a class III lever, and as such it
the mandible would automatically "find" its ideal po-
sition because the appliance was not directing where
Table II. Descriptions of appropriate uses and limita-
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218 Kla.vser and Greene February 2009

cannot fulcrum around any point that is anterior to the a decrease in intensity and frequency of TTH when
masticatory muscles. Therefore, neither a pivot appli- patients with TMDs of myogenous and/or arthrogenous
ance nor any other type of OA can possibly "unload" origin are successfully treated with 0As. 89.95 A com-
the human TMJ. However, it can he argued that loading mon finding in each study was a reduction in the
inside the TMJ could be reduced or redirected by the number of masticatory muscles tender to palpation.
presence of an OA. This may occur due to a reduction in Therefore, if pain in the masticatory or pericranial
the amount and intensity of muscle activity, or it may be muscles is reported by a patient upon awakening, those
due to the condylar loading area being shifted elsewhere. pains may be related to muscle activity associated with
SB. Although the mechanism for OAs providing head-
Oral appliances and muscle activity. There is both ache reduction is unknown, one possible theory (as
empirical and experimental evidence that OAs can pro- discussed above) is that this kind of positive outcome
duce a decrease in nocturnal muscle activity in many may be due to a reduction in nocturnal jaw muscle
patients. Clark et al.5' have explained this as a reflexive activity. Therefore, OAs should be viewed as an ad-
response to the presence of a "foreign object" between the junctive treatment for TMD management in those pa-
teeth, leading to an avoidance behavior. This effect also tients who also present with headache, rather than as a
has been observed and measured in sleep laboratory stud- specific treatment for primary headache conditions.
ies.85 However, it also has been shown that nocturnal
muscle activity returns to baseline levels in nearly all
Oral appliances and internal derangements. The use
patients shortly after discontinuing OA usage, and in some
of OAs to treat internal derangements of the TMJ has
patients that may occur even while still using the OA.
led to many problematic outcomes, mainly due to mis-
Therefore, if long-term pain relief and/or protection of
conceptions about why TMJ disks become displaced as
teeth are needed, those patients must wear OAs indefi-
well as what should be done about it. Beginning in the
nitely. Clinicians also need to be aware that, in a small
1970s, disk displacements (even in painless clicking
percentage of cases, paradoxic results may occur when
patients) were thought to be forerunners of degenera-
patients are given OAs, with previously painless sleep
tive disease and painful dysfunctions. Therefore, some
bruxers developing symptoms of TMD; this is thought to
clinicians advocated early intervention to avoid such
be due to a reflexive increase in muscle activity rather than
developments, and the primary treatment tool was a so-
the expected decrease, and it requires a change of treat-
called anterior repositioning appliance (ARA). The
ment strategy for those patients.
concept was to "recapture" the displaced disk and to
gradually "walk it back" to a normal position, but when
this proved to be nearly impossible, some clinicians
Oral appliances and headache. Several studies have
advocated major occlusion-changing procedures to
found associations between TMDs and headache.86-88 In
"stabilize the recaptured disk" in its new anterior
patients referred for treatment of TMDs, headache has
position.96
been reported in more than 70%.89-9° This complicates the
differential diagnosis of head and facial pain, but fortu-
nately there is an extensive classification of headache As evidence continued to mount showing the futility
disorders with detailed diagnostic criteria that has been (not to mention the non-necessity) of this extremely
developed by the International Headache Society.`' This invasive approach,' some modified concepts of ARA
classification includes both primary and secondary head- utilization became popular. For example, some people
aches, with the spectrum of etiologies ranging from neu- argued that wearing an ARA 98 could help patients
rovascular and vascular causes to central nervous system avoid progression from clicking to "locking" (nonre-
lesions. In the section describing diagnostic criteria for ducing disk displacement), and others argued that an
tension-type headache (TTH), the IHS material states that ARA should be worn for 6-12 months to permit retro-
increased pericranial tenderness elicited by manual palpa- diskal tissues to heal."
tion is the most significant abnormal finding in patients
with this form of headache. In addition, a common finding Obviously, what was missing from those clinical
in patients with TMDs and TTH is masticatory muscle arguments was the evidence needed to support any of
pain upon palpation.92 However, no clear causal relation- the treatment approaches. Over time, several studies of
ship has been found between these 2 conditions, so this conservatively treated (and even untreated) patients
finding may simply reflect a comorbid situation. Another showed that a series of fairly predictable adaptations
theory is that the jaw muscle pain generated by SB may were likely to occur in the majority of internal derange-
serve as a trigger to both TTH and migraine headaches in ment patients. ` '" Therefore, what patients actually
susceptible patients, but it should be remembered that the needed from clinicians was symptomatic relief from
majority of SB patients do not experience any craniofacial painful episodes, as well as proper counseling about
what was happening inside their joints.'°° As a result,
the role that either conventional or repositioning OAs
3
ain problems.9.94 p
Randomized controlled treatment studies have found
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Volume 107, Number 2 Klasser and Greene 219

could play became much more limited, and today there VDO has been found to he a highly variable measurement
are only 3 likely indications for their use in internal in the general population, and regardless of the measure-
derangement cases. First, for patients with acute TMJ ment or apparent loss of occlusal tooth structure, most
pain, OAs may reduce muscle activity and redirect individuals do not report signs and symptoms of TMD.")
loading inside the TMJ; second, for sleep bruxers who Therefore, the success of an OA in reducing pain should
awaken with TMJ pain due to nocturnal muscle activ- not be interpreted as a confirmation of lost VDO simply
ity, an OA worn at night could be helpful to reduce pain because the occlusion has been temporarily elevated. Ob-
and dysfunction; and third, for patients whose TMJs viously, the danger of interpreting outcomes this way is
that clinicians might conclude that permanent changes in
become "locked" at night, but who are able to success-
VDO will be required to establish long-term health, and
fully click open during the day, an OA can reduce the
this always requires some type of major invasive dental
frequency of these episodes or prevent their occurrence
intervention.
in some cases.
Oral appliances and "deprogramming" concepts.
One popular idea about OAs is that they can "depro- Nonoccluding appliances and placebo effects
gram" the TMJ musculature, and thereby produce Nonoccluding OAs, as the name implies, do not have
"ideal" jaw relationships. This is a good example of an an occlusal platform that contacts the opposing denti-
idea that contains a kernel of truth, but which has tion, so they cannot directly alter either condylar posi-
serious theoretic and practical flaws when applied to tioning or vertical dimension. In the first study to in-
actual patients. It is true that every patient's brain is vestigate the clinical efficacy of nonoccluding OAs,
"programmed" by their occlusion to guide the various Greene and Laskin" studied 71 patients with myoge-
movements of the mandible; the scientific term for this nous TMDs (masticatory muscle pain, limitation, devi-
program is "engram," which means that neuromuscular ation, and/or tenderness) who were treated by different
activity is determined in large part by the morphology OA designs. They found that 40% of the patients
of the moving structures. This type of brain program is showed remission or noticeable improvement in their
very stable as long as morphology remains unchanged, symptoms with the use of a nonoccluding OA. In the
but it is capable of changing as peripheral structures first random-assignment placebo-controlled study of
I07
undergo changes. OAs for treating myogenous TMD, one group
Therefore, if you interfere with the engram produced by received a traditional OA and the other group a nonoc-
occlusal contact (e.g., by wearing an OA), the mandible eluding OA; the results showed improvement in both
will close in a different manner. The problem lies in groups without any statistically significant before or
making an assumption that the new version is better than after treatment differences between the groups. Dao et
al." evaluated the therapeutic efficacy of OAs using a
the original one, an assumption that exists at the core of
parallel, randomized, controlled, and blind design by
all centric occlusion-centric relation or other jaw-
assigning masticatory myalgia subjects to I of 3
repositioning occlusion concepts in dentistry. By
groups: I ) passive control: full occlusal OA worn only
describing the new position as ideal, the teeth are cast
30 min at each appointment; 2) active control: nonoc-
in the role of "interfering" with proper closure of the
eluding OA worn 24 h/day; and 3) treatment: full
mandible and the need arises to do something about
occlusal OA worn 24 h/day. They found that all pain
that. An in-depth discussion regarding deprogramming
ratings decreased significantly with time, and quality of
concepts is beyond the scope of the present article, but
life improved for all 3 groups. However, there were no
it should be recognized that they have played a huge
significant differences between groups in any of the
role in all of the occlusal/skeletal theories of TMD
assessment variables. They concluded that the reduc-
etiology. Although readers are encouraged to pursue
1 3 tion in intensity and unpleasantness of muscle pain and
this debate" ° about which occlusal concepts and
improvement in quality of life was nonspecific and not
procedures are best for treating their regular dental
directly related to the type of treatment. Additional
patients, they should not interpret success of OAs in
studies in myalgia and arthralgia subjects reported no
treating certain TMD patients in terms of deprogram-
significant differences in overall reduction of subjective
ming concepts.
and objective measures of pain and dysfunction (except
Oral appliances and establishing "correct" vertical
for TMJ clicking) after treatment with either nonoc-
dimension. There were reports in the early TMD litera- eluding or occluding OAs, both resulting in positive
ture that OAs can reduce "abnormal muscle activity" and )
outcomes."" In studies evaluating EMG masseter
associated pain by restoring the patient's original VDO muscle activity in SB patients, it was found that oc-
that was reduced by tooth wear or loss of posterior sup-
)4 cluding and nonoccluding OAs were equally effective
port." That belief is based on the premise that a loss in
VDO is an etiologic factor for TMD, as originally pro-
1 5
posed by Costen in 1934. ° However, so-called normal
0000E
220 Klasser and Greene February 2009

in reducing nocturnal muscle activity in certain indi- Goddard et al. (G. Goddard, DDS, personal communi-
viduals for a period of time."'111'112 cation, February 15, 2008) summarizes these develop-
Contrary to the above studies, Ekberg et al.' 13 eval- ments in the placebo field and presents implications for
uated the efficacy of a traditional OA (treatment group) the management of TMD patients. Dao and Lavigne,' 18
compared with a nonoccluding OA (control group) in in a review paper regarding the use of OAs, commented
arthrogenous TMD subjects using a randomized dou- that despite their lack of true efficacy, splints should be
ble-blind controlled protocol. They found improvement used as a treatment modality for some subgroups of
of overall subjective symptoms in both groups, but TMD patients because they are "effective" treatments
significantly more often in the treatment group than in (that is, they produce positive subjective responses),
t h e c o n t r o l g r o u p ( P . 0 0 6 ) . Ad d i t i o n a l l y , t h e fr e - and they are harmless when properly used. Obviously,
quency of daily or constant pain showed a significant this implies that as long as clinicians stay in the domain
reduction in the treatment group compared with the of conservative and reversible care, there will be a
control group (P = .02). However, they concluded that variety of other effective treatments available in addi-
both the stabilization appliance and the control appli- tion to OAs that are likely to be helpful in treating their
ance had some amount of positive effect on TMJ pain. TMD patients. Combined with cognitive-behavioral ed-
Similar findings by these investigators and others' 14-117 ucation of patients and an awareness of important psy-
have been reported regarding the treatment of signs and chosocial factors (especially in chronic TMD patients),
symptoms of myogenous pain. The results from both this approach should lead to "effective" treatment pro-
short-term and long-term trials led those authors to tocols and the avoidance of aggressive ones.
conclude that traditional OAs are more efficacious than
nonoccluding OAs.
CONCLUSIONS
Over the past 10-20 years, the conceptual basis for
Implications of current placebo theory for the using oral appliances in treating temporomandibular
clinical use of OAs disorders and SB has been dramatically redefined. This
Caution must be advised regarding interpretion of the has happened largely as a consequence of extensive
numerous studies that have looked at the issue of oc- research conducted around the world during that pe-
cluding versus nonoccluding OAs. Those studies have riod, which has led to new understandings o f these
various methodologic limitations; for example, differ- conditions. Currently, OAs are still regarded as useful
ent inclusion and exclusion criteria were used in the adjuncts for treating certain kinds of TMD patients, but
various studies, with sonie poorly defining the targeted the emphasis is entirely on their conservative applica-
study population. Furthermore, there may have been tion. Evidence derived from clinical studies suggests
several confounding variables influencing the treatment that OAs are more effective for treating myogenous
ou tcomes, so me o f wh ich w ere n o t reco rd ed or a c- TMD problems than they are for intracapsular condi-
counted for in presenting the results of the studies. In tions, but they can be helpful for both in properly
spite of these potential shortcomings, it appears that the selected patients. Rather than trying to establish new
general trend reported from these studies is that non- horizontal or vertical jaw relationships, OAs today
occluding OAs, at the minimum, have a considerable should be viewed as "oromandibular crutches,"118
amount of positive effect on TMD signs and symptoms which are analogous to back braces or ankle support
in a significant percentage of subjects. Because these orthotics because the y provide s ympto matic relie f
nonoccluding OAs are not altering the occlusion or while patients are recovering.
maxillo man dib u lar relatio nsh ip s o f p atien ts, their Thinking about OAs this way will enable clinicians
mechanism of action must be at least partially due to to use OAs as they treat TMD patients conservatively
their ability to function as a behavioral intervention and reversibly, as long as they avoid full-time wear or
rather than as a mechanical device. specific designs that lead to permanent occlusal chang-
Recent research into the mechanisms of placebo ef- es; the worst-case outcome should be nothing more
fects has broadened our understanding of how placebos than a failure to relieve symptoms. As for treating sleep
work. Brain imaging studies using functional magnetic bruxism, there is no question that ()As can provide
resonance imaging and positron-emission tomographic protection against excessive attrition of patients' teeth.
scanning have made it possible to better understand the They do not stop people from p erforming parafunc-
very specific biologic activity occurring in the brains of tional activities at night, but they may diminish the
both pain patients and volunteer subjects. When sub- duration, frequency, or intensity of those activities for
jects are exposed to painful stimuli, their responses to some patients and for variable amounts of time. The
both placebo treatments and "real" treatments are in- only negative possibility is development or continua-
fluenced by their pre-existing pain condition as well asby the
context of each treatment. A recent paper by
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Volume 107, Number 2 Klasser and Greene 221

tion of morning muscular pain in a small number of tion for temporomandibular disorders. Pain 1994;59:175-87.
patients, which requires a change of strategy; for the 21. Okeson JP. Long-term treatment of disk-interference disorders
of the temporomandibular joint with anterior repositioning oc-
majority of SB patients, however, these devices can be clusal splints. J Prosthet Dent 1988;6(1:611-6.
very helpful. 22. Okeson JP, Hayes DK. Long-term results of treatment for
temporomandibular disorders: an evaluation by patients. J Am
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